1033
5 34 35 36
37 59
2017 11 6
12 6
A H H
2017 9 20 H A
A
H
183 17M
H 24
2017 10 18
1
5
6
A 7
7
17
28
A 29
A 29
29
30
2017-2019 30
31
A H
32
32
33
33
34
–i–
35
37
A I-1
II-1
III-1
IV-1
V-1
– ii –
A 1.00 A
A A A
A A A
20 A 90%
1 4
6 9
2017 9 20
H 2017 9 20 H
H 1.35
H 50%
–1–
H 2017 9 20 H
H 1.35
8 H
A H
A
H
A A
H
2017 9 20
A A A
39.3935 A
–2–
H 1.00 H
H H
H H H H
1.35
2017 10 16
A
1.00 A
H
1.00 H
A H
A
2017
8 10
–3–
1 1.00
6,065
6,065
6,065
A 2017 9 20
A
6,065 A
1.00
A H
A A
A A
H H
–4–
1033
22
1
26
2017 10 18
–5–
.
2017 9 20
1 A
2
3
4
5 A
6 A
7
8
9 2017-2019
10 A
H
11
12
11 12
–6–
2 5 2 6 10
A H
(i)
(ii)
(iii)
. A
2017
A
.
2017 9 20 (i)
2,828,532,199 A (ii) 10
4,200,000,000 H
2017 9 20
A H A H
A H A H
A
–7–
H A
H
A
A
A
2,828,532,199 1.00 A
20% A 40
2017 9 20 A
A
A
2017 9 20 A
A
A0 A A1
A N
A1 A 0* (1+N)
A A
12 A A
A A
A
2017 A
20 A 90% 20 A
–8–
20 A 20 A
A
20
2017 8 10 A A
3.20
A
1. 39.3935
2. 0.6065
40.0000
A A 2,828,532,199 A 40
A 2,828,532,199 A
2,828,532,199 A 0.6065
A A
A A 2,828,532,199 A ≥ 40
A A
A A A
A
A A 36
A
–9–
A
A A
A
H
H
H 1.35 10
4,200,000,000 1.00
H 29.70% H
40
H H
12 H H
H H
H
H 2017 8 10 H H 1.35
H 2017 8 10 H H
1.29 5%
H H 1.37
H 1.35
(a) H 1.28
5.6%
(b) H 1.25
8.1 %
– 10 –
(c) H 1.23
9.9%
(d) H 1.40 3.6%
(e) H 1.34
0.6%
(f) H 1.34
0.7%
H
H
H H
H
1. 3,360,000,000
2. 840,000,000
4,200,000,000
H H
1 0.7
8 H H 8
H H
– 11 –
H H H
H 50%
H H 40 H
H
H H H
H H
H 36 H
H H
H
H H
H
A H
2017 9 20
2,828,532,199 A 4,200,000,000 H
– 12 –
20% 29.70% (i) (ii)
(iii) A H
12
(a)
(b)
2017 6 30 90.8%
(c)
12
A H 7,028,532,199
A H 80
79.8
– 13 –
(1) 35-40
(2) 25-30
(3) 10-15
14,142,660,995 12,042,660,995
A 2,100,000,000 H
– 14 –
(i) (ii)
A H
A H
(%) (%) (%) (%)
A 9,224,327,662 65.22 76.60 12,009,972,242(2) 56.73 80.76
A 42,887,619(3) 0.20 0.29
A A 2,818,333,333 19.93 23.40 2,818,333,333 13.31 18.95
A 12,042,660,995 14,871,193,194(1)
H 3,360,000,000 15.87 53.33
H 840,000,000 3.97 13.33
H H 2,100,000,000 14.85 100 2,100,000,000 9.92 33.33
H 2,100,000,000 6,300,000,000
14,142,660,995 100 100 21,171,193,194 100 100
(1) A
20% 14,142,660,995*20% 2,828,532,199
(2) A 2,785,644,580
39.3935 A 40
A 1
(3) A 42,887,619
0.6065 A 40
A 1
(4) H H H
1 0.7
– 15 –
A H
A
H H
13.89% H
H H
A
(i)
A 3.2 A 2017 8 10
A (ii) H (iii)
A (iv)
(%) (%)
A 10,455,374,537 (2) 55.01% 78.66%
A 18,953,125 (3)
0.10% 0.14%
A A 2,818,333,333 14.83% 21.20%
A 13,292,660,995 69.94% 100.00%
H 2,890,695,573 15.21% 50.60%
H 722,673,893 3.80% 12.65%
H H 2,100,000,000 11.05% 36.76%
H 5,713,369,466 30.06% 100.00%
19,006,030,461 100.00% 100.00%
– 16 –
(1) H 14.85%
(2) A 1,231,046,875
39.3935 A 3.2
(3) A 18,953,125
0.6065 A 3.2
(4) H H H H
1 0.82
.
2017 9 20 A
39.3935 A
2017 9 20 A
6,065 A
198
26
– 17 –
2017 9 20 H
H
50% H 1.35 H
2017 9 20 H
8 H
H 1.35
A
2017 9 20
(1)
(2)
A
A 39.3935
A
A A
A A 2,828,532,199 A 40
A 2,828,532,199 A
A 0.6065 A
A 2,828,532,199 A ≥ 40
39.3935
A
A
– 18 –
A
A 20 A 90%
20 A 20 A
20 A
20
A A
A A 36
A
(a) A
(b)
(c) A
(d) H
– 19 –
A
2017 9 20
(1)
(2)
A
A 6,065 A
A
A
A
A 20 A 90%
20 A 20 A
20 A
20
A A
A
– 20 –
A A 36
A
(a) A
(b)
(c) A
(d) H
H
2017 9 20
(1)
(2)
H
H 50% H
H H
H H 40
H
H
– 21 –
H
H
H
H H 1.35 H
H
H (10)
H
H H 36
H
(a) H
(b)
(c) H
(d) A
– 22 –
H
2017 9 20
(1)
(2)
H
8 H H
8 H
H
H
H
H
H H 1.35 H
H
H (10)
H
H
– 23 –
H
(a) H
(b)
(c) H
(d) A
65.22%
A H
A
26
A
A
35 36
37
59
– 24 –
50 2017 6 30 20
76 561 37
308
1998 7
2,748.7 2000
163
2007
– 25 –
198 6,065
26
48
36 12
1.
1 1.00
865
14.26%
1. 40 40
2. 35 35
3. 35 35
4. 35 35
– 26 –
5. 35 35
6. 35 35
7. 35 35
8. 35 35
9. 35 35
10. 35 35
11. 30 30
12. 35 35
13. 30 30
14. 30 30
15. 35 35
16. 30 30
17. 35 35
18. 30 30
19. 35 35
20. 30 30
21. 30 30
22. 35 35
23. 30 30
24. 35 35
25. 30 30
26. 30 30
865 865
– 27 –
2.
A 36
A
A
3.
.
A H
– 28 –
A H
. A
A
. A
A
A
.
– 29 –
A
A
. 2017-2019
3
2017-2019
A
– 30 –
A
H
(a)
(b)
(c)
A H
(d)
(e)
(f)
– 31 –
(g) A H
(h)
A H
(f) (g)
12
A H
A
– 32 –
2017 11 6
12 6 A H
H
2017 9 20 H
9,224,327,662 A 65.22% A
76.60% 2 5
1 4
H
183 17M
H 24
A A
13.39(4)
A
31 32
37 59
– 33 –
A H
2017 10 18
– 34 –
1033
2017 10 18
5 30 37 59
– 35 –
2017 10 18
– 36 –
2017 10 18
2017 9 20 2017 9 20
(i)
2,828,532,199 A (ii) 10
4,200,000,000 H
H 1.35 A
20 A 90% A H
40 40 A H
– 37 –
(i)
65.22% (ii)
26 A
A
9,224,327,662 A
65.22% A 76.60%
2 5 A 1 4
19 21 22
13.80
– 38 –
2015 11 30
I.
– 39 –
2014 2015 2016 12 31
2017
2016 2017 6 30
12 31 6 30
2014 2015 2016 2016 2017
78,993,315 60,349,334 42,923,500 18,689,863 19,842,318
3,320,072 469,719 (15,887,181) (4,325,016) (1,932,810)
1,257,308 (11,543) (16,198,242) (4,438,143) (2,132,148)
0.083 (0.001) (1.145) (0.314) (0.151)
12 31 6 30
2014 2015 2016 2017
44,532,552 48,187,792 40,155,491 36,489,529
1,201,754 1,993,209 2,446,923 2,014,515
28,284,441 27,262,259 24,759,158 17,597,729
36,763,156 37,119,985 34,337,675 31,989,388
81,295,708 85,307,777 74,493,166 68,478,917
61,937,914 59,909,391 65,115,489 61,178,325
12,015,579 12,157,672 17,254,639 19,162,260
30,913,607 30,193,846 30,310,227 26,346,859
661,656 761,433 936,085 982,132
568,163 670,123 796,634 843,448
62,599,570 60,670,824 66,051,574 62,160,457
18,697,120 24,638,094 8,442,868 6,319,768
1.46 1.74 0.60 0.45
– 40 –
12 31 6 30
2014 2015 2016 2016 2017
4,501,360 2,595,785 (3,855,369) (3,275,626) (2,023,005)
(2,528,821) (5,003,471) (201,380) (9,533) (200,284)
(2,464,879) 3,199,141 4,510,463 3,663,555 1,820,864
2014 2016
2014 790 361 45.7 2016
429 13
161 2015 2016
2016 12
2014 12 31
187 2016 12 31 84 100 54.8
2014 45
39 84 185.7
2014 25 2016 2
55 2014 12 31
126 2016 12 31 181
2017
2017 2017
12 6.2 2016 44
23 52.0 2017 21 2017
– 41 –
27.8%
2016 12
31 84 2017 6 30 63
2017 - 20
20 2016 12 31
2,748.7
163
198 6,065
48 A
36 12
– 42 –
(%)
400,000 0.66
350,000 0.58
350,000 0.58
350,000 0.58
350,000 0.58
350,000 0.58
350,000 0.58
350,000 0.58
350,000 0.58
350,000 0.58
300,000 0.49
56,800,000 93.65
60,650,000 100.00
(i)
(ii)
(iii)
(i)
(ii)
– 43 –
10
8
603727.SS 4.55 -0.40 0.36
600583.SS 2.37 -0.22 0.54
002554.SZ 1.32 0.01 0.91
002353.SZ 4.49 -0.10 0.54
– 44 –
3337.HK 1.77 0.79 0.21
2883.HK 1.42 0.69 0.38
2386.HK 1.72 -0.35 0.24
1623.HK 1.89 0.62 0.38
2.44 0.13 0.44
1.83 -0.05 0.38
4.55 0.79 0.91
1.32 -0.40 0.21
0.60 2.85 0.05
1.
2.
3.
4.
– 45 –
1
2.44 0.60
2.85
0.13
0.05 0.44
2017
2015 1 1 2017 9 20
2015 70
2016 38 2017
– 46 –
2017 5 26 2017 9 25
30 8,461
1.75
12
(i) (ii)
(iii)
– 47 –
2017
H
II. A
2017 9 20
A
A
A
A
20 A
90% x
20 A
– 48 –
A
A
A
6,065
A
A
2,828,532,199 xA < 40
2,828,532,199 xA 6,065
A
2,828,532,199 xA ≥ 40
39.3935
A
A A 2,828,532,199
A
A 40
A A 36
A
A A
20 A 90%
A
24 A
– 49 –
A
A
A
A
2017 9 20 600029 (i)
20 A
90% (ii)
2017 9 19 601107 (i)
20 A
90% (ii)
2017 9 19 600853
20 A 90%
2017 9 14 600008
20 A 90%
2017 9 8 603518
20 A 90%
2017 9 7 600589
20 A 90%
2017 8 31 600267
20 A 90%
2017 8 29 600496
20 A 90%
– 50 –
A
2017 8 26 600268
20 A 90%
2017 8 25 603789
20 A 90%
2017 8 24 601021
20 A 90%
2017 8 22 600011
20 A 90%
2017 8 21 600050
20 A 90%
2017 8 9 601368
20 A 90%
2017 8 8 600958
20 A 90%
2017 8 2 600793
20 A 90%
2017 8 1 600295
20 A 90%
2017 7 26 601996
20 A 90%
– 51 –
A
2017 7 22 600737
20 A 90%
2017 7 15 600491
20 A 90%
2017 7 14 600127
20 A 90%
2017 7 5 603866
20 A 90%
2017 7 3 600782
20 A 90%
2017 6 30 600188
20 A 90%
www.cninfo.com.cn
A
20 90%
III. H
2017 9 20
– 52 –
H
H
H 1.35
H
H
8 x
1.35
H H 50%
40 x H
1.35
H H 4,200,000,000
H
H H 36
– 53 –
H
H 12 H
2016 9 20 2017 9 20
H
H
1.8 1.75
1.7
1.6
1.5
1.4
1.35
1.3
1.2
1.1
1.19
1
H 1.19 1.75 H
1.35 H 8
2017 1.6 1.3
2016
2017 6 20 2017 9 20
H H
1.33 0.45 0.53
1.17
– 54 –
H
H 25
2017 3 20
H
5 10 30
2017 9 1 1559 -4.40% -3.70% -8.45% -3.70% 840.00%
2017 8 30 1908 -13.10% -12.60% -10.87% -10.87% 4.97%
2017 8 17 3639 1.77% 1.77% 1.77% 1.77% -50.39%
2017 7 25 1803 -21.00% -20.68% -18.97% -17.90% 825.31%
2017 7 24 1086 6.40% 5.12% 4.18% 4.80% 57.20%
2017 7 18 959 -22.35% -23.26% -21.43% -23.26% -38.95%
2017 7 14 673 23.46% 17.65% 17.65% 17.65% 561.80%
2017 7 7 860 -19.60% -12.77% -10.87% -2.38% 39.00%
2017 6 30 2309 -15.73% -16.67% -16.67% -21.05% 135.76%
2017 6 26 1055 -7.52% -3.98% -2.79% 3.29% -6.25%
2017 6 14 381 -4.76% -0% 11.11% 25.00% 33.88%
2017 6 5 2012 -16.43% -16.43% -19.31% -16.43% -66.62%
2017 5 17 605 -5.56% -6.85% -6.85% -6.85% -16.36%
2017 5 12 686 -9.92% -9.15% -9.15% -1.65% 167.46%
2017 5 12 65 -64.52% -63.33% -63.33% -64.52% -72.70%
– 55 –
5 10 30
2017 5 2 6818 48.01% 46.38% 47.19% 40.96% -14.51%
2017 4 25 412 -6.25% -3.23% -3.23% -9.09% 130.80%
2017 4 19 686 -20.83% -12.84% -6.86% 4.40% 134.26%
2017 4 18 3636 -0.65% -1.51% -2.09% -1.35% -12.66%
2017 4 12 1612 17.02% 15.79% 14.58% 13.40% 74.80%
2017 4 7 555 15.52% 11.67% 11.67% 3.08% -75.62%
2017 4 6 510 -18.84% -20.00% -22.22% -26.32% 113.74%
2017 4 5 1300 -0.51% 0.34% -2.17% -1.34% -43.74%
2017 3 21 3303 -40.00% -39.39% -35.14% -22.58% -26.38%
2017 3 20 2362 -31.62% -27.27% -20.79% -5.88% -41.49%
-8.46% -7.80% -6.92% -4.83% 105.97%
-7.52% -6.85% -6.86% -2.38% 4.97%
48.01% 46.38% 47.19% 40.96% 840.00%
-64.52% -63.33% -63.33% -64.52% -75.62%
2017 9 20 1033 -3.57% -0.44% 0.45% 0.40% 156.41%
(1)
(2) 2017 9 20
5
10 30
8.46% 7.80% 6.92% 4.83% 105.97%
– 56 –
H (i) (ii)
(iii) 156.41%
105.97% H
IV.
A H (i)
(ii) (iii)
V.
(a) A H (b)
A (c) H
(d) (i) (ii)
A 9,224,327,662 65.22 76.60 12,009,972,242 (2) 56.73 80.76
A 42,887,619(3) 0.20 0.29
A A 2,818,333,333 19.93 23.40 2,818,333,333 13.31 18.95
12,042,660,995 14,871,193,194 (1)
H 3,360,000,000 15.87 53.33
H 840,000,000 3.97 13.33
H H 2,100,000,000 14.85 100 2,100,000,000 9.92 33.33
2,100,000,000 6,300,000,000
14,142,660,995 100 100 21,171,193,194 100 100
(1) A
20% 14,142,660,995*20% 2,828,532,199
– 57 –
(2) A 2,785,644,580
3,939.35 A 40
* A 1
(3) A 42,887,619
60.65 A 40 *
A 1
(4) H H H H
1 0.7
A H
H H
13.89% H
H
H
(i)
A 3.2 A 2017 8 10
A (ii) H (iii)
A (iv)
(i) (ii) (iii)
(iv)A H
– 58 –
i.
ii.
iii.
iv. A A
v. H
vi.
vii.
6
2017 10 18
– 59 –
A
25
25 A
A
2017 9
– I-1 –
A
1
2 2017
25
3 A
A
4 A
5 A
A
– I-2 –
A
1 A H 2017 9 20
A
H
2 A A
3 A A
A 20 A
20 A 20 A
20 A 90% 20
4 A 2,828,532,199 2,828,532,199
40 40 A
1 39.3935
2 0.6065
40.0000
A 2,828,532,199
40 A 2,828,532,199
A 2,828,532,199
– I-3 –
A
A 0.6065
A 2,828,532,199
< 40
A
A
A
5 A H A
H A H
6 A 36
H 36
H H
7 A A
A 40
40 A
H 40 40
– I-4 –
A
8 A
A
A
9 A
10 2013 12 25
[2013]110
A
A
11 3
[2013]43
2017 2019
12 A A
– I-5 –
A
............................................................................................................. I-2
............................................................................................................. I-3
.................................................................................................................... I-9
A I-12
I-12
A I-15
A I-18
A I-18
A I-21
A I-21
A
I-21
A H I-22
H I-22
I-23
I-23
A I-30
I-30
I-30
I-31
I-32
I-32
I-35
– I-6 –
A
I-35
I-35
I-35
I-38
A I-38
A I-39
I-39
I-40
I-41
A I-41
A I-41
A I-41
I-41
I-42
I-43
I-44
A I-44
A I-45
I-45
A
I-46
A I-46
A I-49
A I-49
– I-7 –
A
I-50
A I-50
I-55
I-56
I-56
I-58
I-58
– I-8 –
A
A 1.00
H
1.00
A
2,828,532,199 A
– I-9 –
A
H 10
H 4,200,000,000 H
A
2017
A
2014 2015 2016 2017 1-6
2014 2015 2016
A
– I-10 –
A
HSE (Health) (Safety) (Environment)
– I-11 –
A
A
Sinopec Oilfield Service Corporation
14,142,660,995
14,142,660,995
A
A 600871
1993 12 31
22 1202
9
100728
010-59965998
010-59965997
– I-12 –
A
A
1
1993 12 31
1994 3
[1994]2 H 10 1994 3
29 H 34
1995 4
[1995]1 2 A 1995
4 11 A 36
1995 4 4 H
[1995]9
4 H [1995]54 1995 4
– I-13 –
A
4 H 1995 4 26 H
40
2013 11 5 2013 2013 A
2013 H 10
5 2013 11 20 40
60
[2014]88
2014 11 11 2014
[2014]1015
[2014]1370
100% 2014 12 30 A 2,415,000,000
9,224,327,662 A 2015 2 13
1,333,333,333 A
2
2017 6 30
9,224,327,662 65.22% A
2,086,556,496 14.75% H
1,035,000,000 7.32% A
– I-14 –
A
133,333,333 0.94% A
124,007,660 0.88% A
49
66,666,666 0.47% A
47
66,666,666 0.47% A
13,333,300 0.09% A
11,922,851 0.08% A
10,842,727 0.08% A
12,772,657,361 90.30%
2017 6 30
A 12,042,660,995 85.15%
H 2,100,000,000 14.85%
14,142,660,995 100.00%
3
2017 6 30
40 100%
7 100%
– I-15 –
A
4.5 100%
2.5 100%
100%
86,429.68
100%
88,629.95
3 100%
3 100%
5 100%
20 100%
7 100%
4
2017 6 30 20 76 561
37 308
– I-16 –
A
2017 1-6 2016
2017
1-6 2016
194,844 9.9% 360,592 8.5%
1,160,908 59.1% 1,936,875 45.8%
65,475 3.3% 153,777 3.6%
152,932 7.8% 386,791 9.1%
339,882 17.3% 1,282,706 30.3%
48,828 2.5% 107,733 2.5%
1,962,869 100.0% 4,228,474 100.0%
A
2016
12 43.6
2016
12 31 744.93 660.52
84.43 88.67% 2016
-161.15
A
A
– I-17 –
A
A
A
A
9,224,327,662
A 65.22%
198 6,065
11 1 3
7
A
A 1
A
A
– I-18 –
A
A A
A 20 A
20 A 20 A
20 A 90% 20
A 2,828,532,199 2,828,532,199
40 40 A
1 39.3935
2 0.6065
40.0000
A 2,828,532,199
40 A 2,828,532,199
A 2,828,532,199
A 0.6065
– I-19 –
A
A 2,828,532,199
≥ 40
A
A
A
A A
A 40 40
A
A 36
A A
A
A A
A
A A 12
– I-20 –
A
A
A
A
2017
A
65.22% A
A H
A H
A
A 2017 9 20
A
A A H
A
A
– I-21 –
A
A H
A H A
H A H
H
H
A
10 H H
A
H
1 H
10
2
3 H
1.35
H
4 H 4,200,000,000
8 H 8 H
– I-22 –
A
50%
H
40 H
H
H
5 H H
40 40
6 H 36
H H
A
1
22
274,866,534,000
– I-23 –
A
2
3
2017 500
3
2014 2015 2016
21,398.27 20,585.08 21,593.91
6,610.81 7,302.38 7,402.79 2014 2015 2016
28,899.34 20,472.72 19,692.20
300.98 225.91 83.57
– I-24 –
A
4
2016
(1)
21,593.91
6,599.65
14,994.26
10,864.91
7,280.88
3,584.03
10,729.00
7,402.79
3,326.21
(2)
19,692.20
19,343.85
514.47
529.03
281.99
83.57
198.42
– I-25 –
A
(3)
2,144.26
-1,009.67
-437.84
703.97
1,648.25
5
6 A 24
24
1
A
2
2 A
A
– I-26 –
A
(1)
198 1 3
7 187
(2)
(3)
48 A
36 12
(4)
– I-27 –
A
2
(%)
1 400,000 0.66
2 350,000 0.58
3 350,000 0.58
4 350,000 0.58
5 350,000 0.58
6 350,000 0.58
7 350,000 0.58
8 350,000 0.58
9 350,000 0.58
10 350,000 0.58
11 300,000 0.49
12 56,800,000 93.65
60,650,000 100.00
3
4
5
– I-28 –
A
6 A 24
7
2007 5 18 78,760.9889
588 7 A B
(%)
1 33,210.9889 42.167
2 7,550.0000 9.586
3 6,000.0000 7.618
4 5,500.0000 6.984
5 5,000.0000 6.348
6 5,000.0000 6.348
7 4,000.0000 5.079
8 2,500.0000 3.174
9 2,500.0000 3.174
10 2,500.0000 3.174
11 2,500.0000 3.174
12 2,500.0000 3.174
78,760.9889 100.000
– I-29 –
A
A
A
A
A
A
A
2017 9 20
2017 9 20
– I-30 –
A
A
20 A 20 A
20 A 20 A
90%
20
A
1 39.3935
2 0.6065
40.0000
A
A 2,828,532,199
40 A
2,828,532,199 A
0.6065
A 2,828,532,199
≥ 40 39.3935
– I-31 –
A
A A A 36
A
A
1 A
A H
2 A
3 A
4 H
1
2
A
– I-32 –
A
3
4
(1)
(2)
(3)
5
6 A
7
8
1
2
A
– I-33 –
A
3
4
(1)
(2)
(3)
5
2
6
7
8 36
A
– I-34 –
A
5%
A 40 40
2017 2016 2015 2014
6 30 12 31 12 31 12 31
90.77% 88.67% 71.12% 77.00%
0.61 0.63 0.83 0.74
0.41 0.49 0.58 0.55
1
2014 12 31
2
(1)
(2)
(3) -
– I-35 –
A
2017 6 30 2016 12 31 90.77%
88.67% 56.52 54.18
2017 2016
6 30 12 31
601808.SH 53.50% 56.18%
002353.SZ 21.13% 19.82%
600583.SH 21.04% 22.28%
002554.SZ 50.81% 52.34%
300164.SZ 24.77% 21.85%
34.25% 34.49%
600871.SH 90.77% 88.67%
Wind
2017 6 30 2016 12 31 0.61 0.63
0.41 0.49
A
A
– I-36 –
A
2017 1-6 2016 2015 2014
198.42 429.24 603.49 944.81
-0.13% -24.68% 9.58% 9.76%
-11.52% -37.54% 0.04% 1.30%
-19.88 -39.07 25.76 67.46
-2.09 -2.36 -50.42 -39.79
17.95 44.62 31.94 -32.32
-4.32 4.54 7.91 -4.92
1
2014 12 31 2014
2
(1)
(2)
A
– I-37 –
A
A
A
A
A
A
A
A
2017 6 30 90.77% A 40
85.76% H 40
81.28%
A
– I-38 –
A
A
A
A
A
A
A
A
A
A 14,142,660,995
A 9,224,327,662 65.22%
– I-39 –
A
A 2,828,532,199
H 4,200,000,000 A
66.65%-72.60% A
A
A
A A
2017 6 30 90.77% A
40 85.76%
H 40
81.28%
A A
A
– I-40 –
A
A
A
A H
A
A
A
2016 30
12 2015 2016
2017
– I-41 –
A
64.7% 79.2% 71.8%
54.7% 63.0% 53.3%
52.4% 37.2%
22.0%
– I-42 –
A
HSE
2017 6 30 90.77%
0.61 0.41 A
280.65 271.21 239.08
29.70% 44.94% 55.70%
34.52% 31.80% 32.09%
– I-43 –
A
169.85 138.85 127.03
17.98% 23.01% 29.59%
A
2017 6 30 172.59
A
A
A H
A H
– I-44 –
A
A H
A H A H
A
A
2016 161.15
2016
84.43 2015 246.38
65.73% 2017
2017 A 2017
A 2018
A
A
– I-45 –
A
A
A
[2014]17
[2013]110
[2015]31 A
A
A 40
2,828,532,199 H 40 40
4,200,000,000
A
2017
1
2 H H
1.35
– I-46 –
A
3 A 2,828,532,199 H
4,200,000,000
4 A 2017 12
A
A A
5 2016
161.74 2017 1-6
23.29 2017
7-12 2017 1-6
2017
46.58
2017
6 2017 6 30
63.20 2017 12 31
2017 6 30 2017 7-12
A
2017
2017
7 A 40 40
H 40 40
– I-47 –
A
8 A
9 2017
A
A H
2017
2017 12 31
2016
2016 A A
12 31 H H
1,414,266.1 1,414,266.1 2,117,119.3
-1,617,387.1 -465,734.8 -465,734.80
844,286.8 399,100.4 1,199,100.4
-1.144 -0.329 -0.220
-1.144 -0.329 -0.220
0.60 0.29 0.57
(%) -97.55 -76.17 -76.17
9
– I-48 –
A
A
A 40 40 H
40 40
A H
A 2017
A
A
– I-49 –
A
A
A
A
2017 6 30 20 76 561
37 308
2
3 3
3,500
2016
2016
429.24 29% 161.15
– I-50 –
A
2017
2017 198.42 22.85
22.25
1
2
– I-51 –
A
3
HSE
HSE
4
2017 6 30 90.77%
A
5 A
2017
2017 A 2017
– I-52 –
A
A 2018
A
A
A
1
A
2
2
– I-53 –
A
3
4
5
3
2017 2019
6
– I-54 –
A
A
1
2 A
3
1
2
3
– I-55 –
A
4
5
6 A
7
3
2017 2019
– I-56 –
A
40%
20%
– I-57 –
A
50%
– I-58 –
A
2017 2019
1
2
40%
3
20%
4
– I-59 –
A
5
– I-60 –
[2014]1370 2015 2
1,333,333,333 4.50
600,000.00 4,748.33 595,251.67
2015 2 595,251.67
0200337529200006626
(2015) 110ZC0115
2017 6 30 0200337529200006626
25,495.79
1.
2.
(1)
1 160,000.00 104,861.76 -55,138.24
2 25 46,600.00 31,293.54 -15,306.46
– II-1 –
3 8000 19,500.00 17,305.82 -2,194.18
4 LOGIQ 12,000.00 11,219.91 -780.09
5 13,900.00 13,900.00
6 11,000.00 11,000.00
7 8,000.00 8,000.00
8 53,000.00 4,327.27 -48,672.73
9 271,251.67 271,251.67
595,251.67 473,159.97 -122,091.70
(2)
1
2 25 8000
3 LOGIQ
4 2015
2017
– II-2 –
100,000 2015 3 24 2015 9 30
6
130,000 2015 10 28 2016 4 27
6
90,000 2016 4 28 2017 4 26
12
100,000 2017 4 27
12
2017 6 30 595,251.67
473,159.97 122,091.70
20.5%
25 8000
2015
2017
– II-3 –
1.
2. 2
3.
4. 20% 20%
1 25 2017
2 8000 2016
17 6
3 LOGIQ
4
2017 9 20
– II-4 –
595,251.67 473,159.97
2015 425,937.21
0 2016 44,118.10
0 2017 1-6 3,104.66
1 160,000.00 160,000.00 104,861.76 160,000.00 160,000.00 104,861.76 -55,138.24 2016 10
2 25 25 46,600.00 46,600.00 31,293.54 46,600.00 46,600.00 31,293.54 -15,306.46 2016 8
3 8000 8000 19,500.00 19,500.00 17,305.82 19,500.00 19,500.00 17,305.82 -2,194.18 2016 9
4 LOGIQ LOGIQ 12,000.00 12,000.00 11,219.91 12,000.00 12,000.00 11,219.91 -780.09 2016 10
5 13,900.00 13,900.00 13,900.00 13,900.00 13,900.00 13,900.00 2015 4
6 11,000.00 11,000.00 11,000.00 11,000.00 11,000.00 11,000.00 2014 12
7 8,000.00 8,000.00 8,000.00 8,000.00 8,000.00 8,000.00 2016 10
8 53,000.00 53,000.00 4,327.27 53,000.00 53,000.00 4,327.27 -48,672.73 2018 12
9 276,000.00 271,251.67 271,251.67 276,000.00 271,251.67 271,251.67
600,000.00 595,251.67 473,159.97 600,000.00 595,251.67 473,159.97 -122,091.70
– II-5 –
(2) .
– II-6 –
2017
2015 2016 1-6
1 99.85% 15.15% 16,652.28 7,183.78 23,836.06
2 25 43.13% 13.30% 2,020.00 1,046.98 3,066.98
3 8000 100.00% 13.10% 109.00 -31.60 77.40
4 LOGIQ 64.60% 12.43% 473.00 263.32 736.32
5 76.97% 13.09% 1,860.61 2,101.00 780.00 4,741.61
6 50.90% 12.80% 839.00 -391.60 562.05 1,009.45
7 83.67% 12.88% 729.00 188.00 917.00
8 19.59%
9
1
– II-7 –
2
– II-8 –
2017 9
– III-1 –
............................................................................................... III-5
...................................................................................................... III-5
..................................................................... III-5
........................................................................................... III-6
......................................................................... III-6
...................................................................................................... III-7
........................................................... III-12
................................................................................ III-13
....................................................................................... III-13
..................................................................... III-13
............................................................................. III-14
.................................................................................... III-14
.................................................................................................. III-15
– III-2 –
A A
A
A
– III-3 –
– III-4 –
198 6,065
6,065
11
– III-5 –
385
6.35%
A
A
A 6,065
A 20 A
90%
48 A
36 12
– III-6 –
1
(1)
(2)
(3)
(4)
– III-7 –
(5)
(6)
(7)
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
– III-8 –
(12)
(13)
1
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
2
– III-9 –
(1)
(2)
(3)
3
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
3
(1)
(2)
– III-10 –
(3)
(4)
1
2
(1)
(2)
(3)
3
(1)
(2)
(3)
(4)
– III-11 –
(5)
(6)
(7)
(8)
(9)
(10)
(11)
4 1
(1)
(2)
(3)
5
– III-12 –
1
2
3
4 A
5
1
2
3
A
A 6,065
36
A
– III-13 –
1
2
1
2
3
30
– III-14 –
2
A
– III-15 –
2017 9 20
– III-16 –
2
2
– IV-1 –
1
1
2
1
3
A 600871
4
5
6
30%
110% 40%
70%
– IV-2 –
1 36
A
2 48
A
3
4
5
+1
– IV-3 –
15
(a) 60 30
(b) 10
– IV-4 –
(c)
2
(d)
0
0.6%
I1 V U1
I1
V
U1
0.025%
– IV-5 –
I2 V U2
I2
V
U2
1
15
2
15
– IV-6 –
(600871.
SH))*20%
15
60
– IV-7 –
1.
2.
(a)
XV
XV 7 8
352
(%)
A (1)
210,000(L) 0.002(L) 0.001(L)
A (1)
210,000(L) 0.002(L) 0.001(L)
A (1)
180,000(L) 0.001(L) 0.001(L)
A (1)
190,000(L) 0.002(L) 0.001(L)
A (1)
190,000(L) 0.002(L) 0.001(L)
A (1)
190,000(L) 0.002(L) 0.001(L)
A (1)
180,000(L) 0.001(L) 0.001(L)
A (1)
180,000(L) 0.001(L) 0.001(L)
A (1)
140,000(L) 0.001(L) 0.001(L)
(L)
– V-1 –
(1) 2016 10 25 A 2016 11 1
A
(1)
(2)
(b)
XV 2 3
10%
A H
(%) (%) (%)
9,224,327,662 65.22 76.60
A
XV 2 3
10%
– V-2 –
3.
2016 12 31
4.
5.
6.
(i) 12
(ii) 12
(iii)
7.
(a) A
(b) A
(c) H
(d) H
– V-3 –
8.
(a)
1 4 6
9
(b)
(c)
2017 10 18
(d) 2016 12 31
(e)
9.
2016 12 31
– V-4 –
10.
(a) 9
100728
86-10-5996 5998
86-10-5996 5997
(b)
183 17M
11.
H
9
(a)
(b) 2015 12 31 2016 12 31
(c) 5 34
(d) 35 36
(e) 37 59
(f) 8(c)
(g)
– V-5 –