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保龄宝:民生证券股份有限公司关于公司2013年度募集资金存放与使用情况的核查意见2014-04-25  

						        2013

                                 “            ”   “       ”
                    “   ” “         ”




        2013




                         A
    1
                                       [2009]738


                         A            2,000                       1
         20.56                              411,200,000.00
25,913,850.00                           385,286,150.00                2009
8   24
                 2009                 7-004
    2




                                 1
                                                                   39,320.00
                                                                         660.49
                                                                    5,186.59
                                                                   20,042.84
                                                                    3,400.00
                                                                    7,961.20
                                                                    3,486.90
                                                                           0.93
                   3                                                2,268.46
                   2009                                                   11.20
                                                                         285.12

                                                                    1,145.83

      3   2013




                  2012    12   31                                  1,145.83

                                                                     468.15



                                                                         0.10



                                                                         9.36

                  2013    12   31                                    686.94


                                             A
      1
                                         [2013]183


              A   4,942.80                  1                    12.60
                          622,792,800.00
21,060,991.20                                   601,731,808.80       2013
  4       3

                                     2
                                 2013           7-001
      2        2013




                                                               60,173.18

                                                                    173.90

                                                                1,650.00

                                                                7,390.51

                                                                5,900.00

                                                               59,700.00

                                                                      0.58

                                                               39,000.00

                                                                    295.33

                                                                    586.86

                          2013.12.31                           25,240.38



                                        A
      1




     2009        1    3                                 2009    9     2


                                                               2009
12        14




      2011        6   1



                                            3
    2   2013   12   31




                         15-785101040012798          1,890,290.35

                         1612003529200091238           500,000.00

                         1612003529200094219         4,479,153.59

                                                     6,869,443.94



                                         A

1                                                   2013
4




    2   2013   12   31




                    229918341981                 612,172.83

                    809320101421004162          3,767,868.40

                    809320101411001586         30,000,000.00        1


                    809320101411001593         30,000,000.00        1


                    809320101411001603         20,000,000.00        1


                    809320101411001610         20,000,000.00        1



                    9140114070142050005810      2,455,354.44

                                                                    2
                    9140114070141049005810     43,000,000.00

                    9140114070141049005810     42,000,000.00        2


                                4
                                                                             2
                      9140114070141049005810                 20,000,000.00

                                                                             2
                      9140114070141049005810                 30,000,000.00

                                                                             2
                      9140114070141049005810                  5,000,000.00


                      15785101040016096                         839,664.20


                      1612003529200152029                     4,728,764.54

                                                            252,403,824.41


    1   2013   12 31




               809320101411001586           2013-11-21    30,000,000.00

               809320101411001593           2013-11-21    30,000,000.00

               809320101411001603           2013-11-21    20,000,000.00

               809320101411001610           2013-11-21    20,000,000.00

                                                         100,000,000.00


    2   2013   12 31




               9140114070141049005810       2013-11-18    43,000,000.00

               9140114070141049005810       2013-11-15    42,000,000.00

               9140114070141049005810       2013-11-29    20,000,000.00

               9140114070141049005810       2013-11-29    30,000,000.00

               9140114070141049005810       2013-11-29     5,000,000.00

                                                         140,000,000.00



                            A
1

                                 5
                                   38,528.62                                                                                   468.15

                                       ——
                                                                                                                          38,266.01
                                       ——




                                                                                         (%)
                                   1
                                                              (2)        (3)    (4)    (2)/(1)
                                                                      (2)-(1)




       1          15,048.47   15,048.47       98.74       14,400.52   -647.95     95.69          2010   12   1,674.91

4000
                   8,600.00   8,600.00        369.41      9,028.59    428.59      104.98         2010   12      -8.49


           ——   23,648.47   23,648.47       468.15      23,429.11   -219.36         ——          ——     1,666.42   ——        ——




           ——    ——         ——                  -   3,400.00     ——           ——          ——      ——      ——        ——


           ——    ——         ——                  -   7950.00      ——           ——          ——      ——      ——        ——


           ——    ——         ——                  -   3,486.90     ——           ——          ——      ——      ——        ——

           ——                                       -   14,836.90




                                                          6
23,648.47   23,648.47    468.15       38,266.01                 -219.36              ——              ——         1,666.42      ——     ——

                                              1             1
                                                                                                              2   4000


                                                        1          1                                              1,674.91                     2013
                                       2012                                                                   2 4000
                                                  -8.49




                                                                2009        6   30
                        5,186.59                   1                                        3,300.62          3
                                   1,885.96                                                                                     5,186.59



                        2011   4      11               2011
                                                                          34,868,994.71
                                                                                                   121,109,000.00              86,000,000.00
                                                                                                                     189.03
                                                  497.92




                                       7
2
    2013
               A
1




           8
                                         59,999.28                                                                          9,040.51

                                             ——
                                                                                                                            9,040.51
                                             ——



                                                                                           (%) (4)
                                         1                                          (3)                     1
                                                                     (2)                  (2)/(1)
                                                                              (2)-(1)



5
                  23,000.00   23,000.00             6,748.13     6,748.13   -16,251.87    29.34      2014       12   -


    5000          14,000.00   14,000.00              20.00        20.00     -13,980.00    0.14       2015       12   -

    5000          11,000.00   11,000.00             1,099.50     1,099.50   -9,900.50     10.00      2014       12   -

                  8,600.00        8,600.00          1,172.88     1,172.88   -7,427.12     13.64      2014       12   -

                  3,400.00        3,400.00                                  -3,400.00       -        2014       12   -

           ——   60,000.00   60,000.00             9,040.51     9,040.51   -50,959.49    ——          ——         -   ——     ——

                  60,000.00   60,000.00             9,040.51     9,040.51   -50,959.49    ——          ——         -   ——     ——

                                                1            5




      1
                       2014   4     23



                                                                 9
2        5000


3        5000


4                                                                                6
                                                       DE          5%-20%
                                                10         7


5




2013     12     26
                               2013                                    1,650
2013     5      20
              5,900                                                      2013    5
    20        2014    5   19



2013     6     25
                                4                    3.5                        0.5
                                                               4
                                    2013   12   31                     20,700




                 10
11
   2
            2013
   3
   2013             5         20


5,900
    12
   4
   2013             12         26


                2013                                                                 1,650
   5
   2013         6        25


            4                                             3.5                           0.5


        4
   2013         12        31                                            20,700




                                                                                                %
                    “    ”                  2013                               2013-11-29
                          117                                    37,000,000.00   2014-1-27    5.20
                    “         ”2013       3271                                 2013-12-23
                                                                 50,000,000.00   2014-1-17    5.80
                                        3                                        2013-12-24
                                2013        212                  60,000,000.00   2014-2-19    4.90
                    ”    ”                  2013                               2013-12-25
                          134                                    45,000,000.00   2014-2-7     6.30
                    ”    ”                  2013                               2013-12-27
                          135                                    15,000,000.00   2014-2-10    5.45

                                                                207,000,000.00




                                                     12
                            2013     12   28
                                               2013-071



                 A
   2013
                            A
   2013



2013
                                21




          2013
                                          2013


  2013                                               “
2013


            21


                     2013                                 ”




  2013




                      13
2013




       14