Bank of Communications Co., Ltd.
03328 4605
2016 12 31
2016
12 31
A 601328
H 03328
1 360021
BOCOM 15USDPREF 4605
188
86-21-58766688
86-21-58798398
investor@bankcomm.com
-1-
2016 12 31
2016 2015 2014 2013 2012
134,871 144,172 134,776 130,658 120,126
86,110 86,012 84,927 79,909 75,211
67,210 66,528 65,850 62,295 58,369
8,403,166 7,155,362 6,268,299 5,960,937 5,273,379
4,102,959 3,722,006 3,431,735 3,266,368 2,947,299
7,770,759 6,617,270 5,794,694 5,539,453 4,891,932
4,728,589 4,484,814 4,029,668 4,157,833 3,728,412
629,142 534,885 471,055 419,561 379,918
0.89 0.90 0.89 0.84 0.88
1
7.67 7.00 6.34 5.65 5.12
(%)
0.87 1.00 1.08 1.11 1.18
12.18 13.43 14.79 15.58 17.91
2
31.77 30.54 30.52 29.68 29.86
1.52 1.51 1.25 1.05 0.92
150.50 155.57 178.88 213.65 250.68
3
723,961 627,862 584,502 516,482
3
568,131 518,487 470,456 416,961
3
59,920 14,943 10 4
3
95,910 94,432 114,036 99,517
3
5,163,250 4,653,723 4,164,477 4,274,068
(%)3 14.02 13.49 14.04 12.08
(%)3 12.16 11.46 11.30 9.76
(%)3 11.00 11.14 11.30 9.76
1.
2.
3.
2013
2014 4
-2-
2016 2015 2014
A-/A2 A-/A2 A-/--
A2/P-1 A2/P-1 A3/P-2
A/F1 A/F1 A/F1
2016 12 31 74,262,726,645 A
39,250,864,015 52.85% H 35,011,862,630 47.15%
(%) 1
– 15,148,693,829 20.40 A
– 4,553,999,999 6.13 H
2,109,660 14,945,274,723 20.12 H
– 13,886,417,698 18.70 H
– 1,877,513,451 2.53 A
– 1,405,555,555 1.89 H
220,984,914 1,698,194,809 2.29 A
– 1,246,591,087 1.68 A
– 808,145,417 1.09 A
– 794,557,920 1.07 A
86,838,391 745,305,404 1.00 A
– 663,941,711 0.89 A
-3-
1.
2. 2016 12 31
H
3. 2016 12 31
H 13,886,417,698 (HSBC Holdings
plc) 2016 12 31
H 14,135,636,613
19.03% H
XV
4.
2016 12 31
H 7,636,840,777 7,027,777,777
609,063,000 2016 12 31
A H 10,919,909,783
14.70%
-4-
XV
2016 12 31
336
A
A 1
(%) (%)
15,148,693,8292 38.59 20.40
1,877,513,4513 4.78 2.53
H
H 1
(%) (%)
9,042,396,3323 25.83 12.18
4,553,999,9992 13.01 6.13
14,135,636,613 40.37 19.03
2,674,2324 0.01 0.004
14,138,310,845 40.38 19.04
HSBC Finance 14,138,310,8455 40.38 19.04
(Netherlands)
HSBC Bank plc 9,012,000 0.03 0.01
63,2506 0.0002 0.0001
9,075,250 0.03 0.01
HSBC Holdings 14,147,386,0957 40.41 19.05
plc
-5-
1.
2. 2016 31
12 H 4,553,999,999
6.13% A 15,148,693,829
20.40%
3. 2016 12 31 H
9,042,396,332 12.18% A
1,877,513,451 2.53%
4. 62.14%
H
2,674,232 H
2,674,232 H Hang Seng Bank Trustee International Limited
2,581,887 H Hang Seng Bank (Trustee) Limited 92,345 H
5. HSBC Asia Holdings BV HSBC Asia Holdings BV HSBC
Asia Holdings (UK) Limited HSBC Asia Holdings (UK) Limited
HSBC Holdings BV HSBC Holdings BV HSBC Finance
(Netherlands) HSBC Asia Holdings BV
HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Finance
(Netherlands) 14,138,310,845 H
6. HSBC Trustee (C.I.) Limited 63,250 H HSBC Trustee (C.I.) Limited
HSBC Private Bank (C.I.) Limited HSBC Private Bank (C.I.) Limited
HSBC Private Banking Holdings (Suisse) SA HSBC Private
Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV
HSBC Bank plc HSBC Europe (Netherlands) BV 94.90%
HSBC Private Bank (C.I.) Limited HSBC Private Banking
Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc
HSBC Trustee (C.I.) Limited 63,250 H
7. HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc
4 5 6 HSBC Holdings plc
14,138,310,845 H HSBC Bank plc 9,075,250 H
2016 12 31 336
XV
-6-
2015 419
2015 1646 2015 7 29
24.5
100 20
2015 7 30
2015 7 29
149.82
149.24
2015 660 2016 1312
2016 9 2 4.5
100
2016 1824 2016 9 29
450 449.52
(%)
4605 BOCOM 15USDPREF 2015/7/29 20 5.00 122,500,000 2015/7/30 122,500,000 –
360021 1 2016/9/2 100 3.90 450,000,000 2016/9/29 450,000,000 –
-7-
1.
2016 12 31 1
42 2017 2 28
1 42
2.
2016 12 31
(%)
1 DB Nominees – 122,500,000 100.00 –
(Hong Kong) Limited
1.
2. DB Nominees (Hong Kong) Limited 2016 12 31
Euroclear Clearstream 122,500,000
100%
3.
4.
-8-
3.
2016 12 31
(%)
1 – 100,000,000 22.22 –
2 – 21,000,000 4.67 –
2012
3 – 20,000,000 4.44 –
4 – 20,000,000 4.44 –
5 – 20,000,000 4.44 –
6 – 20,000,000 4.44 –
5
7 – 20,000,000 4.44 –
8 – 17,000,000 3.78 –
9 – 15,000,000 3.33 –
10 – 15,000,000 3.33 –
-9-
1.
2.
3.
2016 4 28
136,111,111 5%
122,500,000 10%
13,611,111
2016 7 29
22
37
- 10 -
2016
84,031.66 17.44%
672.10 1.03%
41,029.59 10.24%
906.82
6,872.79
300
19.42% 28.91%
22.21% 13.22% 0.52
27.37% 13.39% 2.77
BBM BBM
70,095.89
25.66% (AUM) 27,071.48
10.41% 1.66
23.11%
191.35
51.16% 22.22% 7.50
367.95 5.05% 18.96%
0.96
- 11 -
9.96%
10.79%
5.41% 17.73% 18.83%
25.92%
- 12 -
624.00 61.94
69.95 1.52% 0.01
51.50 0.40
(RWA) 6.49 RWA
450
14.02% 12.16%
0.53 0.70
2016
(FORTUNE) 500 153 37
(The Banker) 13 4
20 140
2016
- 13 -
1.
439.94
159.54
9.96%
32,062.41
5.80% 29,167.72
6.89%
480.97
1.65%
+
+ + + +
(1)
- 14 -
(2)
POS
6,839.58 9.53%
(3)
2,000 25,000
2016
(4)
Swiftnet
- 15 -
1.8 21
2016
2016 CFO
(5)
41,028.93
1,070.25
102.44% 48.91%
1,829.01
97.93
(6)
112
266%
2016 80
- 16 -
53.06
13.30% 282
11.46%
3,881
(7)
70,095.89 25.66%
2.
191.35
51.16% 178.82
13.25% 10.79%
15,175.60
4.62% 11,861.87
19.42%
143.03
1.21%
- 17 -
(1)
7,702.80 27.45%
(2)
3.0
(AUM) 27,071.48 10.41%
5.41% 17.73%
18.83%
(3)
6
APP2.0
1,700
- 18 -
Apple
Pay
5,043
728 18,387.29
21.16% 3,078.57
13.37% 1.95% 0.13
Apple Pay Samsung Pay HCE
Huawei Pay Mi Pay
12,017 1,201 9,730.86
5.03%
3.
22,523.92
38.14%
204.02
- 19 -
(1)
13
1,000
1,700
(CIPS)
31 13
329 57.16%
20.23% PB(Prime
Broker)
13.59%
16.11%
34.91% 1,088
72.98%
(2)
16.57
10.65 5.92
1,508.94
- 20 -
(3)
2.65
13,578.69
53
(4)
SDR 22,523.92
38.14% 3.71%
(5)
4
1,719.35 22.51%
28.77 5,164.71
- 21 -
4.
72.62
17.23
6.62%
3,285
144 185 41
1.35 1
91.42% 3.29
24,724 3.64%
(1)
574 59
605
- 22 -
3,285
144 185 41 236
70.66% 0.30
43.51%
2016
(2)
49.40 223.02
91.42% 3.29
- 23 -
3.05 3,603
1.35 1 5.72
2 7.93%
(iTM) 899
14.32% 8.93
55.57% 12.43%
32.01 52.72%
2016
5,000 25.39%
2.74 19.65%
6.83 68.23%
2016 6
2016
- 24 -
2016 4
2016
(CFCA)
2016
9 12
2016
2017
(3)
24,724 3.64% 10,991
- 25 -
3.30% 13,733
3.91% 2,883 15.41%
21,424 5.39%1
(4)
140
J.D.POWER 2016
846
5.
(1)
53.50
30.71% 1.81
7.96%
8,559.14
22.06%
0.39 10.19%
10.87
0.27%
1
2016 2015
23,856 , 10,640 13,216
2,498 20,329
- 26 -
20 65
142 1,613
33 121 233
28 59 23
76
503.11 39.48
22,180.84 37.66%
182.44
42.92% 119.52 66.53%
123.09 29.75%
- 27 -
2016 11 9 21
2016 11 30
BBM BBM
16 20
(2)
BBM 36.51
22.76% 0.96
5.43%
BBM 2,549.58
22.71% 0.13
3.03%
- 28 -
207.20
31.27% 10.65
1,660.61
18.96%
PPP
2,400
7,097.68
43.85%
10%
5,328.64
22.74%
97.04 138.31%
235%
- 29 -
1.
(1)
861.10
0.98 0.11%
2016 2015
134,871 144,172
36,795 35,027
(28,480) (27,160)
86,110 86,012
(2)
1,348.71
93.01 69.50%
- 30 -
2016 12 31 12 2015 12 31 12
5
(%) (%)
940,872 13,701 1.46 879,938 12,868 1.46
613,166 15,026 2.45 679,546 22,813 3.36
4,003,174 189,973 4.75 3,715,611 214,127 5.76
2,786,556 125,458 4.50 2,670,427 147,946 5.54
1,058,139 59,442 5.62 924,334 61,092 6.61
158,479 5,073 3.20 120,850 5,089 4.21
1,917,494 71,144 3.71 1,365,768 55,318 4.05
7,170,237 3 281,1973 3.92 6,505,493 3 300,965 3 4.63
347,839 322,491
7,518,076 3 6,827,984 3
4,645,472 86,392 1.86 4,357,575 97,743 2.24
3,174,125 56,434 1.78 2,946,566 65,070 2.21
1,471,347 29,958 2.04 1,411,009 32,673 2.32
1,989,295 55,720 2.80 1,672,629 55,212 3.30
397,461 12,861 3.24 217,610 7,999 3.68
6,727,759 3 146,326 3 2.17 6,112,444 3 156,793 3 2.57
790,317 715,540
7,518,076 3 6,827,984 3
134,871 144,172
1
1.75 3
2.06 3
2
1.88 3 2.22 3
1
1.89 4 2.14 4
2
2.02 4 2.30 4
- 31 -
1.
2.
3.
4.
5. 2016 36
6.45%
1.75% 1.88% 31 34
2 1
1.86% 1.99% 20 23
2
- 32 -
2016 2015
890 (57) 833
(2,230) (5,557) (7,787)
16,564 (40,718) (24,154)
22,345 (6,519) 15,826
37,569 (52,851) (15,282)
6,449 (17,800) (11,351)
10,450 (9,942) 508
6,619 (1,757) 4,862
23,518 (29,499) (5,981)
14,051 (23,352) (9,301)
2016 36
93.01
140.51
233.52
2,898.44
152.82 5.01%
- 33 -
A.
1,899.73 241.54
11.28%
101
B.
711.44
158.26 28.61%
5,517.26
C.
137.01 8.33 6.47%
609.34
D.
150.26 77.87
34.13%
91
663.80
- 34 -
1,549.73
59.81 3.72%
A.
863.92 113.51
11.61% 55.75%
38
B.
557.20 5.08
0.92%
3,166.66
C.
128.61
48.62 60.78%
1,798.51
- 35 -
(3)
367.95
17.68 5.05%
2016 2015
13,787 13,912
5,306 7,472
2,962 3,014
12,502 9,697
4,636 3,403
691 733
39,884 38,231
(3,089) (3,204)
36,795 35,027
137.87
1.25 0.90%
53.06 21.66
28.99%
29.62 0.52
1.73%
125.02 28.05
28.93%
- 36 -
46.36 12.33
36.23%
(4)
610.98
23.77 4.05% 31.77% 1.23
30.62% 0.08
2016 2015
26,040 25,429
26,310 24,771
7,939 7,200
611
809 710
61,098 58,721
2016 22
- 37 -
(5)
284.80
13.20 4.86% (1) 94.39
29.81 (2) 190.41
43.01
0.69% 0.04
(6)
184.59
7.22 3.76% 21.44% 25%
2016 2015
14,814 20,039
3,645 (858)
- 38 -
2.
(1)
84,031.66
12,478.04 17.44%
2016 12 31 2015 12 31
(%) (%)
4,009,046 47.71 3,634,568 50.80
2,252,392 26.80 1,630,559 22.79
991,435 11.80 920,228 12.86
715,787 8.52 611,191 8.54
8,403,166 7,155,362
41,029.59 3,809.53
10.24%
3,008.83 9.14%
- 39 -
2016 12 31 2015 12 31
(%) (%)
107,787 2.63 101,647 2.73
106,514 2.60 125,952 3.38
59,942 1.46 75,424 2.03
36,841 0.90 36,879 0.99
118,200 2.88 105,187 2.83
33,714 0.82 40,680 1.09
224,455 5.47 238,027 6.40
147,141 3.59 138,256 3.71
99,487 2.42 109,893 2.95
495,427 12.07 418,057 11.23
20,594 0.51 13,413 0.36
319,579 7.79 333,903 8.97
34,489 0.84 35,070 0.94
94,464 2.30 50,832 1.37
204,111 4.97 227,061 6.10
300,929 7.33 262,750 7.06
188,622 4.60 132,061 3.55
80,597 1.96 71,731 1.93
117,290 2.86 94,420 2.53
126,589 3.09 117,444 3.16
2,916,772 71.09 2,728,687 73.31
770,280 18.78 604,357 16.24
307,857 7.50 271,542 7.30
108,050 2.63 117,420 3.15
1,186,187 28.91 993,319 26.69
4,102,959 100.00 3,722,006 100.00
- 40 -
29,167.72
1,880.85 6.89%
58.13%
11,861.87
1,928.68 19.42%
2.22 28.91%
3.02%
12.72%
- 41 -
2016 12 31
(%)
A 21,867 0.54
B 12,469 0.30
C 9,571 0.23
D 8,536 0.21
E 7,902 0.19
F 6,792 0.17
G 6,740 0.16
H 6,340 0.15
I 6,000 0.15
J 5,892 0.14
92,109 2.24
31.68% 17.87% 7.76% 6.62%
4.37% 12.00%
- 42 -
1.52% 0.01
150.50% 5.07
90
2016 2015
12 31 12 31
62,400 56,206
90 86,782 91,423
(%) 1.52 1.51
22,523.92
6,218.33 38.14%
3.71%
- 43 -
2016 12 31 2015 12 31
(%) (%)
117,168 5.20 108,458 6.65
385,020 17.09 323,679 19.85
342,755 15.22 264,739 16.24
1,407,449 62.49 933,683 57.26
2,252,392 100.00 1,630,559 100.00
2016 12 31 2015 12 31
(%) (%)
1,132,581 50.28 662,337 40.62
33,451 1.49 21,939 1.35
652,835 28.98 496,184 30.43
433,525 19.25 450,099 27.60
2,252,392 100.00 1,630,559 100.00
- 44 -
2016 6,528.35
3,428.62
3,099.73 52.52% 47.48%
(%)
2015
5,910 4.95 19/01/2018 –
2015 5,060 3.74 10/09/2025 –
2014
4,000 5.98 18/08/2029 –
2016 3,830 2.79 27/07/2019 –
2012
3,800 4.70 29/06/2022 –
2016 3,630 2.72 03/03/2019 –
2012
3,500 4.30 14/02/2017 –
2016 3,280 3.33 22/02/2026 –
2013
3,200 4.95 17/06/2023 –
2016 3,131 1.73 02/02/2018 –
(2)
77,707.59
11,534.89 17.43%
2,437.75 5.44% 60.85%
6.92
5,898.21 35.94%
28.71% 3.91
- 45 -
47,285.89 2,437.75
5.44% 67.81%
0.23 32.09% 0.25
51.77%
6.54 48.13% 6.56
2016 2015
12 31 12 31
3,206,241 3,030,408
1,725,948 1,433,773
1,480,293 1,596,635
1,517,560 1,450,607
722,225 594,704
795,335 855,903
3.
3,163.96
140.39
4,850.66
589.71
5,849.45
1,405.57
778.65 478.82
- 46 -
4.
(1)
2016 2015
1 1
10,935 20,825 11,795 20,904
3,480 7,391 3,697 7,157
22,881 64,921 23,268 59,555
17,541 31,870 17,086 30,743
8,105 16,189 8,114 15,699
6,085 10,547 6,049 9,955
17,083 37,034 16,003 36,566
2
86,110 188,777 86,012 180,579
1.
2.
- 47 -
(2)
2016 12 31 2015 12 31
703,472 568,598 707,804 544,823
250,716 202,216 264,203 190,285
1,751,799 1,441,942 1,639,756 1,299,000
1,067,991 761,294 964,427 687,517
593,674 417,904 556,443 382,623
358,061 384,396 349,764 326,400
2,876 326,609 2,417 291,358
4,728,589 4,102,959 4,484,814 3,722,006
(3)
51.09%
2016 2015
43,994 92,252 45,911 90,817
19,135 59,231 12,659 51,803
20,402 23,120 25,765 28,866
2,579 14,174 1,677 9,093
86,110 188,777 86,012 180,579
- 48 -
5.
2014 4
2016 12 14.02% 12.16%
11.00%
568,131 538,188
628,051 598,065
723,961 693,759
(%) 11.00 10.86
(%) 12.16 12.07
(%) 14.02 14.00
(1)
(2)
- 49 -
(%) 10.65 10.62
(%) 14.21 14.18
2016
6.
2015 1
2016 12 31 6.86%
2015 1
2016
12 31
628,051
9,155,659
(%) 6.86
- 50 -
2016
12 31
1 8,403,166
2 (17,275)
3 –
4 26,312
5 –
6 746,791
7 (3,335)
8 9,155,659
- 51 -
2016
12 31
1 8,105,108
2 (3,335)
3
8,101,773
4 37,190
5 26,312
6 –
7 –
8
–
9 –
10 –
11 63,502
12 243,593
13 –
14 –
15 –
16 243,593
17 1,515,872
18 (769,081)
19 746,791
20 628,051
21 9,155,659
22 (%) 6.86
- 52 -
7.
2015 9
2018 100%
2014 2015 2016 2017 60% 70%
80% 90%
100% 100%
2016
111.85% 2016 4.58%
- 53 -
20%
2016
1 1,221,385
2 1,493,991 128,522
3 414,647 20,588
4 1,079,344 107,934
5 3,378,969 1,346,525
6 2,251,460 560,418
7 1,121,941 780,539
8 5,568 5,568
9 10,492
10 567,721 35,929
11
3,275 3,275
12
448 448
13 563,998 32,206
14 5,902 5,902
15 1,073,921 25,284
16 1,552,654
17
83,041 23,949
18 675,609 423,440
19 21,460 13,053
20 780,110 460,442
21 1,221,385
22 1,092,212
23 (%) 111.85
- 54 -
8.
(1)
2016
1.
138,999 (796) – – 179,221
2. 34,310 (932) 21 – 37,223
3. 264,739 (780) 2,271 (621) 342,755
438,048 (2,508) 2,292 (621) 559,199
5,634 41 1,781 – 8,762
443,682 (2,467) 4,073 (621) 567,961
(75,101) 244 (135) – (104,934)
- 55 -
(2)
2016 2015
12 31 12 31
1,252,469 1,308,499
86,125 91,247
528,199 438,608
126,885 150,085
279,694 333,725
231,566 294,834
13,593 11,356
9,371 7,645
(3)
2016 2015
12 31 12 31 (%)
15,464 32,907 (53.01)
108,183 113,333 (4.54)
(4) 2016 11 30 BBM
BBM BBM 80%
Mariani
BBM BBM
2016 BBM
BBM 80.65 11.41
- 56 -
(5)
(6)
2016
1.
21
2016
- 57 -
2.
1+3+2
2016
21 90
- 58 -
3.
- 59 -
4.
932.2
239.8
506 268
49
2016
51.50 0.40
- 60 -
2016 624.00 1.52%
61.94 0.01 2016
2016 12 31 2015 12 31 2014 12 31
(%) (%) (%)
3,916,818 95.46 3,547,697 95.32 3,296,815 96.07
123,741 3.02 118,103 3.17 91,903 2.68
4,040,559 98.48 3,665,800 98.49 3,388,718 98.75
17,513 0.42 22,953 0.62 16,103 0.47
26,950 0.66 22,521 0.61 18,680 0.54
17,937 0.44 10,732 0.28 8,234 0.24
62,400 1.52 56,206 1.51 43,017 1.25
4,102,959 100.00 3,722,006 100.00 3,431,735 100.00
- 61 -
2016
(%) 2016 2015 2014
2.80 2.52 2.59
24.60 27.32 24.43
50.04 32.14 52.64
33.72 21.78 18.90
2017
5.
(VaR) (SVaR) 1
10 99%
- 62 -
2016
6.
- 63 -
7.
- 64 -
74
126
17
IT
149
8.
- 65 -
2016
2016
9.
10.
IT
- 66 -
2017
- 67 -
+ +
- 68 -
(AUM)
+
2017
5% 1
1
- 69 -
1.
2016 92,556
90,165 2,391 2,632
2,661 11,491 38,144 18,348 10,180 9,341 2,391
32,349
580 0.64% 16,647
18.46% 15,122 16.77%
36 30 36,578
40.57% 31 40 26,465 29.35% 41 50 20,374
22.60% 51 6,748 7.48%
10,054 11.15%
61,860 68.61% 15,181 16.84%
3,070 3.40%
2016 2,665
- 70 -
2.
3.
4.
AB
50 60
97% 3,700 97.3%
- 71 -
5.
2,000
4,000
2016 200
196
1,100
2015-2016
110
2016 12 31
- 72 -
2016
2016 11 22 2016 11 28 2016
12 1 2016 12 5 180,000 H
A 210,000 0 210,000
H 310,000 (130,000) 180,000
A 150,000 0 150,000
H 50,000 0 50,000
A 80,000 0 80,000
H 20,000 0 20,000
A 80,000 0 80,000
H 20,000 0 20,000
A 80,000 0 80,000
H 30,000 0 30,000
A 80,000 0 80,000
H 30,000 0 30,000
A 50,000 0 50,000
H 30,000 0 30,000
A 130,000 0 130,000
H 50,000 0 50,000
A 40,000 0 40,000
H 20,000 0 20,000
A 60,000 0 60,000
H 20,000 0 20,000
A 40,000 0 40,000
H 20,000 0 20,000
A 0 40,000 40,000
H 180,000 (180,000) 0
A 79,100 0 79,100
H 20,000 0 20,000
- 73 -
A 0 0 0
H 20,000 0 20,000
A 0 0 0
H 30,000 0 30,000
A 80,000 0 80,000
H 20,000 (20,000) 0
A 46,000 0 46,000
H 20,000 0 20,000
A 50,000 0 50,000
H 20,000 (20,000) 0
A 0 0 0
H 30,000 0 30,000
A 40,600 0 40,600
H 31,000 0 31,000
A 150,000 0 150,000
H 20,000 0 20,000
A 80,000 0 80,000
H 40,000 0 40,000
2016 12 31
XV
XV
352
- 74 -
2016 12 31 74,262,726,645
A H
0.2715 201.62
2016 2017 6
2017 8
- 75 -
12 31
2016 2015
289,844 305,126
(154,973) (160,954)
2 134,871 144,172
3 39,884 38,231
(3,089) (3,204)
36,795 35,027
2,549 2,642
1,079 1,567
96 76
9,596 4,051
9,076 7,023
4 (28,480) (27,160)
(8,993) (4,482)
(70,479) (76,904)
86,110 86,012
5 (18,459) (19,181)
67,651 66,831
580 2,371
(551) (808)
(28) (64)
(22) –
1,577 1,116
1,336 –
2,892 2,615
(13) 6
2,879 2,621
70,530 69,452
- 76 -
12 31
2016 2015
67,210 66,528
441 303
67,651 66,831
70,284 69,063
246 389
70,530 69,452
6 0.89 0.90
- 77 -
2016 2015
12 31 12 31
991,435 920,228
715,787 611,191
216,444 173,309
4,009,046 3,634,568
385,020 323,679
342,755 264,739
1,407,449 933,683
714 577
114,425 90,393
12,567 16,684
207,524 186,311
8,403,166 7,155,362
2,231,060 1,641,239
84,299 62,461
4,728,589 4,484,814
318,950 89,265
5,164 8,604
145 119
229,515 170,106
173,037 160,662
7,770,759 6,617,270
74,263 74,263
59,876 14,924
113,392 113,392
280,913 259,208
100,698 73,098
629,142 534,885
3,265 3,207
632,407 538,092
8,403,166 7,155,362
- 78 -
8
2016 1 1 74,263 14,924 113,392 44,098 139,764 75,653 1,608 (64) (1,868) 17 – 73,098 534,885 3,207 538,092
– – – – – – – – – – – 67,210 67,210 441 67,651
– – – – – – 224 (50) 1,577 (13) 1,336 – 3,074 (195) 2,879
– – – – – – 224 (50) 1,577 (13) 1,336 67,210 70,284 246 70,530
– 44,952 – – – – – – – – – – 44,952 – 44,952
– – – – – – – – – – – – – 227 227
– – – – – – – – – – – (20,051) (20,051) (48) (20,099)
– – – – – – – – – – – (884) (884) – (884)
– – – 6,552 – 12,079 – – – – – (18,631) – – –
– – – – – – – – – – – (44) (44) (367) (411)
2016 12 31 74,263 59,876 113,392 50,650 139,764 87,732 1,832 (114) (291) 4 1,336 100,698 629,142 3,265 632,407
2015 1 1 74,263 – 113,496 37,522 105,242 71,549 131 – (2,984) 11 – 71,825 471,055 2,550 473,605
– – – – – – – – – – – 66,528 66,528 303 66,831
– – – – – – 1,477 (64) 1,116 6 – – 2,535 86 2,621
– – – – – – 1,477 (64) 1,116 6 – 66,528 69,063 389 69,452
– 14,924 – – – – – – – – – – 14,924 – 14,924
– – (12) – – – – – – – – – (12) 277 265
– – – – – – – – – – – (20,051) (20,051) (9) (20,060)
– – – 6,578 34,522 4,104 – – – – – (45,204) – – –
– – (97) – – – – – – – – – (97) – (97)
– – 5 (2) – – – – – – – – 3 – 3
2015 12 31 74,263 14,924 113,392 44,098 139,764 75,653 1,608 (64) (1,868) 17 – 73,098 534,885 3,207 538,092
- 79 -
12 31
2016 2015
86,110 86,012
28,480 27,160
973 558
643 1,151
91 (18)
3 2
22 61
5,856 1,999
7,939 7,200
(40) 179
(60) (26)
(5) (127)
(66,978) (50,049)
(1,959) (1,971)
2,223 (1,065)
(96) (76)
(1,079) (1,567)
7,781 6,213
69,904 75,636
(36,490) 10,758
(152,643) (62,280)
(41,301) (15,479)
(403,738) (304,970)
(12,523) (8,459)
586,529 232,964
16,918 2,657
481,557 512,864
(5,824) 1,621
349 842
(17,672) (20,059)
485,066 426,095
- 80 -
12 31
2016 2015
(1,158,997) (795,491)
546,036 330,052
353 489
61,668 46,758
(442) –
(411) –
(770) (1,056)
60 11
(34,814) (25,711)
2,372 560
(584,945) (444,388)
45,000 14,982
(48) (58)
60,585 42,069
(3,970) (6,548)
(20,051) (20,051)
(884) –
– 277
(2,719) (679)
(48) (9)
77,865 29,983
7,975 5,119
(14,039) 16,809
330,435 313,626
316,396 330,435
228,140 250,732
(153,432) (160,632)
- 81 -
1
622
1.1
(a)
2016 2016
11
16
38
2012-2014
10
12
28
1
11
11
- 82 -
16 38
16
38
- 83 -
2012-2014
2012-2014
5
7
19 34
10 12
28
10
28
1
1
- 84 -
- 85 -
(b)
7 2017 1 1
12 2017 1 1
10
28 2016 1 1
40 2018 1 1
28 2018 1 1
2014 – 2016
2 2018 1 1
4 2018 1 1
9
12 2017 1 1
2014 – 2016
15 2018 1 1
9 2018 1 1
16 2019 1 1
7
7
12
12
- 86 -
10 28
10 28
40
2016 12 8 40
28
2014-2016 )
28
2
2016 6 20
2
- 87 -
4
2016 9 12
4
9
2021 (
) 9
12
(2014-2016 )
12
12 5
15
15
(1) (2)
(3) (4)
(5)
15
15 18
11
- 88 -
9
9 (2014) 39
9
9
39
9
12
12
9
39
- 89 -
9
9
16
17
16
2016 12 31 13,593
2016 36
16
16
17
16
- 90 -
9 16
2
12 31
2016 2015
13,701 12,868
15,026 22,813
189,973 214,127
71,144 55,318
289,844 305,126
(55,720) (55,212)
(86,392) (97,743)
(7,781) (6,213)
(5,080) (1,786)
(154,973) (160,954)
134,871 144,172
1,959 1,971
4,192 5,269
610 520
- 91 -
3
12 31
2016 2015
13,787 13,912
5,306 7,472
2,962 3,014
12,502 9,697
4,636 3,403
691 733
39,884 38,231
12 31
2016 2015
873 611
2,437 1,899
4
12 31
2016 2015
9,439 12,420
19,041 14,740
28,480 27,160
- 92 -
5
12 31
2016 2015
13,718 18,907
770 783
326 349
14,814 20,039
3,645 (858)
18,459 19,181
25% 2015 25%
25% 2015 25%
12 31
2016 2015
86,110 86,012
25% 21,528 21,503
23 56
(1)
4,344 1,615
(2)
(7,489) (3,993)
53 –
18,459 19,181
(1)
(2)
- 93 -
6
12 31
2016 2015
67,210 66,528
(884) –
66,326 66,528
74,263 74,263
0.89 0.90
2015 7 29 2016 9 2
2016 33
8.84
2016 12 31
2016 12 31
7
- 94 -
2016 12 31
2,102,171 34,546 (32,447)
704,429 2,677 (2,152)
2,806,600 37,223 (34,599)
- 95 -
2015 12 31
1,609,192 32,825 (31,318)
504,847 1,485 (1,846)
2,114,039 34,310 (33,164)
2016 2015
12 31 12 31
1,305,983 938,269
1,187,380 955,992
130,261 103,905
182,976 115,873
2,806,600 2,114,039
- 96 -
2016 12 31
21,103 150 (786)
57,004 786 (215)
78,107 936 (1,001)
2015 12 31
17,228 187 (74)
28,272 127 (281)
45,500 314 (355)
- 97 -
(a)
2016 2015
12 31 12 31
727 151
(780) (172)
(53) (21)
(b)
2016 12 31 0.37
2015 12 31 0.86
- 98 -
8
12 31
2016 2015
20,051 20,051
884 –
(1)
(2) 10%
(3)
(4)
2016 3 29 2016 6 27 2015
2015 12 31 742.63
1 A H
0.27
200.51 A 2016 7 13 H
2016 7 29
2016 4 28 2016 7 29
5%
8.84
- 99 -
2017 3 28 2017
161.16 2016 12 31 742.63
1 A H
0.2715 201.62
9
2016 2015
12 31 12 31
279,694 333,725
126,885 150,085
231,566 294,834
528,199 438,608
1 21,590 32,700
1 64,535 58,547
1,252,469 1,308,499
2016 2015
12 31 12 31
9,371 7,645
- 100 -
2016 2015
12 31 12 31
1 1 3,962 3,021
1 2 2 3,005 2,485
2 3 3 2,286 1,885
3 5 5 2,548 2,282
5 1,792 1,683
13,593 11,356
2016 2015
12 31 12 31
1 1 6,295 3,442
1 2 2 6,291 2,958
2 3 3 6,287 2,955
3 5 5 11,958 5,905
5 36,525 17,698
67,356 32,958
- 101 -
2016 12 31
707.25 2015 12 31 679.52
2016 12 31
2015 12 31
2016 31
2016 2015
12 31 12 31
1,669 1,397
348 369
10
- 102 -
(1)
(2)
(3)
(4)
(5)
(6)
(7)
- 103 -
2016 12 31
26,252 9,384 67,965 36,828 20,225 15,052 114,138 – 289,844
(29,115) (8,641) (50,637) (28,625) (12,611) (9,292) (16,052) – (154,973)
19,040 5,007 21,391 16,160 5,594 153 (67,345) – –
16,177 5,750 38,719 24,363 13,208 5,913 30,741 – 134,871
4,336 1,708 14,009 7,788 3,151 2,531 6,361 – 39,884
(201) (61) (1,765) (403) (182) (327) (150) – (3,089)
4,135 1,647 12,244 7,385 2,969 2,204 6,211 – 36,795
369 91 793 404 86 138 668 – 2,549
– – 667 56 – 321 35 – 1,079
– – 9,552 – – 44 – – 9,596
– – – – – 9 87 – 96
838 165 4,774 715 495 1,936 153 – 9,076
21,519 7,653 66,749 32,923 16,758 10,565 37,895 – 194,062
(2,918) (675) (13,527) (4,159) (2,949) (449) (3,803) – (28,480)
– – (8,975) – – (18) – – (8,993)
(7,666) (3,498) (21,366) (11,223) (5,704) (4,013) (17,009) – (70,479)
10,935 3,480 22,881 17,541 8,105 6,085 17,083 – 86,110
(18,459)
67,651
(831) (446) (3,196) (1,100) (668) (678) (1,020) – (7,939)
(545) (325) (24,420) (915) (572) (7,730) (1,098) – (35,605)
- 104 -
2015 12 31
32,648 10,954 80,011 43,019 23,320 15,697 99,477 – 305,126
(32,211) (8,492) (55,732) (29,339) (12,687) (10,015) (12,478) – (160,954)
17,184 3,625 19,578 11,362 3,123 2,671 (57,543) – –
17,621 6,087 43,857 25,042 13,756 8,353 29,456 – 144,172
4,403 1,495 13,016 7,373 3,110 2,490 6,344 – 38,231
(287) (100) (1,169) (489) (295) (374) (490) – (3,204)
4,116 1,395 11,847 6,884 2,815 2,116 5,854 – 35,027
415 57 818 526 64 (1,769) 2,531 – 2,642
3 29 1,136 340 – (4) 63 – 1,567
– – 4,011 – – 40 – – 4,051
– – – – – 4 72 – 76
704 277 2,741 933 545 1,277 546 – 7,023
22,859 7,845 64,410 33,725 17,180 10,017 38,522 – 194,558
(2,268) (106) (14,222) (3,950) (2,385) (344) (3,885) – (27,160)
– – (4,467) – – (15) – – (4,482)
(8,796) (4,042) (22,453) (12,689) (6,681) (3,609) (18,634) – (76,904)
11,795 3,697 23,268 17,086 8,114 6,049 16,003 – 86,012
(19,181)
66,831
(801) (445) (2,332) (1,027) (650) (694) (1,251) – (7,200)
(895) (572) (17,671) (1,456) (640) (3,634) (1,899) – (26,767)
- 105 -
2016 12 31
1,194,097 362,425 2,570,737 1,396,181 704,971 849,999 3,662,649 (2,350,460) 8,390,599
– – 4 9 – 92 609 – 714
12,567
8,403,166
(1,183,712) (358,149) (2,502,201) (1,375,817) (697,787) (833,067) (3,170,341) 2,350,460 (7,770,614)
(145)
(7,770,759)
2015 12 31
1,135,026 341,769 2,336,453 1,240,038 633,404 659,606 3,059,290 (2,266,908) 7,138,678
– – – 1 – 53 523 – 577
16,684
7,155,362
(1,129,382) (338,407) (2,283,083) (1,225,180) (625,688) (637,153) (2,645,166) 2,266,908 (6,617,151)
(119)
(6,617,270)
- 106 -
2016 12 31
51,191 27,998 54,443 1,239 134,871
20,487 13,125 (33,612) – –
71,678 41,123 20,831 1,239 134,871
15,954 17,882 1,046 1,913 36,795
1,977 17 107 448 2,549
– – 1,079 – 1,079
– – – 96 96
– – – 9,596 9,596
5,876 2,051 196 953 9,076
95,485 61,073 23,259 14,245 194,062
(23,857) (4,623) – – (28,480)
– – – (8,993) (8,993)
(2,388) (5,009) (174) (368) (7,939)
(25,246) (32,306) (2,683) (2,305) (62,540)
43,994 19,135 20,402 2,579 86,110
(18,459)
67,651
(2,388) (5,009) (174) (368) (7,939)
(10,712) (22,462) (782) (1,649) (35,605)
- 107 -
2015 12 31
79,118 19,291 44,706 1,057 144,172
(907) 18,643 (17,736) – –
78,211 37,934 26,970 1,057 144,172
15,887 15,790 1,033 2,317 35,027
2,353 (2) (665) 956 2,642
– – 1,567 – 1,567
– – – 76 76
– – – 4,051 4,051
3,483 2,687 28 825 7,023
99,934 56,409 28,933 9,282 194,558
(21,211) (5,949) – – (27,160)
– – – (4,482) (4,482)
(2,167) (4,542) (158) (333) (7,200)
(30,645) (33,259) (3,010) (2,790) (69,704)
45,911 12,659 25,765 1,677 86,012
(19,181)
66,831
(2,167) (4,542) (158) (333) (7,200)
(8,052) (16,887) (588) (1,240) (26,767)
- 108 -
2016 12 31
3,013,048 1,250,572 4,079,056 47,923 8,390,599
714 714
12,567
8,403,166
(3,330,263) (1,544,633) (2,882,687) (13,031) (7,770,614)
(145)
(7,770,759)
2015 12 31
2,819,081 1,043,997 3,242,760 32,840 7,138,678
577 577
16,684
7,155,362
(3,275,719) (1,477,740) (1,856,510) (7,182) (6,617,151)
(119)
(6,617,270)
- 109 -
11
2016 12 31
200,358 392 – 240 152 – – 790,293 991,435
102,099 221,024 124,080 246,008 22,576 – – – 715,787
3,976 19,494 30,212 88,122 36,646 19,905 – 18,089 216,444
– 440,981 269,132 1,057,967 1,009,786 1,172,377 58,803 – 4,009,046
– 2,595 22,482 90,276 181,348 88,219 100 – 385,020
– 7,559 10,158 47,116 219,857 49,359 – 8,706 342,755
– 2,520 42,785 96,907 802,058 463,179 – – 1,407,449
19,088 9,900 17,159 31,075 89,264 28,290 2,021 138,433 335,230
325,521 704,465 516,008 1,657,711 2,361,687 1,821,329 60,924 955,521 8,403,166
(363,679) (501,367) (349,287) (755,144) (247,604) (13,979) – – (2,231,060)
(492) (13,268) (16,668) (44,328) (9,374) (169) – – (84,299)
(2,451,037) (493,534) (522,833) (813,426) (447,620) (139) – – (4,728,589)
(44,750) (43,985) (62,039) (136,437) (322,358) (117,242) – – (726,811)
(2,859,958) (1,052,154) (950,827) (1,749,335) (1,026,956) (131,529) – – (7,770,759)
(2,534,437) (347,689) (434,819) (91,624) 1,334,731 1,689,800 60,924 955,521 632,407
- 110 -
2015 12 31
164,382 – – – – – – 755,846 920,228
124,719 185,497 80,483 201,436 19,054 2 – – 611,191
382 16,979 17,887 40,915 68,426 19,280 – 9,440 173,309
– 433,050 270,186 1,021,046 880,890 964,591 64,805 – 3,634,568
– 17,437 29,866 73,766 149,817 52,654 139 – 323,679
– 18,227 24,033 46,395 135,275 35,392 – 5,417 264,739
– 6,660 17,195 62,212 546,858 300,758 – – 933,683
16,278 11,137 7,679 37,071 91,881 22,956 549 106,414 293,965
305,761 688,987 447,329 1,482,841 1,892,201 1,395,633 65,493 877,117 7,155,362
(424,617) (294,733) (223,515) (481,053) (206,126) (11,195) – – (1,641,239)
(344) (20,359) (10,624) (22,081) (6,788) (2,265) – – (62,461)
(2,030,760) (488,922) (661,849) (876,319) (426,960) (4) – – (4,484,814)
(52,124) (21,565) (45,063) (87,956) (114,706) (107,342) – – (428,756)
(2,507,845) (825,579) (941,051) (1,467,409) (754,580) (120,806) – – (6,617,270)
(2,202,084) (136,592) (493,722) 15,432 1,137,621 1,274,827 65,493 877,117 538,092
- 111 -
12
2017 2 21 8.5
(0.775%+3M Libor) 2020 2 21
2007 3 6 160
4.13% 2022 3 8 2017 3 8
2016
www.hkexnews.hk
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2017 4 H
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