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怡球资源:关于怡球金属资源再生(中国)股份有限公司非公开发行股票申请文件反馈意见的回复报告2019-04-18  

						601388
[190033]




           2018   1-9




                    1
                                   2018     1-9        2017               2016           2015
                                      476,634.73        538,404.01         376,684.48     349,038.89
                                          10,669.75         38,707.68        1,199.88          2,638.76
                                           7,809.06         32,293.19        2,584.84           975.03

                                           8,531.56         26,542.36       -1,033.23      -3,347.06

    2015              2017                                            349,038.89         376,684.48
        538,404.01                                                                   975.03
2,584.84               32,293.19
                  -3,347.06          -1,033.23               26,542.36




    1      2015
    2016          7                   2015        12        31                     53,300.00
                                          10           19                    101,270.00
        2015                                                     10              9
47,970.00                                      2016




    2      2016
            2016                                                                     2,584.84

                                                  2
                       13,478.26                           2016
-7,056.03                                   535.01
                                                                                      2012 37
                           3                                                      [2013]43


   2016
     2016


    3     2017
    2018      5                2017    12            31              202,540.00
                  10                       0.3                            6,076.20
                                                                        2017




    2018      7            2018


                  1,457.51                                                    0.72%
                       3,099.54




                                             2017                     2016               2015
                                                      6,076.20                    -                  -
                                                      3,099.54                    -                  -
                                                      9,175.74                    -                  -
                                                     32,293.19            2,584.84              975.03
          /                                               18.82%                  -                  -
                       /
                                                          28.41%                  -                  -


                                                                       76.78%


                                2018   5                           6,076.20           2018
                                                 3
    3,099.54
             2018     7
                                      1,457.51
               0.72%                      3,099.54


    2015       2016
                                        2017


6,076.20




                              3




           [2012]37               3
           [2013]43




                          4
        2/3




1
              80%
2
          40%
3
              20%

    5
    1


    2                   70%




                              3




    1   2015
   2015                 2015
               975.03             2015


Metalico




   2015                              Metalico

                          6
                                      2015
2015                                            2016




       2015
                                                 3


2   2016
       2016                                    2016
              2016                                                           2,584.84




              2016
                     2016




       2016
                                                 3


3   2017
2018     5             2017    12         31            202,540.00
                10              0.3                         6,076.20
                                               18.82%
2017                                           32,293.19
                        2015   -2016                                   2017


       2017                                                            20%

                                      7
2017




                                          2018         5   8           2017


    2018      7


       1,457.51                                            0.72%
           3,099.54
    2017                           2018        7
9,175.74              2017                                                    28.41%
                             20%




                                                                   3




                                                   3




                                           3

                                               8
                   2018     1-9       2017            2016            2015
                        476,634.73    538,404.01       376,684.48     349,038.89
                        431,509.15    475,921.80       346,314.25     326,102.03
                          45,125.58    62,482.22        30,370.23      22,936.87
                           3,921.22       5,405.64       3,559.15       3,776.71
                          16,443.10    22,902.99        16,091.81      10,357.80
                            158.80           288.80          830.35     1,074.72
                           9,675.06       -1,287.50      8,219.44       5,663.33
                          10,669.75    38,707.68         1,199.88       2,638.76
                           7,809.06    32,293.19         2,584.84            975.03
                            -722.50       5,750.83       3,618.07       4,322.09

                           8,531.56    26,542.36        -1,033.23       -3,347.06




-3,347.06   -1,033.23         26,542.36           8,531.56
                                      2016            Metalico

                                  9
              AL0          LME




   2014             2016
                                                    2015   2016


       2016         2018


                       2016      10               2016
                                                            2017


2017                                       2016
       2018

                                      10
                    2018       1-9           2017              2016                2015
                               11.05%               13.12%            9.14%                7.30%
                                9.14%               10.20%            6.00%                1.77%
                              -11.98%                8.02%            -2.96%               -4.21%
                               77.15%              162.53%            24.99%              32.37%
                               9.47%                11.61%            8.06%                6.57%




 1

                                                                   7.30%       9.14%      13.12%
11.05%
                                                                                              /
             2018      1-9                  2017                   2016                2015



           13,335.43         5.10%    12,687.95      10.36%   11,496.65    -7.37%       12,410.79
           11,862.18         7.61%    11,023.18       5.53%   10,445.93    -9.20%       11,504.42
            1,473.24     -11.50%        1,664.77     58.44%    1,050.71    15.93%          906.37
             11.05%          -2.07%     13.12%        3.98%      9.14%         1.84%       7.30%

       1




 2015
2014


 2016                                          2015                        2016
                                               11
                              2016
    2017
                                                                                   2017


    2018     1-9                                     2017                                       2018
                                                                      2017   7


         2


                                                          12,410.79    /      11,496.65     /
12,687.95 /          13,335.43       /


  LME                3




     2018      1-9                       2017                      2016                          2015


  230,089.83         88.45%      252,434.49      89.43%      230,285.83       88.08%      276,750.56     92.18%


   30,054.91         11.55%       29,823.49      10.57%       31,165.05       11.92%       23,468.35      7.82%


  260,144.74       100.00%       282,257.98     100.00%      261,450.88      100.00%      300,218.91    100.00%


    2016                                                    2015
  2016
               2016


      3




                                                12
                                                                                                        /
                                2018     1-9          2017               2016                2015
                                       13,335.43          12,687.95          11,496.65            12,410.79
                                       10,491.73           9,858.47           9,200.77            10,605.11
                                        2,843.70           2,829.48           2,295.87             1,805.68
                                         21.32%             22.30%               19.97%             14.55%
                                        1,370.46           1,164.71           1,245.16               899.31


      2016         2018     9
20%                 2015                                                                              2014


      2015
             2014                                             2015


      2

                                                                        1.77%       6.00%     10.20%
9.14% 2015                                                                   2016           Metalico
                                        2017
                            Metalico


                 Metalico

      2016   7                          Metalico                      2016   7            Metalico
                          2016                     Metalico


                                                              2016       Metalico                    2017
          2018     1-9      Metalico                                  6,866.86            5,805.19




      1

                                                                         2015        2018     9
                                3,776.71           3,559.15            5,405.64           3,921.22
                         1.08%     0.94%       1.00%       0.82%
                                                     13
      2

                                                                           2015       2018    9
                                      10,357.80            16,091.81             22,902.99
16,443.10                                        2.97% 4.27% 4.25% 3.45%                     2016
          Metalico
      3

                                                                             2015         2018    9
                                        5,663.33             8,219.44            -1,287.50
9,675.06                                                 2017


      4

                                                                                   2015      2018
  9                                                    -743.33          1,648.99          2,308.17
          -4,091.27
                               4,974.63               1,283.81          4,210.51          3,681.70




                      2018   1-9          2017                   2016                2015
                             11.05%               13.12%                 9.14%               7.30%

                                                 14
6.99%            6.94%       6.75%   5.52%
                             7.65%   5.98%




                               1


                         2


        3




            15
16
/



    17
                 2018     1-9       2017           2016           2015
                           66.85      1,816.68        382.33         -75.04
                           63.02       127.81         517.00         165.75
                        1,362.42      1,093.41        604.34                 -




                     -1,771.99        3,425.26       2,387.09      4,231.30




                          -43.91           50.86          74.52          30.38
                        -398.90        763.19         -347.20        -30.30
                                -              -              -              -
                        -722.50       5,750.83       3,618.07      4,322.09
                        7,809.06     32,293.19       2,584.84        975.03
                         -9.25%        17.81%        139.97%       443.28%

1




2015


2




               16,070.59
       6.22%
                           /




A




                          18
                                                        /
       3




                   2017
                                        25%                 2,000




       4 ——                            16
  22                                               18


    1

                           22


       2016
604.34


       2017     2018 1-9                                            1,093.41
1,362.42


       2




                           22


                                2018      1-9    2017      2016            2015
                                          122.43    380.86    394.00           231.23
                                        2,196.86    736.23    344.10         2,185.25
                                               -    702.36   -215.38                -
                                       -4,097.94  1,605.81  1,864.37          -743.33
                                               -         -         -         2,558.15

                                   19
                       -1,771.99   3,425.26   2,387.09   4,231.30




       22




        22




             22




                  22




2015




                       20
                                      2018      1-9          2017          2016           2015
                                               -722.50         5,750.83       3,618.07       4,322.09
                                             7,809.06         32,293.19       2,584.84          975.03
                                               -9.25%           17.81%       139.97%        443.28%

                                                               4,322.09           3,618.07
5,750.83          -722.50
443.28% 139.97%       17.81%        -9.25%                            2018     1-9
       10%                                                                                       2015
       2016
                    2015       2016


                             2017         2018        1-9




                            2018    1-9              2017            2016                2015
                                   6,314.76              6,987.78         5,072.81           3,612.12
                                     363.17              3,511.57         1,434.39           2,483.66
                                   -2,865.79             5,667.96         -3,720.46        -3,847.27
                                     857.69                 904.25          860.57              687.60
                                   9,675.06            -1,287.50          8,219.44           5,663.33




YCPG       YCTL

                                                21
                     2015-2016
                      2015         2016                            2017
                                                          2017                      2018
    1-3                                                           4
                                                                 2018   1-9




                                                           2016
                                        Metalico                        2017




                                                                      2,483.66   1,434.39
          3,511.57       363.17                                                     2012
                                                   3.05
3         5                      2015      2017
                      2015       2017                        2017
                                                                          2018

                                              22
                                                         -743.33           1,648.99
2,308.17       -4,091.27




                               2018     1-9            2017         2016             2015

                                      -4,091.27         2,308.17     1,864.37          -503.23

                                                  -            -              -               -

                                                  -            -     -215.38           -240.11

                                                  -            -              -               -
                                      -4,091.27         2,308.17     1,648.99          -743.33




                           A


                                        4,974.63              1,283.81             4,210.51
    3,681.70


                  2017



                               2018     1-9           2017         2016             2015
                                              -         2,000.00          -58.62            0.00
                                        23
                                2018     1-9          2017             2016              2015

                                        122.43           380.86            394.00           231.23

                                       2,196.86          736.23            344.10          2,185.25

                                       1,362.42         1,093.41           604.34          2,558.15
                                       3,681.70         4,210.51          1,283.81         4,974.63



     1




                                                                                     A


     2

         2016                                                         Metalico
    Hypercat ACP, LLC   Allison Main, LLC         Adriana Eleven, LLC
         2017                     2,000.00




                                        2018
                                                         2017             2016            2015
                                         1-9
1
                                         7,809.07       32,293.17         2,584.85         970.62
                                         3,144.05        1,829.74         3,394.69        3,512.54

                                         7,661.90       12,054.84        10,877.12        5,318.06

                                          332.89             440.49        427.83          325.48
                                          126.94             288.13        360.74          417.84

                                           -66.85            138.73        -440.95          75.04
                “ ”
                        “ ”                 25.28           44.59           0.00              0.00
                        “ ”            4,091.27       -2,308.17        -1,648.99         743.33
                “ ”                    9,180.55        1,319.82         8,793.27        7,459.39

                                         24
           “ ”                        -3,681.70       -4,210.51     -1,283.81     -4,974.63
                        “ ”
                                           -885.05      -3,899.96     -2,745.87      -679.50

                        “ ”
                                           -737.12      5,755.14        781.35        510.12

             “ ”                     -11,634.31      -51,985.59     -6,513.88    24,792.25
                            “ ”
                                        2,505.39        5,666.80     -17,762.27     9,080.83

                            “ ”
                                       -10,122.61       1,420.41      8,072.22     -18,082.68

                                        7,749.72        -1,152.37     4,896.30     29,468.68




2015


2016                                            2016 7         Metalico
                                    2016      10


2017                                                        2017
                                                   2018


2018   9                                                                    2018




                     2018     1-9       2017            2016         2015
                            7,749.71       -1,152.37      4,896.30    29,468.68    40,962.32
                            7,809.07       32,293.17      2,584.85        970.62   43,657.71
                            99.24%            -3.57%      189.42%    3,036.07%       93.83%



1
               2
                                         25
2015      2018 9                                              40,962.32
                               93.83%




                             2018      1-9      2017          2016           2015
                       1                22.50       30.00         30.00          30.00
                       2                12.03       16.04         16.04           6.01
                                        11.16       15.84         15.13          19.88
                                        10.72        9.89          9.69           5.31
                                      49.60%      52.80%        50.43%         66.27%
                                      89.11%      61.66%        60.41%         88.35%




                                                              30.00
                  26.98




1

               YCPG        YCTL                             YCPG               5.10
2015       YCTL               21.88                   10.94                  YCTL
          2015    11                                                  2015          2018
                       2018
        YCTL
2

    1



                                         26
               2017    7
                                                                2018      3


        2%       1%
  2




  3




2015    2018    9


                           2018 1-9            2017          2016             2015
                             218,808.59         257,232.44   248,215.93        251,809.44
                             219,305.93         256,058.51   250,289.64        260,959.60
                               100.23%             99.53%      100.80%           115.57%

2015    2016          2017      2018      1-9
115.57% 100.80%        99.53%      100.23%




                                          27
       1
2016       Metalico
       2
       3


       4




       5


       6


       7




       8




                      28
    2016                                Metalico        100%


                                                     2016              Metalico100%




                 Metalico
                           Metalico
    1      1997        8          Metalico
    Metalico                    Delaware Corporation Dankris Holdings, LLC Cornette Trust
Finlayson       Levine          Drury    1997                           966
    1999              Delaware        Colorado                  Metalico
       2   2005        3          Metalico
    2004          12       20        Metalico
2005       3      15                                AMEX
                  Metalico                   Metalico                               MEA Metalico
                                        4,000                  0.001                       1,665
               0.001
       3   2015        9          Metalico
    2015          6        15       Metalico                                       TML
       TM Merger Sub Corp                                                          TML
                                        100%                   2015      9    11      Metalico
                                                TM Merger Sub Corp
                           2015     9    11                                                      TML
       Metalico                     TM Merger Sub Corp           Metalico             Metalico
               TM Merger Sub Corp                  Metalico             TML
       1,000

                                                    29
    4   2015        11         Metalico
    2015    11           30                Metalico                  TML
    Metalico             974.62                                     Metalico                   Metalico


    5   2016        1         Metalico
    2016       1        11                    TML                                                    3
                   Metalico 42.70%
                                                               N3100201501104


                              Metalico


1                            TML                                        573                      57.30%
2                                                                       427                      42.70%
                                                                     1,000                     100.00%

           Metalico
    Metalico
                                              Metalico




                              Metalico                                             1   Metalico
                                                                     2014          2015
                                                             Metalico
                         2                                    Metalico        2014            2015
                                                                               3
    Metalico        2014           2015
           Metalico
                              Metalico


                                    2015     1-9        /9                     2014       /
                                                        72,534.87                             136,497.98
                                                        16,785.22                              61,402.96

                                                   30
                                                    55,749.65                         75,095.02
                                                   135,421.94                        292,434.42
                                                   -53,831.93                        -24,590.99




                   Metalico 100%
                                                                       2016    2014
                                                                         Metalico100.00%


                       2015       9     30          Metalico 100%
    67,840.82                                69,514.60




                                 Metalico 100%                                       67,840.82
           2015        9    30                              6.3613
                             10,664.62
Metalico100.00%                                10,700.00


    Metalico


        Metalico       TML                           TM Merger Sub Corp
       TM Merger Sub Corp             Metalico              Metalico                       0.6
                Metalico                      73,692,936
                   99,485                                 4,427.55                    TML
    Metalico           PNC Bank National Association TPG Specialty Lending,Inc
First Niagara Hudson Bay Corre&Oaktree                                    5,008.04
                           9,435.58
         2016      1                                                          Metalico

                                              31
     9,435.58                        2015         11     30          974.62
        168.50                                45. 00                                     33.50
                                   28.93




                                                                                       4,427.55
                                                                                       5,008.04
                                                                                       9,435.58
            TML                                                                         974.62
                                                                                        168.50
                                                                                         45.00
                                                                                         33.50
                                                                                         28.93
                                                                                           2.92
                                                                                      10,689.05

                        10,700.00            TML
9,435.58                          1,264.42
                 Metalico              TML




                             TML                                    Metalico100.00%
                                       TML
                                       TML
    1
        1



                                                   100    1-3   1     312


                 2011   12   14
                        2000.00
                 310104000506952

                                             32
                      310104586834562




        2


                                 10.00                                         2011      12     7
                                                        10.00
    2016          2       23
2,000.00



    1                                                                   2,000.00          100.00
                                                                        2,000.00          100.00

        3




                                             31010919500401****
                                                                  140     43       401




        4
            2014                                                           300.23             2014
                                        5,645.81                           95.70


        5


    2       TML
        1
                          TOTAL MERCHANT LIMITED
                          Offshore Chambers, P.O. Box 217, Apia, Samoa


                          2014   9      19

                                                   33
                        100.00
                        65998
                                 Metalico

        2
    2014        9   19          TML      Off Shore Incorporations (SAMOA) Limited
                                100.00                      65998 Off Shore Incorporations
(SAMOA) Limited             TML             100.00%
    2014      10      15         Off Shore Incorporations (SAMOA) Limited
TML 50.00%                               50.00%
        3
            2014           TML                                        100.00         2014
        TML
        4
    TML
             TML


                                                TML           TML
            100.00%




    1
    2016        1   5
                                                      Metalico100%


39,267,015                                            Metalico85.5%            TML
        1,550                               Metalico14.5%
            2016
                                                34
                                                              4           3
                                      2016   1      15


Metalico100%                                     19,633,508
           Metalico42.70%             TML                  6,125
  Metalico 57.30%
    2
    2016     3   30
                                                              Metalico100%
                               3                              Metalico42.70%
     TML                    6,125                        Metalico57.30%
                            Metalico 100%




                       Metalico




                            2016




                    Metalico100.00%


Metalico

                                        35
     1
         1
     2016    1   5




TML
     2016    1   15




         2




     2016    3   30


                      Metalico 100.00%


     2016    3   30         TML




     2016    4   21     2016


     2016    6   21
                                           Metalico 100%
                                     Metalico 100%         2016
 7       1                TML

                                36
                                               2016




 2016   4      12                                          N3200201600358
                   2016    5      5
35310000201605051410                           2016   5     9
                           [2016]488
             K&L                                          Metalico
                          Metalico                    CFIUS
                   Metalico100.00%




 2




                                          1                24
                            28,096.00            2


 2016    3     30


              24                                                      28,096.00
                               Metalico


 2016   4     21                      2016
                                                                 24
                                          28,096.00

                                          37
Metalico




                           Metalico
                                                  2016    Metalico100%




    1        Metalico                                            2016
         Metalico100%


            Metalico
    2                                                     2016
Metalico100%




    3
                               2016        Metalico100%


                          Metalico


    4
  2016          Metalico100%




               Metalico




               Metalico

                                      38
                                                                   Metalico




                Metalico




         2018      9       30                       Kingsferry Capital Management
Group Limited                                3,439.60




                                Kingsferry Capital Management Group Limited




                                        39
30                60
     60




     2018   1-9

1                       30,284.93         6.35%
2                       24,634.37         5.17%
3                       17,226.52         3.61%   500
4                       16,356.00         3.43%
5                       11,931.07         2.50%
                       100,432.89        26.75%         -

     2017

1                       29,184.74         5.42%
2                       27,801.75         5.16%
3                       23,142.62         4.30%

                                    40
4                  12,140.59         2.25%
5                  11,900.71         2.21%
                  104,170.41        20.52%   -

      2016

1                  26,594.70         7.06%
2                  18,723.83         4.97%

3                  15,610.40         4.14%

4                   8,649.57         2.30%
5                   7,802.06         2.07%
                   77,380.56        20.54%   -

      2015

1                  35,157.06        10.07%
2                  30,333.25         8.69%

3                  12,653.10         3.63%

4                  11,716.09         3.36%
5                   9,511.19         2.72%
                   99,370.69        28.47%



500




             30
60
                                                 60




                               41
                                 500
                                                                                       10
     1
                                  1% 10          6           5% 6             1        50%
                  1-2             80% 2               100%
                                                                500
     2
                       5% 1-2                    50% 2-3                80% 3          100%




         1




         2              6
                            10                   1%        10      -6             5%


10                                 1%                      10   -6
             60                                                           1
5%


         3              6
                   6                    1                    50%          1-2          80%
         2    100%                          60
     1                   5% 1-2                  50% 2-3                80% 3
100%                        6




                                            42
       2018           9   30




                                                        55,593.00                  76.91%
1                                                       16,685.12                  23.08%
       10                                                7,305.99                  10.11%
       10       -6                                       8,455.11                  11.70%
       6         -1                                       924.03                      1.28%
1-2                                                          4.40                     0.01%
2                                                               -                          -
                                                        72,282.52                 100.00%

       2018           9   30                       76.91%
                           10          6
2018       9         30                453.95                           2018      9      30
                               0.63%


2018        9




                                             9,229.98               12.76%             92.30
                                             5,992.37                8.28%             28.82
                                             3,973.15                5.49%             65.07
                                             2,963.86                4.10%             29.39
                                             2,190.74                3.03%             17.30
                                            24,350.11               33.66%            232.87




                                                34,631.05             64,537.39
                                       43
70,409.89       72,341.56
              200.84           225.72          175.18         452.91
                                                        0.58% 0.35% 0.25%     0.63%




                                                165.24




                                 100.33                                      2017
                                  41.47                                      2017
PM RECOVERY, INC.                 11.81                                      2017
RIO BATTERY COMPANY               11.62                                      2017
                                 165.24            -                   -        -




                                                             337.98         524.45
    475.29          1,021.97                                                 0.98%
0.81% 0.68%     1.41%




                                          44
    2018-09-30               2017-12-31             2016-12-31           2015-12-31


140,228.23    87.56%    119,852.61    80.25%   76,053.95    77.60%   72,447.11    90.99%
 19,922.16    12.44%     28,270.79    18.93%   21,891.87    22.34%    7,174.36     9.01%
         -          -     1,220.99     0.82%       66.58     0.07%           -          -
160,150.39   100.00%    149,344.39   100.00%   98,012.41   100.00%   79,621.47   100.00%




                                                             1

                                     45
           2018        9


                                                                                                    6
                  3                  3-6             6-12

                      123,273.78         12,002.64        2,648.47       3,873.31   134,811.61           4.84%
                       18,289.46           948.13          779.31          329.14       20,346.05        5.45%
                      141,563.24         12,950.77        3,427.79       4,202.44   162,144.25           4.71%

           2018        9                                    6                           95.29%
  6                          4.71%




                                                           3.48      /      3.85    /       3.82    /
3.68   /




                  2018      1-9               2017                       2016                2015
                                     -                    13.10                 12.17                   10.86
                                  8.98                     8.76                  8.36                    8.82
                                  3.68                     3.82                  3.85                    3.48




                  1

                                                     46
Metalico




2018    9                                                           58,244.44
                             40.49%




                    2
                                                   Metalico




   2018      9                2017                   2016               2015

  1,569.97       1.54%    1,017.44        0.88%    507.92   0.70%   1,493.21    2.09%
    423.89       2.08%      148.10        0.52%      3.57   0.02%     117.79    1.64%
         -            -          -             -     0.44   0.01%          -         -
  1,993.86       1.24%    1,165.54        0.78%    511.93   0.52%   1,611.00    2.02%




       1


                                     47
                                2


      2018   9




18,825.44    1,369.34   18,844.15    76.87   17,397.94   1,427.50
 8,403.11           -    7,939.84   103.09    7,836.75    566.36
27,228.55    1,369.34   26,783.99   179.96   25,234.69   1,993.86




                          48
         2016       7                                                     Metalico
                                                     2016          2018      9
                7.92% 42.93%                21.17%




                                    2015       2018         9
  138,550.65               135,162.09                159,262.71              153,075.93           2016
    2018        9                               -2.45%          17.83% -3.88%




   2015             2018        9
                                                                                 91.86%     72.04%
71.38%     77.27%


                        2018        9          2017                  2016                 2015
                               174,328.64        162,785.71               149,028.64        126,848.63
                                12,878.46            14,437.65             17,533.63         11,730.85
                               242,280.34        248,297.78               231,210.61        150,858.44
                                 77.27%               71.38%                72.04%               91.86%




                                                     49
           2018        9      2017             2016            2015
               476,634.73       538,404.01       376,684.48      349,038.89
               242,280.34       248,297.78       231,210.61      150,858.44
                  44,183.44      58,288.72        75,326.07      115,331.91
                  40,690.00      35,638.00        30,367.60       10,217.00
    +
                    35.03%            37.83%          45.71%          83.22%
/



                                                                      3




    2018   9      30



                                 50
        2018    9    30
         12,630.99




        2018    9    30


        2018    9    30


         2018    9    30                               Kingsferry Capital Management
Group Limited                                  3,439.60


        2018    9    30


                          40,690.00                       3




    16,070.59                                                             6.22%
  30%


                                      6




                              6




                              6
  4,029.40                                                         2018     9     30
                                               1.56%

                                          51
            6




    1




    2
16,070.59                       6.22%
30%


    3           6
                     4,029.40
                                6


    4




                    52
    2016      8


                  2,000.00                                       333.33
                                 25.00%




    1


Hydrogenics




                     91110108339798197D


                                                 5    9    685   807


                     2015    4     22
                             1,000.00
                                                     99.00%   1.00%




                                   2016-08-07                         2015-12-31
                                                 564.17                            189.55
                                                1,080.89                           195.02
                                                 241.60                            183.34
                                                1,000.00                           100.00
                                          53
                                                839.30   11.67


    2




    2016      7        8
                                  2016          8




        1




        2




    3




    4




                           2016   7        19
2016-7-20
            2016-062
2016-7-22

                                      54
                                         1
                   2016-063              2

                                       2016   8        15
2016-8-17
             2016-069

                                        1
2016-8-18                               2
             2016-070


                        /
2016-8-19/
2016-8-23                                                                 2016     8   22
             2016-071/072


2016-11-8
                   2016-081



     2016     12
                                                            25%         4,000




     1
         1




                            91310115579173735G


                                                             2250   2           B151


                            2011   7    15
                                   500.00




         2

                                                  55
         2016     11      30                               88.35
         -72.24                           -123.37
     3


                                                          2017     1       26


 3




                                       2016    11


                                                           2016        8




                         2016     12
       4,000.00                                  25.00%
              2,000.00                                    2017
2017                      6.20%




     1
                                          2016      12




     2 2016                                                 2016       5




                                          56
                         2017               2017                         6.20%


     4




                     2017       1    26




     5


         7
                                           2017       3     1




     2017      3    17              2017
                     25%
     6




                                                                25.00%
2017-1-14                      2017-006
                                                4,000 .00

                           /          /
2017-1-17/
2017-1-21/
2017-1-26    2017-007/008/009
                                                                             2017   1
                                           57
                                                  25


                                                  1
                                       /
                                                                                                       <
                              2017                                                           >
2017-3-2
                         2017-011/012/013
                                                  2



                       2017                            2017
2017-3-18                                                               25%
                        2017-014

       7
                                                                         2017        1       25


       2017     0106
                 2016         12     16
               4,000                        2015                                     1.11%
1.90%            2015                                               361,867.44
      211,009.70
                9.2
                                     10.00%
                        2016
                 2,000.00                     2015                               10.00
               100.00                      2015                                          975.03


9.2                                                                           2017       1        14
                                                        2017-006
                                                              9.3       9.6
        2015                          0.02                  0.05
                                                                              2016       6        10

                                                       58
                                   2017    3     2


                                                                    2017   3
  17         2017
25%




                        2017   3     17
             2,000.00                     2017               2016
             2017                                32,293.17
             2017                     6.20%




      2017    10

                                           59
                                                                                       2.1
    2.5               2.6               2.11




1
2016        8     17
8      15                                            2,000
                                                   25%




                                    2016            2017          5,000         2018
1                 3                2                                        500




2
2017        1     14                                              4,000
                 25%                                      2,000
                            2016        12     16
                                                   2015                   975
                            2,000                        2015             10%
                100                                                         9.3
                                       2017    1      14




                                                    60
1
          2017


2




                      2019   4   18
    2019-012




                 61
     1


     2




     3
    36
     4




    30




1

2
3        United Creation Management Limited
4
5        Total Merchant Limited
6        Yc Global Llc

                                              62
7        Grand Crown Inc
8        TOP ENERGY LIMITED
9
10

                              2018   12


    12




                                A




                                          63
1
                    2017      4
                      2018        2          232
           2018        3                                       10%
2018       4


                   [2018]13           2018      4   2
                                      25%
2
    1
    2017       7
                                                        2018     3
                                            -              GB16487.7-2017
                                                                1%



                                         64
    2
2018                                                       2018




    3
2018    12
                                                   8
                                    2019       7       1




1




                    YCTL




2
                                           1
                                2




              [2018]13
        25%




                           65
    3
        1




                                                                                2017
2018        1-9


                          2018    1-9                           2017


                         105,562.25      22.15%             152,841.22           28.39%
                         102,539.01      21.51%              79,203.87           14.71%
                          23,167.63          4.86%           17,497.10            3.25%
                          85,685.32      17.98%             100,753.06           18.71%
                           4,471.86          0.94%            7,211.49            1.34%
                         155,019.64      32.52%             180,593.53           33.54%
                            189.02           0.04%             303.75             0.06%
                         476,634.73     100.00%             538,404.01          100.00%

                                                                2017          2018     9




                                                     2017         2018    9


                  2018     1-9
1                                                                   30,284.93     6.35%
2                                                                   24,634.37     5.17%
3                                                                   17,226.52     3.61%
4                                                                   16,356.00     3.43%
5                                                                   11,931.07     2.50%

                                        66
                                         100,432.89   21.07%
            2017
1                                         31,719.77    5.89%
2                                         29,184.74    5.42%
3                                         23,142.62    4.30%
4                                         13,347.53    2.48%
5                                         13,157.21    2.44%
                                         110,551.88   20.53%

    2




                                     1


                                              2 2019      7




                                     1


        2
                                     2017         2018    9




         2017            2018   9


        2018       1-9
1                                         17,567.31    4.30%
2                                         17,495.62    4.28%
3                                          9,691.61    2.37%
4                                          8,112.86    1.98%
5                                          7,221.81    1.77%
                                          60,089.22   14.69%
            2017
1                                         15,312.99    3.26%
2                                         11,044.75    2.35%

                                67
3        10,225.05    2.18%
4        10,158.14    2.16%
5         8,596.47    1.83%
         55,337.40   11.78%




    68
2017   2018   9




       69
                                                                    2018
12       4                      2018-040




     2017        10        26


                      2017      56
                                                      [2017]0068




     1
     2016        8    17
             8   15                           2,000
                                            25%




                                     2016   2017         5,000     2018
     1                 3             2                             500

                                             70
     2
     2017        1     14                                                    4,000
                           25%                                 2,000
                               2016         12     16
                                                       2015                              975
                               2,000                         2015                        10%
                     100                                                                   9.3
                                       2017        1     14


     3
     2016        4      29                             2015


            2016           5      21
                                                              2016     6    27
                                                                                           10
19               2015                                                  10            9




                           2013             2015
8,996            3,009                975                                          2016
         1,544                                          2015                     176.91%




                                                        71
1




2


                    2017    3   2   2017   3   17
                                    2017


3


4




    2018   12   4        2018-040




                    72
2017   10




            73