4 6 1 7 2 8 3 10 3.1 10 3.1.1 10 3.1.2 18 3.1.3 25 3.1.4 27 3.1.5 27 3.2 28 3.2.1 28 3.2.2 30 3.2.3 31 3.2.4 32 3.2.5 34 3.2.6 36 3.2.7 38 3.2.8 39 3.2.9 40 3.3 41 3.3.1 41 3.3.2 42 3.3.3 44 3.3.4 47 3.3.5 47 3.3.6 48 3.3.7 48 3.3.8 48 3.4 48 3.4.1 49 3.4.2 51 3.5 53 4 54 4.1 54 4.2 54 4.3 55 4.4 55 4.5 55 5 57 5.1 57 5.2 57 5.3 58 5.4 58 5.5 58 6 59 7 63 8 64 9 171 174 1 1% 4 IFRS 9 2014 7 9 2006 2 15 5 2018 8 28 2018 10 2017 2018 7 17 2018 7 16 A 2017 0.291 27.92 2018 8 6 2018 7 16 H 2017 0.291 699.61 2018 2018 2018 6 1 財務摘要 2018 2017 2016 6 30 6 30 6 30 239,486 217,854 210,990 69,004 68,080 67,190 322,729 303,133 295,679 181,420 172,093 169,878 147,465 139,009 133,903 147,027 138,339 133,410 0.59 0.55 0.53 (%) 1 1.31 1.30 1.41 16.66 17.09 17.80 2.20 2.03 2.15 2.34 2.14 2.32 21.38 22.46 22.72 2 22.15 22.31 22.24 1. 2. 2018 6 30 2017 12 31 2016 12 31 13,452,388 12,903,441 11,757,032 (383,906) (328,968) (268,677) 22,805,182 22,124,383 20,963,705 16,965,489 16,363,754 15,402,915 20,940,605 20,328,556 19,374,051 1,864,577 1,795,827 1,589,654 1,848,266 1,779,760 1,576,500 250,011 250,011 250,011 1 1,760,515 1,691,332 1,549,834 1 79,776 79,788 19,741 1 264,558 231,952 214,340 1 2,104,849 2,003,072 1,783,915 1 13,456,292 12,919,980 11,937,774 7.14 6.86 6.28 (%) 1 13.08 13.09 12.98 1 13.68 13.71 13.15 1 15.64 15.50 14.94 8.18 8.12 7.58 (%) 1.48 1.49 1.52 2 193.16 171.08 150.36 2 2.85 2.55 2.29 1. 2. 7 2 CHINA CONSTRUCTION BANK CORPORATION CCB 25 95533 25 100033 3 28 www.ccb.com 86-10-66215533 86-10-66218888 ir@ccb.com www.sse.com.cn www.hkexnews.hk A 601939 H 939 CCB 15USDPREF 4606 1 360030 8 2 202 2 11 22 5 20 1 27 A 166 34 H 183 17 1712-1716 9 3 3.1 6.8% 12 6.7%-6.9% 2.0% 3.1.1 93.27 1,814.20 5.42% 84.56 1,474.65 6.08% (1) 216.32 9.93% (2) (3) 5.86% 22.15% 0.16 667.80 10.36% 2018 2017 6 30 6 30 (%) 239,486 217,854 9.93 83,243 85,279 (2.39) 69,004 68,080 1.36 322,729 303,133 6.46 (74,681) (70,547) 5.86 (66,780) (60,510) 10.36 152 17 794.12 181,420 172,093 5.42 (33,955) (33,084) 2.63 147,465 139,009 6.08 10 3 2,394.86 216.32 9.93% 74.21% 2018 6 30 2017 6 30 (%) (%) 12,842,398 274,773 4.31 12,372,606 248,682 4.05 4,477,357 84,312 3.80 4,496,371 83,126 3.73 2,625,361 19,878 1.53 2,817,957 21,057 1.51 684,299 11,701 3.45 615,842 7,718 2.53 298,658 4,656 3.14 200,563 2,906 2.92 20,928,073 395,320 3.81 20,503,339 363,489 3.58 (366,351) (290,078) 2,578,129 1,762,520 23,139,851 395,320 21,975,781 363,489 16,558,239 109,852 1.34 15,895,456 105,936 1.34 1,765,494 24,466 2.79 1,921,249 21,999 2.31 612,892 13,091 4.31 497,673 8,853 3.59 477,656 7,606 3.21 456,968 6,721 2.97 58,013 819 2.85 119,876 2,126 3.58 19,472,294 155,834 1.61 18,891,222 145,635 1.55 1,848,641 1,429,330 21,320,935 155,834 20,320,552 145,635 239,486 217,854 2.20 2.03 2.34 2.14 1. 2.20% 17 2.34% 20 11 3 1 1 14,980 11,111 26,091 (356) 1,542 1,186 (1,455) 276 (1,179) 933 3,050 3,983 1,516 234 1,750 15,618 16,213 31,831 3,916 – 3,916 (1,874) 4,341 2,467 2,271 1,967 4,238 318 567 885 (937) (370) (1,307) 3,694 6,505 10,199 11,924 9,708 21,632 1. 216.32 119.24 97.08 12 3 3,953.20 318.31 8.76% 69.50% 21.33% 5.03% 2.96% 1.18% 2018 6 30 2017 6 30 (%) (%) 6,500,127 138,819 4.31 6,200,817 130,085 4.23 2,419,128 50,674 4.22 2,265,680 46,109 4.10 4,080,999 88,145 4.36 3,935,137 83,976 4.30 4,994,257 113,176 4.57 4,589,883 96,943 4.22 99,993 1,920 3.87 304,127 4,080 2.71 1,248,021 20,858 3.37 1,277,779 17,574 2.77 12,842,398 274,773 4.31 12,372,606 248,682 4.05 2,747.73 260.91 10.49% 843.12 11.86 1.43% 7 198.78 11.79 5.60% 6.83% 117.01 39.83 51.61% 92 11.12% 46.56 17.50 60.22% 48.91% 22 13 3 1,558.34 101.99 7.00% 2018 6 30 2017 6 30 (%) (%) 8,683,541 53,833 1.25 8,268,795 51,021 1.24 5,570,800 18,577 0.67 5,237,678 16,959 0.65 3,112,741 35,256 2.28 3,031,117 34,062 2.25 7,345,746 50,953 1.40 7,139,504 50,803 1.43 3,201,453 4,824 0.30 3,062,763 4,624 0.30 4,144,293 46,129 2.24 4,076,741 46,179 2.27 528,952 5,066 1.93 487,157 4,112 1.70 16,558,239 109,852 1.34 15,895,456 105,936 1.34 39.16 1,098.52 3.70% 244.66 24.67 11.21% 48 130.91 42.38 47.87% 23.15% 72 76.06 8.85 13.17% 24 4.53% 8.19 13.07 61.48% 51.61% 73 14 3 2018 2017 6 30 6 30 (%) 75,371 74,166 1.62 (6,367) (6,086) 4.62 69,004 68,080 1.36 14,239 17,199 (17.21) 83,243 85,279 (2.39) 832.43 20.36 2.39% 2018 2017 6 30 6 30 (%) 75,371 74,166 1.62 22,743 20,110 13.09 10,364 6,484 59.84 9,214 10,221 (9.85) 7,344 6,610 11.10 7,176 7,442 (3.57) 6,552 6,593 (0.62) 6,552 12,381 (47.08) 1,765 1,714 2.98 836 836 – 2,825 1,775 59.15 (6,367) (6,086) 4.62 69,004 68,080 1.36 15 3 690.04 9.24 1.36% 1.08 21.38% 227.43 26.33 13.09% 103.64 38.80 59.84% 92.14 9.85% 73.44 11.10% 71.76 3.57% 65.52 0.62% 65.52 58.29 47.08% 2018 2017 6 30 6 30 (%) 7,912 2,842 178.40 412 980 (57.96) 3,119 (1,632) (291.12) (2,365) 5,161 15,009 (65.61) 14,239 17,199 (17.21) 142.39 29.60 17.21% 50.70 47.51 23.65 51.61 98.48 16 3 2018 2017 6 30 6 30 44,044 41,984 14,648 14,011 3,190 2,907 12,799 11,645 74,681 70,547 (%) 22.15 22.31 22.15% 0.16 746.81 41.34 5.86% 440.44 20.60 4.91% 146.48 6.37 4.55% 31.90 2.83 9.74% 127.99 11.54 9.91% 2018 2017 6 30 6 30 63,164 59,729 864 (387) 282 12 369 3,092 (82) 47 200 66,780 60,510 667.80 62.70 10.36% 34.35 31.74 339.55 8.71 18.72% 25% 17 3 3.1.2 2018 6 30 2017 12 31 (%) (%) 13,452,388 12,903,441 (383,906) (328,968) 13,068,482 57.30 12,574,473 56.84 1 5,245,843 23.00 5,181,648 23.42 679,900 2.98 578,436 2.61 3,245,096 14.23 1,320,847 5.79 2,586,722 11.69 1,550,680 7.01 465,810 2.11 2,674,845 11.73 2,988,256 13.51 799,842 3.51 500,238 2.26 394,863 1.73 208,360 0.94 123,468 0.54 116,993 0.53 2 497,839 2.19 554,415 2.50 22,805,182 100.00 22,124,383 100.00 1. 2. 3. 2018 1 1 2017 12 31 6 228,051.82 6,807.99 3.08% 4,940.09 3.93% 4.05% 641.95 1.24% 0.98% 3,134.11 10.49% 2,996.04 59.89% 1,865.03 89.51% 0.46 57.30% 0.42 23.00% 1.78 11.73% 1.25 3.51% 0.79 1.73% 18 3 2018 6 30 2017 12 31 (%) (%) 6,643,148 49.38 6,443,524 49.94 2,068,876 15.38 2,050,273 15.89 4,574,272 34.00 4,393,251 34.05 5,551,275 41.27 5,193,853 40.25 4,501,216 33.46 4,213,067 32.65 631,305 4.69 563,613 4.37 194,678 1.45 192,652 1.49 36,802 0.27 36,376 0.28 1 187,274 1.40 188,145 1.46 109,582 0.81 122,495 0.95 1,148,383 8.54 1,143,569 8.86 13,452,388 100.00 12,903,441 100.00 1. 6 134,523.88 5,489.47 4.25% 66,431.48 1,996.24 3.10% 186.03 0.91% 1,810.21 4.12% 55,512.75 3,574.22 6.88% 45,012.16 2,881.49 6.84% 6,313.05 676.92 12.01% 1,946.78 20.26 1.05% 1,095.82 129.13 10.54% 11,483.83 48.14 0.42% 19 3 2018 6 30 2017 12 31 (%) (%) 4,187,893 31.13 3,885,329 30.11 2,064,948 15.35 2,123,492 16.46 5,892,720 43.80 5,539,863 42.93 1,306,827 9.72 1,354,757 10.50 13,452,388 100.00 12,903,441 100.00 2018 6 30 12 1 1 149,249 65,887 128,666 343,8021 15,839 18,561 46,642 81,042 – – (18,071) (18,071) – – (1,488) (1,488) (847) 545 (6,128) (6,430) – – (18,103) (18,103) – – 3,154 3,154 6 30 164,241 84,993 134,672 383,906 1. 3,289.68 3,438.02 2. 6 3,839.06 549.38 193.16% 22.08 2.85% 0.30 20 3 2018 6 30 2017 12 31 (%) (%) 4,822,942 91.94 4,714,014 90.97 76,885 1.46 113,244 2.19 346,016 6.60 354,390 6.84 5,245,843 100.00 5,181,648 100.00 6 52,458.43 641.95 1.24% 1,089.28 2.31% 91.94% 0.97 363.59 32.11% 1.46% 0.73 83.74 2.36% 2018 6 30 2017 12 31 (%) (%) 4,576,562 94.89 4,474,161 94.91 146,679 3.04 142,899 3.03 46,180 0.96 43,256 0.92 53,521 1.11 53,698 1.14 4,822,942 100.00 4,714,014 100.00 6 45,765.62 1,024.01 2.29% 2,463.80 65.27 2.72% 37.80 2.65% 29.24 6.76% 21 3 2018 6 30 2017 12 31 (%) (%) 3,442,690 71.38 3,254,126 69.03 41,622 0.86 37,712 0.80 754,740 15.65 814,909 17.29 168,345 3.49 170,730 3.62 415,545 8.62 436,537 9.26 4,822,942 100.00 4,714,014 100.00 6 9,230.85 7,547.40 1,683.45 81.76% 18.24% 2018 1 1 (%) 2014 14,560 5.44 2019 4 8 7 2014 11,540 5.67 2024 4 8 6 2014 11,340 5.79 2021 1 14 5 2014 10,630 5.61 2021 4 8 5 2010 10,000 4.21 2021 1 13 5 2010 8,280 2020 2 25 4 +0.59% 2013 7,860 4.97 2018 10 24 4 2013 7,580 4.43 2023 1 10 4 2014 7,580 5.90 2024 1 20 4 2011 7,430 4.62 2021 2 22 4 6 1,234.68 64.75 5.53% 0 6 31.79 0.13 9.51 0.84 22 3 2018 6 30 2017 12 31 (%) (%) 16,965,489 81.02 16,363,754 80.50 1,708,177 8.16 1,720,634 8.46 683,467 3.26 596,526 2.93 446,557 2.13 547,287 2.69 48,605 0.23 74,279 0.37 1 1,088,310 5.20 1,026,076 5.05 20,940,605 100.00 20,328,556 100.00 1. 6 209,406.05 6,120.49 3.01% 169,654.89 6,017.35 3.68% 81.02% 0.52 17,081.77 124.57 0.72% 8.16% 0.30 6,834.67 869.41 14.57% 4,465.57 1,007.30 18.41% 2.13% 0.56 486.05 256.74 34.56% 2018 6 30 2017 12 31 (%) (%) 8,989,688 52.99 8,700,872 53.17 5,888,151 34.71 5,723,939 34.98 3,101,537 18.28 2,976,933 18.19 7,473,144 44.05 7,105,813 43.43 3,190,580 18.81 3,169,395 19.37 4,282,564 25.24 3,936,418 24.06 502,657 2.96 557,069 3.40 16,965,489 100.00 16,363,754 100.00 23 3 6 169,654.89 6,017.35 3.68% 89,896.88 2,888.16 3.32% 54.61% 74,731.44 3,673.31 5.17% 0.44 45.39% 544.12 9.77% 90,787.31 1,853.97 2.08% 55.15% 73,841.01 4,707.50 6.81% 1.11 44.85% 3 2017 38 2018 6 30 2017 12 31 250,011 250,011 79,636 79,636 134,537 135,225 – (26,004) (6,054) – 198,613 198,613 260,198 259,680 931,325 886,921 – (4,322) 1,848,266 1,779,760 16,311 16,067 1,864,577 1,795,827 6 18,645.77 687.50 3.83% 444.04 5.01% 8.18% 0.06 6 29,434.03 857.69 24 3 3.1.3 2018 6 30 2017 12 31 (%) (%) 12,873,758 95.70 12,345,554 95.67 379,876 2.82 365,596 2.83 82,882 0.62 72,919 0.57 97,862 0.73 97,522 0.76 18,010 0.13 21,850 0.17 13,452,388 100.00 12,903,441 100.00 198,754 192,291 1.48 1.49 6 1,987.54 64.63 1.48% 0.01 2.82% 0.01 2018 6 30 2017 12 31 (%) (%) 6,643,148 167,590 2.52 6,443,524 166,044 2.58 2,068,876 80,064 3.87 2,050,273 80,638 3.93 4,574,272 87,526 1.91 4,393,251 85,406 1.94 5,551,275 25,131 0.45 5,193,853 21,811 0.42 4,501,216 11,102 0.25 4,213,067 10,199 0.24 631,305 6,873 1.09 563,613 5,039 0.89 194,678 2,080 1.07 192,652 1,386 0.72 36,802 1,345 3.65 36,376 1,620 4.45 187,274 3,731 1.99 188,145 3,567 1.90 109,582 – – 122,495 – – 1,148,383 6,033 0.53 1,143,569 4,436 0.39 13,452,388 198,754 1.48 12,903,441 192,291 1.49 25 3 2018 6 30 2017 12 31 (%) (%) (%) (%) 6,643,148 49.38 167,590 2.52 6,443,524 49.94 166,044 2.58 1,319,884 9.81 15,123 1.15 1,304,691 10.11 13,806 1.06 1,167,562 8.68 76,891 6.59 1,178,373 9.13 75,000 6.36 995,284 7.40 4,967 0.50 913,395 7.08 3,282 0.36 907,320 6.74 4,706 0.52 819,916 6.35 2,998 0.37 838,442 6.23 5,341 0.64 822,782 6.38 4,210 0.51 492,834 3.66 10,708 2.17 414,867 3.22 9,236 2.23 407,711 3.03 30,067 7.37 436,275 3.38 33,564 7.69 389,333 2.89 1,935 0.50 378,620 2.93 778 0.21 288,060 2.14 6,249 2.17 252,989 1.96 6,549 2.59 216,017 1.61 9,980 4.62 222,694 1.73 11,625 5.22 3,910 0.03 – – 6,199 0.05 – – 65,470 0.49 394 0.60 67,471 0.52 412 0.61 52,137 0.39 386 0.74 41,510 0.32 394 0.95 31,900 0.24 2 0.01 25,245 0.20 8 0.03 410,414 3.05 5,549 1.35 409,857 3.18 7,188 1.75 5,551,275 41.27 25,131 0.45 5,193,853 40.25 21,811 0.42 109,582 0.81 – – 122,495 0.95 – – 1,148,383 8.54 6,033 0.53 1,143,569 8.86 4,436 0.39 13,452,388 100.00 198,754 1.48 12,903,441 100.00 192,291 1.49 0.06 26 3 2018 6 30 2017 12 31 (%) (%) 5,745 0.04 4,001 0.03 6 57.45 17.44 0.01 2018 6 30 2017 12 31 (%) (%) 3 61,131 0.45 53,390 0.42 3 6 34,633 0.26 20,547 0.16 6 1 31,883 0.23 30,334 0.24 1 3 53,540 0.40 54,543 0.42 3 10,445 0.08 7,058 0.05 191,632 1.42 165,872 1.29 6 1,916.32 257.60 0.13 3.1.4 2018 6 30 2018 6 30 3.1.5 (IASB) 2014 7 IFRS 9 2018 1 1 IFRS 9 IFRS 9 2018 1 1 IFRS 9 IAS 39 2017 12 31 99.01 293.52 27 3 3.2 2018 6 30 2017 6 30 (%) (%) 49,143 27.09 47,258 27.46 80,725 44.50 76,043 44.19 38,687 21.32 31,049 18.04 12,865 7.09 17,743 10.31 181,420 100.00 172,093 100.00 491.43 3.99% 27.09% 807.25 6.16% 44.50% 386.87 24.60% 21.32% 3.28 3.2.1 6 89,896.88 2,888.16 3.32% 2.87% 4.19% 6 66,431.48 1,996.24 3.10% 2.52% 0.06 34,907.88 1,333.35 3.97% 52.55% 0.78% 1,279.81 3,601.21 411.21 1,505.22 203.03 17,461.80 6 2.28 4,155.78 392 28 3 6 4,912.89 727.87 44.33% 86.85 38.34 67% 1,962 1.18 631 6 7,263.03 2,678.01 11,515.54 464.54 e+ 8 7,677.33 78.81% 1.76 9.55% 26 75 29 3 6 11.67 24.45 1.56 6.84% + + 6 874 80 137 35 3.2.2 6 74,731.44 3,673.31 5.17% 6 55,512.75 3,574.22 6.88% 6 45,012.16 2,881.49 6.84% 1,946.78 20.26 368.02 44.65 LINEFRIENDS + + + + 6 11,542 8,653 1.45 6,313.05 6 9.90 IC 5.22 9.70 43.52% 6 6,594 1.49 30 3 6 150 195 6 (AUM) 13,214.87 1,197.13 9.96% 125,242 11,664 10.27% 6 7,835.02 21,103.40 0.86 25.60 3.2.3 2,268.06 32,477 3,533 31 3 6,492 37,223.93 6 19,486.26 15,990.92 3,495.34 (FITS ) + 179.37 277 1,957.70 118.00 3.2.4 24 6 29 200 47.72 12.17% 65.11 176 6 3,577.94 516.30 19.06 2009 2 15 6 59.98 34.33 0.03 2013 42 32 3 6 25.44 6.47 0.23 2013 2 6 117.40 14.03 0.33 2014 1.99 6 73.79 9.46 0.36 2014 Banco Industrial e Comercial S.A. 2015 100% 9 1 5 1 6 384.71 31.14 0.10 2016 8.226 2017 6 6 56.44 13.43 0.02 60% 1.66 102 6 71.99 11.31 0.27 33 3 3.2.5 6 4,770.59 7.95% 37.78 12.54% 2 65% 6 14,911.12 6,342.88 107 3,752.07 6 49.39 42.65 6.40 80 6 1,511.75 138.85 7.60 15.27 67% 6 13,335.55 197.76 125.71 10.41 44.96 51% 6 1,345.87 107.65 2.73 10 90.2% 6 12.01 6.88 0.55 34 3 6.01 6 900.23 115.75 6.52 5.61 80% 6 52.64 6.71 0.16 23 85% 6 3,587.02 APP 6 25.95 22.39 0.28 2017 7 120 6 51 6,400 1,105 6 123.60 120.59 0.31 20 75.10% 139.82 6 282.36 29.24 0.07 6 27 28.20 13.78 6 27 174.92 34.99 117.38 0.95 35 3 3.2.6 2018 6 30 2017 6 30 (%) (%) 29,600 16.32 30,619 17.79 29,680 16.36 24,769 14.39 19,793 10.91 19,776 11.49 27,731 15.29 26,541 15.42 26,827 14.79 24,573 14.28 333 0.18 4,177 2.43 40,253 22.19 34,257 19.91 7,203 3.96 7,381 4.29 181,420 100.00 172,093 100.00 2018 6 30 2017 12 31 (%) (%) 4,644,884 14.19 4,687,993 14.68 3,528,199 10.78 3,479,166 10.89 5,152,442 15.74 4,916,680 15.39 4,142,443 12.65 4,063,059 12.72 3,475,135 10.62 3,294,459 10.32 1,132,618 3.46 1,100,318 3.45 8,900,041 27.19 8,672,547 27.15 1,757,448 5.37 1,726,043 5.40 1 32,733,210 100.00 31,940,265 100.00 1. 36 3 2018 6 30 2017 12 31 (%) (%) (%) (%) 2,380,964 17.70 29,597 1.24 2,288,830 17.74 31,460 1.37 2,029,585 15.09 25,561 1.26 1,941,337 15.05 27,777 1.43 2,191,879 16.29 41,105 1.88 2,131,045 16.52 38,302 1.80 2,304,021 17.13 33,670 1.46 2,176,159 16.86 32,154 1.48 2,205,357 16.39 34,124 1.55 2,117,740 16.41 34,973 1.65 696,706 5.18 22,471 3.23 672,309 5.21 18,920 2.81 641,424 4.77 7,798 1.22 574,506 4.45 5,867 1.02 1,002,452 7.45 4,428 0.44 1,001,515 7.76 2,838 0.28 13,452,388 100.00 198,754 1.48 12,903,441 100.00 192,291 1.49 2018 6 30 2017 12 31 (%) (%) 3,071,481 18.10 2,951,029 18.03 2,628,534 15.49 2,551,496 15.59 3,036,863 17.90 2,896,463 17.70 3,372,098 19.88 3,200,877 19.56 3,287,860 19.38 3,137,692 19.18 1,059,699 6.25 1,044,470 6.38 6,297 0.04 24,658 0.15 502,657 2.96 557,069 3.41 16,965,489 100.00 16,363,754 100.00 37 3 3.2.7 6 14,986 14,955 37 346 13,504 1,066 1 31 45 535 354 181 2017 101 1,081 6 500 4,249 12,710 6 327 1,868 300 1,500 4 38 6 94,917 28,898 1:1 28,051 49,160 6 155 18 92.49 e ETC 6 2.87 7.90% 4.04 6.11% 8,141 12.89% 5,690 14.79% 6 2.88 6.48% 680 12.90% 38 3 7,451 8.28% 6 3,336 730 37.58 782.64 2.60 6.64 99.57% 83% 3.2.8 223 415 39 3 3.2.9 2018 6 30 (%) (%) 2,371 15.82 51,199 14.79 1,930 12.88 43,290 12.51 2,472 16.50 57,321 16.56 3,603 24.04 77,747 22.46 3,062 20.43 65,235 18.84 1,514 10.10 35,137 10.15 3 0.02 15,317 4.42 31 0.21 918 0.27 14,986 100.00 346,164 100.00 2018 6 346,164 4,190 229,919 66.42% 734 69,023 213 8,820 45 5 37 18,586 390 13,053 5,533 32 40 3 3.3 3.3.1 6 3.83% 13.23% 41 3 2018 2017 2016 6 30 12 31 12 31 (%) 3.83 4.27 4.03 (%) 13.23 13.90 13.37 2018 6 30 (%) A 80,640 0.60 B 33,177 0.25 C 28,000 0.21 D 22,605 0.17 E 22,575 0.17 F 22,341 0.17 G 19,870 0.15 H 17,491 0.13 I 16,428 0.12 J 15,448 0.11 278,575 2.07 3.3.2 2018 (%) 2018 6 30 2017 12 31 2016 12 31 1 ≥25 46.88 43.53 44.21 ≥25 85.88 74.52 40.81 2 71.41 70.73 68.17 1. 2. 42 3 2018 1 4,056,155 2 7,631,690 659,046 3 2,079,376 103,814 4 5,552,314 555,232 5 8,961,456 3,066,925 6 5,827,238 1,446,997 7 3,023,261 1,508,971 8 110,957 110,957 9 96 10 1,754,515 245,522 11 80,912 80,912 12 9,222 9,222 13 1,664,381 155,388 14 2 – 15 2,258,171 300,899 16 4,272,488 17 259,057 259,057 18 1,458,497 973,647 19 91,350 90,912 20 1,808,904 1,323,616 21 4,056,155 22 2,948,872 23 (%)1 137.68 1. 43 3 30 20% 2018 137.68% 1.85 2018 7 1 2,000 100% 2018 6 155,599 122,735 126.78% 1 3 1 3 1 1 5 5 2018 6 30 2,729,859 (10,228,200) (7,714) (605,176) (333,067) 3,477,519 6,831,356 1,864,577 2017 12 31 3,139,244 (9,626,699) (807,625) (888,844) (316,165) 3,333,019 6,962,897 1,795,827 2018 6 30 18,645.77 687.50 102,282.00 3.3.3 44 3 99% 1 2018 6 30 2017 6 30 158 120 158 92 252 181 252 114 44 43 58 32 74 102 148 61 151 113 151 77 226 119 226 76 – 11 39 – 16 4 16 – 45 3 3 3 1 1 5 5 2018 6 30 33,217 (5,653,304) 5,877,161 96,783 1,510,720 1,864,577 2018 6 30 (5,653,304) 223,857 320,640 1,831,360 2017 12 31 154,197 (2,375,840) 1,544,402 758,957 1,714,111 1,795,827 2017 12 31 (2,375,840) (831,438) (72,481) 1,641,630 2018 6 30 2,238.57 10,552.95 16,075.03 8,655.65 100 100 100 100 100 100 2018 6 30 (56,362) 56,362 43,242 (43,242) 2017 12 31 (46,727) 46,727 50,694 (50,694) (FSAP) 46 3 2018 6 30 2017 12 31 1,233,823 337,749 382,525 1,954,097 1,285,315 415,267 383,769 2,084,351 (1,166,922) (380,229) (295,778) (1,842,929) (1,151,780) (453,711) (326,808) (1,932,299) 2,494,575 199,886 234,973 2,929,434 2,737,947 178,350 247,059 3,163,356 (2,506,471) (127,483) (303,672) (2,937,626) (2,794,336) (105,881) (280,868) (3,181,085) (33,713) – – (33,713) (72,996) – – (72,996) 21,292 29,923 18,048 69,263 4,150 34,025 23,152 61,327 2018 6 30 692.63 79.36 3.3.4 3.3.5 47 3 3.3.6 3.3.7 3.3.8 10 3.4 2018-2020 48 3 3.4.1 2012 2014 6 15.64% 13.68% 13.08% 2018 6 30 2017 12 31 1,760,515 1,642,080 1,691,332 1,579,469 1,840,291 1,714,286 1,771,120 1,652,142 2,104,849 1,976,362 2,003,072 1,881,181 13.08% 12.87% 13.09% 12.87% 13.68% 13.43% 13.71% 13.47% 15.64% 15.49% 15.50% 15.33% 12.47% 12.40% 12.38% 12.31% 15.35% 15.07% 15.40% 15.11% 49 3 2018 6 30 2017 12 31 250,011 250,011 1 134,511 109,968 198,613 198,613 260,108 259,600 927,776 883,184 3,072 3,264 2 (5,053) (4,256) 3 2,493 2,556 3 2,150 2,274 (22) 320 3,902 3,902 79,636 79,636 140 152 123,109 138,848 141,201 92,838 248 266 4 1,760,515 1,691,332 4 1,840,291 1,771,120 4 2,104,849 2,003,072 1. 2. 3. 4. 50 3 2018 6 30 2017 12 31 12,333,941 11,792,974 8,378,194 8,166,348 3,955,747 3,626,626 90,177 94,832 44,992 50,734 45,185 44,098 1,032,174 1,032,174 – – 13,456,292 12,919,980 3.4.2 2015 6 7.61% 2018 6 30 2018 3 31 2017 12 31 2017 9 30 1 7.61% 7.53% 7.52% 7.12% 1,840,291 1,826,713 1,771,120 1,683,765 2 24,176,438 24,252,119 23,555,968 23,643,720 1. 2. = + 51 3 2018 6 30 2017 12 31 1 22,805,182 22,124,383 2 (139,788) (146,210) 59,343 71,599 658 168 3 1,459,566 1,515,080 4 (8,523) (9,052) 24,176,438 23,555,968 1. 2. 3. 4. 2018 6 30 2017 12 31 1 22,222,875 21,690,628 (8,523) (9,052) 22,214,352 21,681,576 51,927 91,739 56,066 62,831 – 10 107,993 154,580 393,869 204,564 658 168 394,527 204,732 2,943,403 3,029,172 (1,483,837) (1,514,092) 1,459,566 1,515,080 1,840,291 1,771,120 24,176,438 23,555,968 2 7.61% 7.52% 1. 2. 52 3 3.5 2018 53 4 股本變動及股東情況 4.1 2018 1 1 ( ) 2018 6 30 (%) (%) – – – – – – – – – 1. 9,593,657,606 3.84 – – – – – 9,593,657,606 3.84 2. 93,199,798,499 37.28 – – – +150,443,750 +150,443,750 93,350,242,249 37.34 3. 1 147,217,521,381 58.88 – – – -150,443,750 -150,443,750 147,067,077,631 58.82 250,010,977,486 100.00 – – – – – 250,010,977,486 100.00 1. H 4.2 385,524 H 43,361 A 342,163 385,524 2018 6 30 A H 10 2018 6 30 (%) 2 57.03 – 142,590,494,651 H 0.08 – 195,941,976 A 2 3 36.79 +198,061,002 91,978,645,798 H 0.87 -485,699,363 2,180,388,068 A 3 0.80 -443,750 1,999,556,250 H 3 4 0.64 – 1,611,413,730 H 3 0.35 -150,000,000 865,613,000 H 0.34 – 856,000,000 H 2 0.20 – 496,639,800 A 2 0.14 +114,639,136 359,442,056 A 0.06 +85,276,142 156,011,208 A 1. 2. 3. 2018 6 30 H 1,611,413,730 865,613,000 H 1,999,556,250 599,556,250 599,556,250 H 91,978,645,798 H 4. 2018 6 30 H 54,131,000 1,315,282,730 230,000,000 12,000,000 54 4 4.3 4.4 336 (%) (%) 1 A 692,581,776 7.22 0.28 2 H 133,262,144,534 59.31 57.03 1. 2015 12 29 A 692,581,776 A 9,593,657,606 7.22% 250,010,977,486 0.28% 195,941,976 A 496,639,800 A 2018 6 30 A A 195,941,976 A 496,639,800 2. 2009 5 26 H 133,262,144,534 H 224,689,084,000 59.31% 233,689,084,000 57.03% 2018 6 30 H H 142,590,494,651 H 240,417,319,880 59.31% 250,010,977,486 57.03% 4.5 4.5.1 2015 12 196.59 2017 12 599.77 (%) 4606 CCB 15USD PREF 2015/12/16 20 / 4.65 152,500,000 2015/12/17 152,500,000 360030 1 2017/12/21 100 / 4.75 600,000,000 2018/01/15 600,000,000 55 4 4.5.2 19 1 18 (%) The Bank of New York Depository (Nominees) Limited 100.00 – 152,500,000 1. 2. The Bank of New York Depository (Nominees) Limited Euroclear Bank S.A. N.V. Clearstream Banking S.A. 3. 10 4. 10 (%) 26.84 -15,000,000 161,000,000 15.00 – 90,000,000 8.33 – 50,000,000 8.33 – 50,000,000 6.67 – 40,000,000 5.00 +30,000,000 30,000,000 4.50 – 27,000,000 4.50 – 27,000,000 3.33 – 20,000,000 3.33 – 20,000,000 3.33 – 20,000,000 1. 2. 10 3. 4.5.3 4.5.4 4.5.5 4.5.6 22 37 9 32 56 5 5.1 M C 5.2 2018 9 3 2018 6 29 2018 6 29 2017 2017 2018 6 2018 5 2018 6 2018 5 2018 4 2018 2017 2018 2 2018 5 2018 5 2018 2 57 5 5.3 2018 3 2018 4 M C 2018 1 2018 8 Promontory Financial Group 2018 7 5.4 H 19,304 20,966 21,927 18,989 15,863 13,023 12,366 15,739 3,971 2018 6 30 XV 352 2018 6 30 H 14,456 18,751 17,925 22,567 10,845 19,417 5.5 2018 6 30 58 6 重要事項 2017 2018-2020 2018 6 29 2017 2017 2018 2016 2018-2020 2018 M C 93% 2018 6 29 2018 6 30 2017 2018 7 17 2018 7 16 A 2017 0.291 27.92 2018 8 6 2018 7 16 H 2017 0.291 699.61 2018 10% 59 6 2004 9 (1) (2) 2016 4 6 2018 6 30 2007 7 60 6 2015 3.15 2018 80.9% 2017 2.2 61 6 2020 6 592.18 23.76% 227.68 7.82% 2018 2018 2018 62 7 中期財務資料的審閱報告 64 170 34 34 2410 34 63 8 2018 6 30 6 30 2018 2017 395,320 363,489 (155,834) (145,635) 3 239,486 217,854 75,371 74,166 (6,367) (6,086) 4 69,004 68,080 5 7,912 2,842 6 412 980 7 3,119 (1,632) 8 (2,365) 23,503 34,143 (18,342) (19,134) 9 5,161 15,009 322,729 303,133 10 (74,681) (70,547) 248,048 232,586 (63,164) (59,729) (3,616) (781) 11 (66,780) (60,510) 152 17 181,420 172,093 12 (33,955) (33,084) 147,465 139,009 (33) (178) 374 (5) – (216) 374 19,823 (4,849) (24,044) 5,949 (263) 2,456 (342) 173 (550) (1,733) 13,819 (17,199) 13,603 (16,825) 161,068 122,184 71 170 64 2018 6 30 6 30 2018 2017 147,027 138,339 438 670 147,465 139,009 160,572 121,448 496 736 161,068 122,184 13 0.59 0.55 71 170 65 2018 6 30 2018 6 30 2017 12 31 14 2,674,845 2,988,256 15 465,900 175,005 83,038 157,036 16 333,942 325,233 17 48,723 82,980 18 394,863 208,360 19 123,468 116,993 20 13,068,482 12,574,473 21 679,900 578,436 3,245,096 1,320,847 1,550,680 2,586,722 465,810 23 7,533 7,067 25 166,721 169,679 26 14,270 14,545 27 2,622 2,752 28 2,687 2,751 29 56,165 46,189 30 116,080 71,416 22,805,182 22,124,383 32 446,557 547,287 33 1,271,631 1,336,995 34 436,546 383,639 35 405,401 414,148 17 47,433 79,867 36 48,605 74,279 37 16,965,489 16,363,754 38 28,665 32,632 39 49,830 54,106 40 189,266 199,588 41 36,352 10,581 42 683,467 596,526 29 526 389 43 330,837 234,765 20,940,605 20,328,556 44 250,011 250,011 45 79,636 79,636 46 134,537 135,225 47 – (26,004) 47 (6,054) – 48 198,613 198,613 49 260,198 259,680 50 931,325 886,921 – (4,322) 1,848,266 1,779,760 16,311 16,067 1,864,577 1,795,827 22,805,182 22,124,383 2018 8 28 71 170 66 合併股東權益變動表 2018 6 30 2017 12 31 250,011 79,636 135,225 (26,004) – 198,613 259,680 886,921 (4,322) 16,067 1,795,827 2 – – (688) 26,004 (19,599) – – (29,352) 4,322 (138) (19,451) 2018 1 1 250,011 79,636 134,537 – (19,599) 198,613 259,680 857,569 – 15,929 1,776,376 – – – – 13,545 – 518 73,756 – 382 88,201 – – – – 13,545 – – 147,027 – 496 161,068 1. – – – – – – – – – (85) (85) 1. – – – – – – 518 (518) – – – 2. – – – – – – – (72,753) – (29) (72,782) 2018 6 30 250,011 79,636 134,537 – (6,054) 198,613 260,198 931,325 – 16,311 1,864,577 2016 12 31 250,011 19,659 133,960 (976) 175,445 211,193 786,860 348 13,154 1,589,654 – – 547 (15,704) – 34,263 34,573 (1,734) 3,003 54,948 – – 547 (15,704) – – 138,339 (1,734) 736 122,184 1. – – – – – – – – 150 150 2. – – – – – – – – (1,268) (1,268) 3. – – – – – – – – 3,421 3,421 1. – – – – – 34,263 (34,263) – – – 2. – – – – – – (69,503) – (36) (69,539) 2017 6 30 250,011 19,659 134,507 (16,680) 175,445 245,456 821,433 (1,386) 16,157 1,644,602 71 170 67 2018 6 30 2016 12 31 250,011 19,659 133,960 (976) 175,445 211,193 786,860 348 13,154 1,589,654 – 59,977 1,265 (25,028) 23,168 48,487 100,061 (4,670) 2,913 206,173 – – 1,271 (25,028) – – 242,264 (4,670) 783 214,620 1. – – – – – – – – 147 147 2. – – (6) – – – – – (1,322) (1,328) 3. – 59,977 – – – – – – 3,422 63,399 1. – – – – 23,168 – (23,168) – – – 2. – – – – – 48,487 (48,487) – – – 3. – – – – – – (69,503) – – (69,503) 4. – – – – – – (1,045) – – (1,045) 5. – – – – – – – – (117) (117) 2017 12 31 250,011 79,636 135,225 (26,004) 198,613 259,680 886,921 (4,322) 16,067 1,795,827 71 170 68 合併現金流量表 2018 6 30 6 30 2018 2017 181,420 172,093 11 66,780 60,510 10 8,323 8,606 (1,495) (1,565) (1,281) (162) (152) (17) 6 (412) (980) 39 (9,185) 5,820 6,003 7 (3,119) 1,632 (69) (113) 255,854 236,822 361,908 74,288 (64,252) 25,288 (548,492) (808,597) (186,488) (176,482) (11,643) (110,751) 35,190 (4,791) (413,777) (1,001,045) (101,386) 81,560 46,725 129,664 516,109 514,208 (26,011) (129,364) 67,489 77,417 (47,651) (45,906) (9,124) 21,410 (14,148) (5,812) 432,003 643,177 274,080 (121,046) 1,030,301 818,304 725 1,008 626 2,181 (1,035,904) (708,382) (4,739) (7,687) (745) (864) (9,736) 104,560 71 170 69 2018 6 30 6 30 2018 2017 18,585 16,949 – 3,421 – 150 (85) (24) (11) (2,703) (3,261) (3,335) (2,718) (2,578) 12,510 11,880 4,801 (4,843) 281,655 (9,449) 1 1 51 571,339 599,124 6 30 51 852,994 589,675 387,289 351,842 (165,427) (151,683) 71 170 70 財務報表附註 1 1954 1994 1996 2004 9 17 2005 10 2007 9 939 601939 2018 B0004H111000001 911100001000044477 25 2 (1) 34 2017 12 31 2017 12 31 (2) 71 2 (3) (IASB) 2014 5 15 (IFRS 15) 2018 1 1 (IASB) 2014 7 9 (IFRS 9) 2018 1 1 IFRS 9 IFRS 9 2018 1 1 2017 12 31 IFRS 9 IFRS 7 IFRS 9 2017 12 31 IFRS 9 2(4) (a) (i) (ii) 72 2 (3) (a) (i) (ii) 2(3)(b) (i) (ii) (iii) (i) (ii) 73 2 (3) (b) (i) (ii) (i) (i) (ii) (iii) (i) (ii) 74 2 (3) (c) (i) (ii) (iii) (i) 12 (ii) 12 (d) 75 2 (4) IFRS 9 (a) 2018 1 1 39 (IAS 39) IFRS 9 IAS 39 IFRS 9 2,988,256 2,988,256 175,005 174,933 325,233 325,230 82,980 82,980 208,360 208,345 116,993 116,993 12,574,473 12,421,262 122,358 15,902 1,550,680 76,956 1,109,513 377,973 2,586,722 2,454,799 129,460 722 465,810 401,521 41,513 23,348 578,436 578,436 65,238 64,526 712 IFRS 9 76 2 (4) (b) IAS 39 IFRS 9 2018 1 1 IAS 39 IFRS 9 IAS 39 IFRS 9 2017 12 31 2018 1 1 12,574,473 (15,839) (122,383) (14,989) 12,421,262 IAS 39 IFRS 9 2017 12 31 2018 1 1 15,839 63 15,902 IAS 39 IFRS 9 2017 12 31 2018 1 1 122,383 (25) 122,358 77 2 (4) (b) IAS 39 IFRS 9 IAS 39 IFRS 9 2017 12 31 2018 1 1 1,550,680 (364,158) (77,009) (1,109,513) IAS 39 IFRS 9 2017 12 31 2018 1 1 2,586,722 (2,454,401) (722) (131,599) IAS 39 IFRS 9 2017 12 31 2018 1 1 465,810 (401,053) (23,230) (41,527) 78 2 (4) (b) IAS 39 IFRS 9 IAS 39 IFRS9 2017 12 31 2018 1 1 2,454,401 398 401,053 468 364,158 (594) 14,409 3,234,293 IAS 39 IFRS 9 2017 12 31 2018 1 1 578,436 77,009 (53) 23,230 (283) 401 722 712 680,174 79 2 (4) (b) IAS 39 IFRS 9 IAS 39 IFRS 9 2017 12 31 2018 1 1 1,109,513 131,599 (2,206) 67 41,527 (143) 129 1,280,486 IFRS 9 2018 1 1 IFRS 9 IAS 39 2017 12 31 194.51 IFRS 9 (i) (ii) (iii) IFRS 9 IFRS 9 (iv) 80 2 (4) (c) IAS39 2018 1 1 IFRS9 IAS 39 IFRS 9 57 – 72 129 112 – 3 115 – – 15 15 328,968 (155) 14,989 343,802 112 384 496 4,927 (272) 4,655 443 1,696 2,139 3,410 (3,410) – – 6,295 (6,295) – – 2,114 (2,114) – – 2,987 – – 2,987 2,402 – 23,333 25,735 346,345 (6,492) 40,220 380,073 (5) 2018 1 1 IFRS 9 58(1) 58(1) 2017 81 2 (6) 2016 36 2016 5 1 6% 1%-7% 3% 2% 25% (7) 2018 8 28 2410 2017 2017 2017 2018 3 27 82 3 6 30 2018 2017 19,878 21,057 6,391 4,267 5,310 3,451 5,963 4,656 2,906 (a) 84,312 77,163 157,782 145,660 115,063 98,935 1,928 4,087 395,320 363,489 (7,606) (6,721) (17,233) (16,658) (7,233) (5,341) (819) (2,126) (13,091) (8,853) (57,384) (53,928) (52,468) (52,008) (155,834) (145,635) 239,486 217,854 (a) 2017 (1) 6 30 2018 2017 1,488 1,520 7 18 1,495 1,538 (2) 83 4 6 30 2018 2017 22,743 20,110 10,364 6,484 9,214 10,221 7,344 6,610 7,176 7,442 6,552 6,593 6,552 12,381 1,765 1,714 836 836 2,825 1,775 75,371 74,166 (3,457) (3,493) (636) (516) (2,274) (2,077) (6,367) (6,086) 69,004 68,080 5 6 30 2018 2017 5,613 (212) 1,097 514 (42) 236 1,244 2,304 7,912 2,842 6 6 30 2018 2017 226 186 412 222 602 156 980 84 7 6 30 2018 2017 8,368 (7,582) 1,961 227 136 (3,053) 1,244 138 19 9 20 3,119 (1,632) 8 2018 6 30 24.52 2017 6 30 9 6 30 2018 2017 16,125 17,193 3,820 13,137 1,330 1,232 2,228 2,581 23,503 34,143 6 30 2018 2017 15,918 17,318 2,424 1,816 18,342 19,134 85 10 6 30 2018 2017 30,269 28,666 3,482 3,360 3,071 2,925 928 815 6,287 6,200 6 15 1 3 44,044 41,984 7,165 6,937 4,679 4,482 1,048 871 869 862 887 859 14,648 14,011 3,190 2,907 1,158 1,150 74 72 11,567 10,423 74,681 70,547 11 6 30 2018 2017 63,164 59,729 81,235 69,190 (18,071) (9,461) 864 (387) 282 12 369 3,092 (82) 296 88 (249) 112 66,780 60,510 86 12 (1) 6 30 2018 2017 42,148 34,196 40,785 32,604 805 968 558 624 (8,193) (1,112) 33,955 33,084 25% 16.5% (2) 6 30 2018 2017 181,420 172,093 25% 45,355 43,023 (442) (314) (i) 3,375 3,438 (ii) (14,333) (13,063) 33,955 33,084 (i) (ii) 87 13 2018 2017 6 30 2018 6 30 2018 2017 6 30 2018 2017 6 30 2018 2017 147,027 138,339 250,011 250,011 0.59 0.55 14 2018 6 30 2017 12 31 75,574 73,876 (1) 2,287,811 2,665,738 (2) 276,242 209,080 35,218 39,562 2,599,271 2,914,380 2,674,845 2,988,256 (1) 2018 6 30 2017 12 31 14.5% 17.0% 5.0% 5.0% (2) 88 15 (1) 2018 6 30 2017 12 31 452,546 163,521 13,500 11,541 466,046 175,062 31 (146) (57) 465,900 175,005 (2) 2018 6 30 2017 12 31 439,704 147,945 26,342 27,117 466,046 175,062 31 (146) (57) 465,900 175,005 16 (1) 2018 6 30 2017 12 31 208,754 173,762 125,301 151,583 334,055 325,345 31 (113) (112) 333,942 325,233 (2) 2018 6 30 2017 12 31 269,113 276,308 64,942 49,037 334,055 325,345 31 (113) (112) 333,942 325,233 89 17 (1) 2018 6 30 2017 12 31 410,196 1,959 922 332,480 980 487 4,303,911 44,597 45,673 5,307,995 78,909 78,581 (a) 87,848 2,167 838 182,632 3,091 799 4,801,955 48,723 47,433 5,823,107 82,980 79,867 (2) 2018 6 30 2017 12 31 933 651 27,588 47,728 (a) 2,814 5,395 31,335 53,774 13,925 20,545 45,260 74,319 2013 1 1 (a) 90 17 (3) 2018 6 30 2017 12 31 50,287 859 (104) 49,087 469 (98) 2,866 46 (48) 325 12 – 15,569 78 (185) 33,193 1,051 (418) 43,111 645 (82) 51,684 918 (69) 2,404 81 – – – – 2,316 – (1) – – – 116,553 1,709 (420) 134,289 2,450 (585) (a) 6 30 2018 2017 340 (326) (349) 328 2018 2017 6 30 (b) 2018 6 30 3.42 2017 6 30 1.73 91 18 2018 6 30 2017 12 31 143,719 106,541 218,180 94,461 114 2,618 529 1,051 362,542 204,671 32,332 3,689 394,874 208,360 31 (11) – 394,863 208,360 19 2018 6 30 2017 12 31 1,080 1,354 2,145 680 202 145 41,447 39,583 71,330 69,550 7,264 5,681 123,468 116,993 20 (1) 2018 6 30 2017 12 31 13,331,745 12,903,441 (383,906) (328,968) (a) 12,947,839 12,574,473 (b) 109,582 (c) 11,061 13,068,482 12,574,473 92 20 (1) (a) 2018 6 30 2017 12 31 7,564,178 7,365,095 129,433 122,737 7,693,611 7,487,832 4,536,189 4,252,698 204,636 203,218 41,553 41,417 634,974 567,683 212,196 214,878 5,629,548 5,279,894 8,586 135,715 13,331,745 12,903,441 (164,241) (84,993) (134,672) (113,820) (215,148) 31 (383,906) (328,968) 12,947,839 12,574,473 (b) 2018 6 30 2017 12 31 109,582 (c) 2018 6 30 2017 12 31 11,061 93 20 (2) 2018 6 30 12,742,393 390,598 198,754 13,331,745 (164,241) (84,993) (134,672) (383,906) 12,578,152 305,605 64,082 12,947,839 (687) (2) – (689) 2017 12 31 12,711,150 22,493 169,798 12,903,441 (201,346) (13,802) (113,820) (328,968) 12,509,804 8,691 55,978 12,574,473 58(1) 94 20 (3) 2018 6 30 12 2018 1 1 2(4)(c) 149,249 65,887 128,666 343,802 (a) 15,839 18,561 46,642 81,042 (a) – – (18,071) (18,071) – – (1,488) (1,488) (b) (847) 545 (6,128) (6,430) – – (18,103) (18,103) – – 3,154 3,154 2018 6 30 164,241 84,993 134,672 383,906 2017 155,949 13,275 99,453 268,677 45,602 7,524 88,831 141,957 – – (18,568) (18,568) – – (3,143) (3,143) (b) (205) (2,919) (24,352) (27,476) – (5,270) (31,721) (36,991) – 1,192 3,320 4,512 2017 12 31 201,346 13,802 113,820 328,968 (a) 12 (b) (c) 95 20 (4) 2018 6 30 1 3 3 1 3 3 17,241 10,216 5,094 1,607 34,158 16,220 29,782 24,122 3,715 73,839 26,161 24,782 23,493 4,836 79,272 1,509 1,736 831 287 4,363 61,131 66,516 53,540 10,445 191,632 0.45% 0.49% 0.40% 0.08% 1.42% 2017 12 31 1 3 3 1 3 3 8,701 6,594 5,640 1,138 22,073 15,569 20,668 24,730 3,047 64,014 28,556 22,547 22,715 2,658 76,476 564 1,072 1,458 215 3,309 53,390 50,881 54,543 7,058 165,872 0.42% 0.40% 0.42% 0.05% 1.29% 1 (5) 2018 93.27 2017 189.90 96 21 (1) 2018 6 30 2017 12 31 (a) 679,900 578,436 (b) 3,245,096 (c) 1,320,847 1,550,680 2,586,722 465,810 5,245,843 5,181,648 (a) 2018 6 30 2017 12 31 (i) 196,710 189,447 (ii) 7,382 1,312 204,092 190,759 2018 6 30 2017 12 31 (iii) 14,660 10,211 – 23,076 (iv) 346,016 354,390 360,676 387,677 2018 6 30 2017 12 31 (v) 35,428 (vi) 12,808 (vii) 66,896 115,132 679,900 578,436 97 21 (1) (a) (i) 2018 6 30 2017 12 31 10,781 10,812 295 543 25,959 22,395 57,759 58,485 101,916 97,212 196,710 189,447 196,710 189,447 1,063 26 196,710 189,447 (ii) 2018 6 30 2017 12 31 5,669 152 1,713 1,160 7,382 1,312 1,704 1,171 1,558 1,067 5,678 141 7,382 1,312 98 21 (1) (a) (iii) 2018 6 30 2017 12 31 14,660 10,211 (iv) 2018 6 30 2017 12 31 235,635 218,322 110,381 136,068 346,016 354,390 24(2) (v) 2018 6 30 2017 12 31 35,428 (vi) 2018 6 30 2017 12 31 12,808 11,661 1,147 12,808 99 21 (1) (a) (vii) 2018 6 30 2017 12 31 36,260 30,636 66,896 39,880 876 27,016 66,896 (b) 2018 6 30 2,581,711 431 420,306 30,605 168,314 49,200 3,250,567 (4,674) (294) (503) 3,245,096 3,073,481 2,295 171,615 3,245,096 3,043,116 100 21 (1) (c) 2018 6 30 (i) 1,318,240 (ii) 2,607 1,320,847 (i) 2018 6 30 745,977 41,157 317,656 81,036 142,078 1,327,904 (9,664) 1,318,240 1,287,938 64,584 30,302 1,318,240 (ii) 2018 6 30 1,447 493 1,940 667 2,607 1,909 699 698 2,607 101 21 (2) 2018 6 30 3,247,889 2,152 526 3,250,567 (4,674) (294) (503) (5,471) 3,243,215 1,858 23 3,245,096 (1,517) – – (1,517) (3) 2018 6 30 2018 1 1 2(4)(c) 4,049 83 523 4,655 768 283 – 1,051 (167) – (20) (187) 24 (72) – (48) 2018 6 30 4,674 294 503 5,471 (4) 2017 12 31 1,461,824 31,723 57,133 1,550,680 2017 12 31 985,559 36,742 228,104 89,327 122,092 1,461,824 1,428,927 22,662 32,897 1,461,824 102 21 (4) 2017 12 31 913 30,810 57,133 88,856 54,172 1,957 34,684 88,856 1999 (5) 2017 12 31 1,908,032 434 552,057 27,045 102,564 2,590,132 31 (3,410) 2,586,722 2,575,216 4,000 11,506 2,586,722 2,522,112 103 21 (6) 2017 12 31 (a) 49,200 304,554 20,000 13,462 29,096 (b) 51,612 467,924 31 (2,114) 465,810 406,864 1,181 58,946 465,810 (a) 1998 492 2028 2.25% (b) 2017 1 2026 11 2.95% 9.5% 22 (1) 2018 6 30 2017 12 31 12,000 12,000 CCB Brasil Financial Holding-Investimentos e Participaes Ltda. 9,542 9,542 8,163 8,163 3,902 3,902 3,409 3,409 2,861 2,861 1,955 1,955 1,629 1,629 1,502 1,502 1,352 1,352 1,334 1,334 976 976 851 851 676 676 130 130 – – 1,378 1,378 51,660 51,660 27 2017 12 31 27 104 22 (2) 120 100% – 100% CCB Brasil Financial Holding 99.99% 0.01% 100% – Investimentos e 42.81 Participaes Ltda 80 100% – 100% 44.96 51% – 51% 15.27 67% – 67% 2 100% – 100% 15 23 85% – 85% 2 100% – 100% 20 75.1% – 75.1% 60% – 60% 16,631.46 8.23 100% – 100% 1.99 100% – 100% 42 100% – 100% 5 100% – 100% 2 65% – 65% 1 100% – 100% 6.01 – 100% 100% 65.11 – 100% 100% 176 29.57 – 100% 100% (3) 2018 6 30 105 23 (1) 2018 6 30 2017 7,067 7,318 745 1,544 (204) (1,549) 152 161 (262) (42) 35 (365) 7,533 7,067 (2) 50.00% 50.00% 1,672 1,533 112 51 10,000 30.43% 30.43% 1,237 471 11 21 7.01 13.33% 37.50% 1,044 4 14 7 9 49.67% 33.33% 744 – 5 2 9 106 24 (1) 2018 6 30 2017 12 31 2018 6 30 2017 12 31 297 178 75,466 17,405 59,386 969 79,231 48,356 3,775 3,430 2,947 3,398 142,840 151,998 2018 2017 6 30 6 30 2018 2017 1,758 1,266 6,870 11,886 (8) 3 208 677 1,343 (2,806) 44 (21) 10,215 11,005 2018 6 30 15,990.92 2017 12 31 17,308.20 2018 6 30 (2) 21(1)(a)(iv) 107 25 2018 1 1 122,870 26,646 54,989 22,855 43,636 270,996 272 1,477 671 2,291 485 5,196 549 (1,015) 12 – 454 – (176) (332) (2,381) 176 (1,164) (3,877) 2018 6 30 123,515 26,776 53,291 25,322 43,411 272,315 2018 1 1 (34,156) – (36,351) (2,250) (28,141) (100,898) (2,110) – (2,945) (606) (2,110) (7,771) 103 – 2,305 (27) 1,107 3,488 2018 6 30 (36,163) – (36,991) (2,883) (29,144) (105,181) 31 2018 1 1 (415) – – (1) (3) (419) – (1) – – – (1) 7 – – – – 7 2018 6 30 (408) (1) – (1) (3) (413) 2018 1 1 88,299 26,646 18,638 20,604 15,492 169,679 2018 6 30 86,944 26,775 16,300 22,438 14,264 166,721 2017 1 1 119,972 25,543 54,987 20,501 42,193 263,196 1,082 6,305 4,109 6,229 2,309 20,034 3,111 (4,568) 59 – 1,398 – (1,295) (634) (4,166) (3,875) (2,264) (12,234) 2017 12 31 122,870 26,646 54,989 22,855 43,636 270,996 2017 1 1 (30,328) – (34,598) (1,478) (26,201) (92,605) (4,192) – (5,791) (1,058) (4,066) (15,107) 364 – 4,038 286 2,126 6,814 2017 12 31 (34,156) – (36,351) (2,250) (28,141) (100,898) 31 2017 1 1 (418) – – (75) (3) (496) – – – (1) – (1) 3 – – 75 – 78 2017 12 31 (415) – – (1) (3) (419) 2017 1 1 89,226 25,543 20,389 18,948 15,989 170,095 2017 12 31 88,299 26,646 18,638 20,604 15,492 169,679 (1) (2) 2018 6 30 179.28 2017 12 31 195.12 108 26 2018 6 30 2017 21,495 21,206 13 499 (61) (210) 21,447 21,495 (6,810) (6,322) (247) (535) 18 47 (7,039) (6,810) 31 (140) (142) 2 2 (138) (140) 14,545 14,742 14,270 14,545 27 2018 1 1 8,424 1,211 9,635 214 25 239 (9) (22) (31) 2018 6 30 8,629 1,214 9,843 2018 1 1 (6,429) (446) (6,875) (329) (40) (369) 9 22 31 2018 6 30 (6,749) (464) (7,213) 31 2018 1 1 – (8) (8) 2018 6 30 – (8) (8) 2018 1 1 1,995 757 2,752 2018 6 30 1,880 742 2,622 109 27 2017 1 1 7,688 1,128 8,816 851 121 972 (115) (38) (153) 2017 12 31 8,424 1,211 9,635 2017 1 1 (5,851) (358) (6,209) (628) (107) (735) 50 19 69 2017 12 31 (6,429) (446) (6,875) 31 2017 1 1 (1) (7) (8) – (1) (1) 1 – 1 2017 12 31 – (8) (8) 2017 1 1 1,836 763 2,599 2017 12 31 1,995 757 2,752 28 (1) 2018 6 30 2017 2,751 2,947 (64) (196) 2,687 2,751 (2) 2018 6 30 2017 12 31 110 29 2018 6 30 2017 12 31 56,165 46,189 (526) (389) 55,639 45,800 (1) 2018 6 30 2017 12 31 5,258 1,257 31,341 8,162 228,369 56,944 153,278 38,023 18,084 4,463 23,511 5,814 (27,407) (6,499) (26,160) (5,810) 224,304 56,165 181,970 46,189 (822) (183) (1,446) (343) (1,812) (343) (556) (46) (2,634) (526) (2,002) (389) (2) 2018 1 1 5,332 46,906 5,814 (5,856) 52,196 492 10,038 (1,351) (986) 8,193 (4,750) – – – (4,750) 2018 6 30 1,074 56,944 4,463 (6,842) 55,639 2017 1 1 (43) 27,959 6,188 (3,612) 30,492 (233) 10,064 (374) (2,244) 7,213 8,095 – – – 8,095 2017 12 31 7,819 38,023 5,814 (5,856) 45,800 2017 12 31 IFRS 9 111 30 2018 6 30 2017 12 31 (1) 1,722 1,589 626 624 831 953 3,179 3,166 19,021 6,095 10,233 9,463 5,337 3,194 3,210 3,401 3,160 3,254 75,695 46,865 119,835 75,438 31 (951) (1,035) (2,804) (2,987) 116,080 71,416 (1) 2018 6 30 2.40 2017 6 30 3.63 31 2018 6 30 15 129 17 – – 146 41 10 – – 51 16 115 1 (3) – 113 18 15 (3) (1) – 11 20 343,802 62,971 (4,764) (18,103) 383,906 21(3) 4,655 864 (48) – 5,471 25 419 1 – (7) 413 26 140 – – (2) 138 27 8 – – – 8 30 4,022 275 – (542) 3,755 353,346 64,136 (4,816) (18,654) 394,012 112 31 2017 15 66 (9) – – 57 27 14 – – 41 16 123 (11) – – 112 20 268,677 123,389 (26,107) (36,991) 328,968 21(4) 1,309 457 57 – 1,823 21(4) 4,076 307 119 (30) 4,472 21(5) 3,049 413 (52) – 3,410 21(6) 1,351 796 (33) – 2,114 25 496 1 – (78) 419 26 142 – – (2) 140 27 8 1 – (1) 8 30 4,340 1,613 – (1,931) 4,022 283,664 126,971 (26,016) (39,033) 345,586 32 2018 6 30 2017 12 31 385,904 484,657 60,653 62,630 446,557 547,287 33 (1) 2018 6 30 2017 12 31 175,586 149,749 1,096,045 1,187,246 1,271,631 1,336,995 (2) 2018 6 30 2017 12 31 1,140,588 1,181,374 131,043 155,621 1,271,631 1,336,995 113 34 (1) 2018 6 30 2017 12 31 395,359 353,317 41,187 30,322 436,546 383,639 (2) 2018 6 30 2017 12 31 167,308 148,424 269,238 235,215 436,546 383,639 35 2018 6 30 2017 12 31 349,480 354,382 35,669 39,927 20,252 19,839 405,401 414,148 2018 6 30 2017 12 31 36 2018 6 30 2017 12 31 31,998 63,322 7,485 3,632 14 – 39,497 66,954 651 401 8,457 6,924 48,605 74,279 114 37 2018 6 30 2017 12 31 5,945,674 5,767,595 3,226,986 3,204,950 9,172,660 8,972,545 3,358,334 3,312,456 4,434,495 4,078,753 7,792,829 7,391,209 16,965,489 16,363,754 2018 6 30 2017 12 31 (1) 78,815 83,365 87,934 97,050 23,860 22,491 269,666 290,235 460,275 493,141 (2) 13,818 29,635 38 2018 6 30 23,628 30,269 (34,469) 19,428 3,973 3,482 (3,692) 3,763 163 3,071 (3,070) 164 2,738 928 (496) 3,170 (1) 893 6,287 (6,362) 818 (440) 191 (22) (271) 1,674 24 (108) 1,590 3 1 (1) 3 32,632 44,253 (48,220) 28,665 115 38 2017 24,813 64,274 (65,459) 23,628 2,735 10,213 (8,975) 3,973 193 6,214 (6,244) 163 2,252 2,609 (2,123) 2,738 (1) 964 12,923 (12,994) 893 970 25 (1,435) (440) 1,940 76 (342) 1,674 3 4 (4) 3 33,870 96,338 (97,576) 32,632 (1) (a) 2018 6 30 589 4,658 (4,741) 506 37 142 (143) 36 267 1,487 (1,478) 276 893 6,287 (6,362) 818 2017 664 9,622 (9,697) 589 42 312 (317) 37 258 2,989 (2,980) 267 964 12,923 (12,994) 893 116 38 (1) (b) 2018 2018 2018 6 30 2017 6 30 2017 6 30 2017 6,197 7,131 6,637 6,161 (440) 970 118 212 127 187 (9) 25 191 (519) – – 191 (519) – – 13 74 (13) (74) (302) (627) (302) (627) – – – – – 842 – (842) 6,204 6,197 6,475 6,637 (271) (440) (i) 2018 6 30 2017 12 31 3.50% 4.00% 7.00% 7.00% 12.2 12.4 (2010-2013) (ii) 0.25% 0.25% (123) 128 47 (45) (iii) 2018 6 30 8.1 2017 12 31 7.9 (iv) 2018 6 30 2017 12 31 506 411 526 532 5,327 5,557 116 137 6,475 6,637 117 39 2018 6 30 2017 12 31 38,943 44,359 8,765 7,549 2,122 2,198 49,830 54,106 40 2018 6 30 2017 12 31 163,904 175,126 7,550 7,550 5,659 2,307 12,153 14,605 189,266 199,588 41 2018 6 30 2017 12 31 34,023 7,635 2,329 2,946 36,352 10,581 42 2018 6 30 2017 12 31 (1) 389,889 321,366 (2) 89,502 71,331 (3) 144,900 144,898 (4) 59,176 58,931 683,467 596,526 (1) 118 42 (2) 2018 6 30 2017 12 31 2014-05-28 2019-05-28 1.375% 2,005 2,002 2014-07-02 2019-07-02 3.25% 3,973 3,904 2014-09-05 2019-09-05 3.75% 600 600 2014-09-05 2021-09-05 4.00% 600 600 2014-11-18 2019-11-18 3.75% 1,000 1,000 2014-11-18 2021-11-18 3.95% 1,000 1,000 2014-11-18 2024-11-18 4.08% 600 600 2015-01-20 2020-01-20 3.125% 4,636 4,555 2015-02-11 2020-02-11 1.50% 3,869 3,902 2015-06-18 2018-06-18 4.317% – 231 2015-06-18 2019-06-18 4.30% 7 7 2015-06-18 2020-06-18 3 112 115 +1.2% 2015-07-16 2018-06-18 3.935% – 69 2015-07-28 2020-07-28 3.25% 3,311 3,253 2015-09-10 2019-09-10 3.945% 55 57 2015-09-18 2018-09-18 3 1,961 2,031 +1.15% 2015-12-07 2018-09-18 3 15 15 +1.15% 2015-12-29 2020-01-27 3.80% 90 92 2016-03-30 2026-03-30 4.08% 3,500 3,500 2016-05-16 2019-05-16 3.10% 45 47 2016-05-31 2019-05-31 2.38% 1,460 1,434 2016-05-31 2021-05-31 2.75% 1,682 1,967 2016-08-18 2020-09-18 2.95% 461 475 2016-08-22 2018-08-22 3.25% 1,000 – 2016-10-18 2020-10-18 3.05% 7 7 2016-10-21 2021-10-21 2.25% 4,636 1,757 2016-11-09 2019-11-09 3.05% 3,200 3,200 2016-11-09 2021-11-09 3.05% 800 800 2016-12-22 2019-12-22 3.35% 45 46 2017-02-17 2020-02-17 0.63% 3,869 3,902 2017-05-05 2022-07-26 a 1 1,056 1,012 +0.18% b 1 +0.64% 2017-05-31 2020-05-29 3 7,947 7,808 +0.77% 2017-06-13 2022-06-13 2.75% 3,974 3,904 2017-08-04 2018-02-05 1.87% – 163 2017-09-27 2019-09-27 2.37% 497 488 2017-10-25 2022-10-25 3.15% 662 651 2017-10-25 2020-10-27 2.20% 79 78 2017-10-26 2020-10-26 2.08% 2,430 2,432 2017-11-09 2022-11-09 3.93% 672 692 2017-12-04 2020-12-04 2.29% 5,298 5,205 2017-12-04 2020-12-04 2.75% 3,311 3,253 2017-12-04 2022-12-04 3.00% 2,649 2,603 2017-12-22 2018-12-21 3.25% – 2,798 2018-03-13 2021-03-13 3.20% 45 – 2018-04-17 2019-04-17 2.97% 66 – 2018-04-17 2021-03-26 3 530 – +0.75% 2018-04-18 2021-04-18 4.88% 6,000 2018-04-19 2019-04-26 3 265 – +0.45% 2018-04-30 2021-04-30 3 132 – +0.75% 2018-05-04 2021-05-04 3 166 – +0.80% 2018-06-08 2021-06-08 3 5,960 – +0.73% 2018-06-08 2023-06-08 3 3,973 – +0.83% 2018-06-19 2023-06-19 4.01% 448 – 90,699 72,255 (1,197) (924) 89,502 71,331 119 42 (3) 2018 6 30 2017 12 31 2009-02-24 2024-02-26 4.00% (a) 28,000 28,000 2009-08-07 2024-08-11 4.04% (b) 10,000 10,000 2009-11-03 2019-11-04 (c) 342 393 2009-12-18 2024-12-22 4.80% (d) 20,000 20,000 2010-04-27 2020-04-27 8.50% (c) 1,671 1,713 2011-11-03 2026-11-07 5.70% (e) 40,000 40,000 2012-11-20 2027-11-22 4.99% (f) 40,000 40,000 2014-08-20 2024-08-20 4.25% (g) 4,967 4,880 144,980 144,986 (80) (88) 144,900 144,898 (a) 2019 2 26 2019 2 26 5 7.00% (b) 2019 8 11 2019 8 11 5 7.04% (c) (d) 2019 12 22 2019 12 22 5 7.80% (e) 2021 11 7 (f) 2022 11 22 (g) 2019 8 20 (4) 2018 6 30 2017 12 31 2014-08-15 2029-08-18 5.98% (a) 20,000 20,000 2014-11-12 2024-11-12 4.90% (b) 2,000 2,000 2015-05-13 2025-05-13 3.875% (c) 13,244 13,014 2015-12-18 2025-12-21 4.00% (d) 24,000 24,000 59,244 59,014 (68) (83) 59,176 58,931 (a) 2024 8 18 (b) 2019 11 12 2019 11 12 1.538% (c) 2020 5 13 2020 5 13 5 2.425% (d) 2020 12 21 120 43 2018 6 30 2017 12 31 116,315 112,914 50 72,773 – 28,355 16,136 13,361 13,986 11,890 11,731 8,427 8,887 7,288 9,552 5,854 5,032 3,462 3,382 63,112 53,145 330,837 234,765 44 2018 6 30 2017 12 31 H 240,417 240,417 A 9,594 9,594 250,011 250,011 H A 1 45 (1) 2015 2015 12 16 4.65% 20 152.5 3,050 19,711 2017 2017 12 21 4.75% 100 600 60,000 (75) 79,636 (2) (a) (i) 4.65% 20.4850% (ii) 2020 12 16 121 45 (2) (a) (iii) 5.125% H 5.125%) H (1) (2) H (b) (i) 5 (ii) 2017 12 27 5 (iii) 5.125% A 5.125%) A A A (1) (2) 122 45 (3) 2018 1 1 2018 6 30 2015 152.5 19,659 – – 152.5 19,659 2017 600 59,977 – – 600 59,977 752.5 79,636 – – 752.5 79,636 (4) 2018 6 30 2017 12 31 1. 1,848,266 1,779,760 (1) 1,768,630 1,700,124 (2) 79,636 79,636 – 1,045 – 1,045 2. 16,311 16,067 (1) 12,889 12,645 (2) 3,422 3,422 46 2018 6 30 2017 12 31 134,537 134,537 – 320 – 368 134,537 135,225 123 47 2018 2018 1 1 2018 2(3) 6 30 (a) 479 (33) 446 (44) – 11 (33) – (110) (178) (288) (178) – – (178) – 478 (5) 473 (5) – – (5) – (a) (16,444) 14,685 (1,759) 19,823 (351) (4,761) 14,685 26 320 (342) (22) (342) – – (342) – (4,322) (582) (4,904) (550) – – (582) 32 (19,599) 13,545 (6,054) 18,704 (351) (4,750) 13,545 58 (a) 2018 6 30 2018 1 1 2(3) (20,954) 4,989 (15,965) 19,530 (4,775) 14,755 (44) 11 (33) 258 (65) 193 19,744 (4,829) 14,915 (351) 88 (263) (1,561) 248 (1,313) 124 47 (a) 2017 (1,381) 405 (976) (39,394) 9,541 (29,853) 1,896 (474) 1,422 (37,498) 9,067 (28,431) 764 (191) 573 4,048 (1,012) 3,036 (274) 68 (206) 4,538 (1,135) 3,403 (34,341) 8,337 (26,004) 48 2006 2 15 10% 49 2018 6 30 2017 12 31 (1) 254,104 254,104 (2) 2,124 2,124 (3) 3,209 2,866 761 586 260,198 259,680 (1) 2012 3 30 [2012]20 1.5% (2) (3) 125 50 2018 6 29 2017 2017 2017 727.53 51 2018 6 30 2017 12 31 2017 6 30 75,574 73,876 70,031 276,242 209,080 227,539 55,376 60,910 71,487 334,826 59,220 144,786 110,976 168,253 75,832 852,994 571,339 589,675 52 2018 6 30 2017 12 31 359.38 2018 6 30 2,759.54 2017 12 31 1,533.97 254.37 2017 12 31 131.75 252.67 2017 12 31 133.52 126 53 (1) 127 53 (1) 2018 6 30 27,633 25,386 20,719 29,121 28,207 7,274 93,516 7,630 239,486 10,339 7,804 15,377 13,330 12,151 4,937 (61,257) (2,681) – 37,972 33,190 36,096 42,451 40,358 12,211 32,259 4,949 239,486 11,104 11,044 10,542 9,203 5,552 2,262 17,707 1,590 69,004 299 452 289 209 150 51 5,457 1,005 7,912 52 – – 13 3 – 211 133 412 (451) (46) (11) 299 (197) – 2,466 1,059 3,119 4 – – – – – (2,434) 65 (2,365) 130 293 1,093 246 860 73 330 2,136 5,161 49,110 44,933 48,009 52,421 46,726 14,597 55,996 10,937 322,729 (12,351) (9,451) (12,723) (13,679) (12,177) (5,222) (5,708) (3,370) (74,681) (7,159) (5,802) (15,493) (11,094) (7,722) (9,042) (10,035) (433) (66,780) – – – 83 – – – 69 152 29,600 29,680 19,793 27,731 26,827 333 40,253 7,203 181,420 382 196 2,516 556 387 227 120 918 5,302 1,303 913 1,262 1,749 1,408 745 707 236 8,323 2018 6 30 4,644,882 3,528,199 5,152,434 4,136,338 3,475,135 1,132,618 8,900,041 1,756,030 32,725,677 2 – 8 6,105 – – – 1,418 7,533 4,644,884 3,528,199 5,152,442 4,142,443 3,475,135 1,132,618 8,900,041 1,757,448 32,733,210 56,165 (9,984,193) 22,805,182 4,615,897 3,504,552 5,084,733 4,111,837 3,458,610 1,128,270 7,370,392 1,649,981 30,924,272 526 (9,984,193) 20,940,605 548,763 418,371 717,258 500,928 366,320 153,077 – 238,686 2,943,403 128 53 (1) 2017 6 30 22,934 20,989 18,716 24,487 25,768 5,568 92,533 6,859 217,854 11,957 9,481 16,697 14,867 12,685 6,186 (68,209) (3,664) – 34,891 30,470 35,413 39,354 38,453 11,754 24,324 3,195 217,854 10,349 10,270 11,012 10,754 6,742 2,964 14,875 1,114 68,080 627 815 539 176 264 69 (219) 571 2,842 580 – – 93 6 – 146 155 980 (46) – 23 91 – – (2,013) 313 (1,632) 700 485 762 238 1,318 85 5,074 6,347 15,009 47,101 42,040 47,749 50,706 46,783 14,872 42,187 11,695 303,133 (10,489) (9,075) (11,793) (13,344) (11,856) (5,192) (5,181) (3,617) (70,547) (5,993) (8,196) (16,180) (10,815) (10,354) (5,503) (2,749) (720) (60,510) – – – (6) – – – 23 17 30,619 24,769 19,776 26,541 24,573 4,177 34,257 7,381 172,093 469 452 3,227 451 327 175 167 2,023 7,291 1,266 867 1,561 1,656 1,341 700 792 423 8,606 2017 12 31 4,687,992 3,479,166 4,916,680 4,058,155 3,294,459 1,100,318 8,672,547 1,723,881 31,933,198 1 – – 4,904 – – – 2,162 7,067 4,687,993 3,479,166 4,916,680 4,063,059 3,294,459 1,100,318 8,672,547 1,726,043 31,940,265 46,189 (9,862,071) 22,124,383 4,675,179 3,479,313 4,887,516 4,058,490 3,303,501 1,110,903 7,050,551 1,624,785 30,190,238 389 (9,862,071) 20,328,556 600,582 422,504 767,363 492,226 348,508 155,452 – 242,537 3,029,172 129 53 (2) 2018 6 30 83,937 61,176 84,221 10,152 239,486 34,395 30,069 (61,862) (2,602) – 118,332 91,245 22,359 7,550 239,486 17,927 38,682 7,407 4,988 69,004 (104) (53) 2,506 5,563 7,912 – – – 412 412 (1,966) (1,944) 7,251 (222) 3,119 (2,452) – 18 69 (2,365) 20 364 3,684 1,093 5,161 131,757 128,294 43,225 19,453 322,729 (25,965) (37,982) (4,518) (6,216) (74,681) (56,649) (9,587) (20) (524) (66,780) – – – 152 152 49,143 80,725 38,687 12,865 181,420 818 1,291 140 3,053 5,302 2,878 4,541 492 412 8,323 2018 6 30 7,411,411 5,724,063 8,188,131 1,687,258 23,010,863 – – – 7,533 7,533 7,411,411 5,724,063 8,188,131 1,694,791 23,018,396 56,165 (269,379) 22,805,182 10,213,564 7,927,869 828,798 2,239,227 21,209,458 526 (269,379) 20,940,605 1,867,170 837,465 – 238,768 2,943,403 130 53 (2) 2017 6 30 74,962 45,631 85,334 11,927 217,854 32,513 40,090 (70,550) (2,053) – 107,475 85,721 14,784 9,874 217,854 18,612 33,708 13,151 2,609 68,080 (3,149) (207) 5,851 347 2,842 – – – 980 980 – – (1,759) 127 (1,632) (97) 330 4,195 10,581 15,009 122,841 119,552 36,222 24,518 303,133 (24,538) (35,875) (4,464) (5,670) (70,547) (51,045) (7,634) (709) (1,122) (60,510) – – – 17 17 47,258 76,043 31,049 17,743 172,093 864 1,345 161 4,921 7,291 2,796 4,353 523 934 8,606 2017 12 31 6,837,261 5,377,252 8,475,693 1,648,535 22,338,741 – – – 7,067 7,067 6,837,261 5,377,252 8,475,693 1,655,602 22,345,808 46,189 (267,614) 22,124,383 10,072,832 7,502,694 900,534 2,119,721 20,595,781 389 (267,614) 20,328,556 2,016,432 761,613 – 251,127 3,029,172 131 54 2018 6 30 2017 12 31 2,808,522 2,736,842 2,808,522 2,736,842 55 (1) 2018 6 30 2017 12 31 692 – 651 401 504,430 628,172 8,457 6,924 514,230 635,497 (2) 2018 6 30 2017 12 31 132 56 (1) 2018 6 30 2017 12 31 1 166,716 192,768 1 342,763 396,467 878,369 801,618 1,387,848 1,390,853 260,080 276,629 69,671 60,821 955,646 898,422 41,931 41,216 216,769 266,865 11,458 94,366 2,943,403 3,029,172 (2) 2018 6 30 2017 12 31 1,055,867 1,110,481 133 56 (3) 2018 6 30 2017 12 31 1 5,656 5,720 1 2 4,172 4,289 2 3 2,939 3,024 3 5 3,336 3,350 5 2,119 2,423 18,222 18,806 (4) 2018 6 30 2017 12 31 6,856 5,882 (5) 2018 6 30 3.13 2017 12 31 (6) 2018 6 30 790.97 2017 12 31 794.31 (7) 2018 6 30 88.92 2017 12 31 104.99 41 (8) 134 57 (1) 2007 9 29 15,500 2003 12 16 8,282.09 2018 6 30 57.11% 1,449.80 2017 12 31 1,449.86 (a) 6 30 2018 2017 814 0.21% 230 0.06% 77 0.05% 81 0.06% 2018 6 30 2017 12 31 342 0.28% 140 0.12% 28,000 0.21% 28,000 0.22% 8,479 0.26% 2,855 0.22% 2,199 0.14% 9,140 0.35% 26 0.00% 6,114 0.46% 55 0.00% 55 0.00% 2 0.00% – 0.00% 288 0.01% 288 0.01% 135 57 (1) (b) 6 30 2018 2017 11,426 2.90% 13,317 3.66% 4,102 2.63% 7,700 5.29% 69 0.09% 40 0.05% 57 0.90% 89 1.46% (i) 414 0.58% 476 0.71% 2018 6 30 2017 12 31 29,653 6.36% 36,672 20.95% 58,593 17.55% 71,066 21.85% 4,516 9.27% 7,522 9.06% 30,709 7.78% 62,500 30.00% 10,148 8.22% 21,747 18.59% 45,583 0.35% 30,553 0.24% 16,296 2.40% 22,323 3.86% 301,069 9.28% 221,574 16.78% 215,607 13.90% 458,789 17.74% 28,925 6.21% (ii) 2 0.00% 15 0.02% (iii) 166,738 13.11% 194,730 14.56% 93,504 21.42% 109,661 28.58% 4,858 10.24% 6,739 8.44% 1,337 2.75% 1,255 1.69% 21,524 0.13% 14,455 0.09% 592 0.31% 423 0.21% 1,796 0.54% 1,251 0.53% 12,977 0.43% 10,231 0.34% (i) (ii) (iii) 136 57 (2) 6 30 2018 2017 193 42 37 8 28 – 106 22 2018 6 30 2017 12 31 8,345 7,497 98 98 1,979 2,223 8 2 174 264 – 82 (3) 2(2) 6 30 2018 2017 444 636 95 417 1,196 852 264 48 52 – – 399 (68) (189) 631 430 137 57 (3) 2018 6 30 2017 12 31 3,790 4,871 98,671 90,481 1,364 1,424 179 120 9,474 10,653 4,500 9,220 9,074 656 455 37,719 38,480 24,234 19,547 70,732 58,017 667 1,288 7,927 3,821 73 94 2,274 840 142 1,033 2018 6 30 411.11 2017 12 31 537.26 2018 6 30 2018 6 30 20.87 2017 12 31 23.22 14.07 2017 12 31 107.21 (4) 2018 6 30 2017 12 31 2018 6 30 38.61 2017 12 31 31.83 529 2017 12 31 873 (5) 2018 6 30 2017 2018 6 30 1,667 (6) 138 58 (1) 139 58 (1) (1)(h) (1)(i) (A) 12 (B) 30 (C) 90 (PD) (EAD) (LGD) 140 58 (1) (D) 12 (PD) (LGD) (EAD) (E) (GDP) (PMI) M2 12 (a) 2018 6 30 2017 12 31 2,599,271 2,914,380 465,900 175,005 333,942 325,233 48,723 82,980 394,863 208,360 123,468 116,993 13,068,482 12,574,473 3,245,096 1,318,240 605,622 554,048 1,461,824 2,586,722 465,810 110,034 65,238 22,313,641 21,531,066 2,943,403 3,029,172 25,257,044 24,560,238 141 58 (1) (b) 2018 6 30 2017 12 31 198,754 192,291 (134,672) (127,622) 64,082 64,669 1 90 37,471 30,483 (i) (6,407) (3,164) 31,064 27,319 4,078,713 3,856,502 1,929,751 2,035,372 5,790,937 5,441,687 1,296,119 1,347,106 13,095,520 12,680,667 (i) (242,827) (198,182) 12,852,693 12,482,485 (ii) 12,947,839 12,574,473 (i) (ii) 142 58 (1) (b) 2018 6 30 3,772 16,674 25,922 4,152 12,873 147,668 7,924 29,547 173,590 2017 12 31 4,112 14,678 29,810 3,523 8,170 139,988 7,635 22,848 169,798 143 58 (1) (c) 2018 6 30 2017 12 31 1,452,540 10.80% 498,564 1,429,583 11.08% 516,193 1,341,870 9.97% 387,867 1,318,827 10.22% 410,706 1,069,760 7.95% 367,181 981,704 7.61% 347,367 877,493 6.52% 202,328 867,818 6.73% 199,689 607,023 4.51% 305,552 522,242 4.05% 284,698 474,065 3.52% 229,217 477,404 3.70% 266,890 408,124 3.03% 206,793 395,163 3.06% 193,538 316,035 2.35% 74,412 280,721 2.18% 70,228 245,420 1.82% 29,820 250,698 1.94% 28,685 83,514 0.62% 12,887 107,297 0.83% 18,035 71,081 0.53% 23,158 74,831 0.58% 24,972 67,767 0.50% 15,904 70,981 0.55% 16,912 689,980 5.15% 134,889 710,563 5.50% 87,281 7,704,672 57.27% 2,488,572 7,487,832 58.03% 2,465,194 5,629,548 41.85% 4,710,975 5,279,894 40.92% 4,429,426 118,168 0.88% – 135,715 1.05% – 13,452,388 100.00% 7,199,547 12,903,441 100.00% 6,894,620 144 58 (1) (c) 10% 2018 6 30 2018 6 30 78,045 (23,657) (42,367) (52,368) (29,826) 11,284 15,161 (16,014) (7,407) (10,698) (5,156) 51 2017 12 31 2017 76,557 (51,220) (39,504) (47,638) 15,896 13,844 (8,651) (26,573) (10,184) 549 (d) 2018 6 30 2017 12 31 2,380,964 17.70% 1,512,455 2,288,830 17.74% 1,476,742 2,304,021 17.13% 1,427,776 2,176,159 16.86% 1,346,200 2,205,357 16.39% 1,259,055 2,117,740 16.41% 1,206,486 2,191,879 16.29% 1,044,669 2,131,045 16.52% 1,024,363 2,029,585 15.09% 1,401,975 1,941,337 15.05% 1,370,326 696,706 5.18% 354,231 672,309 5.21% 341,388 641,424 4.77% – 574,506 4.45% – 1,002,452 7.45% 199,386 1,001,515 7.76% 129,115 13,452,388 100.00% 7,199,547 12,903,441 100.00% 6,894,620 145 58 (1) (d) 2018 6 30 41,105 (25,254) (19,453) (28,165) 34,124 (27,591) (11,917) (23,293) 33,670 (29,638) (12,313) (21,719) 29,597 (32,543) (16,301) (20,723) 25,561 (26,646) (9,218) (17,480) 22,471 (9,536) (12,491) (14,474) 7,798 (10,253) (2,304) (6,534) 4,428 (2,780) (996) (2,284) 198,754 (164,241) (84,993) (134,672) 2017 12 31 38,302 (22,645) (39,339) 34,973 (19,205) (37,230) 32,154 (19,135) (35,432) 31,460 (21,038) (40,866) 27,777 (18,022) (31,612) 18,920 (11,925) (15,798) 5,867 (394) (10,640) 2,838 (1,456) (4,231) 192,291 (113,820) (215,148) 53(1) 146 58 (1) (e) 2018 6 30 2017 12 31 4,187,893 3,885,329 2,064,948 2,123,492 5,892,720 5,539,863 1,306,827 1,354,757 13,452,388 12,903,441 (f) 2018 6 30 2017 12 31 5,745 0.04% 4,001 0.03% 90 1,539 0.01% 998 0.01% (g) 2018 6 30 17 (17) – A AAA 1,054,729 B BBB 3,070 137,159 1,194,958 (253) 1,194,705 1,194,705 147 58 (1) (g) 2017 12 31 25 (25) – A AAA 646,592 B BBB 489 61,661 708,742 (144) 708,598 708,598 148 58 (1) (h) 2018 6 30 AAA AA A A 330 – – – – 330 196 – – – – 196 526 – – – – 526 (503) 23 1,388,003 1,936,041 12,689 22,174 21,252 3,380,159 23,662 9,340 8,623 – – 41,625 734,027 5,633 4,094 19,453 – 763,207 243,174 107,023 17,703 40,058 9,314 417,272 206,078 268,231 23,425 20,568 5,659 523,961 46,618 400 – 199 462 47,679 2,641,562 2,326,668 66,534 102,452 36,687 5,173,903 (4,968) 5,168,935 5,168,958 149 58 (1) (h) 2017 12 31 AAA AA A A 632 – – – – 632 200 – – – – 200 832 – – – – 832 (434) 398 2,042,536 1,158,184 8,698 24,490 25,461 3,259,369 6,891 5,837 25,089 – – 37,817 803,872 3,665 1,545 13,491 – 822,573 253,410 100,733 12,765 31,369 8,443 406,720 164,026 282,420 29,681 15,708 5,319 497,154 8,278 22,641 19,218 695 454 51,286 3,279,013 1,573,480 96,996 85,753 39,677 5,074,919 (i) (6,913) 5,068,006 5,068,404 (i) (i) (j) 150 58 (2) VaR (a) VaR VaR VaR 99% 1 VaR 2018 6 30 6 30 158 120 158 92 44 43 58 32 (i) 151 113 151 77 – 11 39 – 2017 6 30 6 30 252 181 252 114 74 102 148 61 (i) 226 119 226 76 16 4 16 – (i) 151 58 (2) (a) 1 1 99% 1% VaR VaR VaR VaR (b) 100 563.62 2017 12 31 467.27 432.42 2017 12 31 506.94 (c) 152 58 (2) (c) 2018 6 30 (i) 3 3 1 1 5 5 1.53% 118,195 2,556,650 – – – 2,674,845 3.45% – 632,957 159,827 7,058 – 799,842 3.14% – 394,863 – – – 394,863 (ii) 4.31% – 3,244,533 9,559,944 196,335 67,670 13,068,482 (iii) 3.80% 81,811 976,322 562,896 2,147,777 1,484,570 5,253,376 613,774 – – – – 613,774 3.81% 813,780 7,805,325 10,282,667 2,351,170 1,552,240 22,805,182 3.21% – 83,425 362,369 763 – 446,557 2.79% – 1,300,721 329,527 71,749 6,180 1,708,177 3.50% 21,592 180,801 182,739 20,269 – 405,401 2.85% – 39,119 2,586 6,900 – 48,605 1.34% 76,062 11,563,190 3,356,386 1,957,989 11,862 16,965,489 4.31% – 291,373 171,899 196,717 23,478 683,467 682,909 – – – – 682,909 1.61% 780,563 13,458,629 4,405,506 2,254,387 41,520 20,940,605 2.20% 33,217 (5,653,304) 5,877,161 96,783 1,510,720 1,864,577 153 58 (2) (c) 2017 12 31 (i) 3 3 1 1 5 5 1.51% 122,593 2,865,663 – – – 2,988,256 2.64% – 364,272 128,267 7,699 – 500,238 2.99% – 208,360 – – – 208,360 (ii) 4.18% – 7,514,939 4,660,444 336,579 62,511 12,574,473 (iii) 3.74% 120,309 460,631 522,564 2,362,479 1,722,732 5,188,715 664,341 – – – – 664,341 3.66% 907,243 11,413,865 5,311,275 2,706,757 1,785,243 22,124,383 2.99% – 204,808 341,709 770 – 547,287 2.49% – 1,462,200 202,473 51,471 4,490 1,720,634 3.37% 19,854 234,157 153,549 6,588 – 414,148 3.33% – 67,469 1,892 4,632 286 74,279 1.33% 121,264 11,569,194 2,987,851 1,674,005 11,440 16,363,754 3.69% – 251,877 79,399 210,334 54,916 596,526 611,928 – – – – 611,928 1.56% 753,046 13,789,705 3,766,873 1,947,800 71,132 20,328,556 2.10% 154,197 (2,375,840) 1,544,402 758,957 1,714,111 1,795,827 (i) (ii) 3 2018 6 30 751.66 2017 12 31 647.50 (iii) 2017 12 31 154 58 (2) (d) 2018 6 30 2,456,038 116,953 101,854 2,674,845 (i) 1,043,043 126,675 24,987 1,194,705 11,851,731 779,674 437,077 13,068,482 (ii) 5,005,089 152,505 95,782 5,253,376 510,478 90,447 12,849 613,774 20,866,379 1,266,254 672,549 22,805,182 414,642 27,243 4,672 446,557 (iii) 1,258,145 338,118 160,519 1,756,782 386,610 16,998 1,793 405,401 16,121,144 534,133 310,212 16,965,489 342,198 245,055 96,214 683,467 529,270 87,023 66,616 682,909 19,052,009 1,248,570 640,026 20,940,605 1,814,370 17,684 32,523 1,864,577 111,699 (124,577) 32,344 19,466 2,576,502 252,486 114,415 2,943,403 155 58 (2) (d) 2017 12 31 2,796,711 102,635 88,910 2,988,256 (i) 538,969 151,775 17,854 708,598 11,304,255 832,693 437,525 12,574,473 (ii) 4,927,815 167,193 93,707 5,188,715 589,623 31,493 43,225 664,341 20,157,373 1,285,789 681,221 22,124,383 484,657 35,805 26,825 547,287 (iii) 1,378,896 277,483 138,534 1,794,913 392,984 20,628 536 414,148 15,453,722 593,332 316,700 16,363,754 269,389 226,549 100,588 596,526 511,113 77,123 23,692 611,928 18,490,761 1,230,920 606,875 20,328,556 1,666,612 54,869 74,346 1,795,827 268,286 (294,407) 55,765 29,644 2,673,845 153,622 201,705 3,029,172 (i) (ii) 58(2)(c)(iii) (iii) (3) 156 58 (3) (a) 2018 6 30 1 1 3 1 5 3 1 5 2,323,029 351,816 – – – – – 2,674,845 – 74,083 471,053 85,279 162,269 7,158 – 799,842 – – 394,696 167 – – – 394,863 77,800 498,083 477,162 592,111 2,828,129 3,278,597 5,316,600 13,068,482 74,278 – 117,585 96,960 202,399 128,089 60,589 679,900 – – 94,056 66,088 281,878 1,655,807 1,147,267 3,245,096 2,607 – 11,945 49,116 157,706 753,804 345,669 1,320,847 7,533 – – – – – – 7,533 252,438 92,238 33,213 59,190 72,702 55,366 48,627 613,774 2,737,685 1,016,220 1,599,710 948,911 3,705,083 5,878,821 6,918,752 22,805,182 – – 22,879 60,546 362,369 763 – 446,557 – 790,445 266,237 221,590 337,830 83,924 8,151 1,708,177 – 21,592 102,821 77,980 182,739 20,269 – 405,401 – – 36,750 2,369 2,586 6,900 – 48,605 – 10,207,735 1,035,302 962,226 2,758,421 1,976,191 25,614 16,965,489 – – 78,780 157,177 133,604 20,328 – 389,889 – – 49 2,974 3,836 78,552 4,091 89,502 – – – – 27,997 116,903 – 144,900 – – – – – 39,191 19,985 59,176 7,826 224,648 64,606 69,225 228,768 58,281 29,555 682,909 7,826 11,244,420 1,607,424 1,554,087 4,038,150 2,401,302 87,396 20,940,605 2,729,859 (10,228,200) (7,714) (605,176) (333,067) 3,477,519 6,831,356 1,864,577 – – 24,014 61,744 208,326 103,640 12,472 410,196 – – 913,570 989,874 2,272,960 124,899 2,608 4,303,911 – – 13,930 22,584 48,330 2,971 33 87,848 – – 951,514 1,074,202 2,529,616 231,510 15,113 4,801,955 157 58 (3) (a) 2017 12 31 1 1 3 1 5 3 1 5 2,705,300 282,956 – – – – – 2,988,256 – 85,221 194,429 80,625 128,814 11,149 – 500,238 – – 203,910 4,450 – – – 208,360 72,933 631,065 445,807 581,601 2,641,172 2,881,396 5,320,499 12,574,473 24,386 – 150,934 103,563 150,580 128,825 20,148 578,436 88,855 – 37,644 31,627 127,903 931,628 333,023 1,550,680 – – 13,953 36,360 220,316 1,186,295 1,129,798 2,586,722 – – 2,841 11,479 23,610 207,401 220,479 465,810 7,067 – – – – – – 7,067 244,725 76,990 42,548 85,403 127,317 48,817 38,541 664,341 3,143,266 1,076,232 1,092,066 935,108 3,419,712 5,395,511 7,062,488 22,124,383 – – 97,125 107,684 341,708 770 – 547,287 – 764,478 347,584 287,101 250,648 65,779 5,044 1,720,634 – 19,854 136,833 97,323 153,550 6,588 – 414,148 – – 66,125 1,344 1,892 4,632 286 74,279 – 9,783,474 1,117,271 1,101,977 2,636,627 1,699,395 25,010 16,363,754 – – 60,085 150,190 91,918 19,140 33 321,366 – – – 162 3,715 63,355 4,099 71,331 – – – – – 140,044 4,854 144,898 – – – – – 12,967 45,964 58,931 4,022 135,125 74,668 78,171 255,819 49,822 14,301 611,928 4,022 10,702,931 1,899,691 1,823,952 3,735,877 2,062,492 99,591 20,328,556 3,139,244 (9,626,699) (807,625) (888,844) (316,165) 3,333,019 6,962,897 1,795,827 – – 30,749 45,943 145,336 98,848 11,604 332,480 – – 870,778 893,633 3,430,481 110,477 2,626 5,307,995 – – 33,184 61,192 84,471 3,513 272 182,632 – – 934,711 1,000,768 3,660,288 212,838 14,502 5,823,107 158 58 (3) (b) 2018 6 30 1 1 3 1 3 1 5 5 446,557 459,782 – 22,942 62,047 374,030 763 – 1,708,177 1,732,791 790,756 268,081 224,461 346,367 93,528 9,598 405,401 409,255 21,592 103,617 78,897 184,681 20,468 – 48,605 50,273 – 36,820 2,408 2,730 8,315 – 16,965,489 17,392,098 10,208,266 1,037,776 991,885 2,911,663 2,213,503 29,005 389,889 393,746 – 79,538 158,365 134,748 21,095 – 89,502 97,451 – 246 3,280 5,959 83,408 4,558 144,900 167,825 – – 404 34,330 133,091 – 59,176 71,646 – – 1,196 1,571 46,502 22,377 356,143 356,143 90,084 98,393 26,647 115,752 – 25,267 20,613,839 21,131,010 11,110,698 1,647,413 1,549,590 4,111,831 2,620,673 90,805 1,387,848 1,151,561 81,676 25 18,128 68,714 67,744 1,555,555 – 261,279 157,726 458,321 643,908 34,321 159 58 (3) (b) 2017 12 31 1 1 3 1 3 1 5 5 547,287 563,332 – 99,448 110,503 352,611 770 – 1,720,634 1,751,770 766,491 351,816 291,385 260,618 74,705 6,755 414,148 418,613 19,854 138,903 98,501 154,750 6,605 – 74,279 75,774 – 66,326 1,374 2,030 5,658 386 16,363,754 16,725,423 9,785,489 1,131,863 1,138,058 2,735,162 1,905,745 29,106 321,366 359,190 – 63,261 150,660 104,893 40,339 37 71,331 82,226 – 201 1,796 8,139 67,539 4,551 144,898 204,878 – 36 1,224 5,913 175,336 22,369 58,931 80,778 – – – 2,758 28,842 49,178 216,642 216,642 24,349 26,551 28,197 124,193 – 13,352 19,933,270 20,478,626 10,596,183 1,878,405 1,821,698 3,751,067 2,305,539 125,734 1,390,853 1,133,818 85,704 8,111 37,721 83,073 42,426 1,638,319 – 398,492 232,930 425,987 542,427 38,483 (4) 2018 160 58 (5) (a) 2017 (b) (c) (i) 2018 6 30 – 48,672 51 48,723 – 11,061 – 11,061 – 109,582 – 109,582 2,460 194,250 – 196,710 1,733 5,649 – 7,382 573 – 14,087 14,660 – 240,198 105,818 346,016 – 34,583 845 35,428 – 11,678 1,130 12,808 15,044 25,574 26,278 66,896 166,856 1,151,384 – 1,318,240 1,909 58 640 2,607 188,575 1,832,689 148,849 2,170,113 – 403,695 1,706 405,401 – 47,382 51 47,433 – 451,077 1,757 452,834 161 58 (5) (c) (i) 2017 12 31 2,050 187,397 – 189,447 1,312 – – 1,312 – – 10,211 10,211 837 – 22,239 23,076 – 228,995 125,395 354,390 – 82,881 99 82,980 176,791 1,282,194 2,839 1,461,824 8,181 63,806 4,419 76,406 189,171 1,845,273 165,202 2,199,646 – 413,676 472 414,148 – 79,769 98 79,867 – 493,445 570 494,015 2018 6 30 2017 162 58 (5) (c) (ii) 2018 6 30 2018 1 1 2(3) 99 10,164 125,395 267 1,098 19,462 623 157,108 (98) (472) (570) (1) 427 1,910 (5) 38 389 – 2,758 1 45 46 – – – – – – 17 17 – – – – 5,276 182,867 583 – 12,481 – 201,207 – (1,353) (1,353) (47) (1,780) (204,354) – (6) (6,054) – (212,241) 46 74 120 2018 6 30 51 14,087 105,818 845 1,130 26,278 640 148,849 (51) (1,706) (1,757) 2017 2017 1 1 8,690 16,132 264,856 466 5,719 9,349 305,212 (708) (545) (1,253) 114 162 2,398 (243) (264) (46) 2,121 204 242 446 – – – – (81) (50) (131) – – – 3,546 19,532 396,578 – 715 5,160 425,531 (287) – (287) (2,139) (13,587) (538,437) (124) (3,250) (9,994) (567,531) 319 205 524 2017 12 31 10,211 22,239 125,395 99 2,839 4,419 165,202 (472) (98) (570) 2018 6 30 2017 6 30 1,789 1,015 2,804 4,954 24 4,978 163 58 (5) (d) (i) 2018 2017 2018 6 30 2017 12 31 3,245,096 3,214,730 39,274 3,160,107 15,349 465,810 480,353 – 466,521 13,832 2,586,722 2,535,280 23,186 2,512,094 – 3,245,096 3,214,730 39,274 3,160,107 15,349 3,052,532 3,015,633 23,186 2,978,615 13,832 (ii) 2018 6 30 2,076.94 2017 12 31 2,115.11 2,040.76 2017 12 31 2,038.29 (6) 2018 6 30 164 58 (7) (8) 2013 1 1 5% 6% 8% 2014 4 165 58 (8) 2018 6 30 2018 6 30 2017 12 31 (a)(b)(c) 13.08% 13.09% (a)(b)(c) 13.68% 13.71% (a)(b)(c) 15.64% 15.50% 250,011 250,011 (d) 134,511 109,968 198,613 198,613 260,108 259,600 927,776 883,184 3,072 3,264 (e) (5,053) (4,256) (f) 2,493 2,556 (f) 2,150 2,274 (22) 320 3,902 3,902 79,636 79,636 140 152 123,109 138,848 (g) 141,201 92,838 248 266 (h) 1,760,515 1,691,332 (h) 1,840,291 1,771,120 (h) 2,104,849 2,003,072 (i) 13,456,292 12,919,980 (a) 2014 (b) (c) (d) 2017 (e) 2018 2017 (f) (g) 2014 (h) (i) 2018 6 30 166 59 2018 6 30 2017 12 31 2,655,082 2,973,506 436,680 126,766 83,038 157,036 383,398 286,797 45,036 75,851 381,799 194,850 118,146 111,436 12,576,574 12,081,328 473,937 395,536 3,207,096 1,224,771 1,402,017 2,550,066 575,994 51,660 51,660 164,258 187,486 138,712 144,042 13,371 13,657 1,738 1,831 53,500 43,821 129,421 91,671 22,138,217 21,465,351 446,156 546,633 1,271,450 1,323,371 369,545 318,488 403,538 413,523 45,821 73,730 26,719 53,123 16,658,164 16,064,638 26,084 29,908 46,546 51,772 186,959 197,153 34,236 8,543 619,777 538,989 59 39 190,871 95,324 20,325,925 19,715,234 167 59 2018 6 30 2017 12 31 250,011 250,011 79,636 79,636 135,109 135,791 – (24,463) (358) – 198,613 198,613 255,039 254,864 894,242 856,109 – (444) 1,812,292 1,750,117 22,138,217 21,465,351 2018 8 28 168 59 2017 12 31 250,011 79,636 135,791 (24,463) – 198,613 254,864 856,109 (444) 1,750,117 – – (682) 24,463 14,120 – – (28,686) 444 (18,581) 2018 1 1 250,011 79,636 135,109 – (14,120) 198,613 254,864 827,423 – 1,731,536 – – – – 13,762 – 175 66,819 – 80,756 – – – – 13,762 – – 139,747 – 153,509 – – – – – – 175 (72,928) – (72,753) 1. – – – – – – 175 (175) – – 2. – – – – – – – (72,753) – (72,753) 2018 6 30 250,011 79,636 135,109 – (358) 198,613 255,039 894,242 – 1,812,292 2016 12 31 250,011 19,659 134,520 (1,213) 175,445 206,697 766,312 (188) 1,551,243 – – 547 (15,287) – 34,213 26,454 (22) 45,905 – – 547 (15,287) – – 130,170 (22) 115,408 1. – – – – – 34,213 (34,213) – – 2. – – – – – – (69,503) – (69,503) 2017 6 30 250,011 19,659 135,067 (16,500) 175,445 240,910 792,766 (210) 1,597,148 169 59 2016 12 31 250,011 19,659 134,520 (1,213) 175,445 206,697 766,312 (188) 1,551,243 – 59,977 1,271 (23,250) 23,168 48,167 89,797 (256) 198,874 – – 1,271 (23,250) – – 231,680 (256) 209,445 1. – 59,977 – – – – – – 59,977 1. – – – – 23,168 – (23,168) – – 2. – – – – – 48,167 (48,167) – – 3. – – – – – – (69,503) – (69,503) 4. – – – – – – (1,045) – (1,045) 2017 12 31 250,011 79,636 135,791 (24,463) 198,613 254,864 856,109 (444) 1,750,117 60 61 62 1 63 2018 6 30 (1) 23 2019 1 1 (2) 16 2019 1 1 (3) 17 2021 1 1 (4) 3 11 12 23 (2015-2017 2019 1 1 (5) 9 2019 1 1 (6) 19 2019 1 1 (7) 28 2019 1 1 16 16 16 17 16 170 9 未經審核補充財務資料 1 2018 6 30 2018 6 30 2018 6 30 2 2018 2018 137.68% 135.83% 30 2018 6 155,599 122,735 126.78% 3 2018 6 30 1,233,823 337,749 382,525 1,954,097 (1,166,922) (380,229) (295,778) (1,842,929) 2,494,575 199,886 234,973 2,929,434 (2,506,471) (127,483) (303,672) (2,937,626) (33,713) – – (33,713) 21,292 29,923 18,048 69,263 28,599 628 (5,868) 23,359 2017 12 31 1,285,315 415,267 383,769 2,084,351 (1,151,780) (453,711) (326,808) (1,932,299) 2,737,947 178,350 247,059 3,163,356 (2,794,336) (105,881) (280,868) (3,181,085) (72,996) – – (72,996) 4,150 34,025 23,152 61,327 24,947 3,230 (6,104) 22,073 171 9 3 4 10% 2018 6 30 568,711 64,510 1,169,437 112,987 1,915,645 24,450 22,754 339,512 2,597 389,313 15,056 43,491 100,860 8,052 167,459 20,486 121,585 148,245 16,859 307,175 604,253 229,586 1,418,542 137,898 2,390,279 2017 12 31 346,088 93,120 1,055,030 118,362 1,612,600 46,609 35,932 335,490 3,033 421,064 27,815 32,342 99,400 169 159,726 20,274 105,162 124,671 – 250,107 394,177 230,624 1,279,101 118,531 2,022,433 172 9 5 2018 6 30 2017 12 31 24,364 19,555 24,237 18,824 21,754 20,327 21,542 18,205 17,933 17,965 11,924 11,247 7,204 5,223 1,543 1,136 130,501 112,482 6 2018 6 30 173 2018 6 30 2017 12 31 1 1 12,606,088 12,110,666 12,278,430 11,796,402 7,265,042 2,078,156 7,262,022 2,105,936 – 3,839,247 – 3,645,006 – 2,643,521 – 2,264,747 5,341,046 580,561 5,016,408 516,905 – 15,262 – 17,026 – 26,777 – 15,523 – 2,927,142 – 3,231,259 – 106,036 – 152,608 12,606,088 12,216,702 12,278,430 11,949,010 1. 2018 6 30 2017 12 31 3,599 4,059 3,615 3,528 1,273 1,061 63 120 2,279 2,347 – – – – 7,214 7,587 VaR VaR 2018 6 30 2018 6 30 VaR 391 549 257 535 VaR 634 870 470 735 174 2018 6 30 2017 12 31 1 1 2 1 1 2 2,086 1,545 736 1,562 1,225 521 1,670 9,936 (174) 1,540 8,387 305 3,756 11,481 563 3,102 9,612 826 1. 2. 2018 6 30 2017 12 31 1 o 250,011 250,011 2 1,386,497 1,341,397 2a u 198,613 198,613 2b v 260,108 259,600 2c w 927,776 883,184 3 129,458 105,712 3a q 134,511 109,968 3b r (5,053) (4,256) 4 0 – – 5 x 3,072 3,264 6 1,769,038 1,700,384 7 – – 8 l 2,493 2,556 9 k 2,150 2,274 10 – – 11 s (22) 320 12 – – 13 – – 14 – – 15 – – 16 – – 17 – – 18 – – 19 – – 20 21 – – 22 15% – – 175 2018 6 30 2017 12 31 23 – – 24 25 – – 26a i 3,902 3,902 26b – – 26c – – 27 – – 28 8,523 9,052 29 1,760,515 1,691,332 30 p 79,636 79,636 31 p 79,636 79,636 32 – – 33 – – 34 y 140 152 35 – – 36 79,776 79,788 37 – – 38 – – 39 – – 40 – – 41a – – 41b – – 41c – – 42 – – 43 – – 44 79,776 79,788 45 + 1,840,291 1,771,120 46 n 123,109 138,848 47 63,934 79,917 48 z 248 266 49 – – 50 –(c+e) 141,201 92,838 51 264,558 231,952 52 – – 53 – – 54 – – 55 – – 56a – – 56b – – 56c – – 57 – – 58 264,558 231,952 59 + 2,104,849 2,003,072 60 13,456,292 12,919,980 176 2018 6 30 2017 12 31 61 13.08% 13.09% 62 13.68% 13.71% 63 15.64% 15.50% 64 3.60% 3.60% 65 2.10% 2.10% 66 0.00% 0.00% 67 1.50% 1.50% 68 8.08% 8.09% 69 5.00% 5.00% 70 6.00% 6.00% 71 8.00% 8.00% 72 a+f+g+h 17,357 17,807 73 j 115 167 74 75 m 55,166 45,542 76 –b 26,062 21,295 77 –c 26,062 21,295 78 –d 152,688 111,412 79 -e 115,139 71,543 80 – – 81 – – 82 – – 83 – – 84 63,934 79,917 85 74,015 58,020 177 2018 6 30 2,674,845 2,674,760 465,900 453,861 83,038 83,038 333,942 334,780 48,723 48,650 394,863 393,869 123,468 122,356 13,068,482 13,104,214 679,900 616,630 3,245,096 3,153,311 1,320,847 1,307,454 – 4,880 7,533 4,392 – – 166,721 165,695 14,270 13,811 2,622 2,150 2,687 2,493 56,165 55,166 116,080 123,884 22,805,182 22,665,394 446,557 446,557 1,271,631 1,270,484 436,546 442,691 405,401 405,432 47,433 47,409 48,605 36,765 16,965,489 16,965,427 28,665 27,998 49,830 49,535 189,266 189,213 36,352 36,342 683,467 666,602 526 132 330,837 226,436 20,940,605 20,811,023 250,011 250,011 79,636 79,636 134,537 134,511 (6,054) (5,053) 198,613 198,613 260,198 260,108 931,325 927,776 1,848,266 1,845,602 16,311 8,769 1,864,577 1,854,371 178 2018 6 30 2,674,760 453,861 83,038 334,780 48,650 393,869 122,356 13,104,214 (26,062) b (26,062) c (152,688) d (115,139) e 616,630 12,800 a 3,153,311 776 f 1,307,454 3,438 g 4,880 3,902 i 4,392 343 h 115 j – 165,695 13,811 2,150 k 2,493 l 55,166 m 123,884 22,665,394 446,557 1,270,484 442,691 405,432 47,409 36,765 16,965,427 27,998 49,535 189,213 36,342 666,602 123,109 n 132 226,436 20,811,023 179 2018 6 30 250,011 o 79,636 p 134,511 q (5,053) r (22) s 198,613 u 260,108 v 927,776 w 1,845,602 8,769 3,072 x 140 y 1 248 z 1,854,371 1. 180 H A 1 2 0939.HK 601939.SH 0939.HK ISIN: CND100007Z10 ISIN: HK0000223849 ISIN: XS1227820187 601939.SH 3 4 5 6 7 8 72,550 57,119 61,159 19,985 1,998 13,206 9 304.59 90 163.22 200 20 20 10 11 2005 10 27 2007 9 25 2010 11 19 2014 8 15 2014 11 12 2015 5 13 2010 12 16 12 13 2029 8 18 2024 11 12 2025 5 13 14 15 2024 8 18 2019 11 12 2020 5 13 16 17 18 5.98% 4.90% 3.875% 5 5 5 1 CNHHibor 1.538% (2.425%) 19 20 21 22 23 24 181 H A 25 26 27 28 29 30 31 (1) (1) (1) (2) (2) (2) 32 33 34 35 36 37 182 1 2 4606.HK ISIN: CND1000099M8 360030.SH 3 4 5 6 7 8 19,659 23,986 59,977 9 152.52 240 600 10 11 2015 12 16 2015 12 21 2017 12 21 12 13 2025 12 20 14 15 2020 12 16 2020 12 20 2022 12 27 16 12 16 12 27 17 5 5 18 5 4.65% 5 4% 5 4.75% 5 5 5 0.89% 2.974% 2020 12 16 2022 12 21 5 5 12 16 12 21 19 20 21 22 23 24 25 183 26 H A 5.98 5.20 H A 27 28 29 30 31 (1) (2) 32 33 34 35 36 37 184