BANK OF CHINA LIMITED 3988 4619 2020 2020 9 30 571 XIVA 13.09 1.1 A 601988 H 3988 1 360002 2 360010 3 360033 4 360035 BOC 20USDPREF 4619 1 100818 (86) 10-6659 2638 (86) 10-6659 4568 ir@bankofchina.com 1 1.2 1.2.1 2020 2019 9 30 12 31 % 24,703,889 22,769,744 8.49 1,979,259 1,851,701 6.89 5.84 5.61 4.12 2020 2020 7–9 1–9 % % 143,319 2.25 430,302 3.23 48,174 -3.27 155,986 -8.91 44,794 -1.62 145,711 -8.69 * 0.14 2.68 0.46 -11.99 * 0.14 2.68 0.46 -11.99 0.45 2.36 % * 9.51 10.64 49,844 0.17 * 1.2.2 2020 2019 1 9 2020 9 30 2019 12 31 2 1.3 1.3.1 2020 9 30 720,374 538,881 A 181,493 H 1.3.2 2020 9 30 1 188,461,533,607 64.02% – A 2 81,901,130,116 27.82% – H 3 8,596,044,925 2.92% – A 4 1,810,024,500 0.61% – A 5 978,023,399 0.33% – A 005L FH002 6 726,213,696 0.25% – A 7 713,090,070 0.24% – A 005L CT001 8 MUFG Bank, Ltd. 520,357,200 0.18% – H 9 382,238,605 0.13% – A 10 169,172,162 0.06% – A 1 H H 2 2020 9 30 H 3 4 5 005L FH002 005L CT001 6 3 1.4 1.4.1 2020 9 30 89 88 1 1.4.2 2020 9 30 1 5 220,000,000 12.24% 2 197,865,300 11.01% 3 180,000,000 10.01% 4 133,000,000 7.40% 5 005L 86,000,000 4.78% CT001 6 69,000,000 3.84% 7 2 67,580,000 3.76% 8 66,500,000 3.70% 1 9 50,000,000 2.78% 10 40,600,000 2.26% 1 2020 9 30 Euroclear Clearstream 197,865,300 100% 2 2020 9 30 005L CT001 3 5 4 4 1 2020 1,559.86 1,457.11 8.91% 8.69% (ROA)0.88% (ROE)10.64% 10.87% 12.64% 15.69% 2.1 1 2,975.05 196.85 7.09% 1.81% 2 1,327.97 62.40 4.49% 30.86% 720.74 4.58 0.64% 3 1,450.70 26.69 1.87% 24.79% 4 969.03 360.56 59.26% 2,114.27 1.48% 0.11 177.46% 5.40 2.2 9 247,038.89 19,341.45 8.49% 225,979.96 18,049.48 8.68% 1 173,849.91 15,674.43 9.91% 127,386.08 9,869.27 8.40% 2 143,074.35 12,386.50 9.48% 109,775.98 9,123.66 9.06% 3 53,693.08 1,447.54 2.63% 42,032.41 231.43 0.55% 1,712.26 133.56 7.24% 1 5 3.1 √ 30% 2020 2019 9 30 12 31 850,809 565,467 50.46% 1,177,397 898,959 30.97% 132,421 93,335 41.88% 34,938 23,210 50.53% 58,283 44,029 32.37% 340,446 639,675 -46.78% 13,027 19,475 -33.11% 151,709 90,060 68.45% (15) (7) 114.29% 9,502 19,613 -51.55% 2020 2019 1–9 1–9 4,606 22,123 -79.18% 9,793 3,738 161.99% (96,903) (60,847) 59.26% 450 822 -45.26% 6 3.2 √ 2020 8 30 2020 11 23 2021 3 15 2020 9 23 3.3 √ 3.4 √ 3.5 √ 2020 8 30 2020 11 23 19.20 6.00% 2021 3 15 15.40 5.50% 7 www.hkexnews.hk www.boc.cn 2020 www.sse.com.cn www.boc.cn 2020 10 30 * * # # # # # * * * # * # 8 2020 2019 2020 2019 7–9 7–9 1–9 1–9 182,967 188,288 558,897 553,652 (82,357) (92,152) (261,392) (275,832) 100,610 96,136 297,505 277,820 25,538 25,023 82,559 82,488 (3,806) (3,971) (10,485) (10,872) 21,732 21,052 72,074 71,616 2,433 7,539 4,606 22,123 2,170 494 9,793 3,738 16,374 14,948 46,324 41,560 143,319 140,169 430,302 416,857 (54,124) (51,271) (145,070) (142,401) (30,419) (27,177) (96,903) (60,847) 58,776 61,721 188,329 213,609 387 152 450 822 59,163 61,873 188,779 214,431 (10,989) (12,069) (32,793) (43,185) 48,174 49,804 155,986 171,246 44,794 45,531 145,711 159,579 3,380 4,273 10,275 11,667 48,174 49,804 155,986 171,246 0.14 0.14 0.46 0.52 0.14 0.14 0.46 0.52 9 2020 2019 2020 2019 7–9 7–9 1–9 1–9 48,174 49,804 155,986 171,246 91 (38) 12 (24) (659) (287) (1,292) 1,111 (70) 2 (31) (39) (638) (323) (1,311) 1,048 (12,648) 4,056 (7,059) 8,716 (210) 212 2,998 429 (12) (5) (59) (318) (12,681) 8,045 (8,331) 9,215 420 (700) 70 (509) (25,131) 11,608 (12,381) 17,533 (25,769) 11,285 (13,692) 18,581 22,405 61,089 142,294 189,827 24,262 54,133 135,447 174,212 (1,857) 6,956 6,847 15,615 22,405 61,089 142,294 189,827 10 2020 2019 9 30 12 31 850,809 565,467 2,267,798 2,078,809 1,177,397 898,959 188,421 155,466 218,662 206,210 132,421 93,335 13,932,743 12,743,425 5,369,308 5,514,062 505,897 518,250 2,006,667 2,218,129 2,856,744 2,777,683 34,938 23,210 245,561 244,540 21,939 23,108 58,283 44,029 205,609 179,124 24,703,889 22,769,744 11 2020 2019 9 30 12 31 1,919,924 1,668,046 827,307 846,277 188,734 155,609 340,446 639,675 13,027 19,475 151,709 90,060 17,384,991 15,817,548 1,289,522 1,096,087 26,771 28,011 50,925 59,102 2,339 2,533 5,984 5,452 396,317 365,173 22,597,996 20,793,048 294,388 294,388 259,464 199,893 136,047 136,012 (15) (7) 9,502 19,613 175,316 174,762 247,731 250,100 856,826 776,940 1,979,259 1,851,701 126,634 124,995 2,105,893 1,976,696 24,703,889 22,769,744 12 2020 2019 1–9 1–9 188,779 214,431 96,903 60,847 16,798 15,211 3,705 3,034 (1,101) (800) (74) – (450) (822) (113,522) (115,795) (453) (311) (8,827) (2,551) 25,885 22,095 (925) (1,196) 610 641 (97,188) 46,358 (249,930) (197,690) (12,424) (45,346) (1,270,461) (1,106,595) (85,257) (247,310) 253,693 8,146 (18,425) (71,363) (298,509) (70,883) 1,559,927 890,336 (1,240) (5,372) 115,204 68,450 102,718 (536,485) (52,874) (24,242) 49,844 (560,727) 13 2020 2019 1–9 1–9 3,194 7,605 714 857 866 403 124,378 123,111 2,718,578 2,085,565 (12,560) (1,211) (22,797) (22,605) (2,580,989) (2,346,680) 231,384 (152,955) 752,289 598,977 59,571 139,962 1,351 – (556,758) (394,038) (15,264) (15,727) (64,028) (56,052) (6,769) (4,790) (5,117) (5,130) 165,275 263,202 (12,282) 17,753 434,221 (432,727) 1,345,892 1,688,600 1,780,113 1,255,873 14 2020 2019 9 30 12 31 1,668,531 1,596,378 1,940,169 1,806,435 2,409,260 2,201,278 10.87% 11.30% 12.64% 12.79% 15.69% 15.59% 2020 2020 2020 2019 9 30 6 30 3 31 12 31 1,940,169 1,910,664 1,886,811 1,806,435 26,136,582 25,687,399 25,579,088 24,303,201 7.42% 7.44% 7.38% 7.43% 15 (1) 100% (2) 2017 2020 (3) 92 137.36% 3.35 2020 2019 137.36% 140.71% 141.32% 136.36% 16 (3) 2020 1 4,237,046 2 7,774,798 568,719 3 4,029,378 194,177 4 3,745,420 374,542 5 9,415,815 3,555,660 6 5,194,475 1,277,331 7 4,120,486 2,177,475 8 100,854 100,854 9 3,518 10 3,060,502 1,822,532 11 1,714,424 1,714,424 12 – – 13 1,346,078 108,108 14 74,781 74,781 15 2,983,042 84,455 16 6,109,665 17 258,206 206,752 18 1,586,335 1,002,994 19 1,916,503 1,812,821 20 3,761,044 3,022,567 21 4,237,046 22 3,087,098 23 137.36% 17 (1) 30 (2) (3) 18