Report for the Third Quarter of 2012－Chiwan Wharf
Stock code: 000022 /200022 Short form: Chiwan Wharf A/Chiwan Wharf B Announcement Serial No. 2012-040
SHENZHEN CHIWAN WHARF HOLDINGS LIMITED
REPORT FOR THE THIRD QUARTER OF 2012
I. Important Notes
(I) The Board of Directors, the Supervisory Committee as well as the directors, supervisors and senior
management staff of Shenzhen Chiwan Wharf Holdings Limited (hereinafter referred to as “the Company”)
hereby confirm that there exists no omission, misstatement, or misleading information in this report, and
accept, individually and collectively, the responsibility for the correctness, accuracy and completeness of
the contents of this report.
(II) All Directors, Supervisors and Senior Management Staff agreed with and guaranteed the correctness,
accuracy and completeness of the contents of this Report.
(III) All directors attended the board session for reviewing this report.
(IV) This quarterly Financial Statements was un-audited.
(V) Chairman of the Board Mr. Zheng Shaoping, as well as Chief Financial Officer Mr. Zhang Jianguo and
Financial Manager Ms. Ma Zhihong hereby confirm that the Financial Statements in this report is true and
complete.
(VI) This report is written in both English and Chinese. In case of any discrepancy between the two versions,
Chinese version prevails.
II. Company Profile
（I）Major accounting data and financial indexes
Any retrospective adjustment in previous financial statements?
□ Yes √ No □ Inapplicable
30 Sept. 2012 31 Dec. 2011 +/-
Total assets (RMB Yuan) 6,606,036,368 6,540,228,435 1.01%
Total equity attributable to equity holders of the
3,575,643,809 3,467,796,751 3.11%
Company (RMB Yuan)
Share capital 644,763,730 644,763,730 0.00%
Net assets per share attributable to equity holders
5.546 5.378 3.12%
of the Company (RMB Yuan/share)
To corresponding To corresponding
Jul.-Sept. 2012 Jan.-Sept. 2012
period of 2011 period of 2011
Revenues (RMB Yuan) 505,157,389 15.60% 1,359,261,579 6.03%
Net profit attributable to equity holders of the
144,399,816 11.90% 366,435,050 -5.41%
Company (RMB Yuan)
Net cash flow from operating activities (RMB
-- -- 531,392,749 -1.91%
Yuan)
Net cash flow per share from operating activities
-- -- 0.824 -1.90%
(RMB Yuan/share)
Basic EPS (RMB Yuan/share) 0.224 12.00% 0.568 -5.49%
Diluted EPS (RMB Yuan/share) 0.224 12.00% 0.568 -5.49%
Weighted average ROE (%) 4.12% 4.83% 10.36% -11.68%
Weighted average ROE after extraordinary gains
4.11% 4.58% 10.29% -12.20%
and losses (%)
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Report for the Third Quarter of 2012－Chiwan Wharf
Extraordinary gains and losses
√Applicable □Inapplicable
Item Amount during Jan.-Sept. 2012 (RMB Yuan)
Net gain on disposal of non-current assets 1,058,852
Government grants in current year profit 452,991
Other non-operating incomes /(expenses),net 2,274,809
Minority interests effects (848,253)
Income tax effects (262,689)
Total 2,675,710
（II）Total number of shareholders and top 10 shareholders at the period-end
37,759 shareholders, among which 29,237 being shareholders of A shares and 8,522 being
Total number of shareholders
shareholders of B shares.
Top ten shareholders holding shares not subject to trading moratorium
Type and number of shares
Number of tradable
Name of shareholder
shares held at period-end
Type Number
CHINA NANSHAN DEVELOPMENT (GROUP) INC. 370,878,000 A shares 370,878,000
KEEN FIELD ENTERPRISES LIMITED 55,314,208 B shares 55,314,208
CMBLSA RE FTIF TEMPLETON ASIAN GRW FD GTI
5496
47,914,954 B shares 47,914,954
GOVERNMENT OF SINGAPORE INV. CORP.- A/C "C" 5,519,870 B shares 5,519,870
EMPLOYEES PROVIDENT FUND 3,586,266 B shares 3,586,266
OMERS ADMINISTRATION CORPORATION(SC03) 3,238,309 B shares 3,238,309
TEMPLETON CANADA EMERGING MKTS FUND 2,671,924 B shares 2,671,924
TEMPLETON ASIAN GROWTH FUND 2,657,852 B shares 2,657,852
FTIF-TEMPLETON EMERGING MKT SMALLER
COMPANIES FUND
2,522,279 B shares 2,522,279
CHINA MERCHANTS SECURITIES (HK) CO., LTD. 2,369,299 B shares 2,369,299
Due to the actual controller of the Company is China Merchants
Group,China Nanshan Development (Group) Inc. (hereinafter referred
to as “CND”), Keen Field Enterprises Limited and China Merchants
Securities (HK) Co., Ltd. are related parties; and
except Keen Field Enterprises Limited and China Merchants
Notes of particulars of shareholders
Securities (HK) Co., Ltd., CND
does not have any relations with the shareholders holding shares not su
bject to trading moratorium. The Company does not know if there are
any inter-relations among other shareholders holding shares not
subject to trading moratorium.
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Report for the Third Quarter of 2012－Chiwan Wharf
III. Significant Events
（I）Significant changes in major accounting data, financial highlights and reasons for these
changes
√Applicable □Inapplicable
30 Sept. 2012 31 Dec. 2011 +/-(%)
Bonds payable 496,344,110 - 100.00%
The first phase of corporate bonds was issued this May and there was no such an event in the same period of last year.
Jul.-Sept. 2012 Jul.-Sept. 2011 +/-(%) Jan.-Sept. 2012 Jan.-Sept. 2011 +/-(%)
Investment income 18,376,580 28,379,161 -35.25% 58,072,188 86,823,358 -33.11%
Investment income decreased because the reporting period saw a poorer performance and a decreased year-on-year profit of
some associates.
Jan.-Sep.2012 Jan.-Sep.2011 +/-(%)
Net cash paid from disposal of - (220,284,181) -100.00%
subsidiaries and other business units
Cash received from issuance of bonds 496,000,000 - 100.00%
Cash repayment of borrowings (1,456,960,000) (996,050,000) 46.27%
Cash payments for interest expenses
and distribution of dividends or (605,196,586) (330,671,304) 83.02%
profits
Net cash paid from disposal of subsidiaries and other business units decreased because the Company increased capital to
an associate and increased its shareholding in it in the same period of last year,.
Cash received from bonds increased because the first phase of corporate bonds was issued this May and there was no such an
event in the same period of last year.
Cash repayment of borrowings increased because mature loans increased on a year-on-year basis.
Cash payments for interest expenses and distribution of dividends or profits increased subsidiaries distributed bonuses for
the previous year to minority shareholders while there was no such an event in the same period of last year.
Note: Reasons shall be given for any statement item for financial index with a variation over 30%.
（II）Progress of significant events and its influence, as well as the analysis and explanation
on solutions
1. About non-standard audit opinion
□Applicable √Inapplicable
2. The Company offers capital to the controlling shareholder or its related parties or provides
external guarantees in violation of the prescribed procedures.
□Applicable √Inapplicable
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Report for the Third Quarter of 2012－Chiwan Wharf
3. Signing and execution of significant contracts concerning routine operation
□Applicable √Inapplicable
4. Others
√Applicable □Inapplicable
Internal control progress:
As required by the Circular on Doing a Better Job in Internal Control Regulation Implementation in Listed
Companies of Shenzhen (Shen-Zheng-Ju-Fa〔2012〕No. 105), the Company has accomplished the internal
control improvement task set for the third quarter of 2012, with details as follows:
1. Members of the internal control improvement task groups of the headquarters and the subsidiaries which
took part in the internal control improvement campaign reviewed the process risks accomplished last year
and revised them according to changes in business. They also cleared up the new processes newly added
this year and finished the description of them.
2. The Company looked for internal control defects through designing and running effectiveness tests and
drafted a list of internal control defects.
3. Risk identification is going on through process clearing up and a list for risk identification is being
produced.
4. A plan for rectifying internal control defects is being drafted.
Deloitte has been engaged as the Company’s 2012 internal control auditor. In the third quarter of 2012,
accountants from Deloitte carried out their first on-site audit for internal control.
The Company improved internal control in line with the schedule for the internal control improvement plan
for 2012. The internal control project is right on schedule, with no derivation or delay.
（III）Commitments of the Company or shareholders with an over 5% shareholding made in or carried
down into the reporting period
□Applicable √Inapplicable
(IV) Predict the 2012 annual operating results
Warnings of possible loss or large-margin change of the accumulated net profit made during the period from the
beginning of the year to the end of the next reporting period compared with the same period of the last year
according to prediction, as well as explanations on the reasons
□Applicable √Inapplicable
(V) Other significant events that need to be explained
1. Securities investment
□Applicable √Inapplicable
2. Investments in derivatives
□Applicable √Inapplicable
3. Derivative investments held at the period-end
□Applicable √Inapplicable
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Report for the Third Quarter of 2012－Chiwan Wharf
4. Researches, visits and interviews received in the reporting period
Main discussion and
Time of
Place of reception Way of reception Time of reception Visitor materials provided by the
reception
Company
Shanghai Simpleway Asset Basic operation,
Management Co., Ltd., investment conditions
The Office of the Telephone Changjiang Securities, Credit and financial status of the
Sept. 2012 Institution
Company communication Lyonnais Securities Asia, China Company; brief
international capital corporation introduction of the
limited Company
5. Corporate bonds issued
Any corporate bonds issued in the reporting period?
□Yes √No
IV Appendix（See Attachment）
（Ⅰ） Balance Sheet
（Ⅱ） Income Statement in the report period
（Ⅲ） Income Statement from year-begin to the end of report period
（IV） Cash Flow Statement
（Ⅴ） Report of the auditor's
Opinion of the auditor’s: Un-audited
For and on behalf of the Board
Zheng Shaoping
Chairman
Shenzhen Chiwan Wharf Holdings Limited
Dated 26th October, 2012
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