深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Shenzhen Tellus Holding Co., Ltd.
The Third Quarterly Report For 2015
October 2015
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Section I. Important Notice
Board of Directors, Supervisory Committee, all directors, supervisors and senior executives of Shenzhen Tellus
Holding Co., Ltd. (hereinafter referred to as the Company) hereby confirm that there are no any fictitious
statements, misleading statements, or important omissions carried in this report, and shall take all responsibilities,
individual and/or joint, for the reality, accuracy and completion of the whole contents.
All directors are present the meeting of the Board for deliberating the Third Quarter Report of the Company in
person.
Lv Hang, person in charge of the Company, head of the accounting works Yang Jianping and Ke Wensheng,
accounting body principals (accountant in charge) hereby confirm that the Financial Report of the Third Quarterly
Report is authentic, accurate and complete.
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Section II. Main accounting data and changes of shareholders
I. Main accounting data and index
Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed and accounting
error correction or not
□Yes √ No
Current period-end Period-end of last year Increase/decrease
Total assets(RMB) 1,130,845,061.78 806,324,777.80 40.25%
Net assets attributable to
shareholders of listed company 844,095,393.66 191,880,262.80 339.91%
(RMB)
Increase/decrease in
Increase/decrease in
From Year-begin to comparison with
Current period comparison with same
end of the Period year-begin to
period of last year (%)
Period-end of last year
Operating revenue (RMB) 73,318,969.97 -34.08% 231,810,751.81 -31.80%
Net profit attributable to
shareholders of the listed company 11,044,774.84 18,695,130.86 349.67%
(RMB)
Net profit attributable to
shareholders of the listed company
1,221,254.10 8,737,793.81 208.85%
after deducting non-recurring gains
and losses(RMB)
Net cash flow arising from
-- -- 37,905,539.85 53.44%
operating activities(RMB)
Basic earnings per share
0.0407 0.0688 264.02%
(RMB/Share)
Diluted earnings per share
0.0407 0.0688 264.02%
(RMB/Share)
Weighted average ROE 1.32% 2.05% 3.61% 1.35%
Items and amount of extraordinary profit (gains)/losses
√Applicable □Not applicable
In RMB
Amount from year-begin to
Item Note
end of the Period
Gains/losses from the disposal of non-current asset (including the -20,091.85
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
write-off that accrued for impairment of assets)
Gains/losses from entrusted investment or assets management 1,540,958.89
Gains/losses of debt restructuring 17,877.02
Other non-operating income and expenditure except for the
43,104.71
aforementioned items
Terminated original retirement
Other gains/losses comply with definition of non-recurring
9,722,688.86 plan in the Period, and the
gains/losses
balance are charge back
Less: impact on income tax 1,252,448.81
Impact on minority shareholders’ equity (post-tax) 94,751.77
Total 9,957,337.05 --
Concerning the extraordinary profit (gain)/loss defined by Q&A Announcement No.1 on Information Disclosure for Companies
Offering Their Securities to the Public --- Extraordinary Profit/loss, and the items defined as recurring profit (gain)/loss according to
the lists of extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their
Securities to the Public --- Extraordinary Profit/loss, explain reasons
□ Applicable √ Not applicable
In reporting period, the Company has no particular about items defined as recurring profit (gain)/loss according to the lists of
extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to
the Public --- Extraordinary Profit/loss.
II. Statement of the total shareholders and shares-held of top ten shareholders at end of the
Period
1. Statement of the total common shareholders and shares-held of top ten common shareholders at end of
the Period
In share
Total common shareholders at
58,227
period-end
Shares-held of top ten common shareholders
Amount of Number of share pledged/frozen
Nature of Proportion of Amount of shares
Shareholders restricted shares
shareholder shares held held State of share Amount
held
SHENZHEN State-owned
51.09% 151,870,560 20,587,056
SDG CO., LTD corporate
Shenzhen Capital
Fortune Jewelry Domestic
Industry non-state-owned 23.88% 71,000,000 71,000,000
Investment corporate
Enterprise
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
(limited
partnership)
GUOTAI
JUNAN
Foreign
SECURITIES(H 0.50% 1,478,232
corporation
ONGKONG)
LIMITED
KGI ASIA Foreign
0.31% 931,311
LIMITED corporation
Domestic nature
Zheng Nanrong 0.23% 687,700
person
FISRT
SHANGHAI Foreign
0.22% 658,502
SECURITIES corporation
LTD.
Shanghai H.K.
Foreign
Wanguo 0.19% 570,864
corporation
Securities
Domestic nature
Ling Fenyuan 0.18% 520,358
person
Foreign nature
Weng Zhengwen 0.16% 464,534
person
Domestic nature
Liu Hua 0.15% 454,715
person
Particular about top ten common shareholders with un-restrict shares held
Type of shares
Shareholders Amount of un-restrict common shares held
Type Amount
RMB ordinary
SHENZHEN SDG CO., LTD 131,283,504 131,283,504
shares
GUOTAI JUNAN Domestically
SECURITIES(HONGKONG) 1,478,232 listed foreign 1,478,232
LIMITED shares
Domestically
KGI ASIA LIMITED 931,311 listed foreign 931,311
shares
RMB ordinary
Zheng Nanrong 687,700 687,700
shares
FISRT SHANGHAI SECURITIES Domestically
658,502 658,502
LTD. listed foreign
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
shares
Domestically
Shanghai H.K. Wanguo Securities 570,864 listed foreign 570,864
shares
Domestically
Ling Fenyuan 520,358 listed foreign 520,358
shares
Domestically
Weng Zhengwen 464,534 listed foreign 464,534
shares
Domestically
Liu Hua 454,715 listed foreign 454,715
shares
Domestically
Zeng Huiming 400,000 listed foreign 400,000
shares
Among the top ten shareholders, there exists no associated relationship between the
state-owned legal person’s shareholders Shenzhen SDG Co., Ltd and other shareholders, and
Explanation on associated
they do not belong to the consistent actionist regulated by the Management Measure of
relationship among the top ten
Information Disclosure on Change of Shareholding for Listed Companies. For the other
shareholders or consistent action
shareholders of circulation share, the Company is unknown whether they belong to the
consistent actionist.
Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement
dealing in reporting period
□ Yes √ No
The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company have no buy-back
agreement dealing in reporting period.
2. Total of shareholders with preferred stock held and the top ten shareholdings in Period-end
□Applicable √Not applicable
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Section III. Important events
I. Particular about major changes from items of main accounting statements and financial
indexes as well as reasons
√ Applicable □Not applicable
Balance Sheet
Assets Closing balance Opening balance Amount changed Ratio changed Causes
The deposit increased due to the
Monetary fund 127,041,585.85 80,045,669.65 46,995,916.20 58.71% fund-raising from private placement are
fully funded
Mortgage for vehicle receivable from the
Account receivable 3,395,519.89 1,373,257.89 2,022,262.00 147.26%
Bank increased in Huari Company
The engineering and equipment account
Account paid in
27,306,408.92 6,981,402.87 20,325,006.05 291.13% for the 1st phase of jewelry Building are
advance
paid by Zhongtain Company in advance
Other account
4,644,548.96 7,904,999.44 -3,260,450.48 -41.25% The account receivable are collected
receivable
After vehicle purchase restrictions, the
Inventory 8,792,343.70 48,209,026.18 -39,416,682.48 -81.76% factory Toyota adjusted the year-plan
target, Huari Company currting inventory
Decreased in the Period mainly because
Other current
220,019,674.72 8,968,278.77 211,051,395.95 2353.31% the VAT input tax from subsidiary Huari
assets
Toyota Company are declined
The investment are increased with the
Construction in
223,450,491.52 122,551,469.97 100,899,021.55 82.33% construction progress of the first phase of
process
Tellus Shuibei Jewelry Building
All bank loans 54 million Yuan are paid in
Short-term loans 20,680,480.00 74,719,672.00 -54,039,192.00 -72.32%
the Period
The sales are carried over to vechicle sales
Account received
4,846,834.45 9,979,166.89 -5,132,332.44 -51.43% received in advance from subsidiary Huari
in advance
Toyota Company
Non-current
Headquarter of the Tellus paid the loans to
liability due within 73,000,000.00 120,700,000.00 -47,700,000.00 -39.52%
China CITIC Bank
one year
Headquarter of the Tellus paid the 132.3
million Yuan loans to China CITIC Bank
Long-term loans 0.00 178,597,550.55 -178,597,550.55 and Zhongtain Company paid 71 million
Yuan loans to China Construction Bank
(including loans at year-beginning 46.3
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
million Yuan paid and new loans in the
Period 24.7 million Yuan paid)
Long-term wages Terminated original retirement plan in the
0.00 9,953,557.75 -9,953,557.75
payable Period, and the balance are charge back
The rents received in advance 21.39
Other non-current million Yuan are sent back to Jing Bai Fu
12,651,834.58 32,570,237.55 -19,918,402.97 -61.16%
liability and Xingguang Da in the Period by
Zhongtain Company
paid-in capital (or
297,281,600.00 220,281,600.00 77,000,000.00 34.96% The issuance of 77 million shares
share capital)
Changing amount refers to the premium
Public reserves 564,192,605.51 7,672,605.51 556,520,000.00 7253.34%
from issuance of shares
The net profit attributable to owners’of
Retained profit -20,331,398.17 -39,026,529.03 18,695,130.86
parent company increased in the Period
Profit statement
Same period last
Item This cumulative Amount changed Ratio changed Causes
year
Mainly affectd by the vehicle pruchase
restriction policy at end of last year, sales
Operation income 231,810,751.81 339,918,355.38 -108,107,603.57 -31.80%
income from vehicles are dopped
dramatically
Operation cost 169,829,908.61 287,109,181.05 -117,279,272.44 -40.85% Declined with the income decreased
The interest expenditure decreaesd due to
the bank loans are paid in the Period, and
Financial expenses 5,317,919.97 13,118,660.75 -7,800,740.78 -59.46%
interest income increased for purchasing
capital-preservation financial products
Asset impairment
0.00 4,259,714.29 -4,259,714.29 Mainly due to the decline of bad debt loss
loss
Affiliated enterprise Shenzhen Zung Fu
Tellus Automobile Service Co., Ltd. and
Investment income 2,772,806.33 12,067,873.29 -9,295,066.96 -77.02%
Shenzhen Dongfeng Automobile Co., Ltd.
earn less in the Period
Non-operation The gains from non-current assets disposal
81,965.15 262,403.13 -180,437.98 -68.76%
income decreased
Non-operation The losses from non-current assets
41,075.27 10,276.05 30,799.22 299.72%
expenditure disposal increased
Current income tax increased due to the
Income tax profit in the Year, and written down
3,019,169.68 727,689.24 2,291,480.44 314.90%
expenses deferred income tax for terminate the
original retirement plan
Net profit Mainly because terminated relevant
18,695,130.86 4,157,549.10 14,537,581.76 349.67%
attributable to retirement welfare plan in the Period,
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
shareholders of long-term wages payable and period
listed company charge 9.72 million Yuan are written back,
than total profit inreased 9.72 million
Yuan and the the net profit attributable to
shareholder of listed company increased
8.49 million Yuan; the increase of
property leasing causes profit increased;
the profit increased due to the bank loans
return by fund-raising from privately
placement, which financial expenses
declined
Cash flow statement
Same period last
Item This cumulative Amount changed Ratio changed Causes
year
The inventory vehicle last year are sell by
Net cash flow
subsidiary Huari Toyota in the Period,
arising from 37,905,539.85 24,703,464.95 13,202,074.90 53.44%
than the operational net cash in-flow
operation activitis
increased
Net cash flow
Mainly because purchasing more
arising from
-328,409,890.73 -91,527,550.11 -236,882,340.62 capital-preservation financial products in
investment
the Period
activitis
Mainly because fund-raising from private
Net cash flow
placement increased in the Period and net
arising from 337,500,271.84 85,771,333.56 251,728,938.28 293.49%
expenditure from bank financing increased
financing activitis
on a y-o-y basis
Net incrase of csah
Net cash flow arising from operation and
and cash 46,995,916.20 18,947,830.56 28,048,085.64 148.03%
financing activities increased
equivalent
II. Progress and influence of the main events as well as solution analysis specification
√Applicable □Not applicable
1. Progress of major project construction
The Tellus Shuibei Jewelry Building project which is built by the practical subject—the Company’s subsidiary Zhongtian Company,
the Shuibei Jinzuo Building project which is built by the practical subject— the cooperative enterprise Shenzhen Tellus Jimeng
Investment Co., Ltd. and the Xinglong Golden Jewelry Building project (former Shenzhen Shuibei Xinglong R&D Center Building)
which is built by the practical subject – joint-stock company Shenzhen Xinglong Mechanical Mould Co., Ltd. are promoting on the
construction plan at present.
2. The e-commerce business
As the ―Via the market research and analysis, the company has preliminarily positioned the e-commerce business by cooperating
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
with the e-commerce enterprises or merging and absorbing the excellent and mature e-commerce enterprises, made use of the
advantages of the e-commerce enterprises in e-commerce field and big data analysis, replied on the company’s properties at Shuibei
jewelry accumulation area and scale advantages of jewelry professional wholesale market that shall be brought by the transformation
and operation of properties, and made the virtual platform side and physical platform side to complement each other's advanta ges so
as to create a Test Rite jewelry e-commerce platform mainly in the form of B2B e-commerce and complete the company’s
preliminary layout at e-commerce platform.‖ proposed in reprot of the Board of the ―Semi-Annual Report of 2015, as of now,
relevant E-business has not been carried out by the Company yet, even the investment for employees and equipment ect. Either. The
Company conduct inspection on many E-business enterprises in the country since 2015, however, it seems no substantive negotiation,
intention and agreement act. so far; the Company will carry out the market research and inspection, promote E-business of the
Company through cooperation or merger as plan.
3. Jewllery retail market
The private stock placement of the Company has completed in March 2015, totally 646.8 million Yuan are raised, in line with the
issurance plan, part of the funds will investe in jewllery retail business. The Company conduct inspection on many professional
jewllery marke in the country since 2015, however, it seems no substantive negotiation, intention and agreement etc. so far; relevant
jewllery retail business has not been carried out by the Company yet, even the investment for employees and equipment etc Either.
The Company will carry out market research and inspection on jewllery retail, and promote jewllery retail market of the Company by
means of self-building, cooperation or merger in the future.
III. Commitments made by the Company or shareholders holding above 5% shares of the
Company in reporting period or made in previous period and extending to reporting period
√ Applicable □Not applicable
Commitmen Implementa
Commitments Accepter Contents Commitment date
t term tion
I. Commitments during the work of
Share Merger Reform of the Company:
1. Commitments on Lock-up period
(1) In accordance with the Measures for
the Administration of the Share Merger
Reform of Listed Companies, SDG
would abide by the various laws,
regulations and rules, and perform its
statutory commitment duty.
Share Merger (2) Apart from the above-mentioned Implementi
SDG 2005-12-25 Long term
Reform statutory commitment, SDG also made ng
the following special commitment: with
36 months since the day the reform plan
starts to take effect, SDG would not list
at Shenzhen Stock Exchange and sell
the shares of Tellus it held (except for
the shares used to promote the
administration level of Tellus).
(3) The administration level would
abide by the laws, regulations and rules,
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
and perform its statutory commitment
duty.
(4) SDG made the commitment: ―The
Promiser hereby promises that, if the
Promiser failed to fulfill its commitment
or not fully fulfill its commitment, it
would compensate other shareholders
for their losses suffered thereafter‖.
(5) SDG declared: ―The Promiser would
dutifully fulfill its commitments and
shoulder corresponding legal
responsibilities. The Promiser would
transfer the shares held by it only if the
assignee agree and have the ability to
shoulder the commitment
responsibility.‖
2. Special commitment concerning the
incentive mechanism
In order to effectively boost the core
management level and business
backbones for long, SDG would take
out its shares, not exceeding 10% in
total number after the Share Merger
Reform, and apply them to the boost of
the administration level. The shares
would be sold to the Company’s
administrative level over 3 years, with
the selling price being the net asset
value per share audited during the
period nearest to the implementation.
Before the implementation of the
promoting plan by share selling each
year, the administration level must
prepay the Company a risk
responsibility fund, i.e. 20% of the
planned selling price; Should the work
of the performance examination set by
the Board failed to be finished, the paid
risk responsibility fund would not be
refunded and shall be owned by the
Company. Detailed rules concerning the
limitations on the administration level,
such as the subscription conditions and
risk responsibility fund, and boost plans
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
would be set by the Board and
submitted to relevant departments for
approval. The implementation of the
shares for promoting would be
conducted strictly according to relevant
laws and regulations, and the circulation
conditions of these shares would be in
conformity with relevant regulations set
by the Shenzhen Stock Exchange. 3.
Relevant expenses of this Share Merger
Reform of Tellus would be paid by
SDG.
Controlling shareholder of the Company
SDG has a special commitment of
incentive mechanism made on share
merger reform of the Company. Later,
SASAC and Ministry of Finance jointly
issued the ―Tentative Measures on
Implementation of Equity Incentive for
State-owned Listing Companies‖,
CSRC issued the ―Management
Measures on Equity Incentive of Listed
Companies (Trial)‖. By contrasting, the
above mentioned commitment made by
SDG is out of the relevant requirement
from regulations the above said,
relevant commitment still failed to
implement. On 26 June 2014, the Implementi
SDG 2014-06-26 2016-6-30
Company actively negotiated with SDG ng
on the issues, and SDG promise
continue to supporting the Company in
order to promote a long-acting incentive
plan as soon as possible instead of the
equity incentive commitment made in
share merger reform, under the premise
of conforming to relevant law,
regulations and supervision
requirement., and complete the
long-acting incentive mechanism
construction before 30 June 2016. At
the appointed time, the long-acting
incentive mechanism plan will
implement after submit for deliberation
and pass in general meeting of the
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Company.
Commitments in
report of
acquisition or equity
change
Commitments in
assets replacement
Commitment made
during the IPO and
refinancing
Other commitments
for medium and
small shareholders
Completed on time
Yes
or not
Detail reasons for
un-complement and
N/A
further plan (if
applicable)
IV. Estimation of operation performance for year of 2015
Estimation of accumulative net profit from the beginning of the year to the end of next report period to be loss probably or the
warning of its material change compared with the corresponding period of the last year and explanation of reason
□Applicable √Not applicable
V. Particular about security investment
□ Applicable √ Not applicable
The Company had no security investment in Period.
VI. Explanation on equity of other listed company held
□ Applicable √ Not applicable
No security investment in Period.
VII. Particulars about derivatives investment
□ Applicable √ Not applicable
The Company had no derivatives investment in Period.
VIII. Registration form of receiving research, communication and interview in the report
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
period
√Applicable □ Not applicable
Contents discussed and
Time Place Way Type Reception
material provided
Operation condition of the
Telephone Panoram Net Company, progress of the
2015-09-09 Tellus Other
communication –Zhang Bo key projects and stock; no
material required
Special Zone Stock condition, relevant
Telephone
2015-09-24 Tellus Other Daily-Xiong policy and influence; no
communication
Ziheng material required
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Section IV. Financial Statement
I. Financial statement
1. Consolidated Balance Sheet
Prepared by Shenzhen Tellus Holding Co., Ltd
2015-09-30
In RMB
Items Closing balance Opening balance
Current assets:
Monetary funds 127,041,585.85 80,045,669.65
Settlement provisions
Capital lent
Financial assets measured by fair
value and whose change is recorded in
current gains and losses
Derivative financial liability
Notes receivable
Accounts receivable 3,395,519.89 1,373,257.89
Accounts paid in advance 27,306,408.92 6,981,402.87
Insurance receivable
Reinsurance receivables
Contract reserve of reinsurance
receivable
Interest receivable
Dividend receivable
Other receivables 4,644,548.96 7,904,999.44
Purchase restituted finance asset
Inventories 8,792,343.70 48,209,026.18
Divided into assets held ready for
sales
Non-current asset due within one
year
Other current assets 220,019,674.72 8,968,278.77
Total current assets 391,200,082.04 153,482,634.80
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Non-current assets:
Granted loans and advances
Finance asset available for sales 10,478,985.77 10,478,985.77
Held-to-maturity investment 100,000.00 100,000.00
Long-term account receivable
Long-term equity investment 206,202,113.24 211,270,265.80
Investment property 83,276,201.44 85,083,745.72
Fixed assets 137,734,990.27 142,849,121.72
Construction in progress 223,450,491.52 122,551,469.97
Engineering material
Disposal of fixed asset
Productive biological asset
Oil and gas asset
Intangible assets 53,114,888.52 53,924,233.96
Expense on Research and
Development
Goodwill
Long-term expenses to be
787,630.12 905,871.01
apportioned
Deferred income tax asset 24,499,678.86 25,678,449.05
Other non-current asset
Total non-current asset 739,644,979.74 652,842,143.00
Total assets 1,130,845,061.78 806,324,777.80
Current liabilities:
Short-term loans 20,680,480.00 74,719,672.00
Loan from central bank
Absorbing deposit and interbank
deposit
Capital borrowed
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial liability
Notes payable
Accounts payable 21,980,687.45 22,340,922.90
Accounts received in advance 4,846,834.45 9,979,166.89
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Selling financial asset of
repurchase
Commission charge and
commission payable
Wage payable 15,206,594.53 17,164,185.03
Taxes payable 9,098,955.72 9,055,093.27
Interest payable
Dividend payable
Other accounts payable 105,004,259.84 114,533,081.65
Reinsurance payables
Insurance contract reserve
Security trading of agency
Security sales of agency
Divided into liability held ready
for sale
Non-current liabilities due within 1
73,000,000.00 120,700,000.00
year
Other current liabilities
Total current liabilities 249,817,811.99 368,492,121.74
Non-current liabilities:
Long-term loans 178,597,550.55
Bonds payable
Including: preferred stock
Perpetual capital
securities
Long-term account payable 13,657,490.94 13,657,490.94
Long-term wages payable 9,953,557.75
Special accounts payable
Projected liabilities
Deferred income
Deferred income tax liabilities 539,427.92 723,459.18
Other non-current liabilities 12,651,834.58 32,570,237.55
Total non-current liabilities 26,848,753.44 235,502,295.97
Total liabilities 276,666,565.43 603,994,417.71
Owner’s equity:
Share capital 297,281,600.00 220,281,600.00
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深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Other equity instrument
Including: preferred stock
Perpetual capital
securities
Capital public reserve 564,192,605.51 7,672,605.51
Less: Inventory shares
Other comprehensive income
Reasonable reserve
Surplus public reserve 2,952,586.32 2,952,586.32
Provision of general risk
Retained profit -20,331,398.17 -39,026,529.03
Total owner’s equity attributable to
844,095,393.66 191,880,262.80
parent company
Minority interests 10,083,102.69 10,450,097.29
Total owner’s equity 854,178,496.35 202,330,360.09
Total liabilities and owner’s equity 1,130,845,061.78 806,324,777.80
Legal representative: Lv Hang
Person in charge of accounting works: Yang Jianping
Chief Financial Officer: Ke Wensheng
2. Balance Sheet of parent company
In RMB
Item Balance at period-end Balance at period-begin
Current assets:
Monetary funds 66,458,895.44 26,441,746.73
Financial assets measured by fair
value and whose change is recorded in
current gains and losses
Derivative financial liability
Notes receivable
Accounts receivable
Accounts paid in advance 198,000.00 106,810.00
Interest receivable
Dividend receivable
Other receivables 93,655,740.15 110,350,188.00
Inventories
18
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Divided into assets held ready for
sales
Non-current asset due within one year
Other current assets 165,000,000.00 1,350,000.00
Total current assets 325,312,635.59 138,248,744.73
Non-current assets:
Finance asset available for sales 10,176,617.20 10,176,617.20
Held-to-maturity investment
Long-term account receivable
Long-term equity investment 680,940,437.80 425,961,150.29
Investment real estate 53,583,263.66 54,186,250.01
Fixed assets 17,290,465.81 17,961,888.31
Construction in progress 251,308.70 251,308.70
Engineering material
Disposal of fixed asset
Productive biological asset
Oil and gas asset
Intangible assets 322,426.56 274,939.25
Expense on Research and Development
Goodwill
Long-term expenses to be apportioned 32,557.01 346,559.91
Deferred income tax asset 13,956,931.79 13,986,138.44
Other non-current asset
Total non-current asset 776,554,008.53 523,144,852.11
Total assets 1,101,866,644.12 661,393,596.84
Current liabilities:
Short-term loans 9,544,160.00 19,544,160.00
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial liability
Notes payable
Accounts payable
Accounts received in advance
Wage payable 4,911,198.43 6,918,478.90
19
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Taxes payable 470,005.46 430,065.27
Interest payable
Dividend payable
Other accounts payable 254,788,186.14 260,117,846.49
Divided into liability held for sale
Non-current liabilities due within 1
73,000,000.00 120,700,000.00
year
Other current liabilities
Total current liabilities 342,713,550.03 407,710,550.66
Non-current liabilities:
Long-term loans 132,300,000.00
Bonds payable
Including: preferred stock
Perpetual capital
securities
Long-term account payable
Long-term wages payable 3,343,417.98
Special accounts payable
Projected liabilities
Deferred income
Deferred income tax liabilities
Other non-current liabilities
Total non-current liabilities 135,643,417.98
Total liabilities 342,713,550.03 543,353,968.64
Owners’ equity:
Share capita 297,281,600.00 220,281,600.00
Other equity instrument
Including: preferred stock
Perpetual capital
securities
Capital public reserve 560,999,182.23 4,479,182.23
Less: Inventory shares
Other comprehensive income
Reasonable reserve
Surplus reserve 2,952,586.32 2,952,586.32
20
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Retained profit -102,080,274.46 -109,673,740.35
Total owner’s equity 759,153,094.09 118,039,628.20
Total liabilities and owner’s equity 1,101,866,644.12 661,393,596.84
3. Consolidated Profit Statement (this report period)
In RMB
Item Current Period Last Period
I. Total operating income 73,318,969.97 111,225,813.52
Including: Operating income 73,318,969.97 111,225,813.52
Interest income
Insurance gained
Commission charge and commission
income
II. Total operating cost 62,658,959.82 116,967,815.79
Including: Operating cost 52,890,404.70 91,811,039.46
Interest expense
Commission charge and commission
expense
Cash surrender value
Net amount of expense of compensation
Net amount of withdrawal of insurance
contract reserve
Bonus expense of guarantee slip
Reinsurance expense
Operating tax and extras 1,516,494.43 1,304,403.00
Sales expenses 3,240,724.46 4,759,319.27
Administration expenses 4,223,093.43 10,271,520.89
Financial expenses 788,242.80 4,597,418.06
Losses of devaluation of asset 4,224,115.11
Add: Changing income of fair value(Loss
is listed with ―-‖)
Investment income (Loss is listed with
2,148,416.23 4,226,397.31
―-‖)
Including: Investment income on
762,114.87 3,000,269.56
affiliated company and joint venture
Exchange income (Loss is listed
with ―-‖)
III. Operating profit (Loss is listed with
12,808,426.38 -1,515,604.96
―-‖)
Add: Non-operating income 33,203.05 37,151.22
21
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Including: Disposal gains of
114.31 29,576.00
non-current asset
Less: Non-operating expense 3,757.34 7,643.04
Including: Disposal loss of
2,146.32
non-current asset
IV. Total Profit (Loss is listed with ―-‖) 12,837,872.09 -1,486,096.78
Less: Income tax expense 1,818,452.37 26,656.17
V. Net profit (Net loss is listed with ―-‖) 11,019,419.72 -1,512,752.95
Net profit attributable to owner’s of
11,044,774.84 -1,363,612.33
parent company
Minority shareholders’ gains and
-25,355.12 -149,140.62
losses
VI. Net after-tax of other comprehensive
income
Net after-tax of other comprehensive
income attributable to owners of parent
company
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1. Changes as a result of
re-measurement of net defined benefit
plan liability or asset
2. Share of the other
comprehensive income of the investee
accounted for using equity method which
will not be reclassified subsequently to
profit and loss
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1. Share of the other
comprehensive income of the investee
accounted for using equity method which
will be reclassified subsequently to profit
or loss
2. Gains or losses arising
from changes in fair value of
available-for-sale financial assets
3. Gains or losses arising
22
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
from reclassification of held-to-maturity
investment as available-for-sale financial
assets
4. The effect hedging portion
of gains or losses arising from cash flow
hedging instruments
5. Translation differences
arising on translation of foreign currency
financial statements
6. Other
Net after-tax of other comprehensive
income attributable to minority
shareholders
VII. Total comprehensive income 11,019,419.72 -1,512,752.95
Total comprehensive income
11,044,774.84 -1,363,612.33
attributable to owners of parent Company
Total comprehensive income
-25,355.12 -149,140.62
attributable to minority shareholders
VIII. Earnings per share:
(i) Basic earnings per share 0.0407 -0.0062
(ii) Diluted earnings per share 0.0407 -0.0062
Enterprise combine under the same control in the Period, the combined party realized net profit of 0 Yuan before combination, and
realized 0 Yuan at last period for combined party
Legal representative: Lv Hang
Person in charge of accounting works: Yang Jianping
Chief Financial Officer: Ke Wensheng
4. Profit Statement of parent company (this report period)
In RMB
Item Current Period Last Period
I. Operating income 7,506,170.12 5,451,132.90
Less: operating cost 936,470.47 906,128.86
Operating tax and extras 420,345.54 305,263.44
Sales expenses
Administration expenses 4,039,059.62 4,876,681.26
Financial expenses 962,004.03 2,600,163.08
Losses of devaluation of asset 2,765.98
Add: Changing income of fair
value(Loss is listed with ―-‖)
23
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Investment income (Loss is listed with
1,598,806.44 3,181,347.99
―-‖)
Including: Investment income on
647,957.13 1,955,220.24
affiliated company and joint venture
II. Operating profit (Loss is listed
2,747,096.90 -58,521.73
with ―-‖)
Add: Non-operating income 2.10
Including: Disposal gains of
non-current asset
Less: Non-operating expense
Including: Disposal loss of
non-current asset
III. Total Profit (Loss is listed with
2,747,099.00 -58,521.73
―-‖)
Less: Income tax expense 9,735.55 9,735.55
IV. Net profit (Net loss is listed with
2,737,363.45 -68,257.28
―-‖)
V. Net after-tax of other comprehensive
income
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1. Changes as a result of
re-measurement of net defined benefit
plan liability or asset
2. Share of the other
comprehensive income of the investee
accounted for using equity method
which will not be reclassified
subsequently to profit and loss
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1. Share of the other
comprehensive income of the investee
accounted for using equity method
which will be reclassified subsequently
to profit or loss
2. Gains or losses arising
from changes in fair value of
available-for-sale financial assets
3. Gains or losses arising
24
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
from reclassification of held-to-maturity
investment as available-for-sale
financial assets
4. The effect hedging
portion of gains or losses arising from
cash flow hedging instruments
5. Translation differences
arising on translation of foreign
currency financial statements
6. Other
VI. Total comprehensive income 2,737,363.45 -68,257.28
VII. Earnings per share:
(i) Basic earnings per share 0.0079 -0.0003
(ii) Diluted earnings per share 0.0079 -0.0003
5. Consolidated profit statement (year-begin to end of this period)
In RMB
Item Current Period Last Period
I. Total operating income 231,810,751.81 339,918,355.38
Including: Operating income 231,810,751.81 339,918,355.38
Interest income
Insurance gained
Commission charge and commission
income
II. Total operating cost 213,277,142.08 348,195,943.14
Including: Operating cost 169,829,908.61 287,109,181.05
Interest expense
Commission charge and commission
expense
Cash surrender value
Net amount of expense of compensation
Net amount of withdrawal of insurance
contract reserve
Bonus expense of guarantee slip
Reinsurance expense
Operating tax and extras 4,364,159.61 3,768,251.35
Sales expenses 12,761,144.16 13,941,341.57
Administration expenses 21,004,009.73 25,998,794.13
25
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Financial expenses 5,317,919.97 13,118,660.75
Losses of devaluation of asset 4,259,714.29
Add: Changing income of fair value(Loss
is listed with ―-‖)
Investment income (Loss is listed with
2,772,806.33 12,067,873.29
―-‖)
Including: Investment income on
1,231,847.44 10,841,745.54
affiliated company and joint venture
Exchange income (Loss is listed
with ―-‖)
III. Operating profit (Loss is listed with
21,306,416.06 3,790,285.53
―-‖)
Add: Non-operating income 81,965.15 262,403.13
Including: Disposal gains of
17,208.33 197,088.80
non-current asset
Less: Non-operating expense 41,075.27 10,276.05
Including: Disposal loss of
37,300.18 2,146.32
non-current asset
IV. Total Profit (Loss is listed with ―-‖) 21,347,305.94 4,042,412.61
Less: Income tax expense 3,019,169.68 727,689.24
V. Net profit (Net loss is listed with ―-‖) 18,328,136.26 3,314,723.37
Net profit attributable to owner’s of
18,695,130.86 4,157,549.10
parent company
Minority shareholders’ gains and
-366,994.60 -842,825.73
losses
VI. Net after-tax of other comprehensive
income
Net after-tax of other comprehensive
income attributable to owners of parent
company
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1. Changes as a result of
re-measurement of net defined benefit
plan liability or asset
2. Share of the other
comprehensive income of the investee
accounted for using equity method which
will not be reclassified subsequently to
26
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
profit and loss
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1. Share of the other
comprehensive income of the investee
accounted for using equity method which
will be reclassified subsequently to profit
or loss
2. Gains or losses arising
from changes in fair value of
available-for-sale financial assets
3. Gains or losses arising
from reclassification of held-to-maturity
investment as available-for-sale financial
assets
4. The effect hedging portion
of gains or losses arising from cash flow
hedging instruments
5. Translation differences
arising on translation of foreign currency
financial statements
6. Other
Net after-tax of other comprehensive
income attributable to minority
shareholders
VII. Total comprehensive income 18,328,136.26 3,314,723.37
Total comprehensive income
18,695,130.86 4,157,549.10
attributable to owners of parent Company
Total comprehensive income
-366,994.60 -842,825.73
attributable to minority shareholders
VIII. Earnings per share:
(i) Basic earnings per share 0.0688 0.0189
(ii) Diluted earnings per share 0.0688 0.0189
Enterprise combine under the same control in the Period, the combined party realized net profit of 0 Yuan before combination, and
realized 0 Yuan at last period for combined party
6. Profit Statement of parent company (year-begin to end of this period)
In RMB
Item Current Period Last Period
27
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
I. Operating income 24,564,430.18 15,136,033.02
Less: operating cost 2,797,064.96 2,726,322.58
Operating tax and extras 1,375,608.08 847,617.85
Sales expenses
Administration expenses 10,657,039.59 11,091,999.21
Financial expenses 4,496,841.46 7,524,094.75
Losses of devaluation of asset 2,765.98
Add: Changing income of fair
value(Loss is listed with ―-‖)
Investment income (Loss is listed with
2,384,794.35 9,922,734.37
―-‖)
Including: Investment income on
1,279,287.51 8,696,606.62
affiliated company and joint venture
II. Operating profit (Loss is listed
7,622,670.44 2,865,967.02
with ―-‖)
Add: Non-operating income 2.10 28,512.68
Including: Disposal gains of
non-current asset
Less: Non-operating expense
Including: Disposal loss of
non-current asset
III. Total Profit (Loss is listed with
7,622,672.54 2,894,479.70
―-‖)
Less: Income tax expense 29,206.65 29,206.65
IV. Net profit (Net loss is listed with
7,593,465.89 2,865,273.05
―-‖)
V. Net after-tax of other comprehensive
income
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1. Changes as a result of
re-measurement of net defined benefit
plan liability or asset
2. Share of the other
comprehensive income of the investee
accounted for using equity method
which will not be reclassified
subsequently to profit and loss
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
28
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
1. Share of the other
comprehensive income of the investee
accounted for using equity method
which will be reclassified subsequently
to profit or loss
2. Gains or losses arising
from changes in fair value of
available-for-sale financial assets
3. Gains or losses arising
from reclassification of held-to-maturity
investment as available-for-sale
financial assets
4. The effect hedging
portion of gains or losses arising from
cash flow hedging instruments
5. Translation differences
arising on translation of foreign
currency financial statements
6. Other
VI. Total comprehensive income 7,593,465.89 2,865,273.05
VII. Earnings per share:
(i) Basic earnings per share 0.0280 0.0130
(ii) Diluted earnings per share 0.0280 0.0130
7. Consolidated Cash Flow Statement (year-begin to end of this period)
In RMB
Item Current Period Last Period
I. Cash flows arising from operating
activities:
Cash received from selling commodities
247,996,280.49 371,669,991.52
and providing labor services
Net increase of customer deposit and
interbank deposit
Net increase of loan from central bank
Net increase of capital borrowed from
other financial institution
Cash received from original insurance
contract fee
Net cash received from reinsurance
business
Net increase of insured savings and
investment
Net increase of amount from disposal
financial assets that measured by fair
value and with variation reckoned into
29
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
current gains/losses
Cash received from interest,
commission charge and commission
Net increase of capital borrowed
Net increase of returned business
capital
Write-back of tax received
Other cash received concerning
38,803,328.28 51,300,943.38
operating activities
Subtotal of cash inflow arising from
286,799,608.77 422,970,934.90
operating activities
Cash paid for purchasing
commodities and receiving labor 124,429,614.48 288,431,038.72
service
Net increase of customer loans and
advances
Net increase of deposits in central
bank and interbank
Cash paid for original insurance
contract compensation
Cash paid for interest, commission
charge and commission
Cash paid for bonus of guarantee
slip
Cash paid to/for staff and workers 39,164,297.75 39,305,850.34
Taxes paid 14,756,537.59 21,917,897.17
Other cash paid concerning
70,543,619.10 48,612,683.72
operating activities
Subtotal of cash outflow arising from
248,894,068.92 398,267,469.95
operating activities
Net cash flows arising from operating
37,905,539.85 24,703,464.95
activities
II. Cash flows arising from investing
activities:
Cash received from recovering
218,400,000.00 1,507,458.60
investment
Cash received from investment
7,787,479.44 84,270.40
income
30
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
Net cash received from disposal of
fixed, intangible and other long-term 195,140.57 143,540.00
assets
Net cash received from disposal of
subsidiaries and other units
Other cash received concerning
investing activities
Subtotal of cash inflow from investing
226,382,620.01 1,735,269.00
activities
Cash paid for purchasing fixed,
116,392,510.74 93,261,819.11
intangible and other long-term assets
Cash paid for investment 438,400,000.00
Net increase of mortgaged loans
Net cash received from
subsidiaries and other units obtained
Other cash paid concerning
1,000.00
investing activities
Subtotal of cash outflow from investing
554,792,510.74 93,262,819.11
activities
Net cash flows arising from investing
-328,409,890.73 -91,527,550.11
activities
III. Cash flows arising from financing
activities
Cash received from absorbing
635,500,000.00
investment
Including: Cash received from
absorbing minority shareholders’
investment by subsidiaries
Cash received from loans 24,698,215.03 449,797,550.55
Cash received from issuing bonds
Other cash received concerning
financing activities
Subtotal of cash inflow from financing
660,198,215.03 449,797,550.55
activities
Cash paid for settling debts 317,595,765.58 356,000,000.00
Cash paid for dividend and profit
4,665,177.61 8,026,216.99
distributing or interest paying
Including: Dividend and profit of
31
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
minority shareholder paid by
subsidiaries
Other cash paid concerning
437,000.00
financing activities
Subtotal of cash outflow from financing
322,697,943.19 364,026,216.99
activities
Net cash flows arising from financing
337,500,271.84 85,771,333.56
activities
IV. Influence on cash and cash
equivalents due to fluctuation in -4.76 582.16
exchange rate
V. Net increase of cash and cash
46,995,916.20 18,947,830.56
equivalents
Add: Balance of cash and cash
80,045,669.65 63,166,448.10
equivalents at the period -begin
VI. Balance of cash and cash
127,041,585.85 82,114,278.66
equivalents at the period -end
8. Cash Flow Statement of parent company (year-begin to end of this period)
In RMB
Item Current Period Last Period
I. Cash flows arising from operating
activities:
Cash received from selling
commodities and providing labor 25,064,357.57 15,144,942.54
services
Write-back of tax received
Other cash received concerning
60,212,217.85 175,188,947.26
operating activities
Subtotal of cash inflow arising from
85,276,575.42 190,333,889.80
operating activities
Cash paid for purchasing
commodities and receiving labor
service
Cash paid to/for staff and workers 11,901,652.33 10,304,011.17
Taxes paid 2,725,836.90 2,840,852.22
Other cash paid concerning
41,317,280.76 291,743,250.05
operating activities
Subtotal of cash outflow arising from 55,944,769.99 304,888,113.44
32
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
operating activities
Net cash flows arising from operating
29,331,805.43 -114,554,223.64
activities
II. Cash flows arising from investing
activities:
Cash received from recovering
150,000,000.00 1,507,458.60
investment
Cash received from investment
7,405,506.84 84,270.40
income
Net cash received from disposal of
fixed, intangible and other long-term 39,890.00
assets
Net cash received from disposal of
subsidiaries and other units
Other cash received concerning
investing activities
Subtotal of cash inflow from investing
157,405,506.84 1,631,619.00
activities
Cash paid for purchasing fixed,
552,442.65 1,852,320.00
intangible and other long-term assets
Cash paid for investment 575,000,000.00
Net cash received from
subsidiaries and other units
Other cash paid concerning
investing activities
Subtotal of cash outflow from investing
575,552,442.65 1,852,320.00
activities
Net cash flows arising from investing
-418,146,935.81 -220,701.00
activities
III. Cash flows arising from financing
activities
Cash received from absorbing
635,500,000.00
investment
Cash received from loans 342,500,000.00
Cash received from issuing bonds
Other cash received concerning
financing activities
Subtotal of cash inflow from financing 635,500,000.00 342,500,000.00
33
深圳市特力(集团)股份有限公司 2015 年第三季度报告全文
activities
Cash paid for settling debts 202,600,000.00 237,500,000.00
Cash paid for dividend and profit
3,630,720.91 7,275,940.91
distributing or interest paying
Other cash paid concerning
437,000.00
financing activities
Subtotal of cash outflow from financing
206,667,720.91 244,775,940.91
activities
Net cash flows arising from financing
428,832,279.09 97,724,059.09
activities
IV. Influence on cash and cash
equivalents due to fluctuation in
exchange rate
V. Net increase of cash and cash
40,017,148.71 -17,050,865.55
equivalents
Add: Balance of cash and cash
26,441,746.73 30,209,143.04
equivalents at the period -begin
VI. Balance of cash and cash
66,458,895.44 13,158,277.49
equivalents at the period -end
II. Audit report
Whether the third quarter report was audited or not
□Yes √No
The third quarter report of the Company has not been audited
34
