承德南江股份有限公司 2017 年第一季度报告正文 Stock Code: 200160 Short Form of the Stock: Nanjiang B Public Notice No.: 2017-031 Chengde Nanjiang Co., Ltd. Text of First Quarterly Report 2017 Section I. Important Notes Board of Directors and the Supervisory Committee of Chengde Nanjiang Co., Ltd. (hereinafter referred to as the Company) and its directors, supervisors and senior executives should guarantee the reality, accuracy and completion of the quarterly report, there are no any fictitious statements, misleading statements or important omissions carried in this report, and shall take legal responsibilities, individual and/or joint. All Directors are attended the Board Meeting for Quarterly Report deliberation. Zhao Yongsheng, Person in charge of the Company, Zhao Yongsheng, person in charger of accounting works and Liu Guofeng, person in charger of accounting organ (accounting officer) hereby confirm that the Financial Report of this Quarterly Report is authentic, accurate and complete. 1 承德南江股份有限公司 2017 年第一季度报告正文 Section II. Company Information I. Main accounting data and financial indexes Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed and accounting error correction or not □ Yes √No Changes of this period over Current Period Same period of last year same period of last year Operating income (RMB) 87,228,836.17 46,379,194.49 88.08% Net profit attributable to shareholders of 574,010.77 1,078,731.20 -46.79% the listed company(RMB) Net profit attributable to shareholders of the listed company after deducting 558,913.81 1,147,902.15 -51.31% non-recurring gains and losses(RMB) Net cash flow arising from operating 27,058,484.62 30,707,074.03 -11.88% activities(RMB) Basic earnings per share (RMB/Share) 0.001 0.002 -50.00% Diluted earnings per share (RMB/Share) 0.001 0.002 -50.00% Weighted average ROE (%) 0.16% 0.31% -0.15% Changes of this period-end At the end of the reporting At the end of last year over same period-end of last period year Total assets (RMB) 555,005,579.60 626,756,827.34 -11.45% Net assets attributable to shareholder of 360,400,461.76 359,826,450.98 0.16% listed company (RMB) Items of non-recurring gains and losses √ Applicable □ Not applicable In RMB Amount from year-begin to Item Note period-end Other non-operating income and expenditure except for the 15,096.97 aforementioned items Total 15,096.97 -- Concerning the extraordinary profit (gain)/loss defined by Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss, and the items defined as recurring profit (gain)/loss according to the lists of extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss, explain reasons □ Applicable √ Not applicable 2 承德南江股份有限公司 2017 年第一季度报告正文 In reporting period, the Company has no particular about items defined as recurring profit (gain)/loss according to the lists of extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss II. Total number of shareholders at the end of this report period and top ten shareholders 1. Number of common shareholders and preference shareholders with voting rights recovered and top ten common shareholders In shares Total preference shareholders Total number of common with voting rights recovered at shareholders at the end of report 19,555 0 end of reporting period (if period applicable) Top ten shareholders Amount of Number of share pledged/frozen Shareholder’s Nature of Proportion of Amount of shares non-tradable name shareholder shares held held State of share Amount shares held Domestic natural Wang Dong 29.49% 208,324,800 208,324,800 Frozen 208,324,800 person China Everbright Overseas legal Securities (HK) 13.28% 93,833,093 0 person Limited GUOTAI JUNAN Overseas legal SECURITIES(H 6.87% 48,524,062 0 person ONGKONG) LIMITED Chengde North Domestic Industrial non-state-owned 2.62% 18,517,651 18,517,651 Corporation legal person Domestic natural Wang Zhengsong 1.89% 13,327,891 13,327,891 person Domestic natural Wang Wensheng 1.03% 7,258,007 0 person Domestic natural Zhou Haihong 0.95% 6,708,495 0 person Domestic natural Li Tianyun 0.73% 5,158,000 0 person Shenwan Hongyuan Overseas legal 0.71% 4,995,920 0 Securities (H.K.) person Co., Ltd. 3 承德南江股份有限公司 2017 年第一季度报告正文 Domestic natural Chen Yan 0.57% 4,023,256 0 person Top ten shareholders with tradable shares held Type of shares Shareholder’s name Amount of tradable shares held Type Amount Domestically China Everbright Securities (HK) 93,833,093 listed foreign 93,833,093 Limited shares GUOTAI JUNAN Domestically SECURITIES(HONGKONG) 48,524,062 listed foreign 48,524,062 LIMITED shares Domestically Wang Wensheng 7,258,007 listed foreign 7,258,007 shares Domestically Zhou Haihong 6,708,495 listed foreign 6,708,495 shares Domestically Li Tianyun 5,158,000 listed foreign 5,158,000 shares Domestically Shenwan Hongyuan Securities 4,995,920 listed foreign 4,995,920 (H.K.) Co., Ltd. shares Domestically Chen Yan 4,023,256 listed foreign 4,023,256 shares Domestically Zhao Ziying 3,286,616 listed foreign 3,286,616 shares VANGUARD TOTAL Domestically INTERNATIONAL STOCK INDEX 3,182,875 listed foreign 3,182,875 FUND shares Domestically Peng Wei 2,978,525 listed foreign 2,978,525 shares Explanation on associated The Company is unknown whether there exists associated relationship or belongs to relationship among the aforesaid consistent actor regulated by “management method for acquisition of listed company” among shareholders the above said shareholders. Explanation on top ten shareholders N/A involving margin business (if 4 承德南江股份有限公司 2017 年第一季度报告正文 applicable) Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement dealing in reporting period □ Yes √ No The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company have no buy-back agreement dealing in reporting period. 2. Total shareholders with preferred stock held and shares held by top ten shareholders with preferred stock held □ Applicable √ Not applicable 5 承德南江股份有限公司 2017 年第一季度报告正文 Section III. Significant Events I. Particulars about material changes in items of main accounting statement and financial index and explanations of reasons √Applicable □Not applicable Changes Opening Serial Item Ending balance Amount Reasons balance Ratio changed changed 1 advanced payment 18,259.96 18,250,328.13 -18,232,068.17 -99.90% advanced payment return in the period 2 Other current assets 10,412,747.92 19,177,045.07 -8,764,297.15 -45.70% Taxes paid in advance are carry forward to gain/loss 3 Account payable 9,022,489.62 12,889,329.86 -3,866,840.24 -30.00% Settlement of payables in the period 4 Account received in 176,713,205.38 243,917,918.70 -67,204,713.32 -27.55% The money received in advance for advance house are carry forward to income in the period 5 Operation venue 87,228,836.17 46,379,194.49 40,849,641.68 88.08% The real estate project carry forward to income in the period 6 Operation cost 75,306,291.18 36,430,367.17 38,875,924.01 106.71% The real estate project carry forward to income in the period 7 Business tax and 6,626,909.61 2,726,869.98 3,900,039.63 143.02% The real estate project carry forward surcharg to income in the period 8 Net cash flow from -772,124.20 -26,108,450.99 25,336,326.79 -97.04% Investment expenditure decreased investment activities in the period II. Analysis and explanation of significant events and their influence and solutions □ Applicable √ Not applicable III. Commitments that the company, shareholders, actual controller, offeror, directors, supervisors, senior management or other related parties have fulfilled during the reporting period and have not yet fulfilled by the end of reporting period □ Applicable √ Not applicable Nil IV. Predict of the business performance from January to June 2017 Warnings and reasons of the predict that the cumulative net profit from the begin of the year to the end of next report period may be loss or have great changes comparing with the same period of last year □Applicable √Not applicable 6 承德南江股份有限公司 2017 年第一季度报告正文 V. Securities Investment □ Applicable √ Not applicable No security investment in Period. VI. Derivative investment □ Applicable √ Not applicable No derivative investment in the Period. VII. Registration form for receiving research, communication and interview in the report period √ Applicable □ Not applicable Time Way Type Basic situation index of investigation Progress of the suspension of the 2017-01-24 Telephone communication Individual Company, no materials required Current condition of the Company, no 2017-02-20 Telephone communication Individual materials required Operation of the Company, no materials 2017-03-21 Telephone communication Individual required VIII. Guarantee outside against the regulation □Applicable √Not applicable The Company had no guarantee outside against the regulation in the reporting period. IX. Non-operational fund occupation from controlling shareholders and its related party □ Applicable √ Not applicable The Company had no non-operational fund occupation form controlling shareholders and its related party in the period. 7 承德南江股份有限公司 2017 年第一季度报告正文 8