东沣科技集团股份有限公司 2019 年第三季度报告全文
Dongfeng Sci-Tech Group CO., LTD.
THE THIRD QUARTERLY REPORT FOR 2019
October 2019
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Section I. Important Notes
Board of Directors and the Supervisory Committee of Dongfeng Sci-Tech Group
Co., Ltd. (hereinafter referred to as the Company) and its directors, supervisors
and senior executives hereby confirm that there are no any fictitious statements,
misleading statements, or important omissions carried in this report, and shall
take all responsibilities, individual and/or joint, for the reality, accuracy and
completion of the whole contents.
All directors of the Company are attended the Meeting for quarterly report
deliberation.
Principal of the Company Zhao Yongsheng, Person in Charge of Accounting
Works Zhao Yongsheng and Person in Charge of Accounting Organ (Accounting
Officer) Liu Fengguo hereby confirm that the Financial Report of the Third
Quarterly Report is authentic, accurate and complete.
Note: The Report is prepared in bilingual versions of Chinese and English
respectively, in the event of any discrepancy in understanding the two
aforementioned versions, the Chinese version shall prevail.
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Section II. Basic information of Company
I. Main accounting data and index
Whether it has retroactive adjustment or re-statement on previous accounting data or not
□Yes √No
Current period-end Period-end of last year Increase/decrease
Total assets (RMB) 737,486,451.00 624,370,817.40 18.12%
Net assets attributable to
shareholders of listed company 307,150,697.41 351,593,999.08 -12.64%
(RMB)
Increase/decrease in
Increase/decrease in
Year-begin to end of comparison with year-
Current period comparison with same
the Period begin to Period-end of
period of last year
last year
Operating revenue (RMB) 6,433,442.99 -59.50% 39,804,856.47 -58.41%
Net profit attributable to
shareholders of the listed company -10,917,560.62 -230.65% -35,335,429.52 -1,223.23%
(RMB)
Net profit attributable to
shareholders of the listed company
-8,479,317.90 16.09% -33,377,521.84 -82.18%
after deducting non-recurring gains
and losses (RMB)
Net cash flow arising from
-- -- 21,610,660.71 -13.23%
operating activities (RMB)
Basic earnings per share
-0.0156 -232.20% -0.0506 -1,224.44%
(RMB/Share)
Diluted earnings per share
-0.0156 -232.20% -0.0506 -1,224.44%
(RMB/Share)
Weighted average ROE -3.58% -5.85% -10.84% -11.70%
Items and amount of extraordinary profit (gains)/losses
√Applicable □Not applicable
In RMB
Amount from year-begin to
Item Note
end of the Period
Gains/losses from the disposal of non-current asset (including the
972,524.64
write-off that accrued for impairment of assets)
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Held transaction financial asset, gains/losses of changes of fair
values from transaction financial liabilities, and investment gains
from disposal of transaction financial asset, transaction financial
261,265.72
liabilities and financial asset available for sales, exclude the
effective hedging business relevant with normal operations of the
Company
Other non-operating income and expenditure except for the
-3,844,333.93
aforementioned items
Less: impact on income tax -652,635.89
Total -1,957,907.68 --
Concerning the extraordinary profit (gain)/loss defined by Q&A Announcement No.1 on Information Disclosure for Companies
Offering Their Securities to the Public --- Extraordinary Profit/loss, and the items defined as recurring profit (gain)/loss according to
the lists of extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their
Securities to the Public --- Extraordinary Profit/loss, explain reasons
□ Applicable √ Not applicable
In reporting period, the Company has no particular about items defined as recurring profit (gain)/loss according to the lists of
extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the
Public --- Extraordinary Profit/loss.
II. Statement of the total shareholders and shares-held of top ten shareholders at end of the
Period
1. Number of common shareholders and preference shareholders with voting rights recovered and top ten
common shareholders
In share
Total preference shareholders
Total number of common with voting rights recovered at
shareholders at the end of report 17,375 0
period end of reporting period (if
applicable)
Top ten shareholders
Amount of non- Number of share pledged/frozen
Nature of Proportion of Amount of shares
Shareholders tradable shares
shareholder shares held held State of share Amount
held
Domestic natural
Wang Dong 29.49% 208,324,800 208,324,800
person
China Everbright
Securities (HK) Foreign corporate 7.90% 55,783,345 0
Limited
GUOTAI
Foreign corporate 6.60% 46,638,726 0
JUNAN
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东沣科技集团股份有限公司 2019 年第三季度报告全文
SECURITIES(H
ONGKONG)
LIMITED
Chengde North Domestic non-
Industrial state owned legal 2.62% 18,517,651 18,517,651
Corporation person
Haitong
International
Securities
Foreign corporate 2.20% 15,524,875 0
Company
Limited-Account
Client
Domestic natural
Wang Zhengsong 1.89% 13,327,891 13,327,891
person
Domestic natural
Wang Wensheng 1.03% 7,258,007 0
person
Domestic natural
Su Youhe 1.02% 7,214,602 0
person
Domestic natural
Zhou Haihong 0.95% 6,711,600 0
person
CORE PACIFIC-
YAMAICHI
INTERNATION Foreign corporate 0.86% 6,051,543 0
AL (H.K.)
LIMITED
Tradable shares held by top 10 shareholders
Type of shares
Shareholders Amount of tradable shares held
Type Amount
Domestically
China Everbright Securities (HK)
55,783,345 listed foreign 55,783,345
Limited
shares
GUOTAI JUNAN Domestically
SECURITIES(HONGKONG) 46,638,726 listed foreign 46,638,726
LIMITED shares
Domestically
Haitong International Securities
15,524,875 listed foreign 15,524,875
Company Limited-Account Client
shares
Domestically
Wang Wensheng 7,258,007 listed foreign 7,258,007
shares
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Domestically
Su Youhe 7,214,602 listed foreign 7,214,602
shares
Domestically
Zhou Haihong 6,711,600 listed foreign 6,711,600
shares
CORE PACIFIC-YAMAICHI Domestically
INTERNATIONAL (H.K.) 6,051,543 listed foreign 6,051,543
LIMITED shares
Domestically
Shen wan Hongyuan securities
4,995,920 listed foreign 4,995,920
(Hong Kong) Co., LTD.
shares
Domestically
Li Tianyun 3,820,000 listed foreign 3,820,000
shares
Domestically
Peng Wei 2,978,525 listed foreign 2,978,525
shares
Explanation on associated The Company is unknown whether there exists associated relationship or belongs to
relationship among the aforesaid consistent actor regulated by “management method for acquisition of listed company” among
shareholders the above said shareholders.
Explanation on shareholders
involving margin business about top
N/A
ten common shareholders (if
applicable)
Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement dealing
in reporting period
□ Yes √ No
The ten common shareholders or top ten common shareholders with un-restrict shares held of the Company have no buy-back
agreement dealing in reporting period.
2. Total of shareholders with preferred stock held and the top ten shareholdings
□Applicable √Not applicable
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Section III. Important events
I. Particular about major changes from items of main accounting statements and financial
indexes as well as reasons
√ Applicable □Not applicable
Period-end (the Period-begin Changes
Seria
Item Period) balance (last period) Reasons
l Amount Ratio
balance
1 Monetary fund 71,712,087.48 36,306,825.10 35,405,262.38 97.52% Account received in advance for property
2 Account paid in 31,725,356.14 61,099,009.67 -29,373,653.53 -48.08% Settlement of the account paid in advance for
advance engineering in the period
3 Other receivables 26,279,193.00 8,588,597.44 17,690,595.56 205.98% Current account receivables increased in the
period
4 Construction in 265,731,045.29 101,650,833.16 164,080,212.13 161.42% Expenditure from construction in progress in the
progress period
5 Development 25,899,861.29 13,346,410.47 12,553,450.82 94.06% Expenditure from development projects
expenditure
6 Other non current 19,011,471.60 121,743,152.36 -102,731,680.76 -84.38% Settlement of the account paid in advance for
assets engineering in the period
7 Account payable 3,339,405.28 6,668,789.67 -3,329,384.39 -49.92% Account for engineering are paid in the period
8 Account received 147,143,153.93 16,269,319.99 130,873,833.94 804.42% Account received in advance for property
in advance increased in the period
9 Tax payable 513,335.30 921,967.58 -408,632.28 -44.32% Taxes paid in the period
10 Other payable 76,579,712.77 118,570,218.85 -41,990,506.08 -35.41% Current account paid in the period
11 Long-term loans 175,210,000.00 101,710,000.00 73,500,000.00 72.26% New bank loans in the period
12 Business income 39,804,856.47 95,699,640.45 -55,894,783.98 -58.41% Income from property sales declined on a y-o-y
basis
13 Business cost 32,700,355.28 87,135,797.74 -54,435,442.46 -62.47% Cost of property sales declined on a y-o-y basis
14 Business tax and 1,682,848.47 3,324,122.85 -1,641,274.38 -49.37% Accrual tax declined for the decrease of property
surcharge sales in the period
15 Sales expense 10,193,305.47 27,452.12 10,165,853.35 37031.21% Settlement of the sales agency fee in the period
16 Management 28,592,202.66 21,114,670.20 7,477,532.46 35.41% Operating expenses increased in the period
expense
17 Other income 6,451.79 2,890,000.00 -2,883,548.21 -99.78% There was a energy-saving subsidy received from
government last period while no such amount
occurred in the period
18 Investment 261,265.72 18,683,998.38 -18,422,732.66 -98.60% There was an income from subsidiary disposal last
income period while no such amount occurred in the
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东沣科技集团股份有限公司 2019 年第三季度报告全文
period
19 Net cash flow -42,117,796.39 -167,207,550.45 125,089,754.06 -74.81% The account paid for construction in progress
arising from decreased on a y-o-y basis
investment
activities
20 Net cash flow 57,100,889.00 102,850,300.00 -45,749,411.00 -44.48% Bank loans received in the period decreased on a
arising from y-o-y basis
financing
activities
II. Progress and influence of the main events as well as solution analysis specification
□ Applicable √ Not applicable
Progress of shares buy-back
√ Applicable □Not applicable
On October 22, 2018, the company held the 4th session of the seventh board of directors which reviewed and
approved the Proposal on the Repurchase of Company Shares by Centralized Bidding, and the second extraordinary
shareholders meeting of 2018 held on November 7, 2018 reviewed and approved the above proposal. On November
14, 2018, the company disclosed the Repurchase Report on the Repurchase of Company Shares by Centralized
Bidding (Announcement No.: 2018-062). The company implemented the repurchase for the first time on December
6, 2018, and disclosed the Announcement on the First Repurchase of the Company’s Shares (Announcement No.:
2018-070) on December 7, 2018. For details of the above, please refer to the relevant announcements disclosed by
the company on Securities Times, Hong Kong Commercial Daily and http://www.cninfo.com.cn. The progress of
the company’s share repurchase was as follows:
Ended as the reporting period, the company repurchased the company’s shares of 28,307,783 shares through a stock
repurchase special security account by centralized bidding transactions, accounting for 4.01% of the company’s
total share capital, of which the highest transaction price was HK$1.18/share, the lowest transaction price was
HK$1.09/share, and the total amount paid was HK$32,095,614.32 (excluding transaction fees). Found more as:
Repurchased Amount Ceiling price Bottom price Price repurchased Ratio in total
Announcement index
date repurchased (HKD) (HKD) (HKD) share capital
2018.12.6 6,586,658 1.14 1.11 7,449,626.48 0.93% Notice on the First
Repurchase of
Company’s Shares
(No.:2018-070)
2018.12.20 12,864,055 1.14 1.09 14,529,142.54 1.82% Notice on the
Repurchase of 2% of the
Company’s Shares
Capital (No.:2018-075)
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东沣科技集团股份有限公司 2019 年第三季度报告全文
2018.12.27 4,994,970 1.18 1.12 5,697,753.10 0.71% Notice on the
Repurchase of 3% of the
Company’s Shares
Capital (No.:2018-076)
2018.12.28 532,100 1.14 1.14 606,594.00 0.08% Notice on the
Repurchase of 4% of the
2019.1.29 3,330,000 1,16 1.14 3,812,498.20 0.47%
Company’s Shares
Capital (No.:2019-006)
Total 28,307,783 32,095,614.32 4.01%
Implementation progress of the reduction of repurchases shares by centralized bidding
□ Applicable √ Not applicable
III. Commitments that the actual controller, shareholders, related parties, offeror and the
Company have fulfilled during the reporting period and have not yet fulfilled by the end of
reporting period
□ Applicable √ Not applicable
There are no Commitments that the actual controller, shareholders, related parties, offeror and the Company have fulfilled during the
reporting period and have not yet fulfilled by the end of reporting period.
IV. Particular about security investment
□ Applicable √ Not applicable
The Company had no security investment in Period.
V. Trust financing
√ Applicable □Not applicable
In 10 thousand Yuan
Type Capital resources Amount for entrust Balance un-expired Overdue amount
Bank financing product Own funds 2,000 500 0
Total 2,000 500 0
Details of the single major amount, or high-risk trust investment with low security, poor fluidity and non-guaranteed:
□ Applicable √ Not applicable
Entrust financial expected to be unable to recover the principal or impairment might be occurred
□ Applicable √ Not applicable
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东沣科技集团股份有限公司 2019 年第三季度报告全文
VI. Particulars about derivatives investment
□ Applicable √ Not applicable
The Company had no derivatives investment in Period.
VII. Registration form of receiving research, communication and interview in the report period
√ Applicable □Not applicable
Time Way Type Basic situation index of investigation
Current condition of the Company, no
2019-09-05 Telephone Personal
materials required
Current status of the Company and no
2019-09-12 Telephone Personal
material provided
Operation of the Company, no materials
2019-09-25 Telephone Personal
required
VIII. Guarantee outside against the regulation
□Applicable √Not applicable
The Company had no guarantee outside against the regulation in the reporting period.
IX. Non-operational fund occupation from controlling shareholders and its related party
□ Applicable √ Not applicable
The Company had no non-operational fund occupation form controlling shareholders and its related party in the period
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Section IV. Financial Statement
I. Financial statement
1. Consolidate balance sheet
Prepared by Dongfeng Sci-Tech Group CO., LTD.
2019-09-30
In RMB
Item 2019-9-30 2018-12-31
Current assets:
Monetary funds 71,712,087.48 36,306,825.10
Settlement provisions
Capital lent
Tradable financial assets
Financial assets measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial assets
Note receivable
Account receivable 102,171.25 11,171.25
Receivable financing
Accounts paid in advance 31,725,356.14 61,099,009.67
Insurance receivable
Reinsurance receivables
Contract reserve of reinsurance
receivable
Other account receivable 26,279,193.00 8,588,597.44
Including: Interest receivable
Dividend receivable
Buying back the sale of financial
assets
Inventories 172,657,976.85 151,585,557.50
Contractual assets
Assets held for sale
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Non-current asset due within one
year
Other current assets 36,375,202.62 37,786,874.66
Total current assets 338,851,987.34 295,378,035.62
Non-current assets:
Loans and payments on behalf
Debt investment
Finance asset available for sales 16,331,037.08
Other debt investment
Held-to-maturity investment
Long-term account receivable
Long-term equity investment
Investment in other equity
16,331,037.08
instrument
Other non-current financial assets
Investment real estate
Fixed assets 14,676,826.00 17,302,279.65
Construction in progress 265,731,045.29 101,650,833.16
Productive biological asset 57,187.50 121,437.50
Oil and gas asset
Right-of-use assets
Intangible assets 55,146,763.41 56,686,960.59
Expense on Research and
25,899,861.29 13,346,410.47
Development
Goodwill 1,543,786.41 1,543,786.41
Long-term expenses to be
236,485.08 266,884.56
apportioned
Deferred income tax asset
Other non-current asset 19,011,471.60 121,743,152.36
Total non-current asset 398,634,463.66 328,992,781.78
Total assets 737,486,451.00 624,370,817.40
Current liabilities:
Short-term loans
Loan from central bank
Capital borrowed
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Tradable financial liability
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial liability
Note payable
Account payable 3,339,405.28 6,668,789.67
Accounts received in advance 147,143,153.93 16,269,319.99
Contractual liability
Selling financial asset of
repurchase
Absorbing deposit and inter-bank
deposit
Security trading of agency
Security sales of agency
Wage payable 1,025,354.74 981,089.59
Taxes payable 513,335.30 921,967.58
Other account payable 76,579,712.77 118,570,218.85
Including: Interest payable
Dividend payable
Commission charge and
commission payable
Reinsurance payable
Liability held for sale
Non-current liabilities due within
one year
Other current liabilities
Total current liabilities 228,600,962.02 143,411,385.68
Non-current liabilities:
Insurance contract reserve
Long-term loans 175,210,000.00 101,710,000.00
Bonds payable
Including: Preferred stock
Perpetual capital
securities
Lease liability
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Long-term account payable
Long-term wages payable
Accrual liability
Deferred income
Deferred income tax liabilities
Other non-current liabilities
Total non-current liabilities 175,210,000.00 101,710,000.00
Total liabilities 403,810,962.02 245,121,385.68
Owner’s equity:
Share capital 706,320,000.00 706,320,000.00
Other equity instrument
Including: Preferred stock
Perpetual capital
securities
Capital public reserve 463,681,309.55 463,681,309.55
Less: Inventory shares 28,826,485.70 19,718,613.55
Other comprehensive income
Reasonable reserve
Surplus public reserve 76,791,550.17 76,791,550.17
Provision of general risk
Retained profit -910,815,676.61 -875,480,247.09
Total owner’ s equity attributable to
307,150,697.41 351,593,999.08
parent company
Minority interests 26,524,791.57 27,655,432.64
Total owner’ s equity 333,675,488.98 379,249,431.72
Total liabilities and owner’ s equity 737,486,451.00 624,370,817.40
Legal representative: Zhao Yongsheng
Person in charge of accounting works: Zhao Yongsheng
Person in charge of accounting institution: Liu Fengguo
2. Balance Sheet of Parent Company
In RMB
Item 2019-9-30 2018-12-31
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Current assets:
Monetary funds 52,721,811.82 28,933,135.09
Tradable financial assets
Financial assets measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial assets
Note receivable
Account receivable
Receivable financing
Accounts paid in advance 30,884,194.38 60,821,190.73
Other account receivable 41,550,128.61 80,991,042.06
Including: Interest receivable
Dividend receivable
Inventories 171,599,520.61 150,581,753.98
Contractual assets
Assets held for sale
Non-current assets maturing within
one year
Other current assets 10,280,632.32 24,163,071.63
Total current assets 307,036,287.74 345,490,193.49
Non-current assets:
Debt investment
Available-for-sale financial assets 16,331,037.08
Other debt investment
Held-to-maturity investments
Long-term receivables
Long-term equity investments 372,803,036.40 272,803,036.40
Investment in other equity
16,331,037.08
instrument
Other non-current financial assets
Investment real estate
Fixed assets 1,721,178.50 1,551,517.36
Construction in progress
Productive biological assets
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Oil and natural gas assets
Right-of-use assets
Intangible assets
Research and development costs
Goodwill
Long-term deferred expenses
Deferred income tax assets
Other non-current assets
Total non-current assets 390,855,251.98 290,685,590.84
Total assets 697,891,539.72 636,175,784.33
Current liabilities:
Short-term borrowings
Tradable financial liability
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial liability
Notes payable
Account payable 2,481,984.67 6,263,184.67
Accounts received in advance 144,033,726.89 14,427,450.03
Contractual liability
Wage payable 293,417.99 257,362.42
Taxes payable 188,673.94 125,482.71
Other accounts payable 401,898,993.14 432,985,336.27
Including: Interest payable
Dividend payable
Liability held for sale
Non-current liabilities due within
one year
Other current liabilities
Total current liabilities 548,896,796.63 454,058,816.10
Non-current liabilities:
Long-term loans
Bonds payable
Including: preferred stock
16
东沣科技集团股份有限公司 2019 年第三季度报告全文
Perpetual capital
securities
Lease liability
Long-term account payable
Long term employee compensation
payable
Accrued liabilities
Deferred income
Deferred income tax liabilities
Other non-current liabilities
Total non-current liabilities
Total liabilities 548,896,796.63 454,058,816.10
Owners’ equity:
Share capital 706,320,000.00 706,320,000.00
Other equity instrument
Including: preferred stock
Perpetual capital
securities
Capital public reserve 456,569,124.55 456,569,124.55
Less: Inventory shares 28,826,485.70 19,718,613.55
Other comprehensive income
Special reserve
Surplus reserve 76,791,550.17 76,791,550.17
Retained profit -1,061,859,445.93 -1,037,845,092.94
Total owner’s equity 148,994,743.09 182,116,968.23
Total liabilities and owner’s equity 697,891,539.72 636,175,784.33
3. Consolidated Profit Statement (the period)
In RMB
Item Current Period Last Period
I. Total operating income 6,433,442.99 15,883,771.67
Including: Operating income 6,433,442.99 15,883,771.67
Interest income
Insurance gained
Commission charge and
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东沣科技集团股份有限公司 2019 年第三季度报告全文
commission income
II. Total operating cost 14,477,827.88 26,055,730.88
Including: Operating cost 4,481,627.51 15,168,302.53
Interest expense
Commission charge and
commission expense
Cash surrender value
Net amount of expense of
compensation
Net amount of withdrawal of
insurance contract reserve
Bonus expense of guarantee slip
Reinsurance expense
Tax and extras 601,320.92 554,873.79
Sales expense 214,303.47 22,550.00
Administrative expense 9,244,083.15 6,627,615.47
R&D expense 3,424,945.38
Financial expense -63,507.17 257,443.71
Including: Interest
expenses
Interest income 79,976.04 83,142.52
Add: other income 6,451.79
Investment income (Loss is
62,495.28 18,550,677.50
listed with “-”)
Including: Investment income
on affiliated company and joint venture
The termination of income
recognition for financial assets measured
by amortized cost(Loss is listed with “-”)
Exchange income (Loss is
listed with “-”)
Net exposure hedging income
(Loss is listed with “-”)
Income from change of fair
value (Loss is listed with “-”)
Loss of credit impairment
(Loss is listed with “-”)
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东沣科技集团股份有限公司 2019 年第三季度报告全文
Losses of devaluation of asset
(Loss is listed with “-”)
Income from assets disposal
140,861.56 237,690.63
(Loss is listed with “-”)
III. Operating profit (Loss is listed with
-7,834,576.26 8,616,408.92
“-”)
Add: Non-operating income
Less: Non-operating expense 3,460,798.92 326,460.00
IV. Total profit (Loss is listed with “-”) -11,295,375.18 8,289,948.92
Less: Income tax expense
V. Net profit (Net loss is listed with “-”) -11,295,375.18 8,289,948.92
(i) Classify by business continuity
1.continuous operating net profit
-11,295,375.18 8,289,948.92
(net loss listed with ‘-”)
2.termination of net profit (net loss
listed with ‘-”)
(ii) Classify by ownership
1.Net profit attributable to owner’s
-10,917,560.62 8,356,632.89
of parent company
2.Minority shareholders’ gains and
-377,814.56 -66,683.97
losses
VI. Net after-tax of other comprehensive
income
Net after-tax of other comprehensive
income attributable to owners of parent
company
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1.Changes of the defined
benefit plans that re-measured
2.Other comprehensive
income under equity method that cannot
be transfer to gain/loss
3.Change of fair value of
investment in other equity instrument
4.Fair value change of
enterprise's credit risk
19
东沣科技集团股份有限公司 2019 年第三季度报告全文
5. Other
(ii) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1.Other comprehensive
income under equity method that can
transfer to gain/loss
2.Change of fair value of
other debt investment
3.gain/loss of fair value
changes for available-for-sale financial
assets
4.Amount of financial assets
re-classify to other comprehensive
income
5.Gain/loss of held-to-
maturity investments that re-classify to
available-for-sale financial asset
6.Credit impairment
provision for other debt investment
7.Cash flow hedging reserve
8.Translation differences
arising on translation of foreign currency
financial statements
9.Other
Net after-tax of other comprehensive
income attributable to minority
shareholders
VII. Total comprehensive income -11,295,375.18 8,289,948.92
Total comprehensive income
-10,917,560.62 8,356,632.89
attributable to owners of parent Company
Total comprehensive income
-377,814.56 -66,683.97
attributable to minority shareholders
VIII. Earnings per share:
(i) Basic earnings per share -0.0156 0.0118
(ii) Diluted earnings per share -0.0156 0.0118
Enterprise combine under the same control in the Period, the combined party realized net profit of 0 Yuan before combination, and
realized 0 Yuan at last period for combined party
20
东沣科技集团股份有限公司 2019 年第三季度报告全文
Legal representative: Zhao Yongsheng
Person in charge of accounting works: Zhao Yongsheng
Person in charge of accounting institution: Liu Fengguo
4. Profit Statement of Parent Company (the period)
In RMB
Item Current Period Last Period
I. Operating income 6,057,883.55 15,522,405.66
Less: Operating cost 4,168,152.06 14,760,821.72
Taxes and surcharge 277,379.47 437,422.88
Sales expenses 214,303.47 22,550.00
Administration expenses 5,536,028.76 3,130,251.48
R&D expenses
Financial expenses -39,954.70 578.13
Including: interest
expenses
Interest income 51,099.20 18,744.82
Add: other income 6,451.79
Investment income (Loss is
21,849.30 17,376,446.99
listed with “-”)
Including: Investment income
on affiliated Company and joint venture
The termination of
income recognition for financial assets
measured by amortized cost (Loss is
listed with “-”)
Net exposure hedging income
(Loss is listed with “-”)
Changing income of fair
value (Loss is listed with “-”)
Loss of credit impairment
(Loss is listed with “-”)
Losses of devaluation of asset
(Loss is listed with “-”)
Income on disposal of assets
(Loss is listed with “-”)
21
东沣科技集团股份有限公司 2019 年第三季度报告全文
II. Operating profit (Loss is listed with
-4,069,724.42 14,547,228.44
“-”)
Add: Non-operating income
Less: Non-operating expense 2,353,500.00 26,460.00
III. Total Profit (Loss is listed with “-”) -6,423,224.42 14,520,768.44
Less: Income tax
IV. Net profit (Net loss is listed with
-6,423,224.42 14,520,768.44
“-”)
(i)continuous operating net profit
-6,423,224.42 14,520,768.44
(net loss listed with ‘-”)
(ii) termination of net profit (net
loss listed with ‘-”)
V. Net after-tax of other comprehensive
income
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1.Changes of the defined
benefit plans that re-measured
2.Other comprehensive
income under equity method that cannot
be transfer to gain/loss
3.Change of fair value of
investment in other equity instrument
4.Fair value change of
enterprise's credit risk
5. Other
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1.Other comprehensive
income under equity method that can
transfer to gain/loss
2.Change of fair value of
other debt investment
3.gain/loss of fair value
changes for available-for-sale financial
assets
22
东沣科技集团股份有限公司 2019 年第三季度报告全文
4.Amount of financial
assets re-classify to other
comprehensive income
5.Gain/loss of held-to-
maturity investments that re-classify to
available-for-sale financial asset
6.Credit impairment
provision for other debt investment
7.Cash flow hedging
reserve
8.Translation differences
arising on translation of foreign
currency financial statements
9.Other
VI. Total comprehensive income -6,423,224.42 14,520,768.44
VII. Earnings per share:
(i) Basic earnings per share
(ii) Diluted earnings per share
5. Consolidated Profit Statement (form the year-begin to the period-end)
In RMB
Item Current Period Last Period
I. Total operating income 39,804,856.47 95,699,640.45
Including: Operating income 39,804,856.47 95,699,640.45
Interest income
Insurance gained
Commission charge and
commission income
II. Total operating cost 73,185,443.66 114,139,960.38
Including: Operating cost 32,700,355.28 87,135,797.74
Interest expense
Commission charge and
commission expense
Cash surrender value
Net amount of expense of
compensation
23
东沣科技集团股份有限公司 2019 年第三季度报告全文
Net amount of withdrawal of
insurance contract reserve
Bonus expense of guarantee slip
Reinsurance expense
Tax and extras 1,682,848.47 3,324,122.85
Sales expense 10,193,305.47 27,452.12
Administrative expense 28,592,202.66 21,114,670.20
R&D expense 3,424,945.38
Financial expense 16,731.78 -887,027.91
Including: Interest
expenses
Interest income 106,322.28 977,546.69
Add: other income 6,451.79 2,890,000.00
Investment income (Loss is
261,265.72 18,683,998.38
listed with “-”)
Including: Investment income
on affiliated company and joint venture
The termination of income
recognition for financial assets measured
by amortized cost(Loss is listed with “-”)
Exchange income (Loss is
listed with “-”)
Net exposure hedging income
(Loss is listed with “-”)
Income from change of fair
value (Loss is listed with “-”)
Loss of credit impairment
(Loss is listed with “-”)
Losses of devaluation of asset
-474,939.83
(Loss is listed with “-”)
Income from assets disposal
972,524.64 219,005.95
(Loss is listed with “-”)
III. Operating profit (Loss is listed with
-32,615,284.87 3,352,684.40
“-”)
Add: Non-operating income 864.03 3,121.00
Less: Non-operating expense 3,851,649.75 329,067.78
IV. Total profit (Loss is listed with “-”) -36,466,070.59 3,026,737.62
Less: Income tax expense 110,309.68
24
东沣科技集团股份有限公司 2019 年第三季度报告全文
V. Net profit (Net loss is listed with “-”) -36,466,070.59 2,916,427.94
(i) Classify by business continuity
1.continuous operating net profit
-36,466,070.59 2,916,427.94
(net loss listed with ‘-”)
2.termination of net profit (net loss
listed with ‘-”)
(ii) Classify by ownership
1.Net profit attributable to owner’s
-35,335,429.52 3,145,874.67
of parent company
2.Minority shareholders’ gains and
-1,130,641.07 -229,446.73
losses
VI. Net after-tax of other comprehensive
income
Net after-tax of other comprehensive
income attributable to owners of parent
company
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1.Changes of the defined
benefit plans that re-measured
2.Other comprehensive
income under equity method that cannot
be transfer to gain/loss
3.Change of fair value of
investment in other equity instrument
4.Fair value change of
enterprise's credit risk
5. Other
(ii) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1.Other comprehensive
income under equity method that can
transfer to gain/loss
2.Change of fair value of
other debt investment
3.gain/loss of fair value
changes for available-for-sale financial
25
东沣科技集团股份有限公司 2019 年第三季度报告全文
assets
4.Amount of financial assets
re-classify to other comprehensive
income
5.Gain/loss of held-to-
maturity investments that re-classify to
available-for-sale financial asset
6.Credit impairment
provision for other debt investment
7.Cash flow hedging reserve
8.Translation differences
arising on translation of foreign currency
financial statements
9.Other
Net after-tax of other comprehensive
income attributable to minority
shareholders
VII. Total comprehensive income -36,466,070.59 2,916,427.94
Total comprehensive income
-35,335,429.52 3,145,874.67
attributable to owners of parent Company
Total comprehensive income
-1,130,641.07 -229,446.73
attributable to minority shareholders
VIII. Earnings per share:
(i) Basic earnings per share -0.0506 0.0045
(ii) Diluted earnings per share -0.0506 0.0045
Enterprise combine under the same control in the Period, the combined party realized net profit of 0 Yuan before combination, and
realized 0 Yuan at last period for combined party
Legal representative: Zhao Yongsheng
Person in charge of accounting works: Zhao Yongsheng
Person in charge of accounting institution: Liu Fengguo
6. Profit Statement of Parent Company (form the year-begin to the period-end)
In RMB
Item Current Period Last Period
I. Operating income 36,518,917.89 92,504,180.72
26
东沣科技集团股份有限公司 2019 年第三季度报告全文
Less: Operating cost 29,511,791.58 83,615,674.53
Taxes and surcharge 853,787.06 2,768,191.78
Sales expenses 10,187,020.92 22,550.00
Administration expenses 17,266,091.93 8,595,068.60
R&D expenses
Financial expenses -70,898.17 -1,205.78
Including: interest
expenses
Interest income 61,330.86 18,744.82
Add: other income 6,451.79 2,890,000.00
Investment income (Loss is
170,567.24 53,664,604.56
listed with “-”)
Including: Investment income
on affiliated Company and joint venture
The termination of
income recognition for financial assets
measured by amortized cost (Loss is
listed with “-”)
Net exposure hedging income
(Loss is listed with “-”)
Changing income of fair
value (Loss is listed with “-”)
Loss of credit impairment
(Loss is listed with “-”)
Losses of devaluation of asset
-357,903.38 1,221,802.00
(Loss is listed with “-”)
Income on disposal of assets
(Loss is listed with “-”)
II. Operating profit (Loss is listed with
-21,409,759.78 55,280,308.15
“-”)
Add: Non-operating income
Less: Non-operating expense 2,604,593.21 28,761.69
III. Total Profit (Loss is listed with “-”) -24,014,352.99 55,251,546.46
Less: Income tax
IV. Net profit (Net loss is listed with
-24,014,352.99 55,251,546.46
“-”)
(i)continuous operating net profit
-24,014,352.99 55,251,546.46
(net loss listed with ‘-”)
27
东沣科技集团股份有限公司 2019 年第三季度报告全文
(ii) termination of net profit (net
loss listed with ‘-”)
V. Net after-tax of other comprehensive
income
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1.Changes of the defined
benefit plans that re-measured
2.Other comprehensive
income under equity method that cannot
be transfer to gain/loss
3.Change of fair value of
investment in other equity instrument
4.Fair value change of
enterprise's credit risk
5. Other
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1.Other comprehensive
income under equity method that can
transfer to gain/loss
2.Change of fair value of
other debt investment
3.gain/loss of fair value
changes for available-for-sale financial
assets
4.Amount of financial
assets re-classify to other
comprehensive income
5.Gain/loss of held-to-
maturity investments that re-classify to
available-for-sale financial asset
6.Credit impairment
provision for other debt investment
7.Cash flow hedging
reserve
8.Translation differences
28
东沣科技集团股份有限公司 2019 年第三季度报告全文
arising on translation of foreign
currency financial statements
9.Other
VI. Total comprehensive income -24,014,352.99 55,251,546.46
VII. Earnings per share:
(i) Basic earnings per share
(ii) Diluted earnings per share
7. Consolidated Cash Flow Statement (form the year-begin to the period-end)
In RMB
Item Current Period Last Period
I. Cash flows arising from operating
activities:
Cash received from selling
commodities and providing labor 155,632,690.61 54,496,355.81
services
Net increase of customer deposit
and inter-bank deposit
Net increase of loan from central
bank
Net increase of capital borrowed
from other financial institution
Cash received from original
insurance contract fee
Net cash received from reinsurance
business
Net increase of insured savings
and investment
Cash received from interest,
commission charge and commission
Net increase of capital borrowed
Net increase of returned business
capital
Net cash received by agents in sale
and purchase of securities
Write-back of tax received 8,086,715.65
Other cash received concerning 51,835,052.26 50,127,468.85
29
东沣科技集团股份有限公司 2019 年第三季度报告全文
operating activities
Subtotal of cash inflow arising from
207,467,742.87 112,710,540.31
operating activities
Cash paid for purchasing
commodities and receiving labor 31,435,560.24 10,956,984.72
service
Net increase of customer loans and
advances
Net increase of deposits in central
bank and inter-bank
Cash paid for original insurance
contract compensation
Net increase of capital lent
Cash paid for interest, commission
charge and commission
Cash paid for bonus of guarantee
slip
Cash paid to/for staff and workers 17,339,892.70 15,828,825.66
Taxes paid 10,389,167.04 30,170,623.93
Other cash paid concerning
126,692,462.18 30,848,766.52
operating activities
Subtotal of cash outflow arising from
185,857,082.16 87,805,200.83
operating activities
Net cash flows arising from operating
21,610,660.71 24,905,339.48
activities
II. Cash flows arising from investing
activities:
Cash received from recovering
89,000,000.00 16,841,429.97
investment
Cash received from investment
192,161.03 17,423,950.06
income
Net cash received from disposal of
fixed, intangible and other long-term 623,640.00 29,254,000.00
assets
Net cash received from disposal of
subsidiaries and other units
Other cash received concerning
investing activities
30
东沣科技集团股份有限公司 2019 年第三季度报告全文
Subtotal of cash inflow from investing
89,815,801.03 63,519,380.03
activities
Cash paid for purchasing fixed,
72,933,597.42 237,339,854.85
intangible and other long-term assets
Cash paid for investment 59,000,000.00
Net increase of mortgaged loans
Net cash received from
-6,612,924.37
subsidiaries and other units obtained
Other cash paid concerning
investing activities
Subtotal of cash outflow from investing
131,933,597.42 230,726,930.48
activities
Net cash flows arising from investing
-42,117,796.39 -167,207,550.45
activities
III. Cash flows arising from financing
activities
Cash received from absorbing
investment
Including: Cash received from
absorbing minority shareholders’
investment by subsidiaries
Cash received from loans 77,500,000.00 99,910,000.00
Other cash received concerning
1,296,100.00 3,544,100.00
financing activities
Subtotal of cash inflow from financing
78,796,100.00 103,454,100.00
activities
Cash paid for settling debts 4,000,000.00
Cash paid for dividend and profit
8,587,338.85
distributing or interest paying
Including: Dividend and profit of
minority shareholder paid by
subsidiaries
Other cash paid concerning
9,107,872.15 603,800.00
financing activities
Subtotal of cash outflow from financing
21,695,211.00 603,800.00
activities
Net cash flows arising from financing
57,100,889.00 102,850,300.00
activities
31
东沣科技集团股份有限公司 2019 年第三季度报告全文
IV. Influence on cash and cash
equivalents due to fluctuation in 103,546.27 282,819.76
exchange rate
V. Net increase of cash and cash
36,697,299.59 -39,169,091.21
equivalents
Add: Balance of cash and cash
33,512,916.99 68,107,388.69
equivalents at the period -begin
VI. Balance of cash and cash
70,210,216.58 28,938,297.48
equivalents at the period -end
8. Cash Flow Statement of Parent Company (form the year-begin to the period-end)
In RMB
Item Current Period Last Period
I. Cash flows arising from operating
activities:
Cash received from selling
commodities and providing labor 150,599,469.79 50,214,679.01
services
Write-back of tax received 86,715.65
Other cash received concerning
147,174,136.03 99,020,177.14
operating activities
Subtotal of cash inflow arising from
297,773,605.82 149,321,571.80
operating activities
Cash paid for purchasing
commodities and receiving labor 18,492,880.07 11,184,779.90
service
Cash paid to/for staff and workers 6,709,835.72 4,348,395.85
Taxes paid 8,910,695.54 8,462,050.45
Other cash paid concerning
149,988,059.87 162,791,532.38
operating activities
Subtotal of cash outflow arising from
184,101,471.20 186,786,758.58
operating activities
Net cash flows arising from operating
113,672,134.62 -37,465,186.78
activities
II. Cash flows arising from investing
activities:
Cash received from recovering
75,300,000.00 5,311,429.97
investment
32
东沣科技集团股份有限公司 2019 年第三季度报告全文
Cash received from investment
170,567.24 30,304,604.56
income
Net cash received from disposal of
fixed, intangible and other long-term
assets
Net cash received from disposal of
subsidiaries and other units
Other cash received concerning
investing activities
Subtotal of cash inflow from investing
75,470,567.24 35,616,034.53
activities
Cash paid for purchasing fixed,
4,950,215.77 8,720.00
intangible and other long-term assets
Cash paid for investment 151,300,000.00
Net cash received from
subsidiaries and other units obtained
Other cash paid concerning
investing activities
Subtotal of cash outflow from investing
156,250,215.77 8,720.00
activities
Net cash flows arising from investing
-80,779,648.53 35,607,314.53
activities
III. Cash flows arising from financing
activities:
Cash received from absorbing
investment
Cash received from loans
Other cash received concerning
1,296,100.00 3,544,100.00
financing activities
Subtotal of cash inflow from financing
1,296,100.00 3,544,100.00
activities
Cash paid for settling debts
Cash paid for dividend and profit
distributing or interest paying
Other cash paid concerning
9,107,872.15 603,800.00
financing activities
Subtotal of cash outflow from financing
9,107,872.15 603,800.00
activities
33
东沣科技集团股份有限公司 2019 年第三季度报告全文
Net cash flows arising from financing
-7,811,772.15 2,940,300.00
activities
IV. Influence on cash and cash
equivalents due to fluctuation in
exchange rate
V. Net increase of cash and cash
25,080,713.94 1,082,427.75
equivalents
Add: Balance of cash and cash
26,139,226.98 5,394,019.29
equivalents at the period -begin
VI. Balance of cash and cash
51,219,940.92 6,476,447.04
equivalents at the period -end
II. Financial statement adjustment
1. Relevant items of the financial statement at beginning of the year when implementing the new financial
instrument standards, new revenue standards or new leasing standards since 2019
√ Applicable □ Not applicable
Consolidated Balance Sheet
In RMB
Item 2018-12-31 2019-01-01 Adjustment
Current assets:
Monetary funds 36,306,825.10 36,306,825.10
Settlement provisions
Capital lent
Tradable financial assets
Financial assets
measured by fair value and
with variation reckoned into
current gains/losses
Derivative financial
assets
Note receivable
Account receivable 11,171.25 11,171.25
Receivable financing
Accounts paid in
61,099,009.67 61,099,009.67
advance
Insurance receivable
34
东沣科技集团股份有限公司 2019 年第三季度报告全文
Reinsurance receivables
Contract reserve of
reinsurance receivable
Other account
8,588,597.44 8,588,597.44
receivable
Including: Interest
receivable
Dividend
receivable
Buying back the sale of
financial assets
Inventories 151,585,557.50 151,585,557.50
Contractual assets
Assets held for sale
Non-current asset due
within one year
Other current assets 37,786,874.66 37,786,874.66
Total current assets 295,378,035.62 295,378,035.62
Non-current assets:
Loans and payments on
behalf
Debt investment
Finance asset available
16,331,037.08 -16,331,037.08
for sales
Other debt investment
Held-to-maturity
investment
Long-term account
receivable
Long-term equity
investment
Investment in other
16,331,037.08 16,331,037.08
equity instrument
Other non-current
financial assets
Investment real estate
Fixed assets 17,302,279.65 17,302,279.65
35
东沣科技集团股份有限公司 2019 年第三季度报告全文
Construction in progress 101,650,833.16 101,650,833.16
Productive biological
121,437.50 121,437.50
asset
Oil and gas asset
Right-of-use assets
Intangible assets 56,686,960.59 56,686,960.59
Expense on Research
13,346,410.47 13,346,410.47
and Development
Goodwill 1,543,786.41 1,543,786.41
Long-term expenses to
266,884.56 266,884.56
be apportioned
Deferred income tax
asset
Other non-current asset 121,743,152.36 121,743,152.36
Total non-current asset 328,992,781.78 328,992,781.78
Total assets 624,370,817.40 624,370,817.40
Current liabilities:
Short-term loans
Loan from central bank
Capital borrowed
Tradable financial
liability
Financial liability
measured by fair value and
with variation reckoned into
current gains/losses
Derivative financial
liability
Note payable
Account payable 6,668,789.67 6,668,789.67
Accounts received in
16,269,319.99 16,269,319.99
advance
Contractual liability
Selling financial asset of
repurchase
Absorbing deposit and
inter-bank deposit
36
东沣科技集团股份有限公司 2019 年第三季度报告全文
Security trading of
agency
Security sales of agency
Wage payable 981,089.59 981,089.59
Taxes payable 921,967.58 921,967.58
Other account payable 118,570,218.85 118,570,218.85
Including: Interest
payable
Dividend
payable
Commission charge and
commission payable
Reinsurance payable
Liability held for sale
Non-current liabilities
due within one year
Other current liabilities
Total current liabilities 143,411,385.68 143,411,385.68
Non-current liabilities:
Insurance contract
reserve
Long-term loans 101,710,000.00 101,710,000.00
Bonds payable
Including: Preferred
stock
Perpetual
capital securities
Lease liability
Long-term account
payable
Long-term wages
payable
Accrual liability
Deferred income
Deferred income tax
liabilities
Other non-current
liabilities
37
东沣科技集团股份有限公司 2019 年第三季度报告全文
Total non-current liabilities 101,710,000.00 101,710,000.00
Total liabilities 245,121,385.68 245,121,385.68
Owner’s equity:
Share capital 706,320,000.00 706,320,000.00
Other equity instrument
Including: Preferred
stock
Perpetual
capital securities
Capital public reserve 463,681,309.55 463,681,309.55
Less: Inventory shares 19,718,613.55 19,718,613.55
Other comprehensive
income
Reasonable reserve
Surplus public reserve 76,791,550.17 76,791,550.17
Provision of general risk
Retained profit -875,480,247.09 -875,480,247.09
Total owner’ s equity
attributable to parent 351,593,999.08 351,593,999.08
company
Minority interests 27,655,432.64 27,655,432.64
Total owner’ s equity 379,249,431.72 379,249,431.72
Total liabilities and owner’ s
624,370,817.40 624,370,817.40
equity
Explanation
Balance Sheet of Parent Company
In RMB
Item 2018-12-31 2019-01-01 Adjustment
Current assets:
Monetary funds 28,933,135.09 28,933,135.09
Tradable financial assets
Financial assets
measured by fair value and
with variation reckoned into
current gains/losses
Derivative financial
assets
38
东沣科技集团股份有限公司 2019 年第三季度报告全文
Note receivable
Account receivable
Receivable financing
Accounts paid in
60,821,190.73 60,821,190.73
advance
Other account
80,991,042.06 80,991,042.06
receivable
Including: Interest
receivable
Dividend
receivable
Inventories 150,581,753.98 150,581,753.98
Contractual assets
Assets held for sale
Non-current assets
maturing within one year
Other current assets 24,163,071.63 24,163,071.63
Total current assets 345,490,193.49 345,490,193.49
Non-current assets:
Debt investment
Available-for-sale
16,331,037.08 -16,331,037.08
financial assets
Other debt investment
Held-to-maturity
investments
Long-term receivables
Long-term equity
272,803,036.40 272,803,036.40
investments
Investment in other
16,331,037.08 16,331,037.08
equity instrument
Other non-current
financial assets
Investment real estate
Fixed assets 1,551,517.36 1,551,517.36
Construction in progress
Productive biological
assets
39
东沣科技集团股份有限公司 2019 年第三季度报告全文
Oil and natural gas
assets
Right-of-use assets
Intangible assets
Research and
development costs
Goodwill
Long-term deferred
expenses
Deferred income tax
assets
Other non-current assets
Total non-current assets 290,685,590.84 290,685,590.84
Total assets 636,175,784.33 636,175,784.33
Current liabilities:
Short-term borrowings
Tradable financial
liability
Financial liability
measured by fair value and
with variation reckoned into
current gains/losses
Derivative financial
liability
Notes payable
Account payable 6,263,184.67 6,263,184.67
Accounts received in
14,427,450.03 14,427,450.03
advance
Contractual liability
Wage payable 257,362.42 257,362.42
Taxes payable 125,482.71 125,482.71
Other accounts payable 432,985,336.27 432,985,336.27
Including: Interest
payable
Dividend
payable
Liability held for sale
40
东沣科技集团股份有限公司 2019 年第三季度报告全文
Non-current liabilities
due within one year
Other current liabilities
Total current liabilities 454,058,816.10 454,058,816.10
Non-current liabilities:
Long-term loans
Bonds payable
Including: preferred
stock
Perpetual
capital securities
Lease liability
Long-term account
payable
Long term employee
compensation payable
Accrued liabilities
Deferred income
Deferred income tax
liabilities
Other non-current
liabilities
Total non-current liabilities
Total liabilities 454,058,816.10 454,058,816.10
Owners’ equity:
Share capital 706,320,000.00 706,320,000.00
Other equity instrument
Including: preferred
stock
Perpetual
capital securities
Capital public reserve 456,569,124.55 456,569,124.55
Less: Inventory shares 19,718,613.55 19,718,613.55
Other comprehensive
income
Special reserve
41
东沣科技集团股份有限公司 2019 年第三季度报告全文
Surplus reserve 76,791,550.17 76,791,550.17
Retained profit -1,037,845,092.94 -1,037,845,092.94
Total owner’s equity 182,116,968.23 182,116,968.23
Total liabilities and owner’s
636,175,784.33 636,175,784.33
equity
Explanation
2. Explanation on comparative data in the early stage of retroactive adjustment while implemented the new
financial instrument standards or new leasing standards since 2019
√ Applicable □ Not applicable
1) The Company prepared the 2019 annual financial statement in accordance with the Ministry of Finance's Notice on Amending the
2019 Annual Financial Statement Form of General Enterprises (CK [2019] No. 6) and the Accounting Standards for Business
Enterprises, this accounting policy change adopted the retrospective adjustment method. Report items and amounts of the 2018 Annual
Financial Statement that were significantly affected are as follows:
Items and amounts of the original statement Items and amounts of new statements
Notes Receivable and 11,171.25 Notes Receivable
Accounts Receivable
Accounts Receivable 11,171.25
Notes payable and accounts 6,668,789.67 Notes payable
payable Accounts payable 6,668,789.67
2) The revised Accounting Standards for Business Enterprises No. 22 - Recognition and Measurement of Financial Instruments, the
Accounting Standards for Business Enterprises No. 23 - Transfer of Financial Assets, Accounting Standards for Business Enterprises
No. 24 - Hedge Accounting and Accounting Standards for Business Enterprises No. 37 – Financial Instruments Presentation (hereinafter
referred to as new financial instrument standards)are implemented by the Company since 1 st January 2019. According to the relevant
convergence rules for new and old standards, the information of the comparable period will not be adjusted. The difference between
the implementation of the new standard and the original standard on the first implementation date is retrospectively adjusted to the
retained earnings or other comprehensive income at the beginning of the reporting period.
① Impact on financial statement of the Company on 1st Jan. 2019 when implemented the new financial instrument
standard:
Item Balance sheet
2018-12-31 Impact of New Financial 2019-1-1
Instrument Standard
Adjustment
Financial assets available for 16,331,037.08 -16,331,037.08
sale
Investment in other equity 16,331,037.08 16,331,037.08
instruments
② Contrast of the classification and measurement of the financial assets and liability under new financial instrument
standards with those under former financial instrument standards on 1st Jan. 2019:
Item Former Financial Instrument Guidelines New Financial Instrument Guidelines
42
东沣科技集团股份有限公司 2019 年第三季度报告全文
Measurement Book Value Measurement Book Value
Category Category
Financial assets Measured at cost 16,331,037.08
available for sale
Investment in other Measured at cost 16,331,037.08
equity instruments
III. Audit report
Whether the 3rd quarterly report has been audited or not
□Yes √ No
The 3rd quarterly report of the Company has not been audited.
43
