Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
Stock code ：000413,200413 Abbreviation：Dongxu Optoelectronic, Dongxu B Announcement：2015-047
Dongxu Optoelectronic Technology Co., Ltd.
1
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
The First Quarterly Report 2015
2
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
I. Important Notes
The Board of Directors ,Supervisory Committee, all directors, supervisors and senior executives of the Company
hereby guarantees that there are no misstatement, misleading representation or important omissions in this
Quarterly report and shall assume joint and several liability for the authenticity, accuracy and completeness of the
contents hereof.
All the directors attended the board meeting for reviewing the Quarterly Report.
Mr.Li Zhaoting, Person in charge of the Company, Mr. Li Quannian, Chief financial officer and the Mr..Xie
Guozhong, the person in charge of the accounting department (the person in charge of the accounting )hereby
confirm the authenticity and completeness of the financial report enclosed in this Quarterly report.
3
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
II.Main financial data and changes of shareholders
(Ⅰ) Main financial data and indices
Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed and accounting
error correction or not.
□ Yes √ No
Changes of this period over
This period Same period of last year same period of last year
（％）
Operating income（RMB） 597,953,481.69 577,399,306.04 3.56%
Net profit attributable to the shareholders
211,159,604.96 207,652,354.20 1.69%
of the listed company（RMB）
Net profit after deducting of non-recurring
gain/loss attributable to the shareholders of 89,809,399.19 205,657,309.70 -56.33%
listed company（RMB）
Cash flow generated by business operation,
-164,732,966.40 -698,231,680.50 76.41%
net（RMB）
Basic earning per share(RMB/Share) 0.08 0.08
Diluted gains per
0.08 0.08
share(RMB/Share)(RMB/Share)
Weighted average return on equity
3.23% 3.51% -0.28%
（%）
Changes of this period-end
End of this period End of last period over same period-end of last
year(%)
Gross assets（RMB） 14,049,807,869.79 12,468,163,299.77 12.69%
Net assets attributable to the shareholders
6,388,440,660.89 6,436,732,506.01 -0.75%
of the listed company（RMB）
Items and amount of non-current gains and losses
√ Applicable □ Not applicable
In RMB
项目 年初至报告期期末金额 说明
Non-current asset disposal gain/loss(including the write-off part
-41,000.83
for which assets impairment provision is made)
4
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
Govemment subsidy recognized in currentgain and loss(excluding
those closely related to the Company’s business and granted 140,718,683.32
under the state’s policies)
Gains due to that the investment costs for the Company to obtain
subsidiaries, associates and joint ventures are lower than the
2,081,066.58
enjoyable fair value of the identifiable net assets of the investees
when making the investments
Gain/loss on entrusting others with investments or asset
1,750,000.00
management
Other non-operating income and expenditure except for the
89,669.16
aforementioned items
Less: Amount of influence of income tax 21,120,753.28
Influenced amount of minor shareholders’ equity（after
2,127,459.18
tax）
Total 121,350,205.77 --
For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on
information disclosure for Compaines Offering their Securities to the Public-Non-recurring Gains and Losses and
its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure
for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as
recurring gains and losses, it is necessary to explain the reason.
□ Applicable√ Not applicable
None of Non-recurring gain /loss items recorgnized as recurring gain /loss/itesm as defined by the information
disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.
5
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
(II) Total number of shareholders at the period-end and shareholdings of top 10 shareholders
1. Total number of common shareholders at the period-end and shareholdings of top 10 common shareholders
In shares
222,892(including 209,142 shareholders holding A shares and 13,750 shareholders
Total number of common
holding B shares)
shareholders at the period-end
Shareholdings of top 10 common shareholders
Amount of Pledging or freezing
Shareholder Properties of Share tradable shares
Quantity Status of the
name shareholder proportion % with Conditional Quantity
shares
held
Domestic Non
Dongxu Group -State-owned 14.65% 390,093,000 390,093,000 Pledge 381,663,000
legal person
Shijiazhuang
Baoshi Domestic Non
Electronic -State-owned 12.49% 332,380,950 Pledge 300,920,148
Group Co., legal person
Ltd.
Guoxin Domestic Non
Securities Co., -State-owned 2.34% 62,235,354
Ltd. legal person
Domestic Natural
Wang Wenxue 0.44% 11,715,000
person
State-owned
CMS(HK) 0.28% 7,545,580
legal person
Bank of China－
Castrol CSI 300
exchange traded Other 0.27% 7,135,941
index securities
investment fund
Beijing
Domestic Non
Zhongdian
-State-owned 0.21% 5,500,000
Guohua Industry
legal person
& Trade Co., Ltd.
ICBC－Huatai
Barry CSI 300 Other 0.19% 4,989,742
exchange traded
6
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
index securities
investment fund
Foreign natural
Shen Guo 0.18% 4,853,400
person
Shanghai
Hongkang Foreign legal
0.18% 4,748,190
Wanguo person
Securities
Shareholding of top 10 shareholders of unrestricted shares
Quantity of unrestricted shares held at the end of the Share type
Name of the shareholder
reporting period Share type Quantity
Shijiazhuang Baoshi RMB Common
332,380,950 332,380,950
Electronic Group Co., Ltd. shares
RMB Common
Guoxin Securities Co., Ltd. 62,235,354 62,235,354
shares
RMB Common
Wang Wenxue 11,715,000 11,715,000
shares
Foreign shares
placed in
CMS(HK) 7,545,580 7,545,580
domestic
exchange
Bank of China－Castrol CSI 300
RMB Common
exchange traded index securities 7,135,941 7,135,941
shares
investment fund
Beijing Zhongdian Guohua Industry RMB Common
5,500,000 5,500,000
& Trade Co., Ltd. shares
ICBC－Huatai Barry CSI 300
RMB Common
exchange traded index securities 4,989,742 4,989,742
shares
investment fund
Foreign shares
placed in
Shen Guo 4,853,400 4,853,400
domestic
exchange
Foreign shares
Shanghai Hongkang Wanguo placed in
4,748,190 4,748,190
Securities domestic
exchange
RMB Common
Chen Ruitao 4,548,436 4,548,436
shares
Notes to the related relationship Among the top ten shareholders , Dongxu Group and Baoshi Group have relationship and
7
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
between the top ten shareholders or constitute persons taking concerted action. The company does not know whether there is
their concerted action relationship between other 8 shareholders or whether they are persons taking concerted action
defined in Administrative Measures Relating to Acquisitions of Listed Companies.
Participation of top 10
Top 10 of ordinary shares of the company shareholders Wang Wenxue, Chen Ruitao were hol
unconditional common share
ding company through margin accounts 11,701,700 shares and 3,792,336 shares, representing
shareholders in securities
0.44% of total share capital and 0.14%, respectively.
margin trading (if any)
Agreed re-purchasing by the Company’s top 10 shareholders of common shares and top 10 shareholders of
unconditional common shares in the report period
□ Yes √ No
No agreed re-purchasing is performed by the Company’s shareholders in the report period.
2. Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of the
report period
□ Applicable√ Not applicable
8
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
III. Significant Events
I. Major changes of main accounting statement items and financial indicators in the reporting period, as
well as reasons for the changes
√ Applicable □ Not applicable
Financial Index Same period of last Increased/Decr Main reason for change
This period(RMB)
year(RMB) eased(%)
Consolidated Balance sheet index
Bills receivable 312,796,346.46 449,510,678.50 -30.41 Mainly due to the due in payment
of purchase money and
endorsements increase
Accounts receivable 1,139,750,614.41 638,809,800.10 78.42 Mainly due to new business is still
in the period of credit occurred
Inventory 1,147,996,902.20 512,854,086.79 123.84 Mainy due tothe company
purchased the land led to
increased development costs
Engineering Materials 54,184,511.57 22,095,086.42 145.23 Mainly due to the increase in
current LCD glass production line
construction procurement of
goods
Short-term loans 2,070,105,000.00 1,288,900,000.00 60.61 Due to the company added
increased liquidity
Advance receiptes 64,969,248.05 22,382,273.47 190.27 Mainly due to advances from
customers increased payment
Consolidated Profit statement index
Sales expenses 4,317,883.02 1,647,610.56 162.07 Mainly due to the Company freigh
t, labor costs increased
Adminstration expenses 65,677,511.88 32,665,154.25 101.06 Mainly due to the Company expan
sion led to labor costs, office and
other cost increased
Financial expenses 49,996,540.26 22,195,570.09 125.25 Mainly due to the increase in the
company's current capital loans
Assets impairment loss 5,512,967.56 1,837.20 299,974.44 Due to the company
provisionfor bad debts based
on aging
Non-operating income 142,891,389.06 2,003,010.00 7,033.83 Mainly due to the increase in
government subsidies received
Consolidated Cash flow statement index
Net Cash flow generated -164,732,966.40 -698,231,680.50 76.41 Mainly due to the company provid
9
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
by business operation es sales of goods and services rece
ived a substantial increase in cash,
in addition, the business focused
on pre-purchase payments, leadin
g to the current cash spending fell.
Net cash flow generated 831,644,866.42 13,150,101.15 6,224.25 Mainly due to financing increased
by financing for Company development
II. The progress of significant events and influence, as well as the analysis and explanation on resolving
proposal.
√ Applicable□ Not applicable
1.On the 21st meeting of the Seventh Board of Directors and the 3rd extraordinary shareholders meeting in 2014
of the relevant resolution regarding the issuance of corporate bonds, the company decided to issue not more than 1
billion yuan of corporate bonds. On March 25, 2015, China Securities Regulatory Commission issued the Audit
Committee reviewed the applicant company by the issuance of corporate bonds.
2.On the 27th meeting of the seventh Board of Directors , the 31th Meeting of the seventh Board of Directors, and
the first extraordinary shareholders meeting in 2015 examed and adopted the company's non-public issue of stoc
k options related to the motion, the company decided to non-public offering specific investors not more than 1,169
,590,643 shares (including 1,169,590,643 shares), the total funds raised not expected to exceed 8000 million (incl
uding 8000million).On April 3, 2015, the company received the "China Securities Regulatory Commission admini
strative license application acceptance notice" issued by the China Securities Regulatory Commission No. 150621
, that the company non-public issue administrative license application materials are complete and meet the statutor
y form, the decision to accept the application .
Description of the website for disclosing
Description of provisional announcement Date of disclosing
provisional announcements
Apply for the issue of corporate bonds iss China Securities Daily, Hong Kong
uance examination committee reviewed by March 26,2015 Commercial Daily and
the Commission www.cninfo.com.cn
Non-public issue of shares by the China China Securities Daily, Hong Kong
Securities Regulatory Commission April 9,2015 Commercial Daily and
accepted the application www.cninfo.com.cn
Ⅲ. The commitments of the Company and its shareholders holding over 5% of the Company’s total shares
in the report year of extending to the report year from previous year.
√ Applicable □ Not applicable
Time of Period of
Commitment Fulfillme
Commitment Contents making commitme
maker nt
commitment nt
Commitment on share Shijiazhuang If plans to sell tradable stocks of Dongxu March Long-term Under
reform Baoshi Optoelectronic through the bid trading system 29,2007 effective Fulfillme
10
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
Electronics of Shenzhen Stock Exchange and sell greater nt
Group Co., Ltd than 5% of shares within six months after the
first sales, will disclose the contents specified
by the Form Guide to Prompt Announcement
of Removing Restriction on Sales of
Non-tradable Stocks of Listed Companies
through the prompt announcement of
disclosing sales of listed companies.
Commitment in the
acquisition report or the
report on equity changes
Commitment made upon the
assets replacement
1.From the date of commitment letter issued,
except the managed hosting company for
Dongxue Optoelectronic , this company and
majority-owned subsidiaries do not in any
way, directly or indirectly engaged in
business and Dongxue Optoelectronic and its
subsidiaries are the same, or similar, future
Dongxue Optoelectronic shares and its
subsidiaries are not engaged in the same or
similar businesses.
2.The company assurances against the use of
precious stones share any act prejudicial to Long-term
Dongxu Group, the control relationship of Dongxu effective(I
Shijiazhuang Optoelectronic interests and its wholly-owned ncluding :
Under
Commitments made upon Baoshi subsidiaries, holding, or causing Dongxue 6 are val
June 27,2014 Fulfillme
issuance Electronics Optoelectronic shares and its wholly-owned id until De
nt
Group Co., subsidiaries, holding form business cember 31
Ltd. competition decisions. 3. The company will , 2016
not directly invest, purchase and Dongxu
Optoelectronic identical or similar business
enterprises and projects.
4.If the assets owned by the Dongxu
Optoelectronic . compete with , the company
will adopt effective measures and give up the
same business. 5. If the company has
horizontal competition with Dongxu
Optoelectronic and lead to lose to it, the
company will bear all the responsibilities.
6. Before December 31, 2015, by way of
designated placement, the company will
11
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
transfer all the shares that Dongxu
Optoelectronic Investment, entrusted to
Zhengzhou Xufei company and all the shares
that are entrusted to Baoshi Group, to Dongxu
Optoelectronics; Before December 31, 2016,
by way of designated placement, the company
will transfer all the shares that Dongxu Group
entrusted to Dongxu Yingkou and Sichuan
Xuhong to Dongxu Optoelectronics. Within
the time limit mentioned above, if there were
the external factors such as a depression of
industry as a whole, or the changes in
regulatory requirements, which lead to the
result that the shares of hosting company can
not meet the requirements of capital
investment, Li Zhaoting, the actual controller,
Dongxu Optoelectronic Investment , Dongxu
Group and Baoshi Group as well as the
company will actively negotiate with related
parties, continue to entrust the above
mentioned shares and the power of
management to Dongxu Optoelectronics.
Within the period when the company is still
the controlling shareholder of Dongxu
Optoelectronics, the commitments are in
effect.
Dongxu Group Co., Ltd. subscribed for
25.01% of the shares privately issued by the As of Under
Dongxu Group
Company and promised that the period of sale April 18, 2013 April Fulfillme
Co., Ltd.
restriction of such shares was 36 months from 17,2016 nt
the first day of listing.
Dongxu Group has made other not included in
the "patent license contract" in the rear and th Committe
e flat panel display glass substrate related pate d validity i
nts, will be entirely in accordance with the "p s consisten
atent license contract" clause and its subsidiar t with the
Under
Dongxu Group ies Dongxu Optoelectronic (Wuhu Optoelectr February duration of
Fulfillme
Co., Ltd. onics ， 8,2015 company
nt
Wuhu equipment and Shijiazhuang equipment bonds issu
) signed a free patent license contract. After th ed this tim
is success Dongxu Optoelectronic issuance of e
corporate bonds, the duration of the bond, reg
ardless of whether the Group controls Dongxu
12
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
Optoelectronic promised after the aforementi
oned "patent licensing contract" expires, accor
ding to Dongxu Group and Dongxu Optoelect
ronic applications unconditional original contr
act terms and Dongxu optoelectronic and its s
ubsidiaries (Wuhu Optoelectronic and
Shijiazhuang equipment) to renew the patent l
icense contract maturity date expires.
Committe
I. This public issue of corporate bonds to raise d validity i
funds will not directly or indirectly invest in r s consisten
Dongxu eal estate development business, not an increa t with the
Under
Optoelectronic se in the real estate business for its subsidiarie February duration of
Fulfillme
Technology Co., s or its loan capital; 10,2015 company
nt
Ltd. II This public issue of corporate bonds to rais bonds issu
e funds will not be used in any manner or disg ed this tim
uise for the real estate development business e
Other commitments made to
minority shareholders
Executed timely or not? Yes
IV．Prediction of Business performance for January- June 2015
Estimation of accumulative net profit from the beginning of the year to the end of next report period to be loss
probably or the warning of its material change compared with the corresponding period of the last year and
explanation of reason.
□ Applicable √ Not applicable
V. Securities investment
□ Applicable √ Not applicable
There is no securities investment during the report period.
VI. Shareholdings in other listed companies
□ Applicable √ Not applicable
No such cases in the reporting period.
13
Dongxu Optoelectronic Technology Co., Ltd.The First Quarterly Report 2015
VII. Investments in derivatives
□ Applicable √ Not applicable
There is no derivative investment during the report period.
VIII. The registration form of acceptance of investigation, communication and interview in the report
period for future reference
□ Applicable √ Not applicable
The Period has no research, communication and written inquiry from the investors in the report period.
Dongxu Optoelectronic Technology Co., Ltd.
Chairman of the Board：Li Zhaoting
Issue day approved by the Board of Directors: April 29,2015.
14