Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Stock code ：000413,200413 Abbreviation：Dongxu Optoelectronic, Dongxu B Announcement：2017-105
Dongxu Optoelectronic Technology Co., Ltd.
The Third Quarterly Report 2017
October 2017
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Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
I. Important Notice
The Board of Directors ,Supervisory Committee, all directors, supervisors and senior executives of the Company
hereby guarantees that there are no misstatement, misleading representation or important omissions in this report
and shall assume joint and several liability for the authenticity, accuracy and completeness of the contents hereof.
All of the directors presented the board meeting at which this Quarterly Report was examined.
Mr. Li Zhaoting, The Company leader, Mr.Huang Jinliang, Chief financial officer and the Mr.Gao Feipeng, the
person in charge of the accounting department (the person in charge of the accounting )declare: the financial
report carried in this report is authentic and completed.
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Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
II. Basic information about the company
I.Main financial data and financial index
Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed
and accounting error correction or not.
□ Yes √ No
As at the end of the Changed （%）over end of
As at the end of last year
reporting period prev. year
Gross assets（RMB） 48,694,131,849.40 46,826,319,570.41 3.99%
Net assets attributable to the
shareholders of the listed company 22,897,698,801.62 22,216,300,365.86 3.07%
（RMB）
Increase/decrease over Between beginning of
Changed （%）over
Reporting period the same period of last the year to the end of
end of prev. year
year（%） the report period
Operating income（RMB） 3,227,360,295.67 133.93% 7,868,645,823.58 84.64%
Net profit attributable to the
shareholders of the listed company 390,258,136.00 52.52% 1,026,113,886.37 27.97%
（RMB）
Net profit after deducting of
non-recurring gain/loss attributable to
378,226,991.24 138.86% 938,217,539.65 51.76%
the shareholders of listed company
（RMB）
Cash flow generated by business
-- -- 332,635,634.84 -79.58%
operation, net（RMB）
Basic earning per share(RMB/Share) 0.080 33.33% 0.210 5.00%
Diluted gains per
0.080 33.33% 0.210 5.00%
share(RMB/Share)(RMB/Share)
Weighted average income/asset ratio
1.72% 0.21% 4.51% -0.72%
（%）
Items and amount of non-current gains and losses
√ Applicable □ Not applicable
In RMB
Amount (Year-beginning to
Items Notes
the end of the report period.)
Non-current asset disposal gain/loss(including the write-off part
-36,971.00
for which assets impairment provision is made)
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Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Govemment subsidy recognized in current gain and
loss(excluding those closely related to the Company’s business 76,061,917.45
and granted under the state’s policies)
Gain from entrusted investment or assets management 38,932,047.17
Gain/loss on loans obtained by entrusting others 6,811,112.87
Other non-operating income and expenditure beside for the above
-439,080.66
items
Less: Influenced amount of income tax 18,977,141.62
Amount of influence of minority interests（After tax） 14,455,537.49
Total 87,896,346.72 --
For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on
information disclosure for Companies Offering their Securities to the Public-Non-recurring Gains and Losses and
its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure
for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as
recurring gains and losses, it is necessary to explain the reason.
□ Applicable√ Not applicable
None of Non-recurring gain /loss items recognized as recurring gain /loss/items as defined by the information
disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.
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The Third Quarterly Report 2017
II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period
1. About Total Common Shareholders, Total Preference Shareholders with the Voting Power Recovered
and the Shares Held by Top Ten Common Shareholders
In shares
Total preference shareholders with
Total number of common 405,506（Including 388047shareholders holding a
the voting power recovered at the 0
shareholders at the period-end shares and 17459 shareholders holding B shares）
end of the reporting period(if any)
Shares held by the top 10 shareholders
Share Amount of tradable Pledging or freezing
Properties of
Shareholder name proportion Quantity shares with Status of the
shareholder Quantity
% Conditional held shares
Domestic Non
Tunghsu Group Co., Ltd. -State-owned legal 11.32% 558,968,800 439,882,697 Pledge 553,962,697
person
Domestic Non
Shijiazhuang Baoshi Electronic
-State-owned legal 6.73% 332,382,171 0 Pledge 153,520,000
Group Co., Ltd.
person
China Fund Management Co.,
Ltd.－Huaxia Bank－TTCO
Trust Co., Ltd.－TTCO Trust Other 3.51% 173,239,116 0
Co., Ltd.－Shunjing No.5
Single capital trust
Minsheng Royal Fund
Management Co., Ltd.-Ping An
Bank-Ping An Trust-Ping An Other 1.86% 91,642,280
Wealth* Huitai No.163 Single
Fund Trust
Domestic Non
Qianhai Equity Investment
-State-owned legal 1.74% 86,024,545
Fund（LP）
person
Dongxu Optoelectronic
Technology Co., Ltd.－The Other 1.47% 72,639,296 72,639,296
Iphase of ESOP
Nuoan Fund－Xingye
Securities－Nanjing Shuangan Other 1.45% 71,494,714
Assets Management Co., Ltd.
Domestic Non
Shenzhen Taianer Information
-State-owned legal 1.39% 68,765,682 Pledge 61,165,682
Technology Co., Ltd.
person
Penghua Fund－Ningbo Bank Other 1.25% 61,987,758
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The Third Quarterly Report 2017
－Daye Trust－Daye
TrustDongxu Optoelectronic
increase funds II Single fund
trust
STAS Asset Management－
Ningbo Bank－Minsheng Trust
－China Minsheng TrustZhixin
Other 1.25% 61,987,758
No.208 Dongxu Optoelectronic
increase collective fund trust
plan
Shares held by the Top 10 Shareholders of Non-restricted shares
Number of the non-restricted shares Share type
Shareholders’ Names
held Share type Quantity
RMB Common
Shijiazhuang Baoshi Electronic Group Co., Ltd. 332,382,171 332,382,171
shares
China Fund Management Co., Ltd.－Huaxia Bank－
RMB Common
TTCO Trust Co., Ltd.－TTCO Trust Co., Ltd.－ 173,239,116 173,239,116
shares
Shunjing No.5 Single capital trust
RMB Common
Tunghsu Group Co., Ltd. 119,086,103 119,086,103
shares
Minsheng Royal Fund Management Co., Ltd.-Ping An
RMB Common
Bank-Ping An Trust-Ping An Wealth* Huitai No.163 91,642,280 91,642,280
shares
Single Fund Trust
RMB Common
Qianhai Equity Investment Fund（LP） 86,024,545 86,024,545
shares
Nuoan Fund－Xingye Securities－Nanjing Shuangan RMB Common
71,494,714 71,494,714
Assets Management Co., Ltd. shares
RMB Common
Shenzhen Taianer Information Technology Co., Ltd. 68,765,682 68,765,682
shares
Penghua Fund－Ningbo Bank－Daye Trust－Daye
RMB Common
TrustDongxu Optoelectronic increase funds II Single 61,987,758 61,987,758
shares
fund trust
STAS Asset Management－Ningbo Bank－Minsheng
RMB Common
Trust－China Minsheng TrustZhixin No.208 Dongxu 61,987,758 61,987,758
shares
Optoelectronic increase collective fund trust plan
HuaAn Future Asset-ICBC-No.1 Asset Management RMB Common
49,877,765 49,877,765
Plan of Dongxu Optoelectronic’s Private Placement shares
Among the top ten shareholders holding non-restricted negotiable shares,
Explanation on shareholders participating in the margin
Tunghsu Group and Baoshi Group have relationship and constitute
trading business
persons taking concerted action. The Company does not know whether
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The Third Quarterly Report 2017
there is any relationship among the rest 8 ordinary shareholders or
between the rest eight top shareholders of unlimited-sale common stock
and the rest 8 ordinary shareholders, nor know whether they belong to the
persons acting in concert stipulated by "Measures for the administration of
the takeover by listed companies".
Participation of top 10 unconditional common share
Not applicable
shareholders in securities margin trading (if any)
Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a
buy-back agreement dealing in reporting period.
□ Yes √ No
The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company
have no buy –back agreement dealing in reporting period.
2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of
the report period
□ Applicable √Not applicable
III Significant Events
I. Major changes of main accounting statement items and financial indicators in the reporting period, as
well as reasons for the changes
√ Applicable □ Not applicable
Amount at the
Amount at the end of beginning of period Rate of change
No Items in statements Reason for change
period/ This period /Same period of last （%）
year
Mainly due to the expansion
1 Account receivable 2,815,556,458.91 1,652,714,640.77 70.36
of business scale and income
Mainly due to the new
2 Advance payments 1,986,345,935.58 862,432,895.10 130.32 prepaid payment and equity
purchase
Other account Mainly due to the increase in
3 319,700,792.58 186,071,085.24 71.82
receivable margin
4 Inventories 3,706,559,024.47 2,688,967,436.27 37.84 Mainly due to stocking
Long term share Mainly due to the increase in
5 505,025,114.92 72,354,803.70 597.98
equity investment equity investment
Mainly due to the
Construction in
6 2,932,425,322.50 1,772,629,310.84 65.43 construction of production
progress
line
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The Third Quarterly Report 2017
Mainly due to the merger
7 Goodwill 156,849,701.01 33,935,384.57 362.20
under the same control
Mainly due to the increase in
Long-term prepaid
8 18,712,963.05 11,756,506.76 59.17 the use of patents and
expenses
housing renovation fees
9 Notes payable 263,884,722.25 393,136,676.05 -32.88 Mainly due to payment due
Mainly due to the increase in
10 Account payable 1,809,200,506.64 1,165,418,491.73 55.24
inventories
Advances from Mainly due to the increase in
11 893,259,362.12 414,078,061.38 115.72
customers construction equipment
Mainly due to the votes and
12 Interest payable 238,293,444.92 81,610,513.91 191.99
corporate bonds
Mainly due to the increase in
13 Other payable 238,163,230.93 114,993,136.80 107.11
margin
Mainly due to the expansion
14 Business revenue 7,868,645,823.58 4,261,683,547.71 84.64 of business scale in the
current period
Mainly due to the increase in
15 Operating cost 5,937,363,039.53 2,883,454,282.36 105.91 operating costs due to the
increase in operating costs
Mainly due to the increase in
Business taxes and
16 58,051,137.61 25,082,445.26 131.44 operating income due to the
surcharges
increase in tax revenue
Mainly due to the current
17 Financial expenses 411,695,344.38 189,141,367.36 117.67 corporate bonds and interest
accrued
Mainly due to the equity
method of accounting for
18 Investment income 21,302,358.40 -29,947.57 71,232.18
investment income and
financial benefits
Mainly due to the
Non-operating
19 76,654,784.57 196,230,891.80 -60.94 reclassification of new
income
government subsidies
Income tax Mainly due to the increase in
20 274,936,572.22 131,886,161.05 108.47
expense the scale of business profits
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The Third Quarterly Report 2017
II. The progress of significant events and influence, as well as the analysis and explanation on resolving
proposal.
√Applicable □Not applicable
(I) The Phase II Employee Stock Ownership Plan of the company
The Company held the 19th meeting of the 8th Board of Directors and the 5th extraordinary shareholders'
general meeting respectively on July 30, 2017 and on August 15, 2017, examined and approved the Proposal about
the Phase II Employee Stock Ownership Plan (draft) of Dongxu Optoelectronic Technology Co., Ltd and its
Summary. On September 5, 2017, the Collective Fund Trust Plan of Zhonghai Trust-Dongxu Optoelectronics ESOP
was set up. As of the date of this report, the company's Phase II ESOP has not yet bought the company's stock due to
the factors such as the company's third quarterly report disclosure window period.
The company's Phase II ESOP planned to complete the purchase of the company's stock in the secondary
market within the valid period.
(II) The matter of the Company's share issuance and paying cash to purchase the assets and raise the matching
funds namely the related transaction
On August 24, 2017, the company received the notice from the CSRC that the Company's share issuance and
paying cash to purchase the assets and raise the matching funds namely the related transaction matter was
conditionally approved by CSRC through the forty-ninth merger and reorganization committee work conference
held on August 24, 2017 by CSRC's Audit Committee of Mergers and Reorganization of listed companies.
The Company will complete the issuance of shares to buy assets and raise the matching funds and complete the
registration, listing of new shares and other related work as soon as possible after receiving the approval document
from the China Securities Regulatory Commission.
Description of the website for disclosing provisional
Overview of material matters Date of disclosing
announcement
China securities Journal, Hongkong Commercial Daily,
The restructuring project was
August 24,2017 Secutities Daily , Secutities Times, Shanghai Securities
reviewed and approved
News and http://www.cninfo.com.cn.
The Phase II employee stock China securities Journal, Hongkong Commercial Daily,
ownership plan was reviewed and August 16,2017 Secutities Daily , Secutities Times, Shanghai Securities
approved News and http://www.cninfo.com.cn.
III. Commitments finished in implementation by the Company, shareholders, actual controller, acquirer,
directors, supervisors, senior executives or other related parties in the reporting period and commitments
unfinished in implementation at the end of the reporting period
□ Applicable √ Not applicable
The company has no commitments completed in period and those without completed till lend of the period from
actual controller, shareholders, related parties, purchaser and companies.
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The Third Quarterly Report 2017
IV．Prediction of Business performance for 2017
Estimation of accumulative net profit from the beginning of the year to the end of next report period to be loss
probably or the warning of its material change compared with the corresponding period of the last year and
explanation of reason.
□ Applicable √ Not applicable
III. Commitments finished in implementation by the Company, shareholders, actual controller, acquirer,
directors, supervisors, senior executives or other related parties in the reporting period and commitments
unfinished in implementation at the end of the reporting period
□ Applicable √ Not applicable
The company has no commitments completed in period and those without completed till lend of the period from
actual controller, shareholders, related parties, purchaser and companies.
IV．Prediction of Business performance for January- June 2017
Estimation of accumulative net profit from the beginning of the year to the end of next report period to be loss
probably or the warning of its material change compared with the corresponding period of the last year and
explanation of reason.
□ Applicable √ Not applicable
V. Investment in securities
□ Applicable √ Not applicable
No securities investment in period.
VI. Investments in derivatives
□ Applicable √ Not applicable
There is no derivative investment during the report period.
VII. The registration form of acceptance of investigation, communication and interview in the report
period for future reference
√Applicable □Not applicable
Reception time Way of reception Types of visitors Basic index
Shenzhen Stock Exchange site
September 19,2017 Field research Organization
interactive company zone
From January 1,2017 to
By Phone Individual Nil
September 30,2017
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The Third Quarterly Report 2017
VIII. Outward Guarantee against the Regulations
□ Applicable √ Not applicable
The Company had no guarantee outside against the regulation in the reporting period.
IX. Non-operational Occupancy of the Company’s Capital by the Controlling Shareholder and its Related
Parties
□ Applicable √ Not applicable
The Company had no non-operational fund occupation from controlling shareholders and its related party.
X.Implementation of the social Responsibility of taking targeted measures to alleviate poverty in light of
local Conditions.
The third Quarter poverty relieving summary
In December 2016, the company, for promoting the original old liberated area culture of “Jinsui revolutionary
base area” in Shanxi and the sustainable development of the educational business as well as inheriting the spirit of
arduous struggle for the nation and people of the older generation of revolutionaries, entered into the Donation
Agreement with Shanxi Jinsui Culture and Education Development Foundation (hereinafter referred to as “Jinsui
Foundation”), under which, the company would donate 3 million yuan to Shanxi Jinsui Culture and Education
Development Foundation freely from the its own fund. The donation money is mainly used for the financing of the
outstanding students of the poor families in the old liberated areas, the establishment of the Jinsui base information
database, the landscaping project of Memorial Cemetery of Jinsui Martyrs, the relocated burial of the revolutionary
martyrs, etc.
During the reporting period, the Company actively followed up and supervised the use of donation funds for
poverty alleviation. From August 17, 2017 to August 19,2017, the company and the Jin Sui Cultural and
Educational Development Foundation together carried out the sunshine activities to aid students in Xing county
and Shilou County in Shanxi province, and each of the 207 outstanding students of the poor families selected by
Jin Sui Cultural and Educational Development Foundation was granted RMB 5,000 of tuition aid and inspirational
scholarship, thus to ensure that they enter school smoothly and finish their studies better.
Dongxu Optoelectronic Technology Co., Ltd.
Board Chairman: Li Zhaoting
Issue day approved by the Board of Directors：October 30,2017
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