Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 tock code :000413,200413 Abbreviation:Dongxu Optoelectronic, Dongxu B Announcement No.:2020-026 Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 1 Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 I. Important Notice The Board of Directors ,Supervisory Committee, all directors, supervisors and senior executives of the Company hereby guarantees that there are no misstatement, misleading representation or important omissions in this report and shall assume joint and several liability for the authenticity, accuracy and completeness of the contents hereof. All of the directors presented the board meeting at which this Quarterly Report was examined. Mr. Gu Xuan, Person in charge of the Company, Mr. Wang Qing, Person in charge of accounting works, Mr. Wang Qing, Chief of the accounting organ (chief of accounting ) hereby confirm the authenticity and completeness of the financial report enclosed in this report. 2 Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 II. Basic information about the company I.Main financial data and financial index Indicate by tick mark whether the Company needs to retroactively restate any of its accounting data. □Yes √No Changes of this period-end This period Same period of last year over same period-end of last year(%) Operating revenue(Yuan) 1,030,628,692.95 3,816,412,812.51 -72.99% Net assets attributable to the shareholders -332,074,298.57 431,060,886.41 -177.04% of the listed company(Yuan) Net profit after deducting of non-recurring -354,123,553.35 396,063,134.95 -189.41% gain/loss attributable to the shareholders of listed company(Yuan) Net cash generated from /used in operating 159,026,281.37 638,683,628.95 -75.10% activities(Yuan) Basic earning per share(Yuan/Share) -0.06 0.08 -175.00% Diluted gains per share(Yuan/Share) -0.06 0.08 -175.00% Weighted average return on equity (%) -1.08% 1.32% -2.40% Changes of this period-end End of this period End of last period over same period-end of last year(%) Gross assets(Yuan) 70,212,669,842.89 69,628,320,928.19 0.84% Net assets attributable to the shareholders 30,684,717,024.74 31,020,123,473.81 -1.08% of the listed company(Yuan) Items and amount of non-current gains and losses √ Applicable □ Not applicable In RM B Amount (Year-beginning to Items Notes the end of the report period.) Govemment subsidy recognized in current gain and 34,798,415.75 loss(excluding those closely related to the Company’s business and granted under the state’s policies) Other non-operating income and expenditure beside for the above -3,134,773.94 3 Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 items Less: Influenced amount of income tax 5,998,980.39 Amount of influence of minority interests(After tax) 3,615,406.64 Total 22,049,254.78 -- For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on information disclosure for Companies Offering their Securities to the Public -Non-recurring Gains and Losses and its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure for Companies offering their securities to the public -non-recurring Gains and losses which have been defined as recurring gains and losses, it is necessary to explain the reason. □ Applicable√ Not applicable None of Non-recurring gain /loss items recognized as recurring gain /loss/items as defined by the information disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period. 4 Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period 1. About Total Common Shareholders, Total Preference Shareholders with the Voting Power Recovered and the Shares Held by Top Ten Common Shareholders In shares Total number of common 406,749 Total preference shareholders with 0 shareholders at the period-end (including the voting power recovered at the 389,995 end of the reporting period(if any) shareholders holding A shares and 16,754 shareholders holding B shares) Shares held by the top 10 shareholders Pledging or freezing Amount of tradable Shareholder Properties of Share Status of Quantity shares with name shareholder proportion % the Quantity Conditional held shares Domestic Non 15.97% 915,064,091 352,006,791 pledge 799,643,042 Tunghsu Group -State-owned Co., Ltd. legal person freeze 915,064,091 Shijiazhuang 4.82% 276,064,271 pledge 153,520,000 Domestic Non Baoshi -State-owned Electronic legal person Group Co., Ltd. Shanghai 4.58% 262,626,262 262,626,262 pledge 80,000,000 Huimao Domestic Non Enterprise -State-owned M anagement legal person Co., Ltd. Shenzhen 1.07% 61,165,682 pledge 61,165,682 Taianer Domestic Non Information -State-owned Technology legal person Co., Ltd. Hong Kong 0.82% 47,107,537 central clearing Foreign legal company person limited Kunshan State-owned legal 0.73% 41,838,269 5 Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 Development person Zone State-Owned Investment Holding Co., Ltd. China securities Domestic Non 0.54% 30,906,112 finance co., Ltd -State-owned legal person Domestic Natural 0.22% 12,860,000 Lin Zhengnan person M ianyang Domestic legal 0.20% 11,380,165 pledge 11,380,000 science and person technology city development investment (group) co., Ltd Ye Yajun Domestic Natural 0.17% 10,000,000 person Shares held by the Top 10 Shareholders of Non-restricted shares Number of the non-restricted Share type Shareholders’ Names shares held Share type Quantity 563,057,300 RM B Common 563,057,300 Tunghsu Group Co., Ltd. shares Shijiazhuang Baoshi Electronic 276,064,271 RM B Common 276,064,271 Group Co., Ltd. shares Shenzhen Taianer Information 61,165,682 RM B Common 61,165,682 Technology Co., Ltd. shares Hong Kong Securities Clearing Co., 47,107,537 RM B Common 47,107,537 Ltd. shares Kunshan Development Zone 41,838,269 41,838,269 RM B Common State-Owned Investment Holding shares Co., Ltd. 30,906,112 RM B Common 30,906,112 China securities finance co., Ltd shares 12,860,800 RM B Common 12,860,800 Lin Zhengnan shares M ianyang science and technology 11,380,165 11,380,165 RM B Common city development investment (group) shares co., Ltd 6 Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 Ye Yajun 10,000,000 RM B Common 10,000,000 shares Industrial and Commercial Bank of 9,562,353 9,562,353 RM B Common China. - huataibairui Csi 300 etf shares investment fund Among the top 10 shareholders, Shijiazhuang Baoshi Electronics Group Co., Ltd. and Explanation on shareholders Dongxu Group Co., Ltd. constitute a concerted relationship. The company does not participating in the margin trading know whether the other 8 shareholders are related to each other or whether they belong business to the concerted action as stipulated in the Regulations Governing the Purchase of Public Companies. Among the top 10 shareholders, Shijiazhuang Baoshi Electronic Group Co., Ltd. Participation of top 10 unconditional conducted margin financing and short selling business through the customer credit common share shareholders in transaction guarantee securities account of Southwest Securities co., ltd, involving securities margin trading (if any) 122,538,600 shares. Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement dealing in reporting period. □ Yes √ No The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company have no buy –back agreement dealing in reporting period. 2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of the report period □ Applicable √Not applicable 7 Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 III Significant Events I. Major changes of main accounting statement items and financial indicators in the reporting period, as well as reasons for the changes √ Applicable □ Not applicable No Items Ending balance Opening balance Changes Remarks on the change 1 Operating revenue 1,030,628,692.95 3,816,412,812.51 -72.99% COVID-19 epidemic effects 2 Operating costs 869,978,952.06 2,866,380,893.72 -69.65% COVID-19 epidemic effects 305,954,286.63 195,587,354.83 56.43% The rising cost of financing leads to an 3 Finance increase in interest charges 4 Other income 76,186,615.30 105,585,373.30 -27.84% Reduced government subsidies II. The progress of significant events and influence, as well as the analysis and explanation on resolving proposal. □ Applicable √ Not applicable Progress in the implementation of share repurchase □ Applicable √ Not applicable Progress in the implementation of the reduction of the repurchased shares by means of centralized bidding □ Applicable √ Not applicable III. Commitments finished in implementation by the Company, shareholders, actual controller, acquirer, directors, supervisors, senior executives or other related parties in the reporting period and commitments unfinished in implementation at the end of the reporting period □ Applicable √Not applicable The company has no commitments completed in period and those without completed till lend of the period from actual controller, shareholders, related parties, purchaser and companies. IV. Investment in securities □ Applicable √Not applicable There is no securities investment during the reporting period. V. Entrusted Financial Management □ Applicable √Not applicable There is no Entrusted Financial Management during the report period. VI. Investment in derivatives □ Applicable √Not applicable There is no derivative investment during the report period. 8 Tunghsu Optoelectronic Technology Co., Ltd. The Frist Quarterly Report 2020 VII. The registration form of acceptance of investigation, communication and interview in the report period for future reference □ Applicable √Not applicable The Period has no research, communication and written inquiry from the investors in the report period. VIII. External guarantee get out of line □ Applicable √Not applicable The Company has no external guarantee get out of the line in the Period IX. Controlling shareholder and its related parties occupying non-business capital of the listed company □ Applicable √Not applicable There are no controlling shareholder and its related parties occupying non-business capital of the listed company in Period Tunghsu Optoelectronic Technology Co., Ltd. Board Chairman: Gu Xuan Issue day approved by the Board of Directors:April 30,2020 9