Bank of Communications Co., Ltd. 03328 2013 2013 6 30 34 A H A 601328 H 03328 188 86-21-58766688 86-21-58798398 investor@bankcomm.com 1 2013 6 30 2013 2012 6 30 12 31 % 5,717,602 5,273,379 8.42 3,201,417 2,947,299 8.62 5,319,444 4,891,932 8.74 3,953,310 3,728,412 6.03 396,371 379,918 4.33 5.34 5.12 4.30 2013 1–6 2012 1–6 % 65,008 58,394 11.33 45,060 40,170 12.17 34,827 31,089 12.02 0.47 0.50 (6.00) 2013 2012 6 30 12 31 % % 1 1.27 1.18 0.09 2 17.95 17.91 0.04 3 25.20 29.86 (4.66) 4 0.99 0.92 0.07 5 222.92 250.68 (27.76) 6 11.20 11.24 (0.04) 6 13.85 14.07 (0.22) 1 2 3 4 5 6 2 2013 6 30 74,262,726,645 A 39,250,864,015 52.85% H 35,011,862,630 47.15% 399,622 A 357,034 H 42,588 2013 1 1 + - 2013 6 30 % % 6,541,810,669 8.81 6,541,810,669 8.81 1 4,407,854,231 5.94 4,407,854,231 5.94 2 1,428,571,426 1.92 1,428,571,426 1.92 3 705,385,012 0.95 705,385,012 0.95 4 67,720,915,976 91.19 67,720,915,976 91.19 1 32,709,053,346 44.04 32,709,053,346 44.04 2 3 35,011,862,630 47.15 35,011,862,630 47.15 4 74,262,726,645 100.00 74,262,726,645 100.00 1 1 % 19,702,693,828 26.53 2,530,340,780 4,330,900 14,898,944,701 20.06 2 13,886,417,698 18.70 3 3,283,069,006 4.42 1,877,513,451 4 1,246,591,087 1.68 808,145,417 1.09 439,560,439 705,385,012 0.95 705,385,012 663,941,711 0.89 439,560,439 658,467,013 0.89 219,780,219 571,078,169 0.77 3 1 2 2013 6 30 H 3 2013 6 30 H 13,886,417,698 (HSBC Holdings plc) 2013 6 30 H 14,135,636,613 19.03% H XV 4 2013 6 30 H 7,027,777,777 9.46% 2013 6 30 A+H 10,310,846,783 13.88% 2 12,618,353,049 4,553,999,999 14,898,944,701 13,886,417,698 1,405,555,555 1,246,591,087 571,078,169 438,686,794 368,584,978 363,956,733 310,678,434 3 2012 A 36 2012 8 22 2015 8 23 2013 6 30 % 2,530,340,780 38.68 1,877,513,451 28.70 705,385,012 10.78 439,560,439 6.72 439,560,439 6.72 329,670,329 5.04 219,780,219 3.36 4 XV 2013 6 30 336 A 1 A % % 15,148,693,8292 38.59 20.40 1,877,513,451 4.78 2.53 H 1 H % % 8,433,333,332 24.09 11.35 4,553,999,9992 13.01 6.13 14,135,636,613 40.37 19.03 3 2,674,232 0.01 0.004 14,138,310,845 40.38 19.04 4 HSBC Finance (Netherlands) 14,138,310,845 40.38 19.04 HSBC Bank plc 9,012,000 0.03 0.01 5 63,250 0.0002 0.0001 9,075,250 0.03 0.01 6 HSBC Holdings plc 14,147,386,095 40.41 19.05 1. 2. 2013 6 30 H 4,553,999,999 6.13% A 15,148,693,829 20.40% 3. 62.14% H 2,674,232 H 2,674,232 H Hang Seng Bank Trustee International Limited 2,581,887 H Hang Seng Bank (Trustee) Limited 92,345 H 4. HSBC Asia Holdings BV HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Holdings BV HSBC Finance (Netherlands) HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Finance (Netherlands) 14,138,310,845 H 5. HSBC Trustee (C.I.) Limited 63,250 H HSBC Trustee (C.I.) Limited HSBC Private Bank (C.I.) Limited HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Europe (Netherlands) BV 94.90% HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Trustee (C.I.) Limited 63,250 H 5 6. HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc 3 4 5 HSBC Holdings plc 14,138,310,845 H HSBC Bank plc 9,075,250 H 2013 6 30 336 XV A 37,980 37,980 A 94,820 94,820 2013 6 25 2013 6 30 XV XV 352 1 2013 3 27 2 2013 4 15 3 2013 5 20 4 2013 5 20 5 2013 6 25 2012 6 6 2013 6 25 2012 7 2013 6 25 2012 2013 GDP 7.6% 7.5% 0.2 CPI 2.4% 14.2% 10.15 2.38 6 M2 14.0% 57,176.02 8.42% 39,533.10 6.03% 32,014.17 8.62% 348.27 12.02% 1.27% 17.95% 0.09 0.04 2.39% 2.56% 8 5 0.99% 0.07 222.92% 27.76 12.68% 10.14% (FORTUNE) 500 243 83 (The Banker) 1,000 23 7 7 1 2013 26,413.98 4.66% 25,383.94 8.21% 241.10 10.11% 0.95% 0.02 80.02 16.27% 261.65 10.72% 5.59% 3.04% (1) (Marine Money) 2012 (The Chinese Banker) 2013 (2) e 12,106.51 8.79% 38.51% 0.61 (3) 1.3 7 (The Chinese Banker) 8 (4) + + 10,000 65% NRA (5) 2013 2,806.29 24.86% 244.53 193.45% 199.74 2013 6 277.20 29.42% (6) 41.53 21.72% 26.71% 75 1,366.01 82.66% IPO (7) 23,006.95 53.07% 9 2 2013 4.62% 50.30 58.03% 55.31 75.57 48.21% 1.14% 0.29 (1) 13,074.51 8.98% 0.89 6,630.23 10.22% 20.71% 0.30 (2) 2013 (AUM) 18,365.87 7.19% 11.80% 8.11% 64.79% 115.26% 25.07% 21.45% (3) 2,884 181 3,495 47.2% 1,289 8% 10 IC IC NFC 9,020 435 3 2013 134.26 19.61% 126.33 19.68% (1) 2013 6 24 6 4 2 1,538.93 (2) 2.14 2,711.11 11 (3) 9,737.74 11.16% 3.70% (4) 71 9 15,000 3,200 61 8 54.79% 573.82 431.30 138.29 47.20% (5) 2013 T+D 4.68% 402.35 54.77% 274.91 206.75% 4 14.40 6.43% 71.74 8.04% 0.92 1 19,611 3.18% 12 (1) 2,691 10 19 29 5 207 1.32 61.98% 37.40% 1.53 200 22 8.46% (2) 7.49 35.90 76.97% 3.80 1,789 2.2 804 1.2 3.27 5,917.02 11.36% 22.07% iTM 30 60 12.34% 9,391.40 48.11% 8.86% 3.03 49.48% IC IC IC 33.78% 2,381 4,662.11 308.45% 127.80% 99.77% 3.37% 2.17 345.87 63.64% 55.63% 13 (3) 19,611 3.18% 8,838 2.48% 10,773 3.76% AFP CFP CPB EFP 6,200 1,237 19 275 (4) 6 5 (1) 4,880.99 20.62% 0.87 8.54% 19.58 30.10% 0.78 5.62% 1.70 36.80% 0.06% 0.06 12 55 1,587 22 143 25 101 154 470.89 35.36% 290.39 27.18 RQFII 3,546.32 77.47% 14 117.46 11.76% 763.08 31.42% (2) 1,134.63 23.88% 10.14 138.59% 516.04 16 201.91 2012 2,216.48 41.71% 850.17 22.49% 64 4 47.62 18.31% 3,075 35.40% 15 1 (1) 450.60 48.90 12.17% 6 30 6 2013 2012 65,008 58,394 13,895 10,962 (8,469) (7,136) 45,060 40,170 (2) 650.08 66.14 76.53% 16 2013 6 30 6 2012 6 30 6 % % 798,793 6,243 1.56 701,887 5,461 1.56 418,663 7,045 3.37 331,505 6,129 3.70 3,120,786 95,095 6.09 2,724,197 91,911 6.75 2,421,017 72,514 5.99 2,096,278 69,824 6.66 607,486 20,694 6.81 481,277 17,081 7.10 92,283 1,887 4.09 146,642 5,006 6.83 904,100 16,706 3.70 799,912 14,702 3.68 5,084,2553 122,6803 4.83 4,481,8493 116,6983 5.21 189,748 187,577 5,274,0033 4,669,4263 3,711,232 38,570 2.08 3,179,543 34,510 2.17 2,480,267 25,826 2.08 2,185,143 24,065 2.20 1,230,965 12,744 2.07 994,400 10,445 2.10 1,074,376 19,679 3.66 1,058,354 23,494 4.44 95,269 1,832 3.85 91,832 1,805 3.93 4,722,7903 57,6723 2.44 4,254,0773 58,3043 2.74 551,213 415,349 5,274,0033 4,669,4263 65,008 58,394 1 2.393 2.473 2 2.563 2.613 1 2.454 2.534 2 2.624 2.674 1 2 3 4 11.33% 2012 2.39% 2.56% 8 5 17 2013 1–6 2012 1–6 782 782 1,612 (696) 916 13,385 (10,201) 3,184 1,917 87 2,004 17,696 (10,810) 6,886 5,769 (1,709) 4,060 356 (4,171) (3,815) 68 (41) 27 6,193 (5,921) 272 11,503 (4,889) 6,614 66.14 115.03 48.89 1,250.89 68.86 5.83% A. 950.95 31.84 3.46% B. 167.06 20.04 13.63% 3.70% 18 C. 969.06 13.81% 62.43 7.82 D. 70.45 9.16 14.95% 26.29% 600.81 2.72 0.45% A. 385.70 40.60 11.76% 64.20% B. 196.79 38.15 16.24% 78 3.66% C. 18.32 0.27 3.93% 3.85% (3) 138.95 29.33 26.76% 19 6 30 6 2013 2012 1,187 1,013 4,369 3,641 4,153 3,412 1,880 1,805 2,749 1,616 1,036 764 175 210 15,549 12,461 (1,654) (1,499) 13,895 10,962 11.87 1.74 17.18% 43.69 7.28 19.99% 41.53 7.41 21.72% 18.80 0.75 27.49 11.33 70.11% 10.36 2.72 35.60% (4) 203.38 18.85 10.22% 4.60 25.20% 0.41 (5) 84.69 13.33 18.68% (1) 51.38 9.72 (2) 33.31 23.05 0.53% 0.02 20 (6) 101.42 11.13 12.33% 22.51% 25% 6 30 6 2013 2012 10,846 11,771 (704) (2,742) 2 (1) 57,176.02 4,442.23 8.42% 2013 6 30 2012 12 31 % % 3,130,826 54.76 2,879,628 54.61 976,272 17.07 879,301 16.67 881,583 15.42 816,846 15.49 518,204 9.06 520,963 9.88 5,717,602 5,273,379 32,014.17 2,541.18 8.62% 1,734.21 6.75% 21 2013 6 30 2012 12 31 % % 80,872 2.53 72,000 2.44 125,577 3.92 113,677 3.86 81,557 2.55 53,813 1.83 43,760 1.37 45,739 1.55 115,824 3.62 106,908 3.63 43,239 1.35 38,758 1.32 246,040 7.69 225,276 7.64 136,960 4.28 132,394 4.49 103,167 3.22 93,246 3.16 376,852 11.77 363,797 12.34 9,875 0.31 10,080 0.34 406,727 12.70 389,695 13.22 24,905 0.78 23,358 0.79 25,972 0.81 23,471 0.80 189,642 5.92 179,862 6.10 199,146 6.22 184,211 6.25 142,190 4.44 137,343 4.66 44,686 1.40 37,596 1.28 62,652 1.95 49,784 1.69 78,751 2.46 64,769 2.20 2,538,394 79.29 2,345,777 79.59 405,246 12.66 358,258 12.16 129,026 4.03 119,212 4.04 56,898 1.78 55,172 1.87 28,804 0.90 31,672 1.07 2,643 0.08 3,514 0.12 40,406 1.26 33,694 1.15 663,023 20.71 601,522 20.41 3,201,417 100.00 2,947,299 100.00 22 25,383.94 1,926.17 8.21% 64.56% 6,630.23 615.01 10.22% 0.30 20.71% 1.55% 13.83% 2013 6 30 % A 7,711 0.24 B 7,676 0.24 C 7,665 0.23 D 7,320 0.23 E 7,071 0.22 F 6,994 0.22 G 6,345 0.20 H 6,326 0.20 I 6,102 0.19 J 5,728 0.18 68,938 2.15 32.54% 20.58% 7.79% 8.11% 3.71% 3.85% 0.99% 0.07 222.92% 27.76 23 90 2013 2012 6 30 12 31 31,667 26,995 90 27,405 20,452 % 0.99 0.92 1–8 92.28% 1.49 9–12 4.02% 0.78 0.88% 0.07 9,762.72 969.71 11.03% 3.70% 2013 6 30 2012 12 31 % % 42,662 4.37 45,683 5.20 48,583 4.98 30,395 3.46 232,361 23.80 204,608 23.27 652,666 66.85 598,615 68.07 976,272 100.00 879,301 100.00 24 2013 6 30 2012 12 31 % % 322,278 33.01 303,472 34.51 16,366 1.68 16,534 1.88 407,194 41.71 362,223 41.20 230,434 23.60 197,072 22.41 976,272 100.00 879,301 100.00 (2) 53,194.44 4,275.12 8.74% 2,248.98 74.32% 1.90 1,703.63 20.93% 1.65 39,533.10 2,248.98 6.03% 66.82% 0.87 33.07% 0.89 43.27% 2.29 56.62% 2.31 2013 2012 6 30 12 31 2,641,398 2,523,768 1,239,993 1,254,248 1,401,405 1,269,520 1,307,451 1,199,663 470,465 444,369 836,986 755,294 25 3 2,509.70 206.28 663.28 1,300.24 916.65 667.83 61.30 156.42 4 (1) 6 30 6 2013 2012 1 1 2 6,077 11,169 6,059 10,773 3 1,666 3,694 1,369 3,084 4 13,692 30,097 13,433 26,552 5 8,629 15,509 7,420 13,495 6 4,946 7,909 3,067 5,916 7 2,593 3,831 1,734 3,120 7,457 12,735 7,088 11,039 8 45,060 84,944 40,170 73,979 1. 2. 3. 4. 5. 6. 7. 8. 26 (2) 2013 6 30 2012 12 31 632,870 511,495 641,369 494,469 256,126 161,470 247,009 152,696 1,535,968 1,214,216 1,456,617 1,129,986 840,583 582,698 790,006 552,547 432,274 308,489 369,334 279,751 253,612 285,843 222,233 215,673 1,877 137,206 1,844 122,177 3,953,310 3,201,417 3,728,412 2,947,299 (3) 53.56% 2013 6 30 6 34,821 16,328 13,426 433 65,008 32,457 11,919 20,199 433 65,008 2,364 4,409 (6,773) 2013 6 12.68% 10.14% 10.14% 36,396.41 553.53 2,353.69 27 1 398,358 380,932 398,362 380,932 498,413 478,517 10.14% 9.96% 10.14% 9.96% 12.68% 12.51% 11.20% 11.18% 13.85% 13.70% 2 5,675,394 5,286,243 871,661 871,661 310,448 310,448 37,603 37,603 847,948 809,023 80,314 78,989 2,682,732 2,341,187 62,019 59,497 651,459 646,625 1,409 1,409 733 733 129,068 129,068 725,368 445,533 13,839 11,692 28 3 1,409 74 2013 1 2 1+3+2 29 3 (1) (PD) (LGD) (EAD) (2) 30 (3) 2013 6 2013 6 30 2012 12 31 2011 12 31 % % % 3,104,764 96.98 2,851,980 96.76 2,481,585 96.87 64,986 2.03 68,324 2.32 58,179 2.27 3,169,750 99.01 2,920,304 99.08 2,539,764 99.14 13,783 0.43 13,269 0.46 9,042 0.35 13,391 0.42 9,793 0.33 8,450 0.33 4,493 0.14 3,933 0.13 4,494 0.18 31,667 0.99 26,995 0.92 21,986 0.86 3,201,417 100.00 2,947,299 100.00 2,561,750 100.00 2013 6 % 2013 1–6 2012 2011 1.02 2.00 1.66 17.35 7.99 8.34 31.54 36.61 47.86 21.90 22.63 24.15 31 4 (VaR) (1) KRM 8.0 (2) (VaR) (VaR) 99% 1 2013 1– 6 2012 1– 6 35 19 57 12 14 18 35 6 152 125 193 65 51 58 81 12 183 134 215 69 48 57 79 21 32 2013 6 1 1–3 3 –1 1–5 5 2,538,016 759,410 1,561,696 443,735 264,327 150,418 5,717,602 (2,916,850) (619,019) (925,881) (654,866) (49,949) (152,879) (5,319,444) (378,834) 140,391 635,815 (211,131) 214,378 (2,461) 398,158 100 2013 6 30 2012 12 31 100 12,314 (2,774) 12,730 (2,507) 100 (12,314) 2,925 (12,730) 2,666 33 2013 6 859,184 10,813 7,106 4,480 881,583 407,104 99,514 2,038 9,548 518,204 36,426 6,479 8,677 1,664 53,246 2,726,357 309,671 78,437 16,361 3,130,826 48,583 48,583 183,735 24,129 13,834 10,663 232,361 651,513 993 160 652,666 182,365 6,923 8,717 2,128 200,133 5,095,267 458,522 118,809 45,004 5,717,602 (948,657) (140,728) (7,654) (16,313) (1,113,352) (2,146) (14,973) (10,087) (1,645) (28,851) (3,600,816) (199,163) (124,712) (28,619) (3,953,310) (205,772) (10,075) (3,709) (4,375) (223,931) (4,757,391) (364,939) (146,162) (50,952) (5,319,444) 34 5% 2013 6 30 2012 12 31 5% (3,627) (940) (1,730) (574) 5% 3,627 940 1,730 574 5 (1) (2) (3) (4) (5) FTP 2013 6 2013 2012 % 6 30 12 31 43.95 37.93 74.44 72.71 35 6 7 2013 1 2013 2 1+1 36 QDII QFII RQFII 2013 6 2,884 181 3,495 47.2% 3 2013 6 25 13 15 2013 6 314 3 15 2013 6 25 TCE 37 1 2013 6 25 2012 2012 2012 12 31 74,262,726,645 A H 0.24 178.23 H 2013 7 7 A 2013 7 10 2013 7 31 2 2013 3 38 1 % 600068 134,200,800.00 1.42 194,439,000.00 (74,845,500.00) 000979 7,743,404.99 1.20 82,136,009.50 (16,000,639.38) 02236 40,711,422.72 0.50 58,528,343.14 33,335,121.58 600094 47,566,267.21 0.72 55,868,232.75 (20,296,633.80) 00067 113,364,685.89 0.79 51,049,315.07 (7,081,846.22) V Visa Inc. 6,147,621.57 26,268,778.24 4,210,032.40 00658 53,281,189.15 0.59 22,758,316.14 3,987,066.91 600757 22,397,258.16 0.31 18,901,732.32 (1,003,345.38) 01798 20,772,438.43 0.44 14,739,720.77 (49,833,203.38) 67,710,121.36 600155 *ST 19,614,012.99 0.72 8,289,500.00 453,005.96 24,200,068.16 21,427,253.10 11,992,114.66 (17,091,438.00) 489,999,169.27 554,406,201.03 (4,505,967.14) (59,959,176.15) 1 2 2 % 489,500,000.00 101,340,337 10.00 489,500,000.00 38,002,626.25 146,250,000.00 112,500,000 3.90 146,250,000.00 120,000,000.00 10.00 120,000,000.00 300,000,000.00 300,000,000 20.00 309,768,008.74 7,626,986.44 100,000,000.00 10.00 100,000,000.00 1,155,750,000.00 1,165,518,008.74 45,629,612.69 39 3 169,400 199,000 368,400 1,255,863.00 194,556,079 (140,022,000) 54,534,079 61,375,624.84 40 6 30 3 6 30 6 2013 2012 2013 2012 63,875 60,166 125,089 118,203 (30,898) (30,585) (60,081) (59,809) 32,977 29,581 65,008 58,394 7,814 6,108 15,549 12,461 (853) (741) (1,654) (1,499) 6,961 5,367 13,895 10,962 24 12 61 13 (263) 720 161 1,374 26 22 97 26 309 201 688 426 2,648 1,502 5,026 2,784 (3,356) (3,329) (8,469) (7,136) (253) (193) (595) (407) (16,902) (14,205) (30,820) (26,266) 6 (2) 8 22,177 19,676 45,060 40,170 (5,009) (4,440) (10,142) (9,029) 17,168 15,236 34,918 31,141 (747) 819 254 1,147 (73) 246 (147) 220 (592) (86) (671) (17) (1,412) 979 (564) 1,350 (2) (4) 4 (1) (1,414) 975 (560) 1,349 15,754 16,211 34,358 32,490 41 6 30 3 6 30 6 2013 2012 2013 2012 17,121 15,212 34,827 31,089 47 24 91 52 15,717 16,172 34,276 32,416 37 39 82 74 0.23 0.24 0.47 0.50 42 2013 2012 6 30 12 31 881,583 816,846 518,204 520,963 53,246 52,161 3,130,826 2,879,628 48,583 30,395 232,361 204,608 652,666 598,615 310 302 48,734 45,536 13,194 12,501 137,895 111,824 5,717,602 5,273,379 1,113,352 942,989 28,851 23,060 3,953,310 3,728,412 130,958 110,769 6,588 7,125 24 5 86,361 79,572 5,319,444 4,891,932 74,263 74,263 113,383 113,383 161,748 114,404 46,977 77,868 396,371 379,918 1,787 1,529 398,158 381,447 5,717,602 5,273,379 43 2012 1 1 61,886 69,465 19,033 48,240 29,299 (647) (1,841) (5) 46,372 271,802 986 272,788 31,089 31,089 52 31,141 1,125 1,125 22 1,147 220 220 220 (17) (17) (17) (1) (1) (1) 1,345 (17) (1) 31,089 32,416 74 32,490 (6,189) (6,189) (35) (6,224) 30 9,917 4,922 (14,869) 2012 6 30 61,886 69,465 19,063 58,157 34,221 698 (1,858) (6) 56,403 298,029 1,025 299,054 2013 1 1 74,263 113,383 24,790 58,157 34,309 (975) (1,876) (1) 77,868 379,918 1,529 381,447 34,827 34,827 91 34,918 259 259 (5) 254 (143) (143) (4) (147) (671) (671) (671) 4 4 4 116 (671) 4 34,827 34,276 82 34,358 176 176 (17,823) (17,823) (17,823) 31 20,353 27,511 (47,895) 2013 6 30 74,263 113,383 24,821 78,510 61,820 (859) (2,547) 3 46,977 396,371 1,787 398,158 44 6 30 6 2013 2012 45,060 40,170 8,469 7,136 46 (707) (416) 229 168 11 4 395 140 9 366 18 (32) 2,066 1,792 244 241 (8) 9 12 12 10 123 105 (16,252) (14,297) (97) (26) 1 (11) (6) 1,620 1,642 126 75 (61) (13) 41,302 37,071 (49,608) (18,972) (32,998) (55,336) (1,069) 5,996 (258,822) (244,710) (23,375) (32,136) 170,363 195,798 5,973 1,069 224,898 309,080 799 8,476 248 192 (11,383) (10,176) 66,328 196,352 45 6 30 6 2013 2012 (238,158) (166,591) 136,211 131,150 61 13 15,315 13,918 (393) (199) 22 (4,961) (3,413) 260 218 (91,665) (24,882) 16,361 6,729 (835) (1,047) (6,189) 176 (9,572) (9,000) (5) 6,130 (9,512) (1,421) (152) (20,628) 161,806 271,598 209,635 250,970 371,441 6 30 6 2013 2012 106,494 101,184 (51,603) (49,054) 46 1 A 34 2012 (a) 2013 1 1 2013 1 1 1 1 1 1 1 (1) (2) 10 11 12 28 2011 27 2011 10 27 12 10 10 10 (a) 47 (b) (c) 10 12 12 10 11 12 2012 6 12 2013 12 31 13 13 13 13 13 34 13 2013 12 31 13 7 7 2013 12 31 48 19 2011 19 2011 19 19 19 19 2011 19 2011 19 2011 2009 2011 2009 2011 1 32 1 32 12 2009 2011 2013 12 31 2012 12 31 49 (b) 2 9 9 7 9 2 1 10 12 27 1 32 1 36 1 39 1 21 1 2014 1 1 2 2015 1 1 9 9 B 34 2012 12 31 50 2 6 30 3 6 30 6 2013 2012 2013 2012 3,171 2,747 6,243 5,461 3,789 3,076 7,045 6,129 48,247 46,862 95,095 91,911 8,668 7,481 16,706 14,702 63,875 60,166 125,089 118,203 (10,300) (11,867) (19,679) (23,494) (19,656) (17,834) (38,570) (34,510) (828) (789) (1,620) (1,642) (114) (95) (212) (163) (30,898) (30,585) (60,081) (59,809) 32,977 29,581 65,008 58,394 2013 6 30 4.54 2012 6 30 4.05 2013 6 30 0.86 2012 6 30 0.88 2013 6 30 7.07 2012 6 30 4.16 6 30 6 2013 2012 4,959 3,836 11,747 10,866 16,706 14,702 51 3 6 30 6 2013 2012 1,187 1,013 4,369 3,641 4,153 3,412 1,880 1,805 2,749 1,616 1,036 764 175 210 15,549 12,461 6 30 6 2013 2012 376 253 873 490 4 6 30 3 6 30 6 2013 2012 2013 2012 2,004 2,679 5,138 6,110 1,352 650 3,331 1,026 3,356 3,329 8,469 7,136 52 5 6 30 3 6 30 6 2013 2012 2013 2012 6,309 7,015 10,410 11,403 136 121 274 209 64 86 162 159 6,509 7,222 10,846 11,771 (1,500) (2,782) (704) (2,742) 5,009 4,440 10,142 9,029 25% 2012 25% 25% 2012 25% 6 30 3 6 30 6 2013 2012 2013 2012 22,177 19,676 45,060 40,170 25% 5,544 4,919 11,265 10,043 11 20 35 23 (1) (589) (560) (1,226) (1,112) (2) 43 61 68 75 5,009 4,440 10,142 9,029 (1) (2) 53 6 6 30 6 2013 2012 34,827 31,089 74,263 61,886 0.47 0.50 7 2013 6 30 1,348,151 9,371 (9,734) 716,361 1,213 (2,038) 2,064,512 10,584 (11,772) 2012 12 31 904,853 4,782 (5,090) 490,258 1,696 (2,560) 1,395,111 6,478 (7,650) 54 2013 2012 6 30 12 31 1,165,357 761,104 749,888 522,860 73,533 63,733 75,734 47,414 2,064,512 1,395,111 2013 6 30 2012 12 31 2013 6 30 7,171 16 (319) 7,171 16 (319) 2012 12 31 6,845 (501) 6,845 (501) 55 2013 2012 6 30 6 30 6 6 198 (60) (207) 48 (9) (12) 8 6 30 6 2013 2012 17,823 6,189 (i) (ii) 10% (iii) (iv) 2013 3 27 2013 6 25 2012 2013 273.26 203.53 2012 12 31 742.63 1 A H 0.24 178.23 2013 7 31 56 9 2013 2012 6 30 12 31 351,349 326,767 66,659 82,398 564,141 517,946 1 275,829 228,549 1 159,492 208,016 1,417,470 1,363,676 2013 2012 6 30 12 31 342 381 3,960 3,952 4,302 4,333 57 2013 2012 6 30 12 31 1 2,393 1,907 1 2 1,831 1,713 2 3 1,472 1,389 3 5 1,713 1,616 5 1,540 1,435 8,949 8,060 2013 2012 6 30 12 31 1 431 365 1 2 431 365 2 3 431 365 3 5 850 730 5 2,029 1,752 4,172 3,577 2013 6 30 34,930 2012 12 31 31,013 58 2013 6 30 2012 12 31 1,800 2013 2012 6 30 12 31 1,260 1,261 407 389 10 59 2013 6 30 1 34,670 9,777 68,618 35,953 17,172 33,289 5,096 (79,486) 125,089 2 (25,476) (6,810) (46,306) (24,793) (10,974) (22,961) (2,247) 79,486 (60,081) 3 9,194 2,967 22,312 11,160 6,198 10,328 2,849 65,008 1,389 436 5,796 3,409 1,308 2,491 720 15,549 (314) (47) (646) (306) (135) (129) (77) (1,654) 1,075 389 5,150 3,103 1,173 2,362 643 13,895 59 2 61 58 40 12 77 1 (117) 90 161 14 (18) 101 97 669 19 688 8 8 842 298 1,940 1,169 537 113 127 5,026 11,169 3,694 30,097 15,509 7,909 12,735 3,831 84,944 (873) (350) (5,593) (1,359) (269) (10) (15) (8,469) (583) (12) (595) (4,219) (1,678) (10,229) (5,521) (2,694) (5,268) (1,211) (30,820) 6,077 1,666 13,692 8,629 4,946 7,457 2,593 45,060 (1,532) (424) (3,485) (2,184) (1,247) (614) (656) (10,142) 4,545 1,242 10,207 6,445 3,699 6,843 1,937 34,918 (315) (168) (885) (399) (249) (392) (37) (2,445) (286) (150) (1,737) (2,370) (399) (898) (79) (5,919) 60 1 16,392 5,076 39,052 19,049 9,748 31,529 4,243 125,089 18,278 4,701 29,566 16,904 7,424 1,760 853 (79,486) 2 (13,599) (3,264) (21,687) (11,527) (4,272) (3,715) (2,017) (60,081) (11,877) (3,546) (24,619) (13,266) (6,702) (19,246) (230) 79,486 3 2,793 1,812 17,365 7,522 5,476 27,814 2,226 65,008 6,401 1,155 4,947 3,638 722 (17,486) 623 2013 6 30 1,005,842 295,615 2,119,133 1,068,255 503,788 2,493,037 488,693 (2,256,761) 5,717,602 (1,008,254) (296,967) (2,101,853) (1,059,873) (500,706) (2,126,951) (481,601) 2,256,761 (5,319,444) 2012 6 30 1 36,470 9,360 67,712 33,461 15,106 29,625 4,435 (77,966) 118,203 2 (27,692) (6,715) (46,710) (22,647) (10,169) (21,439) (2,403) 77,966 (59,809) 3 8,778 2,645 21,002 10,814 4,937 8,186 2,032 58,394 1,539 316 4,497 2,181 760 2,470 698 12,461 (332) (38) (578) (274) (91) (161) (25) (1,499) 1,207 278 3,919 1,907 669 2,309 673 10,962 2 6 5 13 224 49 296 142 23 394 246 1,374 3 34 (11) 26 408 18 426 564 112 925 632 284 110 157 2,784 10,773 3,084 26,552 13,495 5,916 11,039 3,120 73,979 (1,018) (384) (3,535) (1,345) (716) (17) (121) (7,136) (397) (10) (407) (3,696) (1,331) (9,187) (4,730) (2,133) (3,934) (1,255) (26,266) 6,059 1,369 13,433 7,420 3,067 7,088 1,734 40,170 (1,493) (339) (3,490) (1,896) (760) (663) (388) (9,029) 4,566 1,030 9,943 5,524 2,307 6,425 1,346 31,141 (295) (155) (696) (374) (210) (360) (58) (2,148) (514) (123) (1,303) (793) (715) (178) (17) (3,643) 61 1 16,772 4,716 38,749 18,503 8,598 27,082 3,783 118,203 19,698 4,644 28,963 14,958 6,508 2,543 652 (77,966) 2 (15,130) (3,146) (21,203) (9,811) (3,875) (4,509) (2,135) (59,809) (12,562) (3,569) (25,507) (12,836) (6,294) (16,930) (268) 77,966 3 1,642 1,570 17,546 8,692 4,723 22,573 1,648 58,394 7,136 1,075 3,456 2,122 214 (14,387) 384 2012 12 31 981,247 282,895 1,939,094 986,521 444,688 2,272,327 386,009 (2,019,402) 5,273,379 (973,306) (282,405) (1,906,712) (968,499) (438,798) (1,935,531) (406,083) 2,019,402 (4,891,932) 2013 2012 6 30 2013 6 30 2012 6 30 12 31 1 1 145,358 51,771 133,946 48,788 1,321 115 1,341 131 146,679 51,886 135,287 48,919 1 62 2013 6 30 32,457 11,919 20,199 433 65,008 2,364 4,409 (6,773) 34,821 16,328 13,426 433 65,008 8,002 5,030 109 754 13,895 61 61 569 (130) (250) (28) 161 5 92 97 688 688 94 4,515 4 413 5,026 (5,718) (2,751) (8,469) (595) (595) (11,603) (17,461) (661) (1,095) (30,820) (854) (1,424) (46) (121) (2,445) (10,749) (16,037) (615) (974) (28,375) 8 8 26,165 5,531 12,633 731 45,060 2,087 3,502 112 218 5,919 2013 6 30 2,567,358 662,382 2,386,577 101,285 5,717,602 (2,812,957) (1,317,696) (1,163,675) (25,116) (5,319,444) 63 2012 6 30 33,042 10,649 14,316 387 58,394 (1,018) 4,109 (3,091) 32,024 14,758 11,225 387 58,394 6,882 3,183 104 793 10,962 13 13 1,685 40 (310) (41) 1,374 25 1 26 426 426 96 2,333 6 349 2,784 (6,250) (886) (7,136) (407) (407) (10,805) (13,942) (494) (1,025) (26,266) (693) (1,350) (5) (99) (2,147) (10,112) (12,592) (489) (926) (24,119) 23,632 5,486 10,556 496 40,170 1,189 2,331 8 115 3,643 2012 12 31 2,421,169 610,869 2,219,762 21,579 5,273,379 (2,676,580) (1,213,526) (994,442) (7,384) (4,891,932) 64 11 2013 6 30 148,168 733,415 881,583 62,353 241,073 123,143 85,028 6,595 12 518,204 4,511 10,535 18,360 14,757 4,890 193 53,246 303,529 343,770 996,453 717,573 745,818 23,683 3,130,826 50 128 17,808 5,940 24,657 48,583 10,047 17,687 44,681 114,591 43,050 2,305 232,361 7,076 12,515 81,362 346,255 205,458 652,666 36,769 7,060 18,272 22,979 50,293 13,307 186 51,267 200,133 247,290 573,346 526,050 1,266,671 1,256,004 1,037,180 23,881 787,180 5,717,602 (112,614) (334,407) (147,162) (125,577) (380,068) (13,524) (1,113,352) (4,758) (4,731) (3,649) (8,758) (6,496) (459) (28,851) (1,740,950) (567,610) (454,654) (833,552) (356,544) (3,953,310) (37,507) (30,735) (16,677) (36,319) (56,942) (45,751) (223,931) (1,895,829) (937,483) (622,142) (1,004,206) (800,050) (59,734) (5,319,444) (1,648,539) (364,137) (96,092) 262,465 455,954 977,446 23,881 787,180 398,158 65 2012 12 31 133,039 683,807 816,846 54,757 250,174 76,834 135,076 4,080 30 12 520,963 1,849 4,285 17,221 21,859 6,219 728 52,161 207,827 327,184 951,250 651,171 718,710 23,486 2,879,628 95 5,306 2,011 22,983 30,395 7,034 14,800 38,366 101,883 39,963 2,562 204,608 7,770 11,744 60,048 342,302 176,751 598,615 28,219 6,402 14,741 21,787 39,308 11,622 337 47,747 170,163 216,015 481,056 449,683 1,229,054 1,162,614 976,278 23,835 734,844 5,273,379 (144,871) (166,879) (97,077) (144,500) (389,446) (216) (942,989) (2,433) (2,138) (2,592) (7,676) (7,270) (951) (23,060) (1,721,728) (504,583) (406,869) (749,675) (345,557) (3,728,412) (44,490) (9,293) (16,116) (33,336) (50,844) (43,392) (197,471) (1,913,522) (682,893) (522,654) (935,187) (793,117) (44,559) (4,891,932) (1,697,507) (201,837) (72,971) 293,867 369,497 931,719 23,835 734,844 381,447 12 2013 7 29 2013 5 100 4.37% 66 www.hkexnews.hk www.bankcomm.com 2013 www.hkexnews.hk www.bankcomm.com 2013 www.sse.com.cn www.bankcomm.com 2013 9 H 2013 8 21 * * * * * * * * # # # # # # * # 67