Bank of Communications Co., Ltd.
03328
2013 9 30
2013
9 30 34
A
H
A 601328
H 03328
188
86-21-58766688
86-21-58798398
investor@bankcomm.com
1
2013 9 30
2013 2012
9 30 12 31 %
5,768,040 5,273,379 9.38
3,217,767 2,947,299 9.18
5,357,485 4,891,932 9.52
4,070,216 3,728,412 9.17
408,665 379,918 7.57
5.50 5.12 7.42
2013 2012
1–9 1–9 %
97,635 89,101 9.58
62,543 57,543 8.69
48,706 44,508 9.43
0.66 0.70 (5.71)
2013 2012
9 30 12 31
% %
1
1.18 1.18
2
16.47 17.91 (1.44)
3
28.01 29.86 (1.85)
4
1.01 0.92 0.09
5
217.49 250.68 (33.19)
6
10.78 11.24 (0.46)
6
13.25 14.07 (0.82)
1
2
3
4
5
6
2
2013 9 30 74,262,726,645 A 39,250,864,015
52.85% H 35,011,862,630 47.15% 403,624
A 361,318 H 42,306
10 10
1
%
19,702,693,828 26.53 2,530,340,780
14,900,761,092 20.06
2
13,886,417,698 18.70
3
4
3,283,069,006 4.42 1,877,513,451
1,246,591,087 1.68
808,145,417 1.09 439,560,439
705,385,012 0.95 705,385,012
663,941,711 0.89 439,560,439
658,467,013 0.89 219,780,219
571,078,169 0.77
1
2 2013 9 30
H
3 2013 9 30
H 13,886,417,698 (HSBC Holdings plc)
2013 9 30
H 14,135,636,613 19.03% H
XV
4 2013 9 30
H 7,027,777,777 9.46%
2013 9 30
A+H 10,310,846,783 13.88%
3
10
12,618,353,049
17,172,353,048
4,553,999,999
14,900,761,092 14,900,761,092
13,886,417,698 13,886,417,698
1,405,555,555 1,405,555,555
1,246,591,087 1,246,591,087
571,078,169 571,078,169
438,686,794 438,686,794
368,584,978 368,584,978
363,956,733 363,956,733
310,678,434 310,678,434
XV
2013 9 30
336
A
A
1
% %
15,148,693,8292 38.59 20.40
1,877,513,451 4.78 2.53
4
H
H
1
% %
8,433,333,332 24.09 11.35
4,553,999,9992 13.01 6.13
14,135,636,613 40.37 19.03
3
2,674,232 0.01 0.004
14,138,310,845 40.38 19.04
4
HSBC Finance (Netherlands) 14,138,310,845 40.38 19.04
HSBC Bank plc 9,012,000 0.03 0.01
5
63,250 0.0002 0.0001
9,075,250 0.03 0.01
6
HSBC Holdings plc 14,147,386,095 40.41 19.05
1
2 2013 9 30 H 4,553,999,999
6.13% A 15,148,693,829 20.40%
3 62.14%
H
2,674,232 H 2,674,232 H
Hang Seng Bank Trustee International Limited 2,581,887 H Hang Seng Bank
(Trustee) Limited 92,345 H
4 HSBC Asia Holdings BV HSBC Asia Holdings BV HSBC Asia Holdings (UK)
Limited HSBC Asia Holdings (UK) Limited HSBC Holdings BV
HSBC Holdings BV HSBC Finance (Netherlands)
HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Finance
(Netherlands) 14,138,310,845 H
5 HSBC Trustee (C.I. Limited 63,250 H HSBC Trustee (C.I.) Limited HSBC Private
Bank (C.I.) Limited HSBC Private Bank (C.I.) Limited HSBC Private Banking
Holdings (Suisse) SA HSBC Private Banking Holdings (Suisse) SA HSBC Europe
(Netherlands) BV HSBC Bank plc HSBC Europe (Netherlands) BV 94.90%
HSBC Private Bank (C.I.) Limited HSBC Private Banking
Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC
Trustee (C.I.) Limited 63,250 H
6 HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc 3 4 5
HSBC Holdings plc 14,138,310,845 H
HSBC Bank plc 9,075,250 H
2013 9 30 336
XV
5
1
26,898.50
6.58% 25,119.92 7.09%
9.93% 1.11%
1.4 8
500 100
4,177.19 20.78%
26,140.54 73.92%
5,500
12,257.06
10.15% 59.58 40.45%
119 91.94%
2,310.11 74.45%
2
13,769.34
14.78% 7,057.75 17.33%
(AUM) 18,879.41 10.18%
7.56%
9.89% 17.42%
29.58% NFC
IC
9,230
645 4,804.27
47.97%
2,947 244
5,514.54 42.74%
6
3
164.02
60.80%
15.00% 15.33%
9.35%
86 24
1.5 31.30%
64 11 10
78.98% 9.20
2,227.81
4,404.14 2.21
9,982.28
13.53% 3.75% 0.03
ETF
ETF
T+D
T+D 5.59% 393.73
150%
4
14.84 9.68%
63.71 5.41%
2,688 13
30 43 8
210 2.21
62.87% 37.40% 1.53
77.66% 4.49
2.31 1.23
18.46% 14.67% 45.33% 57.13%
+
IC
52.57% 270.94%
137.58% 65.08%
7
20,658 8.69%
9,307 7.92% 11,351
9.32%
5
(1)
5,188.02
28.21% 1.32 8.99%
22.15
0.44 4.55%
1,593 28 26
105 161
388.79
4.66%
5,258.70
58.98% 63.35%
(2)
1,180.71 28.91%
0.31 2.05%
17.06 138.27%
1.89 3.50%
845.38 26.76%
2,255.46 44.21%
483.03
17 2013
A
(RQFII) 4
54.08 34.36%
5,921 54.55%
8
1
(1)
625.43
50.00 8.69%
9 30 9
2013 2012
97,635 89,101
19,501 15,543
(13,344) (10,464)
62,543 57,543
(2)
976.35
85.34 78.40%
9
2013 9 30 9 2012 9 30 9
% %
796,534 9,414 1.58 713,217 8,344 1.56
416,409 10,742 3.44 349,483 9,341 3.56
3,151,731 144,543 6.11 2,800,527 139,194 6.63
2,435,174 109,687 6.01 2,141,483 105,507 6.57
623,276 32,022 6.85 496,423 26,230 7.05
93,281 2,834 4.05 162,621 7,457 6.11
926,173 26,082 3.75 810,106 22,616 3.72
5,135,3483 187,0803 4.86 4,577,2733 176,6343 5.15
192,653 188,656
5,328,0013 4,765,9293
3,732,462 59,185 2.11 3,261,983 53,313 2.18
2,493,077 39,624 2.12 2,241,907 37,157 2.21
1,239,385 19,561 2.10 1,020,076 16,156 2.11
1,093,737 31,150 3.80 1,074,893 34,363 4.26
97,197 2,811 3.86 91,597 2,718 3.96
4,767,8973 89,4453 2.50 4,332,4133 87,5333 2.69
560,104 433,516
5,328,0013 4,765,9293
97,635 89,101
1 3
2.36 2.463
2
2.533 2.603
1
2.424 2.524
2
2.604 2.664
1
2
3
4
10
9.58%
2.36%
2.53% 10 7
2013 1–9 2012 1–9
975 95 1,070
1,787 (386) 1,401
17,464 (12,115) 5,349
3,238 228 3,466
23,464 (12,178) 11,286
7,692 (1,820) 5,872
602 (3,815) (3,213)
166 (73) 93
8,460 (5,708) 2,752
15,004 (6,470) 8,534
85.34
150.04
64.70
(3)
195.01
39.58 25.46% 15.66%
1.55
11
9 30 9
2013 2012
1,765 1,819
6,613 5,581
5,958 4,242
2,403 2,193
3,559 2,548
1,417 1,110
300 374
22,015 17,867
(2,514) (2,324)
19,501 15,543
(4)
334.85
30.78 10.12%
2.93 28.01% 0.22
(5)
133.44
28.80 27.52% 0.55% 0.06
12
(6)
137.03
7.47 5.77% 21.91% 25%
9 30 9
2013 2012
15,696 16,736
(1,993) (3,780)
2
(1)
57,680.40
4,946.61 9.38%
2013 9 30 2012 12 31
% %
3,146,980 54.56 2,879,628 54.61
998,228 17.31 879,301 16.67
867,035 15.03 816,846 15.49
536,826 9.31 520,963 9.88
5,768,040 5,273,379
32,177.67
2,704.68 9.18%
2,142.03 8.34%
13
2013 9 30 2012 12 31
% %
88,477 2.75 72,000 2.44
119,564 3.72 113,677 3.86
66,505 2.07 53,813 1.83
43,422 1.35 45,739 1.55
115,599 3.59 106,908 3.63
40,629 1.26 38,758 1.32
243,733 7.57 225,276 7.64
131,839 4.10 132,394 4.49
106,521 3.31 93,246 3.16
385,792 11.99 363,797 12.34
9,936 0.31 10,080 0.34
396,395 12.32 389,695 13.22
26,673 0.83 23,358 0.79
31,141 0.97 23,471 0.80
198,893 6.18 179,862 6.10
201,925 6.28 184,211 6.25
139,706 4.34 137,343 4.66
46,129 1.43 37,596 1.28
58,396 1.81 49,784 1.69
60,717 1.89 64,769 2.20
2,511,992 78.07 2,345,777 79.59
434,019 13.49 358,258 12.16
142,150 4.42 119,212 4.04
57,447 1.79 55,172 1.87
25,933 0.81 31,672 1.07
2,279 0.07 3,514 0.12
43,947 1.35 33,694 1.15
705,775 21.93 601,522 20.41
3,217,767 100.00 2,947,299 100.00
14
25,119.92
1,662.15 7.09%
64.23%
7,057.75
1,042.53 17.33%
1.52 21.93%
1.51% 13.95%
2013 9 30
%
A 7,711 0.24
B 7,694 0.24
C 7,665 0.24
D 7,607 0.23
E 7,318 0.23
F 7,110 0.22
G 7,071 0.22
H 6,982 0.21
I 6,326 0.20
J 5,727 0.18
71,211 2.21
32.70%
20.36% 7.64% 9.20% 3.11%
2.35%
15
1.01% 0.09
217.49% 33.19 2.20%
0.10
90
2013 2012
9 30 12 31
32,547 26,995
90 29,227 20,452
% 1.01 0.92
1–8 93.61% 0.16 9–12
3.99% 0.75 13–15
0.91% 0.04
9,982.28
1,189.27 13.53% 3.75%
(2)
53,574.85
4,655.53 9.52%
3,418.04 75.97% 0.25
990.68
19.45% 0.17
40,702.16 3,418.04
9.17% 66.09%
1.60 33.83% 1.65
41.24% 4.32
58.68% 4.37
16
2013 2012
9 30 12 31
2,689,850 2,523,768
1,215,250 1,254,248
1,474,600 1,269,520
1,376,934 1,199,663
462,985 444,369
913,949 755,294
3
2,821.24
105.26
1,153.04 637.33
990.00 438.66
42.45 502.68
17
4
(1)
9 30 9
2013 2012
1 1
2
9,270 56,595 8,036 57,549
3
2,681 15,925 1,905 14,730
4
17,847 115,889 18,458 111,100
5
11,716 60,881 10,059 55,164
6
6,411 28,453 4,558 24,694
7
3,089 8,570 2,594 8,392
11,529 56,024 11,933 49,050
(122,137) (117,799)
8
62,543 220,200 57,543 202,880
1
2
3
4
5
6
7
8
18
(2)
2013 9 30 2012 12 31
673,435 508,233 641,369 494,469
269,652 163,425 247,009 152,696
1,553,970 1,204,449 1,456,617 1,129,986
849,941 586,612 790,006 552,547
441,573 311,496 369,334 279,751
279,696 284,984 222,233 215,673
1,949 158,568 1,844 122,177
4,070,216 3,217,767 3,728,412 2,947,299
(3)
58.85%
2013 9 30 9
57,462 23,267 16,402 504 97,635
54,738 18,629 23,764 504 97,635
2,724 4,638 (7,362)
19
9.87% 9.87% 12.24%
411,423 393,436
411,427 393,436
510,419 491,428
9.87% 9.68%
9.87% 9.68%
12.24% 12.09%
10.78% 10.73%
13.25% 13.08%
1
20
2013 9
2013 9 30 2012 12 31 2011 12 31
% % %
3,124,154 97.09 2,851,980 96.76 2,481,585 96.87
61,066 1.90 68,324 2.32 58,179 2.27
3,185,220 98.99 2,920,304 99.08 2,539,764 99.14
13,365 0.42 13,269 0.46 9,042 0.35
13,573 0.42 9,793 0.33 8,450 0.33
5,609 0.17 3,933 0.13 4,494 0.18
32,547 1.01 26,995 0.92 21,986 0.86
3,217,767 100.00 2,947,299 100.00 2,561,750 100.00
2
FTP
21
2013 9
2013 2012
% 9 30 12 31
46.60 37.93
73.86 72.71
3
4
5
22
2013
1
%
600068 134,200,800.00 1.42 200,833,500.00 (68,451,000.00)
000979 5,657,949.32 0.87 66,264,723.10 (20,751.00) (29,786,470.11)
600094 43,851,767.21 0.66 54,990,314.92 279,814.07 (17,460,051.63)
00067 97,036,174.60 0.54 36,188,666.20 2,418,600.24 (5,613,983.82)
600757 22,397,258.16 0.27 30,294,557.28 10,389,479.58
V Visa Inc. 6,147,621.57 27,332,408.32 5,273,662.48
00658 53,065,838.63 0.59 21,189,489.00 2,633,590.29
000851 6,104,596.15 0.23 13,731,630.60 7,627,034.45
600155 *ST 19,614,012.99 0.72 9,823,500.00 1,987,005.96
600556 *ST 1,536,396.00 0.13 1,956,344.24 (138,275.64)
17,153,641.73 10,692,508.54 42,324,375.43 4,542,394.00
406,766,056.36 473,297,642.20 45,002,038.74 (88,996,614.44)
23
1
2
2
%
489,500,000.00 101,340,337 10.00 489,500,000.00 38,002,626.25
146,250,000.00 112,500,000 3.90 146,250,000.00 4,500,000.00
120,000,000.00 10.00 120,000,000.00
300,000,000.00 300,000,000 20.00 313,598,322.30 11,457,300.00
100,000,000.00 10.00 100,000,000.00
1,155,750,000.00 1,169,348,322.30 53,959,926.25
3
172,900 325,848 498,748 1,896,255.00
238,788,582 (189,687,000) 49,101,582 66,803,260.10
24
1
100,068 1,862
101,930 5.89%
643 0.64%
23,064 23.05% 20,790 20.78%
33 30 51,648 51.61% 30
40 25,039 25.02% 40 50 17,940 17.93% 50
5,441 5.44%
%
7,746 7.74%
62,445 62.40%
25,205 25.19%
4,672 4.67%
100,068 100.00%
2013 2,760
2
A 37,980 2,200 40,180
A 94,820 94,820
2013 6 25 2012
25
9 30 9 30
3 9
2013 2012 2013 2012
65,692 61,292 190,781 179,495
(33,065) (30,585) (93,146) (90,394)
32,627 30,707 97,635 89,101
6,466 5,406 22,015 17,867
(860) (825) (2,514) (2,324)
5,606 4,581 19,501 15,543
23 15 84 28
(235) (308) (74) 1,066
4 307 101 333
325 103 1,013 529
1,243 777 6,269 3,561
(4,875) (3,328) (13,344) (10,464)
(279) (81) (874) (488)
(16,959) (15,401) (47,779) (41,667)
3 1 11 1
17,483 17,373 62,543 57,543
(3,561) (3,927) (13,703) (12,956)
13,922 13,446 48,840 44,587
(1,453) (1,366) (1,199) (219)
(21) (236) (168) (16)
(101) 94 (772) 77
(1,575) (1,508) (2,139) (158)
(4) 6 5
(1,579) (1,502) (2,139) (153)
12,343 11,944 46,701 44,434
13,879 13,419 48,706 44,508
43 27 134 79
12,294 11,928 46,570 44,344
49 16 131 90
0.19 0.20 0.66 0.70
26
2013 2012
9 30 12 31
867,035 816,846
536,826 520,963
64,367 52,161
3,146,980 2,879,628
56,975 30,395
226,360 204,608
661,468 598,615
313 302
52,204 45,536
14,971 12,501
140,541 111,824
5,768,040 5,273,379
1,042,057 942,989
30,527 23,060
4,070,216 3,728,412
114,085 110,769
5,738 7,125
15 5
94,847 79,572
5,357,485 4,891,932
74,263 74,263
113,383 113,383
160,515 114,404
60,504 77,868
408,665 379,918
1,890 1,529
410,555 381,447
5,768,040 5,273,379
27
2012 1 1 61,886 69,465 19,033 48,240 29,299 (647) (1,841) (5) 46,372 271,802 986 272,788
44,508 44,508 79 44,587
(230) (230) 11 (219)
(16) (16) (16)
77 77 77
5 5 5
(246) 77 5 44,508 44,344 90 44,434
12,377 44,200 56,577 56,577
(282) (282) (282)
74 74
375 375
(6,189) (6,189) (35) (6,224)
30 9,917 4,922 (14,869)
2012 9 30 74,263 113,383 19,063 58,157 34,221 (893) (1,764) 69,822 366,252 1,490 367,742
2013 1 1 74,263 113,383 24,790 58,157 34,309 (975) (1,876) (1) 77,868 379,918 1,529 381,447
48,706 48,706 134 48,840
(1,192) (1,192) (7) (1,199)
(172) (172) 4 (168)
(772) (772) (772)
(1,364) (772) 48,706 46,570 131 46,701
265 265
(17,823) (17,823) (35) (17,858)
31 20,353 27,863 (48,247)
2013 9 30 74,263 113,383 24,821 78,510 62,172 (2,339) (2,648) (1) 60,504 408,665 1,890 410,555
28
9 30 9
2013 2012
62,543 57,543
13,344 10,464
46 71
(1,086) (646)
299 259
23 6
608 184
9 366
23 (48)
3,183 2,584
373 368
(11) (1)
(1) 10
19 86
183 203
(25,294) (22,068)
(101) (333)
(9) (34)
(17) (11)
2,504 2,454
178 132
(84) (28)
56,732 51,561
(55,961) (69,184)
435 (47,361)
(12,191) 7,164
(279,551) (307,577)
(27,543) (35,209)
99,068 95,537
7,666 3,082
341,804 357,069
1,409 10,707
519 317
(17,083) (14,535)
115,304 51,571
29
9 30 9
2013 2012
(318,930) (274,646)
202,141 204,053
84 28
24,836 21,126
(543) (594)
37
(6,722) (5,861)
134 723
(99,000) (55,134)
56,577
(282)
30,160 10,437
(1,927) (2,131)
(17,823) (6,189)
265 449
(14,885) (12,803)
(35) (35)
(4,245) 46,023
(1,533) 109
10,526 42,569
271,598 209,635
282,124 252,204
9 30 9
2013 2012
161,903 153,856
(81,340) (78,339)
30
1
A
34
2012
(a)
2013 1 1 2013 1 1
1
1
1
1
1
(1) (2)
10
11 12
28 2011 27 2011
31
10 27
12
10
10
10 (a) (b)
(c)
10
12
12
10 11 12 2012 6
12
2013 12 31
13
13
13
13
13
34
13
2013 12 31
13
32
7
7
2013 12 31
19 2011
19 2011
19
19
19
19 2011
19 2011
19 2011
2009 2011
2009 2011
1
32
1
33
32
12
2009 2011
2013 12 31
2012 12 31
(b)
2
9
9 9
2
7
1
10
12
27
1
32
1
36
1
39
1
21
1
2014 1 1
2
2015 1 1
9
9
B
34
2012 12 31
34
2
9 30 9 30
3 9
2013 2012 2013 2012
3,171 2,883 9,414 8,344
3,697 3,212 10,742 9,341
49,448 47,283 144,543 139,194
9,376 7,914 26,082 22,616
65,692 61,292 190,781 179,495
(11,471) (10,869) (31,150) (34,363)
(20,615) (18,803) (59,185) (53,313)
(884) (812) (2,504) (2,454)
(95) (101) (307) (264)
(33,065) (30,585) (93,146) (90,394)
32,627 30,707 97,635 89,101
2013 9 30
7.88 2012 9 30
5.48
2013 9 30
1.29
2012 9 30 1.32
2013 9 30
10.86 2012 9 30
6.46
9 30 9
2013 2012
7,609 6,171
18,473 16,445
26,082 22,616
35
3
9 30 9
2013 2012
1,765 1,819
6,613 5,581
5,958 4,242
2,403 2,193
3,559 2,548
1,417 1,110
300 374
22,015 17,867
9 30 9
2013 2012
455 363
1,141 755
4
9 30 9 30
3 9
2013 2012 2013 2012
450 2,113 5,588 8,223
4,425 1,215 7,756 2,241
4,875 3,328 13,344 10,464
36
5
9 30 9 30
3 9
2013 2012 2013 2012
4,675 4,689 15,085 16,092
79 181 353 390
96 95 258 254
4,850 4,965 15,696 16,736
(1,289) (1,038) (1,993) (3,780)
3,561 3,927 13,703 12,956
25% 2012 25%
25% 2012 25%
9 30 9 30
3 9
2013 2012 2013 2012
17,483 17,373 62,543 57,543
25% 4,371 4,344 15,636 14,387
4 19 39 42
(1)
(858) (630) (2,084) (1,742)
(2)
44 194 112 269
3,561 3,927 13,703 12,956
(1)
(2)
37
6
2013 2012 9 30 9
9 30 9
2013 2012
48,706 44,508
74,263 63,261
0.66 0.70
7
2013 9 30
1,385,065 9,735 (10,226)
641,553 1,207 (1,832)
2,026,618 10,942 (12,058)
2012 12 31
904,853 4,782 (5,090)
490,258 1,696 (2,560)
1,395,111 6,478 (7,650)
38
2013 2012
9 30 12 31
1,107,938 761,104
748,328 522,860
88,234 63,733
82,118 47,414
2,026,618 1,395,111
2013 9 30 2012 12 31
2013 9 30
7,167 15 (302)
7,167 15 (302)
2012 12 31
6,845 (501)
6,845 (501)
39
2013 2012
9 30 9 30
9 9
214 (96)
(213) 86
1 (10)
8
9 30 9
2013 2012
17,823 6,189
(i)
(ii) 10%
(iii)
(iv)
2013 3 27
2013 6 25 2012 2013
273.26 203.53
2012 12 31 742.63 1
A H 0.24
178.23
2013 7 31
40
9
2013 2012
9 30 12 31
353,411 326,767
74,511 82,398
574,627 517,946
1 303,692 228,549
1 178,334 208,016
1,484,575 1,363,676
2013 2012
9 30 12 31
335 381
3,870 3,952
4,205 4,333
41
2013 2012
9 30 12 31
1 1,923 1,907
1 2 1,957 1,713
2 3 1,486 1,389
3 5 2,394 1,616
5 1,338 1,435
9,098 8,060
2013 2012
9 30 12 31
1 708 365
1 2 708 365
2 3 708 365
3 5 1,397 730
5 2,844 1,752
6,365 3,577
2013 9 30
34,399 2012 12
31 31,013
42
2013 9 30
2012 12 31 1,800
2013 2012
9 30 12 31
1,364 1,261
412 389
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2013 10 30
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