2 51
3 54
4 57
6 58
40
63
44
135
48 142
2014 1 1 2014 6 30
2 交通銀行股份有限公司
2014 6 30
2014 2013
6 30 12 31 %
6,283,936 5,960,937 5.42
3,433,769 3,266,368 5.12
5,841,390 5,539,453 5.45
4,375,920 4,157,833 5.25
440,503 419,561 4.99
5.93 5.65 4.96
1
523,626 516,482 1.38
1
439,595 416,961 5.43
1
9 4 125.00
1
84,022 99,517 (15.57)
1
4,106,731 4,274,068 (3.92)
2014 2013
1–6 1–6 %
67,211 65,008 3.39
47,195 45,060 4.74
36,773 34,827 5.59
0.50 0.47 6.38
2014 2013
% 1–6 1–6
2
25.71 25.20 0.51
1.21 1.27 (0.06)
17.10 17.95 (0.85)
2014 2013
6 30 12 31
1.13 1.05 0.08
204.16 213.65 (9.49)
1
12.75 12.08 0.67
1
10.70 9.76 0.94
1
10.70 9.76 0.94
1. 2014 6
2.
二零一四年中期報告 H 股 3
Bank of Communications Co., Ltd.
188
200120
86-21-58766688
86-21-58798398
investor@bankcomm.com
www.bankcomm.com
20
4 交通銀行股份有限公司
A A
www.sse.com.cn 601328
H
www.hkexnews.hk H
03328
1987 3 30
(www.saic.gov.cn)
2013 10 28
100000000005954
31004310000595X
10000595-X
A
166
3
H
183
17 1712 1716
二零一四年中期報告 H 股 5
62,839.36 5.42%
43,759.20 5.25%
34,337.69 5.12% 367.73 5.59%
1.21% 17.10%
0.10 1.52 2.20% 2.39% 19 17
1.13% 0.08 204.16%
9.49 12.75% 10.70%
(FORTUNE) 500 217 26
(The Banker) 19 4
20
1
266.96 2.03%
89.53 11.88%
8.64%
29,775.76 6.27%
26,126.61 3.88%
284.27 12.68%
1.09% 0.09
— 1+1
6 交通銀行股份有限公司
(1)
(2)
POS
+ +
12,620.81
0.55% 1.58 41.27%
(3)
1,200 1
(4)
SWIFT net
1.6 8
(5)
3,156.54 12.48%
173.73 132.27
275.31
8.82 31.84% (FCI) 6.94
269 8
二零一四年中期報告 H 股 7
(6)
31.46
18.17% 126 68.00%
1,985.52 45.35%
(7)
QDII QFII RQFII
RQFII (QDLP)
QDLP
3.74 32.76%
2
53.29 3.65%
59.56 18.41% 4.92%
13,929.76 3.11%
0.66 31.83% 8,211.08
9.29% 0.91 23.91%
103.23 13.68%
1.26% 0.05
2014
AUM
(1)
A
12,693.18 6.79%
8 交通銀行股份有限公司
e
2.0
(2)
70
+ +
(AUM) 20,425.88 7.32%
5.88% 11.16%
12.42% 2,732 16.79%
(3)
2014 1 16 (Easy for More)
3,339 319
5,155 47.50% 1,910.95
16.54% 1.71%
IC
IC IC
9,900 423 3,715 20%
二零一四年中期報告 H 股 9
2005
200
(crowdsourcing)
(Light App)
+
3
135.15 0.66%
145.95 15.53%
(1)
105
18,691 246 40.5%
73 82.95%
20.42%
805.9 3,382
10 交通銀行股份有限公司
(2)
6.93
5.32 1.61 921
(3)
0.68
3,303.13
(4)
11,066.29
3.58% 4.28% 58
(5)
T+D 503.40 25.11%
269.67
4
77.91 8.60%
15.81 4.36%
2,713 23 25
2
81.71% 3.38
21,366 8.95%
二零一四年中期報告 H 股 11
(1)
2,713 224
2.70 67.07% 40.45%
3.05
(2)
iTM 37
183 1,400 2.5
325 1.3 3.38
6,614.14 3.36% 11.78%
7.12% 52.41%
12.64% 53.20%
27.58%
126.16%
47.16%
74.64% 297.17%
95559
178.7% 142.02%
(3)
21,366
8.95% 9,507 7.57%
11,859 10.08% AFP CFP CPB EFP
7,193 1,437 22 292
12 交通銀行股份有限公司
(4)
52.6% 2014
5
(1)
22.70 15.93%
0.55 6.17%
6,492.40 24.88%
1.61 10.33%
1.65 4.43%
0.05% 0.01
2014
12 54
140 1,643 26 114
197
24 56 17 72
317.14 9.21% 33.12
21.85%
二零一四年中期報告 H 股 13
2014 5 30
2014 7 4
2014
2,607.23 30.09% 2,098.91
36.10%
21% 1,066.65
39.78%
14 交通銀行股份有限公司
(2)
12.29
21.20% 0.43 3.34%
1,482.90
21.05% 0.30 2.36%
3 ,017.29
+ +
1,918.31
1,065.65 19.54%
3,512.6 23.8%
(RQFII) 1,066.8 76.65%
二零一四年中期報告 H 股 15
2014 A
154.6
223
54.96 8.34% 4,398.26
43.03%
1
(1)
471.95 21.35
4.74%
6 30 6
2014 2013
67,211 65,008
15,701 13,895
(10,159) (8,469)
47,195 45,060
(2)
672.11 22.03
73.96%
16 交通銀行股份有限公司
2014 6 30 6 2013 6 30 6
% %
839,715 6,441 1.53 798,793 6,243 1.56
476,511 9,773 4.10 418,663 7,045 3.37
3,344,422 104,372 6.24 3,120,786 95,095 6.09
2,501,360 76,181 6.09 2,421,017 72,514 5.99
755,214 26,091 6.91 607,486 20,694 6.81
87,848 2,100 4.78 92,283 1,887 4.09
1,066,974 22,826 4.28 904,100 16,706 3.70
5,626,1923 141,7283 5.04 5,084,2553 122,6803 4.83
224,616 189,748
5,850,8083 5,274,0033
3,939,571 46,079 2.34 3,711,232 38,570 2.08
2,660,032 31,157 2.34 2,480,267 25,826 2.08
1,279,539 14,922 2.33 1,230,965 12,744 2.07
1,273,807 27,755 4.36 1,074,376 19,679 3.66
127,050 2,367 3.73 95,269 1,832 3.85
5,238,9983 74,5173 2.84 4,722,7903 57,6723 2.44
611,810 551,213
5,850,8083 5,274,0033
67,211 65,008
1
2.203 2.393
2
2.393 2.563
1
2.264 2.454
2
2.454 2.624
1.
2.
3.
4.
3.39% 2.20%
2.39% 19 17
10 11
二零一四年中期報告 H 股 17
2014 1-6 2013 1-6
319 (121) 198
975 1,753 2,728
6,810 2,467 9,277
3,013 3,107 6,120
11,117 7,206 18,323
2,375 5,134 7,509
3,650 4,426 8,076
612 (77) 535
6,637 9,483 16,120
4,480 (2,277) 2,203
22.03
44.80
22.77
1,434.12 183.23
14.65%
A.
1,043.72
92.77 9.76%
7.17% 15
B.
228.26 61.20
36.63% 18.02%
58
18 交通銀行股份有限公司
C.
64.41 1.98
5.12%
D.
97.73
27.28 38.72%
13.82% 73
762.01 161.20
26.83%
A.
460.79 75.09 19.47%
60.47%
6.15%
B.
277.55
80.76 41.04%
18.56% 70
C.
23.67
5.35 29.20% 33.36%
(3)
157.01 18.06
13.00%
二零一四年中期報告 H 股 19
6 30 6
2014 2013
1,758 1,187
5,118 4,369
3,146 4,153
2,257 1,880
3,621 2,749
940 1,036
474 175
17,314 15,549
(1,613) (1,654)
15,701 13,895
17.58 5.71 48.10%
51.18 7.49 17.14%
31.46 10.07 24.25%
22.57 3.77 20.05%
36.21 8.72 31.72%
9.40 0.96 9.27%
(4)
231.16 27.78
13.66% 25.71% 0.51
20 交通銀行股份有限公司
(5)
101.59 16.90
19.96% (1) 46.57 4.81
(2) 55.02 21.71
0.59% 0.06
(6)
103.00 1.58
1.56% 21.82% 25%
6 30 6
2014 2013
8,561 10,846
1,739 (704)
2
(1)
62,839.36 3,229.99
5.42%
2014 6 30 2013 12 31
% %
3,354,657 53.38 3,193,063 53.57
1,109,090 17.65 1,070,677 17.96
932,763 14.84 896,556 15.04
622,708 9.91 566,429 9.50
6,283,936 5,960,937
34,337.69
1,674.01 5.12%
1,287.06 4.51%
二零一四年中期報告 H 股 21
2014 6 30 2013 12 31
% %
99,342 2.89 92,180 2.82
120,624 3.51 118,958 3.64
79,823 2.32 62,278 1.91
40,213 1.17 41,342 1.27
120,720 3.52 115,893 3.55
41,146 1.20 40,757 1.25
249,126 7.26 251,127 7.69
132,041 3.85 132,942 4.07
107,731 3.14 106,004 3.25
392,401 11.43 386,822 11.84
10,027 0.29 10,445 0.32
383,225 11.16 391,772 11.99
28,979 0.84 26,708 0.82
36,349 1.06 32,593 1.00
197,476 5.75 201,300 6.16
218,403 6.36 206,910 6.33
134,231 3.91 130,777 4.00
57,489 1.67 49,174 1.51
69,349 2.02 56,633 1.73
93,966 2.74 60,443 1.85
2,612,661 76.09 2,515,058 77.00
509,828 14.84 458,356 14.03
191,095 5.57 163,969 5.02
59,695 1.74 58,548 1.79
13,941 0.41 24,539 0.75
1,420 0.04 1,976 0.06
45,129 1.31 43,922 1.35
821,108 23.91 751,310 23.00
3,433,769 100.00 3,266,368 100.00
22 交通銀行股份有限公司
26,126.61
976.03 3.88%
62.99%
8,211.08
697.98 9.29% 0.91
23.91%
1.55%
13.08%
2014 6 30
%
A 8,099 0.24
B 7,695 0.22
C 7,692 0.22
D 7,582 0.22
E 7,196 0.21
F 6,811 0.20
G 6,326 0.18
H 5,906 0.17
I 5,724 0.17
J 5,456 0.16
68,487 1.99
32.62% 19.79% 7.52%
4.43% 1.80% 3.34%
1.13% 0.08
204.16% 9.49 2.30% 0.06
二零一四年中期報告 H 股 23
90
2014 2013
6 30 12 31
38,750 34,310
90 39,181 31,814
% 1.13 1.05
1–8
90.58% 2.85 9–12 4.28%
0.57 1.38% 0.37
11,090.90
384.13 3.59%
4.28% 58
2014 6 30 2013 12 31
% %
77,619 7.00 59,083 5.52
147,764 13.32 119,726 11.18
230,303 20.77 221,253 20.66
653,404 58.91 670,615 62.64
1,109,090 100.00 1,070,677 100.00
24 交通銀行股份有限公司
2014 6 30 2013 12 31
% %
325,434 29.34 319,452 29.84
22,040 1.99 18,363 1.72
418,023 37.69 450,323 42.05
343,593 30.98 282,539 26.39
1,109,090 100.00 1,070,677 100.00
%
2012
3,500 4.30 14/02/2017
2013 3,000 3.89 10/01/2016
2012
3,000 4.20 28/02/2017
2011 3,000 3.85 17/02/2021
2013 2,980 4.16 10/01/2018
2013 2,800 4.10 26/02/2020
2009 2,500 3.00 16/07/2016
2013 2,450 3.67 10/05/2016
2012 2,320 3.49 30/05/2017
2010 2,290 3.43 28/10/2020
(2)
58,413.90 3,019.37
5.45% 2,180.87
74.91% 0.15
266.90 19.74% 0.60
二零一四年中期報告 H 股 25
43,759.20 2,180.87 5.25%
68.05% 0.66 31.83%
0.66 43.35% 1.73
56.53% 1.73
2014 2013
6 30 12 31
2,977,576 2,801,769
1,334,538 1,382,914
1,643,038 1,418,855
1,392,976 1,350,956
562,352 491,353
830,624 859,603
3
2,533.96
100.02
102.41 765.69
9.01 907.64
206.24 144.94
26 交通銀行股份有限公司
4
(1)
6 30 6
2014 2013
1 1
7,004 12,070 6,077 11,169
1,212 3,449 1,666 3,694
15,335 33,674 13,692 30,097
7,333 14,464 8,629 15,509
4,843 8,106 4,946 7,909
3,185 4,458 2,593 3,831
8,283 14,652 7,457 12,735
2 47,195 90,873 45,060 84,944
1.
2.
(2)
2014 6 30 2013 12 31
656,817 526,522 704,233 517,921
272,284 169,030 272,889 166,065
1,690,356 1,252,095 1,592,514 1,217,836
964,364 630,001 878,557 597,291
505,737 338,653 445,875 315,507
284,965 316,092 261,751 279,242
1,397 201,376 2,014 172,506
4,375,920 3,433,769 4,157,833 3,266,368
二零一四年中期報告 H 股 27
(3)
53.58%
2014 6 30 6
36,009 17,336 13,515 351 67,211
35,834 15,045 15,981 351 67,211
175 2,291 (2,466)
2014
1
23
2014
2014 6 2.30%
28 交通銀行股份有限公司
2
1+3+2
10 40
3
二零一四年中期報告 H 股 29
4
2014
2014 2014
30 交通銀行股份有限公司
2014 6 387.50 1.13%
44.40 0.08 2014 6
2014 6 30 2013 12 31 2012 12 31
% % %
3,320,420 96.70 3,173,011 97.14 2,851,980 96.76
74,599 2.17 59,047 1.81 68,324 2.32
3,395,019 98.87 3,232,058 98.95 2,920,304 99.08
14,940 0.44 13,778 0.42 13,269 0.46
15,399 0.45 13,586 0.42 9,793 0.33
8,411 0.24 6,946 0.21 3,933 0.13
38,750 1.13 34,310 1.05 26,995 0.92
3,433,769 100.00 3,266,368 100.00 2,947,299 100.00
2014 6
% 2014 1–6 2013 2012
1.29 1.58 2.00
18.43 23.18 7.99
36.71 37.02 36.61
23.86 17.96 22.63
2014
2014
21
2014 6
1,952.46 370
39.98 24 775 0.004%
125 0.0005
2014 6 1,974.76
5.75% 38.24 0.41 1.89
0.10% 0.92 0.04
二零一四年中期報告 H 股 31
2014
2014 6
2014 5 426
399.17 1.20 0.23% 2014 7
6
92.60 74.36 4.1
4.43%
2014
131.67
129.22 54.43
40.39
32 交通銀行股份有限公司
5
(VaR)
6
二零一四年中期報告 H 股 33
7
8
2
9
34 交通銀行股份有限公司
10
IT
1
2014 6
二零一四年中期報告 H 股 35
2014 6 30
439,595 420,020
439,604 420,020
523,626 503,892
10.70% 10.52%
10.70% 10.52%
12.75% 12.62%
1
2
2014 6 30
10.75% 10.67%
13.18% 12.98%
2014 6 30
3,430,802
98,141
261,911
315,877
4,106,731
36 交通銀行股份有限公司
2014 6 30
3,815,345
2,737,923
1,077,422
2014 6 30
5,198,406
3,399,230
5,453
89,883
1,709,293
2014 6 30
6,809
1,042
7,851
60 60
921 1,029 921 1,029
10 99%
二零一四年中期報告 H 股 37
2014 6 30
1,427 72
2
2014 3 12 2014 2016
400
2014 8 18 280
1. 1 2 3
2013 2014
2.
1+1
1+1
1+1
1+1
38 交通銀行股份有限公司
3.
3,339 319
60% 50%
4. 24
2014
二零一四年中期報告 H 股 39
2014 6 30 74,262,726,645 A 39,250,864,015
52.85% H 35,011,862,630 47.15%
2014 1 1 + - 2014 06 30
% %
6,541,810,669 8.81 6,541,810,669 8.81
1 4,407,854,231 5.94 4,407,854,231 5.94
2 1,428,571,426 1.92 1,428,571,426 1.92
3 705,385,012 0.95 705,385,012 0.95
705,385,012 0.95 705,385,012 0.95
4
67,720,915,976 91.19 67,720,915,976 91.19
1 32,709,053,346 44.04 32,709,053,346 44.04
2
3 35,011,862,630 47.15 35,011,862,630 47.15
4
74,262,726,645 100.00 74,262,726,645 100.00
1
397,268 A 355,517 H 41,751
2
% 1
19,702,693,828 26.53 2,530,340,780
2
1,296,520 14,902,665,480 20.07
3
13,886,417,698 18.70
4
3,283,069,006 4.42 1,877,513,451
1,246,591,087 1.68
808,145,417 1.09 439,560,439
705,385,012 0.95 705,385,012
663,941,711 0.89 439,560,439
658,467,013 0.89 219,780,219
571,078,169 0.77
40 交通銀行股份有限公司
1.
2. 2014 6 30
H
3. 2014 6 30 H 13,886,417,698 (HSBC
Holdings plc) 2014 6 30 H 14,135,636,613
19.03% H
XV
4. 2014 6 30
H 7,027,777,777 9.46%
2014 6 30 A+H 10,310,846,783 13.88%
3
12,618,353,049 A
4,553,999,999 H
14,902,665,480 H
13,886,417,698 H
1,405,555,555 H
1,246,591,087 A
571,078,169 A
438,686,794 A
368,584,978 A
363,956,733 A
310,678,434 A
(1)
(2)
二零一四年中期報告 H 股 41
4
2012 A H A
36 2015 8 23
%
2,530,340,780 38.68 36
1,877,513,451 28.70 36
705,385,012 10.78 36
439,560,439 6.72 36
439,560,439 6.72 36
329,670,329 5.04 36
219,780,219 3.36 36
XV
2014 6 30
336
A
A 1
% %
15,148,693,829 2
38.59 20.40
1,877,513,451 4.78 2.53
42 交通銀行股份有限公司
H
H 1
% %
8,433,333,332 24.09 11.35
4,553,999,9992 13.01 6.13
14,135,636,613 40.37 19.03
3
2,674,232 0.01 0.004
14,138,310,845 40.38 19.04
HSBC Finance (Netherlands) 4
14,138,310,845 40.38 19.04
HSBC Bank plc 9,012,000 0.03 0.01
5
63,250 0.0002 0.0001
9,075,250 0.03 0.01
HSBC Holdings plc 6
14,147,386,095 40.41 19.05
1.
2. 2014 6 30 H 4,553,999,999 6.13%
A 15,148,693,829 20.40%
3. 62.14%
H
2,674,232 H 2,674,232 H Hang Seng
Bank Trustee International Limited 2,581,887 H Hang Seng Bank (Trustee) Limited
92,345 H
4. HSBC Asia Holdings BV HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited
HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Holdings BV HSBC Finance
(Netherlands) HSBC Asia Holdings BV HSBC Asia Holdings (UK)
Limited HSBC Holdings BV HSBC Finance (Netherlands) 14,138,310,845 H
5. HSBC Trustee (C.I.) Limited 63,250 H HSBC Trustee (C.I.) Limited HSBC Private Bank (C.I.) Limited
HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Private
Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Europe
(Netherlands) BV 94.90% HSBC Private Bank (C.I.) Limited HSBC Private
Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Trustee
(C.I.) Limited 63,250 H
6. HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc 3 4 5
HSBC Holdings plc 14,138,310,845 H HSBC Bank plc
9,075,250 H
2014 6 30 336
XV
二零一四年中期報告 H 股 43
44 交通銀行股份有限公司
A 106,000 106,000
A 100,000 100,000
A 50,000 50,000
A 30,000 30,000
A 30,000 30,000
A 30,000 30,000
A 38,000 38,000
A 30,000 30,000
A 29,100 29,100
A 30,000 30,000
A 30,000 30,000
A 94,820 29,600 124,420
A 30,000 30,000
A 30,000 30,000
2014 6 30
XV
XV
352
二零一四年中期報告 H 股 45
1 2014 4 29
2 2014 4 30
3 2014 6 25 2013
4 2014 6 25
5 2014 6 25 2013
1
2014 6 30 94,403
92,501 1,902
14,792 11,434 30,196 17,117 9,646 9,316 1,902
1 348 1,050 597 362 355 54
35,358 641
0.7% 17,267 18.7%
17,450 18.9%
35 30 40,781 44.1% 31 40
26,021 28.1% 41 50 19,037 20.6% 51
6,662 7.2%
46 交通銀行股份有限公司
7,761 8.4% 59,564
64.4% 20,975 22.7% 4,201 4.5%
2014 6 2,741
2
5
2,000
200
200
3,000
2014 1,000
二零一四年中期報告 H 股 47
2013 2013 2013
2013 2013 2014
13
2014
4 43
14 50
1
2
0.98 9.51%
3
4
48 交通銀行股份有限公司
2013 2013
2013 2013 2014
18
IT
2014
1
2
3
二零一四年中期報告 H 股 49
4
5
2014
— 5
— 2013 30% 6%
— 2013
2014 4
30 520
e
2013
2013
2013 2014
50 交通銀行股份有限公司
1
2014
57 182 99.37%
316.07 32
28
2 5,565
357
+
二零一四年中期報告 H 股 51
1,900
1
57 2014
2 99.58% 0.02
99.81%
1,553.06
51
1
J.D. Power
2014 808
52.6%
52 交通銀行股份有限公司
2
26 22.49
179
75.6 8.2
3
860
12 200
6
12 17 200.08
二零一四年中期報告 H 股 53
1
2014 6 25 2013 2013
2013 12 31 742.63 0.26
193.08
2
2014
3
1
%
600068 134,200,800.00 1.42 183,088,500.00 (12,337,500.00)
02196 90,657,079.40 1.06 97,843,970.22 2,431,913.53 6,176,076.36
02318 12,745,382.26 0.01 12,904,303.79 8,429,726.66 158,961.22
V Visa Inc. 6,121,851.85 30,160,763.74 (1,423,784.81)
000709 3,144,211.20 0.01 882,086.40 (66,393.60)
00552 2,720,859.41 0.04 2,692,769.83 (36,349.78)
01666 2,286,670.70 0.04 2,227,991.25 (119,350.34)
00874 1,989,960.89 0.05 1,801,528.89 (163,874.31)
600556 1,536,396.00 0.13 2,222,652.88 389,220.32
00006 1,431,896.07 1,774,347.23 159,756.72
02823 X A50 1,305,217.36 1,339,639.10 34,421.74
06837 1,221,974.00 0.01 1,240,118.52 18,144.51
4,258,955.35 2,427,803.27 (191,800.47)
263,621,254.49 340,606,475.12 10,861,640.19 (7,402,472.44)
1
2
54 交通銀行股份有限公司
2
%
489,500,000.00 101,340,337 10.00 489,500,000.00 19,001,313.12
300,000,000.00 300,000,000 20.00 398,638,018.67 54,686,400.00
146,250,000.00 112,500,000 3.90 146,250,000.00
120,000,000.00 10.00 120,000,000.00
100,000,000.00 10.00 100,000,000.00 7,080,636.23
1,155,750,000.00 1,254,388,018.67 80,768,349.35
3
48,200 11,646,300 11,694,500 144,311,501.06
18,281,576 (17,675,576) 606,000 57,562,003.53
41
2012 A+H A 36
二零一四年中期報告 H 股 55
2013
56 交通銀行股份有限公司
58 134
34 34
2410
34
2014 08 21
二零一四年中期報告 H 股 57
6 30 6
2014 2013
143,412 125,089
(76,201) (60,081)
4 67,211 65,008
5 17,314 15,549
6 (1,613) (1,654)
15,701 13,895
7 26 61
8 3,410 161
21 130 97
2,143 688
9 2,197 5,026
10 (10,159) (8,469)
(2,095) (595)
11 (31,424) (30,820)
55 8
47,195 45,060
14 (10,300) (10,142)
36,895 34,918
3,388 254
(100) (147)
191 (671)
3,479 (564)
(4) 4
37 3,475 (560)
40,370 34,358
36,773 34,827
122 91
36,895 34,918
40,250 34,276
120 82
40,370 34,358
15 0.50 0.47
34
58 交通銀行股份有限公司
2014 2013
6 30 12 31
16 932,763 896,556
17 622,708 566,429
18 85,565 73,310
20 3,354,657 3,193,063
– 21 147,764 119,726
– 21 230,303 221,253
– 21 653,404 670,615
39 399 344
22 61,241 57,179
29 14,409 17,224
23 180,723 145,238
6,283,936 5,960,937
24 1,153,253 1,126,563
25 18,470 28,640
26 4,375,920 4,157,833
27 33,329 24,619
28 159,083 113,435
5,948 6,107
29 9 18
31 95,378 82,238
5,841,390 5,539,453
32 74,263 74,263
32 113,383 113,383
203,051 164,585
49,806 67,330
440,503 419,561
2,043 1,923
442,546 421,484
6,283,936 5,960,937
2014 08 21
二零一四年中期報告 H 股 59
32 32 33 33 33 33, 34
2014 1 1 74,263 113,383 30,999 78,510 62,757 (4,928) (2,779) 26 67,330 419,561 1,923 421,484
36,773 36,773 122 36,895
3,290 191 (4) 3,477 (2) 3,475
3,290 191 (4) 36,773 40,250 120 40,370
(19,308) (19,308) (19,308)
26,732 8,257 (34,989)
2014 6 30 74,263 113,383 30,999 105,242 71,014 (1,638) (2,588) 22 49,806 440,503 2,043 442,546
2013 1 1 74,263 113,383 24,790 58,157 34,309 (975) (1,876) (1) 77,868 379,918 1,529 381,447
34,827 34,827 91 34,918
116 (671) 4 (551) (9) (560)
116 (671) 4 34,827 34,276 82 34,358
176 176
(17,823) (17,823) (17,823)
31 20,353 27,511 (47,895)
2013 6 30 74,263 113,383 24,821 78,510 61,820 (859) (2,547) 3 46,977 396,371 1,787 398,158
60 交通銀行股份有限公司
6 30 6
2014 2013
47,195 45,060
10,159 8,469
(28) 46
(626) (707)
177 229
55 11
2,082 395
723 9
(50) 18
2,561 2,066
213 244
(55) (8)
4 9
13 12
128 123
(21,304) (16,252)
(130) (97)
(69) 1
(11)
1,956 1,620
336 126
(26) (61)
(4)
43,310 41,302
(38,044) (49,608)
(44,440) (32,998)
(12,255) (1,069)
(171,127) (258,822)
(35,485) (23,375)
26,690 170,363
(10,170) 5,973
218,087 224,898
22,133 799
(220) 248
(8,720) (11,383)
(10,241) 66,328
二零一四年中期報告 H 股 61
6 30 6
2014 2013
(193,860) (238,158)
178,523 136,211
26 61
21,156 15,315
(739) (393)
179
(6,369) (4,961)
183 260
(901) (91,665)
46,503 16,361
(1,170) (835)
176
(24,709) (9,572)
20,624 6,130
520 (1,421)
10,002 (20,628)
243,394 271,598
38 253,396 250,970
118,122 106,494
(68,387) (51,603)
62 交通銀行股份有限公司
2014 6 30
1
(1986)81 (1987)40 1987 4 1
222 12
2
2.1
34
2013
2013 12
31
2.1.1 2014 1 1
10
12 27
32
36
39
21
2.1.2
19 2014 7 1
2014 7 1
2010–2012
2014 7 1
2011–2013
11 2016 1 1
14 2016 1 1
15 2017 1 1
9 2018 1 1
9
9
二零一四年中期報告 H 股 63
2014 6 30
3
3.1
3.1.1
(a)
(i)
(ii)
(iii)
39
64 交通銀行股份有限公司
2014 6 30
3
3.1
3.1.1
(a)
15
1
(b)
(c)
(d)
二零一四年中期報告 H 股 65
2014 6 30
3
3.1
3.1.2
(a)
90%
90%
90%
60%
60%
70%
70%
50%
66 交通銀行股份有限公司
2014 6 30
3
3.1
3.1.2
(a)
(b)
3.1.3
3.1.1
39
二零一四年中期報告 H 股 67
2014 6 30
3
3.1
3.1.4
2014 2013
6 30 12 31
915,268 877,263
622,708 566,429
85,445 73,203
2,548,656 2,455,136
806,001 737,927
147,764 119,726
227,962 219,104
653,404 670,615
158,365 137,668
6,165,573 5,857,071
1,018,153 1,059,432
502,473 491,287
1,520,626 1,550,719
2014 6 30 2013 12 31
54% 2013 55%
98% 2013 99%
1.13% 2013 1.05%
68 交通銀行股份有限公司
2014 6 30
3
3.1
3.1.5
2014 6 30 2013 12 31
3,368,161 622,708 3,217,747 566,417
26,858 14,311 12
38,750 34,310
3,433,769 622,708 3,266,368 566,429
(60,779) (57,123)
(18,333) (16,182)
3,354,657 622,708 3,193,063 566,429
2014 6 30 791.12 2013 12 31
733.05 183.33 2013 12 31
161.82 607.79 2013 12 31
571.23 20
2014 6 30 5.12%
二零一四年中期報告 H 股 69
2014 6 30
3
3.1
3.1.5
(a)
16
2014 6 30
1–8 9–12 13–15
1,754,473 250,688 5,771 2,326 2,013,258
25,315 1,341 67,248 93,904
106,041 2,232 171 1,791 110,235
702,220 33,382 321 39,389 775,312
2,588,049 287,643 6,263 110,754 2,992,709
375,452
2013 12 31
1–8 9–12 13–15
1,869,733 131,835 4,168 2,005,736
25,222 2,522 29 27,413 55,186
110,961 2,471 40 113,472
645,610 33,648 1,143 31,314 711,715
2,651,526 170,476 5,380 58,727 2,886,109
331,638
70 交通銀行股份有限公司
2014 6 30
3
3.1
3.1.5
(b)
2014 6 30
30 31 60 61 90 90
5,261 3,468 4,448 3,933 17,110 14,822
2,435 499 404 43 3,381 3,837
3,583 709 355 4,647
694 402 433 191 1,720 1,779
11,973 5,078 5,640 4,167 26,858 20,438
2013 12 31
30 31 60 61 90 90
1,910 1,628 2,932 6,470 6,085
1,748 554 246 2,548 2,928
2,974 545 312 3,831
540 228 694 1,462 1,588
7,172 2,955 4,184 14,311 10,601
12 12 16
二零一四年中期報告 H 股 71
2014 6 30
3
3.1
3.1.5
(c)
2014 6 30
387.50 2013 12 31 343.10
2014 2013
6 30 12 31
28,427 25,229
10,323 9,081
38,750 34,310
8,804 7,115
8,127 4,180
16,931 11,295
2014 6 30 2013 12 31
(d)
2014 2013
6 30 12 31
881,606 829,671
953,622 879,144
1,598,541 1,557,553
1,237,444 1,183,666
361,097 373,887
3,433,769 3,266,368
(e)
2014 6 30 2013 12 31
% %
501,598 14.61 415,680 12.73
380,658 11.09 373,039 11.42
296,761 8.64 293,880 9.00
258,250 7.52 249,908 7.65
237,989 6.93 236,289 7.23
152,541 4.44 146,947 4.50
121,539 3.54 107,136 3.28
109,565 3.19 106,899 3.27
1,058,776 30.83 1,057,348 32.37
3,117,677 90.79 2,987,126 91.45
316,092 9.21 279,242 8.55
3,433,769 100.00 3,266,368 100.00
3%
72 交通銀行股份有限公司
2014 6 30
3
3.1
3.1.5
(f)
2014 6 30 2013 12 31
% %
99,342 2.89 92,180 2.82
120,624 3.51 118,958 3.64
79,823 2.32 62,278 1.91
40,213 1.17 41,342 1.27
120,720 3.52 115,893 3.55
41,146 1.20 40,757 1.25
249,126 7.26 251,127 7.69
132,041 3.85 132,942 4.07
107,731 3.14 106,004 3.25
392,401 11.43 386,822 11.84
10,027 0.29 10,445 0.32
383,225 11.16 391,772 11.99
28,979 0.84 26,708 0.82
36,349 1.06 32,593 1.00
197,476 5.75 201,300 6.16
218,403 6.36 206,910 6.33
134,231 3.91 130,777 4.00
57,489 1.67 49,174 1.51
69,349 2.02 56,633 1.73
93,966 2.74 60,443 1.85
2,612,661 76.09 2,515,058 77.00
509,828 14.84 458,356 14.03
191,095 5.57 163,969 5.02
59,695 1.74 58,548 1.79
13,941 0.41 24,539 0.75
1,420 0.04 1,976 0.06
45,129 1.31 43,922 1.35
821,108 23.91 751,310 23.00
3,433,769 100.00 3,266,368 100.00
二零一四年中期報告 H 股 73
2014 6 30
3
3.1
3.1.6
2014 6 30 2013 12 31
2014 6 30
AAA 25 39,970 148,062 30,676 218,733
AA- AA+ 400 24,718 12,759 22,941 60,818
A- A+ 298 200 154 652
(a) 147,339 109,932 490,948 16,846 765,065
147,764 174,918 651,969 70,617 1,045,268
AAA 944 830 1,774
AA- AA+ 13,091 731 2,405 16,227
A- A+ 13,236 360 1,624 15,220
BBB- BBB+ 2,649 90 62 2,801
(a) 23,124 254 1,961 25,339
53,044 1,435 6,882 61,361
147,764 227,962 653,404 77,499 1,106,629
74 交通銀行股份有限公司
2014 6 30
3
3.1
3.1.6
2013 12 31
AAA 801 17,428 130,414 6,047 154,690
AA- AA+ 450 3,083 8,138 764 12,435
A- A+ 693 693
(a) 118,475 150,114 531,009 44,350 843,948
119,726 171,318 669,561 51,161 1,011,766
AAA 2,276 124 1,703 4,103
AA- AA+ 9,934 263 2,874 13,071
A- A+ 13,073 94 1,023 14,190
BBB- BBB+ 1,229 61 1,290
(a) 21,274 573 2,154 24,001
47,786 1,054 7,815 56,655
119,726 219,104 670,615 58,976 1,068,421
(a)
2014 6 30 10.14 2013
12 31 10.90 2014 6 30
10.14 2013 12 31 10.90
7.41 2013 12 31
0
二零一四年中期報告 H 股 75
2014 6 30
3
3.1
3.1.7
2014 2013
6 30 12 31
4,066 6,157
776 399
4,842 6,556
3.1.8
2014 2013
6 30 12 31
73 55
178 137
251 192
76 交通銀行股份有限公司
2014 6 30
3
3.1
3.1.9
2014 6 30
866,299 4,283 44,686 915,268
562,185 12,808 47,715 622,708
76,069 4,653 4,723 85,445
3,039,703 183,730 131,224 3,354,657
147,764 147,764
192,928 2,473 32,561 227,962
651,969 107 1,328 653,404
148,055 9,246 1,064 158,365
5,684,972 217,300 263,301 6,165,573
1,000,825 9,622 7,706 1,018,153
457,369 21,208 23,896 502,473
1,458,194 30,830 31,602 1,520,626
2013 12 31
851,098 9,374 16,791 877,263
512,050 44,225 10,154 566,429
59,971 1,692 11,540 73,203
3,011,540 152,136 29,387 3,193,063
119,726 119,726
166,981 757 51,366 219,104
669,597 82 936 670,615
118,398 18,860 410 137,668
5,509,361 227,126 120,584 5,857,071
1,043,262 9,561 6,609 1,059,432
460,177 9,454 21,656 491,287
1,503,439 19,015 28,265 1,550,719
二零一四年中期報告 H 股 77
2014 6 30
3
3.2
3.2.1
(VaR)
2014 2012
78 交通銀行股份有限公司
2014 6 30
3
3.2
3.2.2 VaR
VaR
99%
1
2014 6 30 6
216 312 480 189
144 107 144 85
210 328 494 198
2013 6 30 6
183 134 215 69
35 19 57 12
152 125 193 65
3.2.3
100
100
2014 2013
6 30 12 31
6
100 19,972 12,600
100 (19,972) (12,600)
100
2014 2013
6 30 12 31
100 (2,862) (2,574)
100 3,041 2,729
二零一四年中期報告 H 股 79
2014 6 30
3
3.2
3.2.3
5%
5%
2014 2013
6 30 12 31
6
5% (5,076) (1,300)
5% 5,095 1,300
5%
2014 2013
6 30 12 31
5% (680) (872)
5% 680 872
3.2.4
80 交通銀行股份有限公司
2014 6 30
3
3.2
3.2.4
2014 6 30
909,637 23,126 932,763
372,080 145,794 95,635 5,168 4,031 622,708
8,398 9,136 12,443 38,519 9,003 8,066 85,565
1,370,655 587,223 1,340,288 43,536 12,955 3,354,657
2,510 5,548 68,398 45,739 25,569 147,764
30,547 36,828 62,167 70,269 28,151 2,341 230,303
22,137 32,221 81,724 332,618 184,704 653,404
25,970 37,350 53,210 2,744 347 137,151 256,772
2,741,934 854,100 1,713,865 538,593 260,729 174,715 6,283,936
(362,924) (209,635) (380,106) (195,541) (5,047) (1,153,253)
(1,871) (2,337) (3,166) (3,686) (7,410) (18,470)
(2,333,310) (506,617) (548,799) (982,251) (4,943) (4,375,920)
(7,726) (12,863) (15,563) (31,012) (73,036) (153,547) (293,747)
(2,705,831) (731,452) (947,634) (1,212,490) (78,083) (165,900) (5,841,390)
36,103 122,648 766,231 (673,897) 182,646 8,815 442,546
二零一四年中期報告 H 股 81
2014 6 30
3
3.2
3.2.4
2013 12 31
869,635 26,921 896,556
362,669 74,321 123,348 6,079 12 566,429
4,741 9,546 19,590 18,029 7,070 14,334 73,310
1,323,106 518,140 1,279,260 54,175 18,382 3,193,063
33,520 2,905 33,461 24,805 25,035 119,726
31,625 48,577 65,567 49,455 23,880 2,149 221,253
21,166 38,897 95,828 320,660 194,064 670,615
28,134 28,669 27,393 2,652 133,137 219,985
2,674,596 721,055 1,644,447 475,855 268,431 176,553 5,960,937
(646,737) (254,712) (87,128) (135,559) (2,427) (1,126,563)
(945) (4,284) (3,559) (3,177) (16,675) (28,640)
(2,368,930) (551,556) (782,626) (448,400) (6,321) (4,157,833)
(396) (6,531) (19,768) (34,567) (48,677) (116,478) (226,417)
(3,017,008) (817,083) (893,081) (621,703) (51,104) (139,474) (5,539,453)
(342,412) (96,028) 751,366 (145,848) 217,327 37,079 421,484
82 交通銀行股份有限公司
2014 6 30
3
3.2
3.2.5
2014 6 30
797,400 113,729 16,013 5,621 932,763
520,611 89,773 1,114 11,210 622,708
72,801 9,392 1,979 1,393 85,565
2,937,908 308,020 96,340 12,389 3,354,657
147,764 147,764
177,078 26,878 15,684 10,663 230,303
651,969 577 158 700 653,404
244,193 3,180 8,667 732 256,772
5,549,724 551,549 139,955 42,708 6,283,936
(941,030) (177,435) (24,826) (9,962) (1,153,253)
(4,517) (7,557) (6,118) (278) (18,470)
(4,019,723) (181,832) (139,371) (34,994) (4,375,920)
(261,453) (20,065) (1,840) (10,389) (293,747)
(5,226,723) (386,889) (172,155) (55,623) (5,841,390)
323,001 164,660 (32,200) (12,915) 442,546
1,250,051 226,311 19,655 24,609 1,520,626
二零一四年中期報告 H 股 83
2014 6 30
3
3.2
3.2.5
2013 12 31
862,639 18,516 10,036 5,365 896,556
485,983 74,415 2,041 3,990 566,429
63,776 6,207 1,783 1,544 73,310
2,830,533 267,601 81,920 13,009 3,193,063
119,726 119,726
173,521 23,471 14,145 10,116 221,253
669,561 814 240 670,615
200,755 7,710 10,418 1,102 219,985
5,406,494 398,734 120,343 35,366 5,960,937
(986,866) (114,274) (19,652) (5,771) (1,126,563)
(2,667) (18,381) (6,066) (1,526) (28,640)
(3,827,025) (173,792) (125,967) (31,049) (4,157,833)
(204,558) (12,015) (2,534) (7,310) (226,417)
(5,021,116) (318,462) (154,219) (45,656) (5,539,453)
385,378 80,272 (33,876) (10,290) 421,484
1,282,925 223,701 17,900 26,193 1,550,719
3.2.6
3.3
3.3.1
75%
2014 6 30 20% 2013 12 31 20%
5% 2013 12 31 5%
84 交通銀行股份有限公司
2014 6 30
3
3.3
3.3.2
3.3.3–3.3.4
3.3.3
2014 6 30
(170,979) (187,595) (210,199) (400,306) (230,596) (6,654) (1,206,329)
(967) (408) (4,095) (5,851) (11,321)
(2,713,455) (428,607) (247,211) (557,624) (485,955) (4,363) (4,437,215)
(4,493) (7,678) (15,390) (7,137) (34,698)
(1,402) (91) (2,858) (39,740) (89,061) (133,152)
(42,580) (3,377) (24,739) (1,167) (6,662) (2,069) (80,594)
(2,927,014) (626,441) (490,326) (981,440) (775,941) (102,147) (5,903,309)
159,403 773,360 932,763
93,638 283,493 147,505 100,071 5,954 630,661
3,039 7,485 15,030 54,410 10,050 120 90,134
377,150 366,043 1,096,769 1,046,939 1,434,433 50,919 4,372,253
2,751 6,664 73,500 55,694 30,153 168,762
8,164 11,376 54,396 140,321 46,860 1,141 2,341 264,599
11,342 18,634 89,040 431,531 227,663 778,210
26,628 3,045 4,640 20,155 74,369 13,188 1,039 143,064
279,669 688,984 562,347 1,448,961 1,809,218 1,762,347 53,099 775,821 7,380,446
二零一四年中期報告 H 股 85
2014 6 30
3
3.3
3.3.3
2013 12 31
(140,085) (224,007) (260,839) (108,795) (455,867) (19,271) (1,208,864)
(236) (2,120) (4,388) (5,520) (12,264)
(1,878,048) (568,646) (559,381) (810,418) (562,796) (10,015) (4,389,304)
(5,873) (7,938) (6,700) (4,520) (25,031)
(1,448) (14,448) (39,949) (55,550) (111,395)
(29,016) (39) (73) (2,411) (4,979) (3,798) (939) (41,255)
(2,047,149) (798,801) (831,799) (947,160) (1,073,631) (88,634) (939) (5,788,113)
161,445 735,316 896,761
80,245 282,858 75,097 128,289 6,911 12 573,412
1,957 7,679 20,014 29,114 9,980 107 68,851
335,840 362,960 1,074,503 1,045,129 1,300,701 45,447 4,164,580
33,570 2,954 41,350 27,606 29,349 35 134,864
7,466 18,318 48,119 130,975 49,853 1,238 2,149 258,118
9,973 23,882 99,038 422,293 238,039 793,225
21,903 4,074 4,516 17,794 64,780 11,134 1,124 125,325
263,593 675,738 495,406 1,429,107 1,726,808 1,639,056 47,856 737,572 7,015,136
86 交通銀行股份有限公司
2014 6 30
3
3.3
3.3.4
(a)
2014 6 30
3 3 286 63 355
108 39 441 537 55 1,180
111 42 727 600 55 1,535
(4) (1) (298) (29) (4) (336)
(137) (167) (805) (776) (99) (1,984)
(141) (168) (1,103) (805) (103) (2,320)
2013 12 31
27 4 318 9 358
110 111 445 338 24 1,028
137 115 763 347 24 1,386
(8) (1) (237) (246)
(129) (120) (445) (739) (52) (1,485)
(137) (121) (682) (739) (52) (1,731)
二零一四年中期報告 H 股 87
2014 6 30
3
3.3
3.3.4
(b)
2014 6 30
(147,696) (132,178) (685,165) (86,622) (102) (1,051,763)
148,474 132,090 685,797 86,416 102 1,052,879
2013 12 31
(342,820) (360,705) (618,924) (62,151) (1,384,600)
342,074 360,242 618,594 62,156 1,383,066
3.3.5
2014 6 30
159,403 773,360 932,763
93,644 282,467 145,794 95,635 5,168 622,708
3,514 7,466 17,191 47,245 10,029 120 85,565
354,681 346,173 985,310 740,081 877,493 50,919 3,354,657
2,510 5,548 67,797 46,340 25,569 147,764
7,154 9,993 48,392 122,937 39,486 2,341 230,303
9,186 13,755 69,774 362,843 197,846 653,404
60,288 4,748 7,464 32,994 74,369 13,188 1,039 62,682 256,772
313,335 664,260 536,193 1,317,093 1,398,983 1,163,611 51,958 838,503 6,283,936
(170,979) (186,415) (207,906) (380,292) (202,564) (5,097) (1,153,253)
(1,631) (1,092) (8,332) (6,990) (425) (18,470)
(1,908,667) (426,206) (506,617) (548,799) (982,251) (3,380) (4,375,920)
(153,547) (7,726) (12,863) (15,263) (27,465) (76,883) (293,747)
(2,233,193) (621,978) (728,478) (952,686) (1,219,270) (85,785) (5,841,390)
(1,919,858) 42,282 (192,285) 364,407 179,713 1,077,826 51,958 838,503 442,546
88 交通銀行股份有限公司
2014 6 30
3
3.3
3.3.5
2013 12 31
161,240 735,316 896,556
80,170 282,499 74,321 123,348 6,079 12 566,429
4,933 10,853 23,878 25,377 8,162 107 73,310
318,032 331,461 970,541 756,316 790,958 25,755 3,193,063
33,520 2,905 33,461 24,805 25,035 119,726
6,814 16,914 42,275 112,273 40,828 2,149 221,253
8,233 18,101 80,637 355,437 208,207 670,615
41,136 8,407 10,649 19,078 65,167 15,209 470 59,869 219,985
282,546 662,438 465,204 1,293,218 1,345,454 1,088,399 26,237 797,441 5,960,937
(140,011) (220,872) (254,577) (99,768) (396,326) (15,009) (1,126,563)
(3,950) (5,826) (11,006) (7,503) (355) (28,640)
(1,877,544) (560,725) (550,802) (775,771) (382,991) (10,000) (4,157,833)
(35,457) (18,183) (26,645) (46,789) (52,829) (46,514) (226,417)
(2,053,012) (803,730) (837,850) (933,334) (839,649) (71,878) (5,539,453)
(1,770,466) (141,292) (372,646) 359,884 505,805 1,016,521 26,237 797,441 421,484
3.3.6
1 1 5 5
2014 6 30
352,722 65,438 84,313 502,473
868,096 112,551 37,506 1,018,153
1,717 4,683 1,479 7,879
2,424 751 3 3,178
1,224,959 183,423 123,301 1,531,683
2013 12 31
320,261 81,174 89,852 491,287
919,317 103,054 37,061 1,059,432
1,907 4,600 1,231 7,738
2,314 717 3 3,034
1,243,799 189,545 128,147 1,561,491
二零一四年中期報告 H 股 89
2014 6 30
3
3.4
(a)
Black-Scholes
Black-Scholes
90 交通銀行股份有限公司
2014 6 30
3
3.4
(b)
2014 6 30 2013 12 31
3,354,657 3,354,580 3,193,063 3,193,270
147,764 147,335 119,726 119,134
653,404 645,600 670,615 642,109
(4,375,920) (4,385,571) (4,157,833) (4,161,703)
(33,329) (33,361) (24,619) (24,639)
(95,378) (93,872) (82,238) (79,051)
2014 6 30
3,354,580 3,354,580
25,864 121,471 147,335
1,784 643,816 645,600
(4,385,571) (4,385,571)
(33,361) (33,361)
(93,872) (93,872)
2013 12 31
3,193,270 3,193,270
25,267 93,867 119,134
1,246 640,863 642,109
(4,161,703) (4,161,703)
(10,893) (13,746) (24,639)
(79,051) (79,051)
二零一四年中期報告 H 股 91
2014 6 30
3
3.4
(c)
3.4(a)
2014 6 30
2,480 3,287 5,767
2,030 2,030
3,092 15,383 18,475
641 50,586 51,227
(1)
120 120
6,841 6,841
1,105 1,105
6,333 79,232 85,565
3,697 27,119 30,816
3,285 3,285
9,741 121,036 130,777
1,312 61,772 63,084
(1)
1,271 1,070 2,341
16,021 213,212 1,070 230,303
22,354 292,444 1,070 315,868
(1,192) (1,192)
(9,868) (9,868)
(5,635) (5,635)
(1,775) (1,775)
(1,192) (17,278) (18,470)
92 交通銀行股份有限公司
2014 6 30
3
3.4
(c)
2013 12 31
1,832 5,135 6,967
2,250 2,250
3,307 11,127 14,434
132 35,193 35,325
(1)
107 107
12,723 12,723
1,504 1,504
5,378 67,932 73,310
2,352 27,455 29,807
375 1,275 1,650
20,016 110,780 130,796
1,380 55,471 56,851
(1)
1,080 1,069 2,149
25,203 194,981 1,069 221,253
30,581 262,913 1,069 294,563
(1,164) (1,164)
(10,801) (10,801)
(14,261) (14,261)
(2,414) (2,414)
(1,164) (27,476) (28,640)
(1)
二零一四年中期報告 H 股 93
2014 6 30
3
3.4
(c)
2014 1 1 1,069 1,069
1 1
2014 6 30 1,070 1,070
2014 6 30
2013 1 1 11 1,145 1,156
(11) (11)
15 15
(91) (91)
2013 12 31 1,069 1,069
2013 12 31
(11) (11)
94 交通銀行股份有限公司
2014 6 30
4
6 30 6
2014 2013
6,441 6,243
9,773 7,045
104,372 95,095
22,826 16,706
143,412 125,089
(27,755) (19,679)
(46,079) (38,570)
(1,956) (1,620)
(411) (212)
(76,201) (60,081)
67,211 65,008
2014 6 30 6
15.22 2013 6 30 6 4.54
2014 6 30 6
0.75 2013 6 30 6 0.86
2014 6 30 6 6.26
2013 6 30 6 7.07
6 30 6
2014 2013
6,865 4,959
15,961 11,747
22,826 16,706
5
6 30 6
2014 2013
1,758 1,187
5,118 4,369
3,146 4,153
2,257 1,880
3,621 2,749
940 1,036
474 175
17,314 15,549
6 30 6
2014 2013
431 376
963 873
二零一四年中期報告 H 股 95
2014 6 30
6
6 30 6
2014 2013
155 170
1,337 1,337
121 147
1,613 1,654
6 30 6
2014 2013
35 33
7
6 30 6
2014 2013
26 61
8
6 30 6
2014 2013
2,509 (541)
(339) 185
1,240 517
3,410 161
2014 6 30 6
0.01 2013 6 30 6 0.11
96 交通銀行股份有限公司
2014 6 30
9
6 30 6
2014 2013
78 2
11
1,037 4,421
1,082 592
2,197 5,026
10
6 30 6
2014 2013
20.2
4,657 5,138
5,502 3,331
10,159 8,469
11
6 30 6
2014 2013
12 11,343 9,800
5,753 5,357
6,478 5,920
22 2,561 2,066
1,338 1,140
119 137
128 123
177 229
(1)
21 723 9
15 7
13 12
(50) 18
55 11
2,771 5,991
31,424 30,820
(1)
6 30 6
2014 2013
21 723 (2)
21 11
723 9
二零一四年中期報告 H 股 97
2014 6 30
12
6 30 6
2014 2013
8,038 6,986
1,970 1,019
46 31
1,289 1,764
11,343 9,800
13
6 30 6
2014 2013
4 4
2014 6 30 6 37.5 2013 6 30 6
50
2005 11 18
2005 6 23
H 2.50 755.8
10 2005 6 23
2006 11 3
2006 11 3
H 2006 11 3 6.13 272.4
10 2006 11 3
2014 6 30 6 2013 6 30 6
2014 2013
6 30 12 31
6
11 11
11 11
14
6 30 6
2014 2013
8,383 10,410
14 274
164 162
8,561 10,846
29 1,739 (704)
10,300 10,142
25%
2013 25%
98 交通銀行股份有限公司
2014 6 30
14
25% 2013 25%
6 30 6
2014 2013
47,195 45,060
25% 11,799 11,265
10 35
(1)
(1,550) (1,226)
(2)
41 68
10,300 10,142
(1)
(2)
15
2014
2013 6 30 6
6 30 6
2014 2013
36,773 34,827
74,263 74,263
0.50 0.47
16
2014 2013
6 30 12 31
17,495 19,293
141,908 141,947
38 159,403 161,240
773,360 735,316
932,763 896,556
2014 2013
6 30 12 31
20.00% 20.00%
5.00% 5.00%
二零一四年中期報告 H 股 99
2014 6 30
17
2014 2013
6 30 12 31
122,997 97,415
38 93,993 82,154
129,730 182,614
120,121 89,343
176,542 125,701
73,318 71,356
622,708 566,429
18
2014 2013
6 30 12 31
19 7,946 14,227
1,305 1,308
2,601 1,548
1,861 4,111
2,743 1,840
5,608 2,486
49,260 34,753
1,693 1,265
12,428 11,665
120 107
85,565 73,310
2014 2013
6 30 12 31
5,767 6,967
2,030 2,250
18,578 14,541
51,244 35,325
77,619 59,083
100 交通銀行股份有限公司
2014 6 30
18
2014 6 30
114.22 2013 12 31 56.94
19
2014 6 30
1,145,720 6,841 (5,635)
516,620 1,105 (1,775)
1,662,340 7,946 (7,410)
2013 12 31
1,462,736 12,723 (14,261)
587,446 1,504 (2,414)
2,050,182 14,227 (16,675)
二零一四年中期報告 H 股 101
2014 6 30
19
2014 2013
6 30 12 31
857,502 1,075,990
636,627 790,521
92,315 106,796
75,896 76,875
1,662,340 2,050,182
2014 6 30
8,931 10 (266)
8,931 10 (266)
2013 12 31
7,124 21 (252)
7,124 21 (252)
2014 2013
6 30 6 30
(20) 198
16 (207)
(4) (9)
102 交通銀行股份有限公司
2014 6 30
20
20.1
2014 2013
6 30 12 31
3,433,769 3,266,368
(60,779) (57,123)
(18,333) (16,182)
3,354,657 3,193,063
20.2
2014 6 30 2013 6 30
6 6
57,123 16,182 55,187 12,484
10 4,657 5,502 5,138 3,331
4,657 6,783 5,138 4,536
(1,281) (1,205)
214 119
(626) (707)
(4,039) (4,823)
(1,090) 1,090 (3,466) 3,466
89 10 (121) (17)
60,779 18,333 56,738 13,853
2014 6 30 2013 6 30
6 6
59,922 13,383 58,869 8,802
7,489 2,670 5,718 2,751
8,678 2,762 6,635 3,039
(1,189) (92) (917) (288)
91 123 62 57
(517) (109) (595) (112)
(3,077) (962) (4,301) (522)
91 8 (137) (1)
63,999 15,113 59,616 10,975
二零一四年中期報告 H 股 103
2014 6 30
20
20.3
2014 6 30 2013 12 31
28,427 (11,319) 25,229 (10,166)
10,323 (7,014) 9,081 (6,016)
38,750 (18,333) 34,310 (16,182)
2014 2013
6 30 12 31
1.13% 1.05%
21
2014 2013
6 30 12 31
148,522 119,761
(758) (35)
147,764 119,726
9,033 6,628
57,383 45,281
161,546 167,195
227,962 219,104
109 44
1,161 300
1,071 1,805
2,341 2,149
230,303 221,253
67,686 52,253
259,472 257,378
393,932 413,237
653,404 670,615
257,197 251,082
104 交通銀行股份有限公司
2014 6 30
21
2014 6 30 657.00 2013
12 31 1,604.16
2014 6 30 1.19 2013 12 31 2014 6
30 3.37%
6 30 6
2014 2013
130 97
2014 1 1 (35) (1,248) (1,283)
(741) (741)
18 18
(1)
128 128
(31) (31)
2014 6 30 (758) (1,151) (1,909)
2013 1 1 (4) (1,443) (1,447)
(11) (11)
2 2
(1)
122 122
33 33
2013 6 30 (2) (1,299) (1,301)
(1)
二零一四年中期報告 H 股 105
2014 6 30
21
2014 2013
6 30 12 31
565 638
26,558 56,136
120,641 62,952
147,764 119,726
30,816 29,807
3,285 1,650
132,065 132,511
64,137 57,285
230,303 221,253
288,286 282,040
16,725 14,463
240,822 247,135
107,571 126,977
653,404 670,615
2014 2013
6 30 12 31
16,995 13,086
2014 2013
6 30 12 31
3 3,154 1,440
3 12 5,429 2,698
1 5 8,412 8,948
16,995 13,086
106 交通銀行股份有限公司
2014 6 30
22
2014 1 1 36,482 13,261 19,073 8,044 4,828 81,688
343 1,853 875 3,701 57 6,829
(164) (23) (93) (12) (11) (303)
1,363 (1,393) 30
2014 6 30 38,024 13,698 19,855 11,733 4,904 88,214
2014 1 1 (9,084) (12,919) (738) (1,768) (24,509)
(858) (1,208) (218) (277) (2,561)
30 56 5 6 97
2014 6 30 (9,912) (14,071) (951) (2,039) (26,973)
2014 6 30 28,112 13,698 5,784 10,782 2,865 61,241
2013 1 1 33,550 7,714 17,337 4,270 4,222 67,093
1,595 7,464 3,472 3,816 506 16,853
(270) (154) (1,736) (42) (56) (2,258)
1,607 (1,763) 156
2013 12 31 36,482 13,261 19,073 8,044 4,828 81,688
2013 1 1 (7,926) (11,833) (485) (1,313) (21,557)
(1,249) (2,370) (282) (463) (4,364)
91 1,284 29 8 1,412
2013 12 31 (9,084) (12,919) (738) (1,768) (24,509)
2013 12 31 27,398 13,261 6,154 7,306 3,060 57,179
2014 2013
6 30 12 31
240 208
二零一四年中期報告 H 股 107
2014 6 30
22
2014 6 30 16.02 2013 12 31 8.72
2014 2013
6 30 12 31
50 170 173
10–50 70 35
10
240 208
50 19 18
10–50 26,395 25,645
10 1,458 1,527
27,872 27,190
28,112 27,398
2014 6 30 105.14 2013 12
31 70.18
23
2014 2013
6 30 12 31
33,447 29,809
17,918 17,788
28,288 3,754
(e)
(569) (531)
(a)
697 691
546 619
(b)
922 770
251 192
211 236
(f)
322 322
(c)
196 194
(d)
99,073 88,254
(e)
(1,583) (1,406)
1,004 4,546
180,723 145,238
108 交通銀行股份有限公司
2014 6 30
23
(a)
2014 2013
6 30 12 31
10–50 689 675
10 8 16
697 691
(b)
2014 1 1 2,109
280
2014 6 30 2,389
2014 1 1 (1,339)
(128)
2014 6 30 (1,467)
922
2013 1 1 1,867
243
(1)
2013 12 31 2,109
2013 1 1 (1,093)
(247)
1
2013 12 31 (1,339)
770
二零一四年中期報告 H 股 109
2014 6 30
23
(c)
2014 2013
6 30 12 31
6
194 182
18
2 (6)
196 194
2014 6 30
2014 6 30
2014
6 30
196 196
2014 2013
6 30 12 31
50 56 55
10–50 140 139
196 194
110 交通銀行股份有限公司
2014 6 30
23
(d)
2014 2013
6 30 12 31
1 1 27,840 25,868
1 5 5 74,369 64,779
5 13,427 11,134
115,636 101,781
115,636 101,781
(16,563) (13,527)
99,073 88,254
1 1 22,294 21,908
1 5 5 64,602 56,198
5 12,177 10,148
99,073 88,254
(1,583) (1,406)
97,490 86,848
(e)
2014 2014
1 1 6 30
(531) (55) 2 15 (569)
(1,406) (177) (1,583)
(1,937) (232) 2 15 (2,152)
2013 2013
1 1 12 31
(539) (32) 40 (531)
(829) (577) (1,406)
(1,368) (609) 40 (1,937)
二零一四年中期報告 H 股 111
2014 6 30
23
(f)
2014 2014
1 1 6 30
200 200
122 122
322 322
24
2014 2013
6 30 12 31
7,558 5,871
319,386 248,541
506,545 507,567
233,253 209,216
86,511 155,368
1,153,253 1,126,563
25
2014 2013
6 30 12 31
19 7,410 16,675
1,192 1,164
9,868 10,801
18,470 28,640
112 交通銀行股份有限公司
2014 6 30
25
2014 2013
6 30 12 31
9,868 10,801
9,824 10,750
44 51
2014 6 30 6 2013 12 31
26
2014 2013
6 30 12 31
1,334,538 1,382,914
1,643,038 1,418,855
562,352 491,353
830,624 859,603
5,368 5,108
4,375,920 4,157,833
628,127 594,655
27
28
2014 2013
6 30 12 31
66,458 59,812
30,315 17,178
3,692 5,673
3,384 3,604
4,580 2,649
7,103 6,288
(a)
328 378
(a)
89 89
19,374 66
23,760 17,698
159,083 113,435
二零一四年中期報告 H 股 113
2014 6 30
28
(a)
2014 2014
1 1 6 30
378 42 (92) 328
89 89
467 42 (92) 417
2013 2013
1 1 12 31
389 63 (74) 378
92 (3) 89
481 63 (77) 467
29
2014 6 30 6 25%
2013 6 30 6 25% 16.5%
2013 6 30 6 16.5%
6 30 6
2014 2013
17,206 12,496
(1,739) 704
(1,069) (29)
2 (1)
14,400 13,170
114 交通銀行股份有限公司
2014 6 30
29
2014 2013
6 30 12 31
(122) (36)
(554) (70)
(676) (106)
12,313 12,412
308 310
175 232
532 942
119 121
104 117
785 1,763
740 1,415
15,076 17,312
14,400 17,206
2014 2013
6 30 12 31
14,409 17,224
(9) (18)
6 30 6
2014 2013
167 1,460
(266) (158)
(99) 1,302
(2) (30)
(57) (15)
(13) 3
(410) (570)
(4) (23)
(1,154) 37
(1,739) 704
二零一四年中期報告 H 股 115
2014 6 30
30
10% 27%
2008 12 31
2009 1 1
6 30 6
2014 2013
1,312 787
(15) (33)
264 265
1,561 1,019
2014 2013
6 30 12 31
474 483
6 30 6
2014 2013
(15) (33)
6 (18)
(9) (51)
116 交通銀行股份有限公司
2014 6 30
30
2014 6 30 4.39% 2.25%
2014 6 30
60 22.20 55
29.52
2014 6 30 15.44 2013 12 31 15.84
39 2013 39
31
2014 2013
6 30 12 31
2022 (a)
16,000 16,000
2019 (b)
11,500 11,500
2024 (b)
13,500 13,500
2026 (c)
26,000 26,000
2014 (d) 700
2015 (d) 300 300
2023 (e) 3,070 3,038
2018 (f) 10,000 10,000
2016 (g) 800 800
2018 (g) 400 400
2017 (h) 4,307
2017 (i) 200
2021 (j) 396
2016 (k) 1,500
2019 (l) 278
2019 (m) 3,070
2017 (n) 2,057
2017 (o) 1,000
2019 (o) 500
2021 (o) 500
95,378 82,238
2014 6 30 6 2013 12 31
(a) 2007 3 6 25,000
(07 01) 16,000 15 10
10 2017 3 8
3 8
10 4.13% 5 7.13% (07 02) 9,000
10 5 5
2012 3 8 2012 3 8
(07 02) 9,000
二零一四年中期報告 H 股 117
2014 6 30
31
(b) 2009 7 1 25,000
(09 01) 11,500 10 5
5 2014 7 3
7 3
5 3.28% 5 6.28% (09 02) 13,500
15 10 10
2019 7 3
7 3 10
4% 5 7%
(c) 2011 10 21 26,000 15
10 10
2021 10 24
10 24 5.75%
(d) 2012 3 8 1,000 2
700 3 300 2.98% 3.10%
(e) 2013 3 6 500 10
3.75% 99.678%
2023 3 6
2013 3 7
(f) 2013 7 26 10,000 5
7 29
4.37%
(g) 2013 12 10 1,200 3
800 5 400 3.40% 3.70%
(h) 2014 1 15 700 3
2.125% 2017 1 15 2014 1 16
(i) 2014 1 17 2014
200 3 6.1% 2017 1 17
(j) 2014 2 14 500 7
2014 2 24 4.00%
(k) 2014 3 21 1,500 2
3.3% 2016 3 20 2014 3 21
118 交通銀行股份有限公司
2014 6 30
31
(l) 2014 4 2 350 5
3.20%
(m) II 2014 4 25 500 5
3.375% 99.941%
2019 4 25 2014 4 28
(n) 2014 6 26 300
0.875%
(o) 2014 6 23 2,000
3 1,000 3.45% 5 500
3.85% 7 500 4.15%
32
1
2014 1 1 74,263 74,263 113,383 187,646
2014 6 30 74,263 74,263 113,383 187,646
1
2013 1 1 74,263 74,263 113,383 187,646
2013 12 31 74,263 74,263 113,383 187,646
2014 6 30 2013 12 31
A 39,251 52.85%
H 35,012 47.15%
74,263 100.00%
二零一四年中期報告 H 股 119
2014 6 30
32
2014 6 30 2013 12 31
2014 2013
6 30 12 31
112,769 112,769
472 472
145 145
(29) (29)
26 26
113,383 113,383
33
10% 34
50%
[2012]20
1.5% 2012 5
2014 6 25 2013 2013
6,017
8,111
26,732
40,860
120 交通銀行股份有限公司
2014 6 30
34
6 30 6
2014 2013
19,308 17,823
(1)
(2) 10%
(3)
(4)
2014 3 30 2014 6 25 2013
2013 12 31 742.63 1 A H
0.26 193.08
35
2014 2013
6 30 12 31
343,590 376,222
56,503 70,380
618,060 612,830
1 326,867 288,860
1 175,606 202,427
1,520,626 1,550,719
2014 2013
6 30 12 31
102 154
3,076 2,880
3,178 3,034
二零一四年中期報告 H 股 121
2014 6 30
35
2014 2013
6 30 12 31
1 1,717 1,907
1 2 1,726 1,523
2 3 1,266 1,249
3 5 1,691 1,828
5 1,479 1,231
7,879 7,738
2014 2013
6 30 12 31
1 1,135 765
1 2 1,138 765
2 3 1,138 765
3 5 2,235 1,503
5 4,524 2,940
10,170 6,738
2014 6 30
484.60 2013 12 31 423.61
2014 6 30 2013 12 31
122 交通銀行股份有限公司
2014 6 30
35
28
2014 2013
6 30 12 31
1,026 1,153
28 328 378
36
2014 2013 2014 2013
6 30 12 31 6 30 12 31
11,422 5,694 10,884 4,806
62,308 161,602 60,196 151,726
73,730 167,296 71,080 156,532
2014 6 30
20.92 2013 12 31 18.70
2014 6 30 2013 12 31
37
2014 6 30 6
4,385 (1,097) 3,288
4,517 (1,129) 3,388
(132) 32 (100)
191 191
(6) 2 (4)
4,570 (1,095) 3,475
二零一四年中期報告 H 股 123
2014 6 30
37
2013 6 30 6
136 (29) 107
320 (66) 254
(184) 37 (147)
(671) (671)
5 (1) 4
(530) (30) (560)
38
90
2014 2013
6 30 6 30
16 159,403 148,168
17 93,993 102,802
253,396 250,970
39
2014 2013
6 30 12 31
300 300
99 44
399 344
15
2011 12 30 2014 6 30
20% 2013 12 31 20%
124 交通銀行股份有限公司
2014 6 30
40
40.1
2014 6 30 2013 12 31
24
2014 6 30
11,257 26,281 51,084
11,092 24,547 50,872
2013 12 31
3,865 24,392 136,738
3,642 22,669 129,057
40.2
2012 11 30.34
2012
1.64
50%
62%
2014 6 30 2013 12 31
1.34
1.34
2012
二零一四年中期報告 H 股 125
2014 6 30
41
(a)
2014 6 30 197.03 2013 12 31 197.03
26.53% 2013 12 31 26.53%
(1)
6 30 6
2014 2013
76,490 93,600
(80,835) (77,035)
4,548 4,926
2014 2013
6 30 12 31
273,357 253,502
267,462 273,357
9 –50 1 –50
2.38%–6.15% 1.43%–6.15%
(2)
2014 2013
6 30 12 31
32,549 11,746
3 –60 3 –6
2.85%–5.225% 2.86%–6.30%
(3)
6 30 6
2014 2013
524 722
126 交通銀行股份有限公司
2014 6 30
41
(b)
2014 6 30 103.11 2013 12
31 103.11 13.88% 2013 12 31 13.88%
6 30 6
2014 2013
58,600 42,100
7,340 10,432
(6,540) (9,432)
59,400 43,100
1,491 1,003
(c)
2014 6 30 138.86 2013 12 31 138.86
18.7% 2013 12 31 18.7%
(1)
6 30 6
2014 2013
478 2,865
352,128 91,970
(352,141) (92,186)
465 2,649
20
二零一四年中期報告 H 股 127
2014 6 30
41
(c)
(2)
6 30 6
2014 2013
25,162 16,769
18,915 17,081
(22,534) (19,154)
21,543 14,696
123 97
(3)
6 30 6
2014 2013
19 20
2014 2013
6 30 12 31
1,228 1,326
(4)
2014 2013
6 30 12 31
110,433 106,650
(128) (404)
(d)
2014 6 30 2013 6 30 6
(1)
6 30 6
2014 2013
2
1
(2)
1
128 交通銀行股份有限公司
2014 6 30
41
(d)
(2)
6 30 6
2014 2013
6 9
2 2
(4) (5)
4 6
(e)
2014 6 30 20% 2013 12 31 20%
(1)
6 30 6
2014 2013
3,075
2,251
(501)
2,574 2,251
66 14
(f)
二零一四年中期報告 H 股 129
2014 6 30
42
(1)
(2)
(3)
(4)
(5)
(6)
(7)
130 交通銀行股份有限公司
2014 6 30
42
2014 6 30 6
1
38,586 10,818 75,591 39,195 19,446 42,397 7,337 (89,958) 143,412
2
(28,599) (7,959) (51,184) (28,350) (12,902) (33,023) (4,142) 89,958 (76,201)
3
9,987 2,859 24,407 10,845 6,544 9,374 3,195 67,211
1,748 506 6,345 3,283 1,384 3,195 853 17,314
(274) (42) (569) (321) (152) (187) (68) (1,613)
1,474 464 5,776 2,962 1,232 3,008 785 15,701
7 19 26
262 26 493 181 133 1,973 342 3,410
41 71 6 12 130
2,124 19 2,143
55 55
347 100 833 398 197 217 105 2,197
12,070 3,449 33,674 14,464 8,106 14,652 4,458 90,873
(996) (580) (6,352) (1,651) (454) (126) (10,159)
(2,083) (12) (2,095)
(4,070) (1,657) (9,904) (5,480) (2,809) (6,369) (1,135) (31,424)
7,004 1,212 15,335 7,333 4,843 8,283 3,185 47,195
(1,651) (285) (3,887) (1,858) (1,151) (680) (788) (10,300)
5,353 927 11,448 5,475 3,692 7,603 2,397 36,895
(340) (172) (793) (423) (299) (854) (34) (2,915)
(409) (184) (1,048) (397) (591) (787) (4,157) (7,573)
1
18,586 5,561 43,517 20,486 11,332 37,489 6,441 143,412
20,000 5,257 32,074 18,709 8,114 4,908 896 (89,958)
2
(16,898) (3,984) (25,509) (14,407) (5,341) (6,318) (3,744) (76,201)
(11,701) (3,975) (25,675) (13,943) (7,561) (26,705) (398) 89,958
3
1,688 1,577 18,008 6,079 5,991 31,171 2,697 67,211
8,299 1,282 6,399 4,766 553 (21,797) 498
2014 6 30
1,098,844 336,879 2,404,927 1,263,517 623,922 2,853,781 655,989 (2,953,923) 6,283,936
(1,096,612) (335,069) (2,365,960) (1,248,437) (616,561) (2,480,634) (652,040) 2,953,923 (5,841,390)
二零一四年中期報告 H 股 131
2014 6 30
42
2013 6 30 6
1
34,670 9,777 68,618 35,953 17,172 33,289 5,096 (79,486) 125,089
2
(25,476) (6,810) (46,306) (24,793) (10,974) (22,961) (2,247) 79,486 (60,081)
3
9,194 2,967 22,312 11,160 6,198 10,328 2,849 65,008
1,389 436 5,796 3,409 1,308 2,491 720 15,549
(314) (47) (646) (306) (135) (129) (77) (1,654)
1,075 389 5,150 3,103 1,173 2,362 643 13,895
59 2 61
58 40 12 77 1 (117) 90 161
14 (18) 101 97
669 19 688
8 8
842 298 1,940 1,169 537 113 127 5,026
11,169 3,694 30,097 15,509 7,909 12,735 3,831 84,944
(873) (350) (5,593) (1,359) (269) (10) (15) (8,469)
(583) (12) (595)
(4,219) (1,678) (10,229) (5,521) (2,694) (5,268) (1,211) (30,820)
6,077 1,666 13,692 8,629 4,946 7,457 2,593 45,060
(1,532) (424) (3,485) (2,184) (1,247) (614) (656) (10,142)
4,545 1,242 10,207 6,445 3,699 6,843 1,937 34,918
(315) (168) (885) (399) (249) (392) (37) (2,445)
(286) (150) (1,737) (2,370) (399) (898) (79) (5,919)
1
16,392 5,076 39,052 19,049 9,748 31,529 4,243 125,089
18,278 4,701 29,566 16,904 7,424 1,760 853 (79,486)
2
(13,599) (3,264) (21,687) (11,527) (4,272) (3,715) (2,017) (60,081)
(11,877) (3,546) (24,619) (13,266) (6,702) (19,246) (230) 79,486
3
2,793 1,812 17,365 7,522 5,476 27,814 2,226 65,008
6,401 1,155 4,947 3,638 722 (17,486) 623
2013 12 31
1,072,948 320,689 2,161,482 1,079,016 525,861 2,671,088 525,636 (2,395,783) 5,960,937
(1,073,420) (320,646) (2,137,131) (1,064,310) (518,092) (2,306,617) (515,020) 2,395,783 (5,539,453)
132 交通銀行股份有限公司
2014 6 30
42
2014 2013
6 30 2014 6 30 2013
6 6 30 6 12 31
(a) (a)
168,173 62,915 145,358 60,503
514 93 1,321 120
168,687 63,008 146,679 60,623
(a)
2014 6 30 6
35,834 15,045 15,981 351 67,211
175 2,291 (2,466)
36,009 17,336 13,515 351 67,211
8,953 5,956 44 748 15,701
26 26
858 (12) 2,496 68 3,410
130 130
2,143 2,143
473 1,291 2 431 2,197
(7,489) (2,670) (10,159)
(2,095) (2,095)
(877) (1,839) (64) (135) (2,915)
(11,231) (14,733) (1,528) (1,017) (28,509)
55 55
26,696 5,329 14,595 575 47,195
1,756 3,682 128 270 5,836
2014 6 30
2,685,513 853,386 2,678,495 66,742 6,283,936
(3,279,514) (1,313,189) (1,224,217) (24,470) (5,841,390)
二零一四年中期報告 H 股 133
2014 6 30
42
2013 6 30 6
32,457 11,919 20,199 433 65,008
2,364 4,409 (6,773)
34,821 16,328 13,426 433 65,008
8,002 5,030 109 754 13,895
61 61
569 (130) (250) (28) 161
5 92 97
688 688
94 4,515 4 413 5,026
(5,718) (2,751) (8,469)
(595) (595)
(854) (1,424) (46) (121) (2,445)
(10,749) (16,037) (615) (974) (28,375)
8 8
26,165 5,531 12,633 731 45,060
2,087 3,502 112 218 5,919
2013 12 31
2,705,877 678,175 2,548,512 28,373 5,960,937
(2,984,897) (1,359,811) (1,191,545) (3,200) (5,539,453)
43
2014 7 17 1 3 2.1% 2017
7 24
2014 8 18 280 10 5
5 2019 8 19
8 19
5.80%
134 交通銀行股份有限公司
136
136
136–137
137
138–139
139
140–141
二零一四年中期報告 H 股 135
1
2014 6
2014 6 30
2014 6 30
439,595 420,020
439,604 420,020
523,626 503,892
10.70% 10.52%
10.70% 10.52%
12.75% 12.62%
2
2014 2013
6 30 12 31
55.96% 47.83%
3
2014 6 30
537,046 133,733 39,928 710,707
(389,083) (172,073) (55,472) (616,628)
554,341 72,848 31,837 659,026
(530,442) (15,043) (11,813) (557,298)
(1,195) (8) (1,203)
170,667 19,465 4,472 194,604
14,210 6,093 2,294 22,597
2013 12 31
453,607 113,078 38,698 605,383
(308,945) (137,014) (61,671) (507,630)
653,941 66,785 487,449 1,208,175
(644,686) (9,736) (492,431) (1,146,853)
(1,120) 7 (9) (1,122)
152,797 33,120 (27,964) 157,953
12,386 7,430 2,225 22,041
136 交通銀行股份有限公司
3
4
10%
2014 6 30
107,548 32,113 259,418 399,079
68,814 22,428 193,442 284,684
22,196 853 25,249 48,298
182 182
16,540 3,414 4,852 24,806
146,466 36,380 289,519 472,365
2013 12 31
71,194 28,801 193,370 293,365
43,300 25,573 171,346 240,219
33,464 945 19,547 53,956
5 5
14,788 3,128 1,276 19,192
119,446 32,874 214,198 366,518
二零一四年中期報告 H 股 137
5
5.1
2014 2013
6 30 12 31
23,333 14,313
9,155 7,284
13,040 9,888
16,986 14,642
62,514 46,127
0.68% 0.44%
0.27% 0.22%
0.38% 0.30%
0.49% 0.45%
1.82% 1.41%
2014 2013
6 30 12 31
12
12
0.01%
0.01%
2014 6 30 2013 12 31
2014 2013
6 30 12 31
8
11
7 4
28 30
46 42
138 交通銀行股份有限公司
5
5.2
2014 2013
6 30 12 31
1,795 2,255
817 748
0.02% 0.02%
6
6.1
2014 6 30 2013 12 31
2,928 (1,506) 3,019 (1,443)
2,305 (1,050) 2,095 (803)
27,629 (12,895) 23,781 (11,402)
4,274 (1,955) 3,979 (1,691)
1,310 (687) 1,183 (644)
38,446 (18,093) 34,057 (15,983)
304 (240) 253 (199)
38,750 (18,333) 34,310 (16,182)
6.2
2014 6 30 2013 12 31
6,274 (1,493) (288) 4,734 (1,409) (58)
3,290 (1,036) (147) 2,678 (740) (26)
39,245 (12,789) (1,247) 30,072 (11,099) (256)
10,279 (1,946) (538) 6,140 (1,637) (62)
2,991 (685) (106) 2,060 (628) (21)
62,079 (17,949) (2,326) 45,684 (15,513) (423)
435 (135) (35) 443 (196)
62,514 (18,084) (2,361) 46,127 (15,709) (423)
36,719 4,734
二零一四年中期報告 H 股 139
7
7.1
2014 6 30 2013 12 31
% %
745 0.40 16 874 0.49 14
450 0.24 15 440 0.25 8
2,980 1.61 520 2,542 1.44 431
1,090 0.62
10,109 5.46 829 10,569 5.98 663
11,334 6.12 6,190 12,267 6.94 6,670
357 0.19 3 356 0.20
84,094 45.39 6,410 81,597 46.15 8,870
412 0.23 256
22,114 11.94 5,165 21,747 12.30 4,613
12,412 6.70 10,293 12,114 6.85 9,722
357 0.19 200
4 0.00
20,324 10.97 1,328 12,592 7.13 1,439
165,276 89.21 30,969 156,604 88.58 32,686
9,778 5.28 9,775 9,746 5.51 9,742
36 0.02 34 34 0.02 31
89 0.05 121 0.07
10,086 5.44 9,460 10,297 5.82 9,690
19,989 10.79 19,269 20,198 11.42 19,463
185,265 100.00 50,238 176,802 100.00 52,149
3,248,504 3,089,566
2014 6 30 47% 2013 12 31 48%
140 交通銀行股份有限公司
7
7.2
2014 6 30 2013 12 31
28,427 (11,319) 25,229 (10,166)
10,323 (7,014) 9,081 (6,016)
38,750 (18,333) 34,310 (16,182)
16,931 11,295
2014 6 30 6 2013 6 30 6
7,489 (3,077) 91 5,718 (4,301) 62
2,670 (962) 123 2,751 (522) 57
10,159 (4,039) 214 8,469 (4,823) 119
二零一四年中期報告 H 股 141
1 4 [2013]33 2
1
932,763 932,763
122,997 121,144
249,860 249,860
77,619 77,193
7,946 7,946
249,851 249,841
33,447 33,327
3,354,657 3,357,628
229,447 227,906
653,404 652,344
147,764 146,194
1,255 2,656
47,543 47,501
693 693
14,409 14,407
322 200
926 916
159,033 150,524
6,283,936 6,273,043
7,558 7,558
825,931 826,503
233,253 232,064
11,060 11,060
86,511 85,842
4,375,920 4,379,561
7,410 7,410
128,708 122,567
3,692 3,674
9,304 9,280
66,458 66,402
9 9
417 417
85,159 78,056
5,841,390 5,830,403
142 交通銀行股份有限公司
1
74,263 74,263
111,767 111,779
136,241 136,241
71,014 71,014
49,806 50,301
-2,588 -2,525
2,043 1,567
442,546 442,640
2
932,763
121,144
249,860
77,193
7,946
249,841
33,327
3,357,628
227,906
652,344
146,194
2,656
1,363 a
154 b
1,064 c
47,501
693 d
14,407 e
f
14,407 g
916 h
200 i
150,524
6,273,043
二零一四年中期報告 H 股 143
2
7,558
826,503
232,064
11,060
85,842
4,379,561
7,410
122,567
53,600 j
3,674
9,280
66,402
9 k
l
m
417
78,056
5,830,403
74,263
74,263 n
o
111,779 p
136,241 q
71,014 r
50,301 s
-2,525 t
1,567
1,001 u
9 v
31 w
442,640
144 交通銀行股份有限公司
3
1 74,263 n
2 257,556
2a 136,241 q
2b 71,014 r
2c 50,301 s
3 109,254
3a 111,779 p
3b -2,525 t
4
0
5 1,001 u
6 442,074
7
8 200 i-l
9 916 h-m
10 f
11
12
13
14
15
16
17
18
19
20
21
22
15%
23
24
25
26a 1,363 a
26b
26c
27
28 2,479
29 439,595
30
31
32
33
34 9 v
35
36 9
二零一四年中期報告 H 股 145
3
37
38
39
40
41a
41b
41c
42
43
44 9
45 + 439,604
46 53,600 j
47
48 31 w
49
50 30,391
51 84,022
52
53
54
55
56a
56b
56c
57
58 84,022
59 + 523,626
60 4,106,731
61 10.70%
62 10.70%
63 12.75%
64 3.50%
65 2.50%
66 0.00%
67 1.00%
68 4.75%
69 5%
70 6%
71 8%
146 交通銀行股份有限公司
3
72 154 b
73 1,064 c
74
75 14,398 e-k
76 8,090
77 7,498
78 71,022
79 22,893
80
81
82
83
84 53,600
85 13,400
4
1
2 3328 601328
3
4
5
6
7
8 89,498 97,534
9 35,012 39,251
10
11 2005/6/23 2007/4/24
12
13
14
15
16
二零一四年中期報告 H 股 147
4
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
148 交通銀行股份有限公司
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