2 51 3 54 4 57 6 58 40 63 44 135 48 142 2014 1 1 2014 6 30 2 交通銀行股份有限公司 2014 6 30 2014 2013 6 30 12 31 % 6,283,936 5,960,937 5.42 3,433,769 3,266,368 5.12 5,841,390 5,539,453 5.45 4,375,920 4,157,833 5.25 440,503 419,561 4.99 5.93 5.65 4.96 1 523,626 516,482 1.38 1 439,595 416,961 5.43 1 9 4 125.00 1 84,022 99,517 (15.57) 1 4,106,731 4,274,068 (3.92) 2014 2013 1–6 1–6 % 67,211 65,008 3.39 47,195 45,060 4.74 36,773 34,827 5.59 0.50 0.47 6.38 2014 2013 % 1–6 1–6 2 25.71 25.20 0.51 1.21 1.27 (0.06) 17.10 17.95 (0.85) 2014 2013 6 30 12 31 1.13 1.05 0.08 204.16 213.65 (9.49) 1 12.75 12.08 0.67 1 10.70 9.76 0.94 1 10.70 9.76 0.94 1. 2014 6 2. 二零一四年中期報告 H 股 3 Bank of Communications Co., Ltd. 188 200120 86-21-58766688 86-21-58798398 investor@bankcomm.com www.bankcomm.com 20 4 交通銀行股份有限公司 A A www.sse.com.cn 601328 H www.hkexnews.hk H 03328 1987 3 30 (www.saic.gov.cn) 2013 10 28 100000000005954 31004310000595X 10000595-X A 166 3 H 183 17 1712 1716 二零一四年中期報告 H 股 5 62,839.36 5.42% 43,759.20 5.25% 34,337.69 5.12% 367.73 5.59% 1.21% 17.10% 0.10 1.52 2.20% 2.39% 19 17 1.13% 0.08 204.16% 9.49 12.75% 10.70% (FORTUNE) 500 217 26 (The Banker) 19 4 20 1 266.96 2.03% 89.53 11.88% 8.64% 29,775.76 6.27% 26,126.61 3.88% 284.27 12.68% 1.09% 0.09 — 1+1 6 交通銀行股份有限公司 (1) (2) POS + + 12,620.81 0.55% 1.58 41.27% (3) 1,200 1 (4) SWIFT net 1.6 8 (5) 3,156.54 12.48% 173.73 132.27 275.31 8.82 31.84% (FCI) 6.94 269 8 二零一四年中期報告 H 股 7 (6) 31.46 18.17% 126 68.00% 1,985.52 45.35% (7) QDII QFII RQFII RQFII (QDLP) QDLP 3.74 32.76% 2 53.29 3.65% 59.56 18.41% 4.92% 13,929.76 3.11% 0.66 31.83% 8,211.08 9.29% 0.91 23.91% 103.23 13.68% 1.26% 0.05 2014 AUM (1) A 12,693.18 6.79% 8 交通銀行股份有限公司 e 2.0 (2) 70 + + (AUM) 20,425.88 7.32% 5.88% 11.16% 12.42% 2,732 16.79% (3) 2014 1 16 (Easy for More) 3,339 319 5,155 47.50% 1,910.95 16.54% 1.71% IC IC IC 9,900 423 3,715 20% 二零一四年中期報告 H 股 9 2005 200 (crowdsourcing) (Light App) + 3 135.15 0.66% 145.95 15.53% (1) 105 18,691 246 40.5% 73 82.95% 20.42% 805.9 3,382 10 交通銀行股份有限公司 (2) 6.93 5.32 1.61 921 (3) 0.68 3,303.13 (4) 11,066.29 3.58% 4.28% 58 (5) T+D 503.40 25.11% 269.67 4 77.91 8.60% 15.81 4.36% 2,713 23 25 2 81.71% 3.38 21,366 8.95% 二零一四年中期報告 H 股 11 (1) 2,713 224 2.70 67.07% 40.45% 3.05 (2) iTM 37 183 1,400 2.5 325 1.3 3.38 6,614.14 3.36% 11.78% 7.12% 52.41% 12.64% 53.20% 27.58% 126.16% 47.16% 74.64% 297.17% 95559 178.7% 142.02% (3) 21,366 8.95% 9,507 7.57% 11,859 10.08% AFP CFP CPB EFP 7,193 1,437 22 292 12 交通銀行股份有限公司 (4) 52.6% 2014 5 (1) 22.70 15.93% 0.55 6.17% 6,492.40 24.88% 1.61 10.33% 1.65 4.43% 0.05% 0.01 2014 12 54 140 1,643 26 114 197 24 56 17 72 317.14 9.21% 33.12 21.85% 二零一四年中期報告 H 股 13 2014 5 30 2014 7 4 2014 2,607.23 30.09% 2,098.91 36.10% 21% 1,066.65 39.78% 14 交通銀行股份有限公司 (2) 12.29 21.20% 0.43 3.34% 1,482.90 21.05% 0.30 2.36% 3 ,017.29 + + 1,918.31 1,065.65 19.54% 3,512.6 23.8% (RQFII) 1,066.8 76.65% 二零一四年中期報告 H 股 15 2014 A 154.6 223 54.96 8.34% 4,398.26 43.03% 1 (1) 471.95 21.35 4.74% 6 30 6 2014 2013 67,211 65,008 15,701 13,895 (10,159) (8,469) 47,195 45,060 (2) 672.11 22.03 73.96% 16 交通銀行股份有限公司 2014 6 30 6 2013 6 30 6 % % 839,715 6,441 1.53 798,793 6,243 1.56 476,511 9,773 4.10 418,663 7,045 3.37 3,344,422 104,372 6.24 3,120,786 95,095 6.09 2,501,360 76,181 6.09 2,421,017 72,514 5.99 755,214 26,091 6.91 607,486 20,694 6.81 87,848 2,100 4.78 92,283 1,887 4.09 1,066,974 22,826 4.28 904,100 16,706 3.70 5,626,1923 141,7283 5.04 5,084,2553 122,6803 4.83 224,616 189,748 5,850,8083 5,274,0033 3,939,571 46,079 2.34 3,711,232 38,570 2.08 2,660,032 31,157 2.34 2,480,267 25,826 2.08 1,279,539 14,922 2.33 1,230,965 12,744 2.07 1,273,807 27,755 4.36 1,074,376 19,679 3.66 127,050 2,367 3.73 95,269 1,832 3.85 5,238,9983 74,5173 2.84 4,722,7903 57,6723 2.44 611,810 551,213 5,850,8083 5,274,0033 67,211 65,008 1 2.203 2.393 2 2.393 2.563 1 2.264 2.454 2 2.454 2.624 1. 2. 3. 4. 3.39% 2.20% 2.39% 19 17 10 11 二零一四年中期報告 H 股 17 2014 1-6 2013 1-6 319 (121) 198 975 1,753 2,728 6,810 2,467 9,277 3,013 3,107 6,120 11,117 7,206 18,323 2,375 5,134 7,509 3,650 4,426 8,076 612 (77) 535 6,637 9,483 16,120 4,480 (2,277) 2,203 22.03 44.80 22.77 1,434.12 183.23 14.65% A. 1,043.72 92.77 9.76% 7.17% 15 B. 228.26 61.20 36.63% 18.02% 58 18 交通銀行股份有限公司 C. 64.41 1.98 5.12% D. 97.73 27.28 38.72% 13.82% 73 762.01 161.20 26.83% A. 460.79 75.09 19.47% 60.47% 6.15% B. 277.55 80.76 41.04% 18.56% 70 C. 23.67 5.35 29.20% 33.36% (3) 157.01 18.06 13.00% 二零一四年中期報告 H 股 19 6 30 6 2014 2013 1,758 1,187 5,118 4,369 3,146 4,153 2,257 1,880 3,621 2,749 940 1,036 474 175 17,314 15,549 (1,613) (1,654) 15,701 13,895 17.58 5.71 48.10% 51.18 7.49 17.14% 31.46 10.07 24.25% 22.57 3.77 20.05% 36.21 8.72 31.72% 9.40 0.96 9.27% (4) 231.16 27.78 13.66% 25.71% 0.51 20 交通銀行股份有限公司 (5) 101.59 16.90 19.96% (1) 46.57 4.81 (2) 55.02 21.71 0.59% 0.06 (6) 103.00 1.58 1.56% 21.82% 25% 6 30 6 2014 2013 8,561 10,846 1,739 (704) 2 (1) 62,839.36 3,229.99 5.42% 2014 6 30 2013 12 31 % % 3,354,657 53.38 3,193,063 53.57 1,109,090 17.65 1,070,677 17.96 932,763 14.84 896,556 15.04 622,708 9.91 566,429 9.50 6,283,936 5,960,937 34,337.69 1,674.01 5.12% 1,287.06 4.51% 二零一四年中期報告 H 股 21 2014 6 30 2013 12 31 % % 99,342 2.89 92,180 2.82 120,624 3.51 118,958 3.64 79,823 2.32 62,278 1.91 40,213 1.17 41,342 1.27 120,720 3.52 115,893 3.55 41,146 1.20 40,757 1.25 249,126 7.26 251,127 7.69 132,041 3.85 132,942 4.07 107,731 3.14 106,004 3.25 392,401 11.43 386,822 11.84 10,027 0.29 10,445 0.32 383,225 11.16 391,772 11.99 28,979 0.84 26,708 0.82 36,349 1.06 32,593 1.00 197,476 5.75 201,300 6.16 218,403 6.36 206,910 6.33 134,231 3.91 130,777 4.00 57,489 1.67 49,174 1.51 69,349 2.02 56,633 1.73 93,966 2.74 60,443 1.85 2,612,661 76.09 2,515,058 77.00 509,828 14.84 458,356 14.03 191,095 5.57 163,969 5.02 59,695 1.74 58,548 1.79 13,941 0.41 24,539 0.75 1,420 0.04 1,976 0.06 45,129 1.31 43,922 1.35 821,108 23.91 751,310 23.00 3,433,769 100.00 3,266,368 100.00 22 交通銀行股份有限公司 26,126.61 976.03 3.88% 62.99% 8,211.08 697.98 9.29% 0.91 23.91% 1.55% 13.08% 2014 6 30 % A 8,099 0.24 B 7,695 0.22 C 7,692 0.22 D 7,582 0.22 E 7,196 0.21 F 6,811 0.20 G 6,326 0.18 H 5,906 0.17 I 5,724 0.17 J 5,456 0.16 68,487 1.99 32.62% 19.79% 7.52% 4.43% 1.80% 3.34% 1.13% 0.08 204.16% 9.49 2.30% 0.06 二零一四年中期報告 H 股 23 90 2014 2013 6 30 12 31 38,750 34,310 90 39,181 31,814 % 1.13 1.05 1–8 90.58% 2.85 9–12 4.28% 0.57 1.38% 0.37 11,090.90 384.13 3.59% 4.28% 58 2014 6 30 2013 12 31 % % 77,619 7.00 59,083 5.52 147,764 13.32 119,726 11.18 230,303 20.77 221,253 20.66 653,404 58.91 670,615 62.64 1,109,090 100.00 1,070,677 100.00 24 交通銀行股份有限公司 2014 6 30 2013 12 31 % % 325,434 29.34 319,452 29.84 22,040 1.99 18,363 1.72 418,023 37.69 450,323 42.05 343,593 30.98 282,539 26.39 1,109,090 100.00 1,070,677 100.00 % 2012 3,500 4.30 14/02/2017 2013 3,000 3.89 10/01/2016 2012 3,000 4.20 28/02/2017 2011 3,000 3.85 17/02/2021 2013 2,980 4.16 10/01/2018 2013 2,800 4.10 26/02/2020 2009 2,500 3.00 16/07/2016 2013 2,450 3.67 10/05/2016 2012 2,320 3.49 30/05/2017 2010 2,290 3.43 28/10/2020 (2) 58,413.90 3,019.37 5.45% 2,180.87 74.91% 0.15 266.90 19.74% 0.60 二零一四年中期報告 H 股 25 43,759.20 2,180.87 5.25% 68.05% 0.66 31.83% 0.66 43.35% 1.73 56.53% 1.73 2014 2013 6 30 12 31 2,977,576 2,801,769 1,334,538 1,382,914 1,643,038 1,418,855 1,392,976 1,350,956 562,352 491,353 830,624 859,603 3 2,533.96 100.02 102.41 765.69 9.01 907.64 206.24 144.94 26 交通銀行股份有限公司 4 (1) 6 30 6 2014 2013 1 1 7,004 12,070 6,077 11,169 1,212 3,449 1,666 3,694 15,335 33,674 13,692 30,097 7,333 14,464 8,629 15,509 4,843 8,106 4,946 7,909 3,185 4,458 2,593 3,831 8,283 14,652 7,457 12,735 2 47,195 90,873 45,060 84,944 1. 2. (2) 2014 6 30 2013 12 31 656,817 526,522 704,233 517,921 272,284 169,030 272,889 166,065 1,690,356 1,252,095 1,592,514 1,217,836 964,364 630,001 878,557 597,291 505,737 338,653 445,875 315,507 284,965 316,092 261,751 279,242 1,397 201,376 2,014 172,506 4,375,920 3,433,769 4,157,833 3,266,368 二零一四年中期報告 H 股 27 (3) 53.58% 2014 6 30 6 36,009 17,336 13,515 351 67,211 35,834 15,045 15,981 351 67,211 175 2,291 (2,466) 2014 1 23 2014 2014 6 2.30% 28 交通銀行股份有限公司 2 1+3+2 10 40 3 二零一四年中期報告 H 股 29 4 2014 2014 2014 30 交通銀行股份有限公司 2014 6 387.50 1.13% 44.40 0.08 2014 6 2014 6 30 2013 12 31 2012 12 31 % % % 3,320,420 96.70 3,173,011 97.14 2,851,980 96.76 74,599 2.17 59,047 1.81 68,324 2.32 3,395,019 98.87 3,232,058 98.95 2,920,304 99.08 14,940 0.44 13,778 0.42 13,269 0.46 15,399 0.45 13,586 0.42 9,793 0.33 8,411 0.24 6,946 0.21 3,933 0.13 38,750 1.13 34,310 1.05 26,995 0.92 3,433,769 100.00 3,266,368 100.00 2,947,299 100.00 2014 6 % 2014 1–6 2013 2012 1.29 1.58 2.00 18.43 23.18 7.99 36.71 37.02 36.61 23.86 17.96 22.63 2014 2014 21 2014 6 1,952.46 370 39.98 24 775 0.004% 125 0.0005 2014 6 1,974.76 5.75% 38.24 0.41 1.89 0.10% 0.92 0.04 二零一四年中期報告 H 股 31 2014 2014 6 2014 5 426 399.17 1.20 0.23% 2014 7 6 92.60 74.36 4.1 4.43% 2014 131.67 129.22 54.43 40.39 32 交通銀行股份有限公司 5 (VaR) 6 二零一四年中期報告 H 股 33 7 8 2 9 34 交通銀行股份有限公司 10 IT 1 2014 6 二零一四年中期報告 H 股 35 2014 6 30 439,595 420,020 439,604 420,020 523,626 503,892 10.70% 10.52% 10.70% 10.52% 12.75% 12.62% 1 2 2014 6 30 10.75% 10.67% 13.18% 12.98% 2014 6 30 3,430,802 98,141 261,911 315,877 4,106,731 36 交通銀行股份有限公司 2014 6 30 3,815,345 2,737,923 1,077,422 2014 6 30 5,198,406 3,399,230 5,453 89,883 1,709,293 2014 6 30 6,809 1,042 7,851 60 60 921 1,029 921 1,029 10 99% 二零一四年中期報告 H 股 37 2014 6 30 1,427 72 2 2014 3 12 2014 2016 400 2014 8 18 280 1. 1 2 3 2013 2014 2. 1+1 1+1 1+1 1+1 38 交通銀行股份有限公司 3. 3,339 319 60% 50% 4. 24 2014 二零一四年中期報告 H 股 39 2014 6 30 74,262,726,645 A 39,250,864,015 52.85% H 35,011,862,630 47.15% 2014 1 1 + - 2014 06 30 % % 6,541,810,669 8.81 6,541,810,669 8.81 1 4,407,854,231 5.94 4,407,854,231 5.94 2 1,428,571,426 1.92 1,428,571,426 1.92 3 705,385,012 0.95 705,385,012 0.95 705,385,012 0.95 705,385,012 0.95 4 67,720,915,976 91.19 67,720,915,976 91.19 1 32,709,053,346 44.04 32,709,053,346 44.04 2 3 35,011,862,630 47.15 35,011,862,630 47.15 4 74,262,726,645 100.00 74,262,726,645 100.00 1 397,268 A 355,517 H 41,751 2 % 1 19,702,693,828 26.53 2,530,340,780 2 1,296,520 14,902,665,480 20.07 3 13,886,417,698 18.70 4 3,283,069,006 4.42 1,877,513,451 1,246,591,087 1.68 808,145,417 1.09 439,560,439 705,385,012 0.95 705,385,012 663,941,711 0.89 439,560,439 658,467,013 0.89 219,780,219 571,078,169 0.77 40 交通銀行股份有限公司 1. 2. 2014 6 30 H 3. 2014 6 30 H 13,886,417,698 (HSBC Holdings plc) 2014 6 30 H 14,135,636,613 19.03% H XV 4. 2014 6 30 H 7,027,777,777 9.46% 2014 6 30 A+H 10,310,846,783 13.88% 3 12,618,353,049 A 4,553,999,999 H 14,902,665,480 H 13,886,417,698 H 1,405,555,555 H 1,246,591,087 A 571,078,169 A 438,686,794 A 368,584,978 A 363,956,733 A 310,678,434 A (1) (2) 二零一四年中期報告 H 股 41 4 2012 A H A 36 2015 8 23 % 2,530,340,780 38.68 36 1,877,513,451 28.70 36 705,385,012 10.78 36 439,560,439 6.72 36 439,560,439 6.72 36 329,670,329 5.04 36 219,780,219 3.36 36 XV 2014 6 30 336 A A 1 % % 15,148,693,829 2 38.59 20.40 1,877,513,451 4.78 2.53 42 交通銀行股份有限公司 H H 1 % % 8,433,333,332 24.09 11.35 4,553,999,9992 13.01 6.13 14,135,636,613 40.37 19.03 3 2,674,232 0.01 0.004 14,138,310,845 40.38 19.04 HSBC Finance (Netherlands) 4 14,138,310,845 40.38 19.04 HSBC Bank plc 9,012,000 0.03 0.01 5 63,250 0.0002 0.0001 9,075,250 0.03 0.01 HSBC Holdings plc 6 14,147,386,095 40.41 19.05 1. 2. 2014 6 30 H 4,553,999,999 6.13% A 15,148,693,829 20.40% 3. 62.14% H 2,674,232 H 2,674,232 H Hang Seng Bank Trustee International Limited 2,581,887 H Hang Seng Bank (Trustee) Limited 92,345 H 4. HSBC Asia Holdings BV HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Holdings BV HSBC Finance (Netherlands) HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Finance (Netherlands) 14,138,310,845 H 5. HSBC Trustee (C.I.) Limited 63,250 H HSBC Trustee (C.I.) Limited HSBC Private Bank (C.I.) Limited HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Europe (Netherlands) BV 94.90% HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Trustee (C.I.) Limited 63,250 H 6. HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc 3 4 5 HSBC Holdings plc 14,138,310,845 H HSBC Bank plc 9,075,250 H 2014 6 30 336 XV 二零一四年中期報告 H 股 43 44 交通銀行股份有限公司 A 106,000 106,000 A 100,000 100,000 A 50,000 50,000 A 30,000 30,000 A 30,000 30,000 A 30,000 30,000 A 38,000 38,000 A 30,000 30,000 A 29,100 29,100 A 30,000 30,000 A 30,000 30,000 A 94,820 29,600 124,420 A 30,000 30,000 A 30,000 30,000 2014 6 30 XV XV 352 二零一四年中期報告 H 股 45 1 2014 4 29 2 2014 4 30 3 2014 6 25 2013 4 2014 6 25 5 2014 6 25 2013 1 2014 6 30 94,403 92,501 1,902 14,792 11,434 30,196 17,117 9,646 9,316 1,902 1 348 1,050 597 362 355 54 35,358 641 0.7% 17,267 18.7% 17,450 18.9% 35 30 40,781 44.1% 31 40 26,021 28.1% 41 50 19,037 20.6% 51 6,662 7.2% 46 交通銀行股份有限公司 7,761 8.4% 59,564 64.4% 20,975 22.7% 4,201 4.5% 2014 6 2,741 2 5 2,000 200 200 3,000 2014 1,000 二零一四年中期報告 H 股 47 2013 2013 2013 2013 2013 2014 13 2014 4 43 14 50 1 2 0.98 9.51% 3 4 48 交通銀行股份有限公司 2013 2013 2013 2013 2014 18 IT 2014 1 2 3 二零一四年中期報告 H 股 49 4 5 2014 — 5 — 2013 30% 6% — 2013 2014 4 30 520 e 2013 2013 2013 2014 50 交通銀行股份有限公司 1 2014 57 182 99.37% 316.07 32 28 2 5,565 357 + 二零一四年中期報告 H 股 51 1,900 1 57 2014 2 99.58% 0.02 99.81% 1,553.06 51 1 J.D. Power 2014 808 52.6% 52 交通銀行股份有限公司 2 26 22.49 179 75.6 8.2 3 860 12 200 6 12 17 200.08 二零一四年中期報告 H 股 53 1 2014 6 25 2013 2013 2013 12 31 742.63 0.26 193.08 2 2014 3 1 % 600068 134,200,800.00 1.42 183,088,500.00 (12,337,500.00) 02196 90,657,079.40 1.06 97,843,970.22 2,431,913.53 6,176,076.36 02318 12,745,382.26 0.01 12,904,303.79 8,429,726.66 158,961.22 V Visa Inc. 6,121,851.85 30,160,763.74 (1,423,784.81) 000709 3,144,211.20 0.01 882,086.40 (66,393.60) 00552 2,720,859.41 0.04 2,692,769.83 (36,349.78) 01666 2,286,670.70 0.04 2,227,991.25 (119,350.34) 00874 1,989,960.89 0.05 1,801,528.89 (163,874.31) 600556 1,536,396.00 0.13 2,222,652.88 389,220.32 00006 1,431,896.07 1,774,347.23 159,756.72 02823 X A50 1,305,217.36 1,339,639.10 34,421.74 06837 1,221,974.00 0.01 1,240,118.52 18,144.51 4,258,955.35 2,427,803.27 (191,800.47) 263,621,254.49 340,606,475.12 10,861,640.19 (7,402,472.44) 1 2 54 交通銀行股份有限公司 2 % 489,500,000.00 101,340,337 10.00 489,500,000.00 19,001,313.12 300,000,000.00 300,000,000 20.00 398,638,018.67 54,686,400.00 146,250,000.00 112,500,000 3.90 146,250,000.00 120,000,000.00 10.00 120,000,000.00 100,000,000.00 10.00 100,000,000.00 7,080,636.23 1,155,750,000.00 1,254,388,018.67 80,768,349.35 3 48,200 11,646,300 11,694,500 144,311,501.06 18,281,576 (17,675,576) 606,000 57,562,003.53 41 2012 A+H A 36 二零一四年中期報告 H 股 55 2013 56 交通銀行股份有限公司 58 134 34 34 2410 34 2014 08 21 二零一四年中期報告 H 股 57 6 30 6 2014 2013 143,412 125,089 (76,201) (60,081) 4 67,211 65,008 5 17,314 15,549 6 (1,613) (1,654) 15,701 13,895 7 26 61 8 3,410 161 21 130 97 2,143 688 9 2,197 5,026 10 (10,159) (8,469) (2,095) (595) 11 (31,424) (30,820) 55 8 47,195 45,060 14 (10,300) (10,142) 36,895 34,918 3,388 254 (100) (147) 191 (671) 3,479 (564) (4) 4 37 3,475 (560) 40,370 34,358 36,773 34,827 122 91 36,895 34,918 40,250 34,276 120 82 40,370 34,358 15 0.50 0.47 34 58 交通銀行股份有限公司 2014 2013 6 30 12 31 16 932,763 896,556 17 622,708 566,429 18 85,565 73,310 20 3,354,657 3,193,063 – 21 147,764 119,726 – 21 230,303 221,253 – 21 653,404 670,615 39 399 344 22 61,241 57,179 29 14,409 17,224 23 180,723 145,238 6,283,936 5,960,937 24 1,153,253 1,126,563 25 18,470 28,640 26 4,375,920 4,157,833 27 33,329 24,619 28 159,083 113,435 5,948 6,107 29 9 18 31 95,378 82,238 5,841,390 5,539,453 32 74,263 74,263 32 113,383 113,383 203,051 164,585 49,806 67,330 440,503 419,561 2,043 1,923 442,546 421,484 6,283,936 5,960,937 2014 08 21 二零一四年中期報告 H 股 59 32 32 33 33 33 33, 34 2014 1 1 74,263 113,383 30,999 78,510 62,757 (4,928) (2,779) 26 67,330 419,561 1,923 421,484 36,773 36,773 122 36,895 3,290 191 (4) 3,477 (2) 3,475 3,290 191 (4) 36,773 40,250 120 40,370 (19,308) (19,308) (19,308) 26,732 8,257 (34,989) 2014 6 30 74,263 113,383 30,999 105,242 71,014 (1,638) (2,588) 22 49,806 440,503 2,043 442,546 2013 1 1 74,263 113,383 24,790 58,157 34,309 (975) (1,876) (1) 77,868 379,918 1,529 381,447 34,827 34,827 91 34,918 116 (671) 4 (551) (9) (560) 116 (671) 4 34,827 34,276 82 34,358 176 176 (17,823) (17,823) (17,823) 31 20,353 27,511 (47,895) 2013 6 30 74,263 113,383 24,821 78,510 61,820 (859) (2,547) 3 46,977 396,371 1,787 398,158 60 交通銀行股份有限公司 6 30 6 2014 2013 47,195 45,060 10,159 8,469 (28) 46 (626) (707) 177 229 55 11 2,082 395 723 9 (50) 18 2,561 2,066 213 244 (55) (8) 4 9 13 12 128 123 (21,304) (16,252) (130) (97) (69) 1 (11) 1,956 1,620 336 126 (26) (61) (4) 43,310 41,302 (38,044) (49,608) (44,440) (32,998) (12,255) (1,069) (171,127) (258,822) (35,485) (23,375) 26,690 170,363 (10,170) 5,973 218,087 224,898 22,133 799 (220) 248 (8,720) (11,383) (10,241) 66,328 二零一四年中期報告 H 股 61 6 30 6 2014 2013 (193,860) (238,158) 178,523 136,211 26 61 21,156 15,315 (739) (393) 179 (6,369) (4,961) 183 260 (901) (91,665) 46,503 16,361 (1,170) (835) 176 (24,709) (9,572) 20,624 6,130 520 (1,421) 10,002 (20,628) 243,394 271,598 38 253,396 250,970 118,122 106,494 (68,387) (51,603) 62 交通銀行股份有限公司 2014 6 30 1 (1986)81 (1987)40 1987 4 1 222 12 2 2.1 34 2013 2013 12 31 2.1.1 2014 1 1 10 12 27 32 36 39 21 2.1.2 19 2014 7 1 2014 7 1 2010–2012 2014 7 1 2011–2013 11 2016 1 1 14 2016 1 1 15 2017 1 1 9 2018 1 1 9 9 二零一四年中期報告 H 股 63 2014 6 30 3 3.1 3.1.1 (a) (i) (ii) (iii) 39 64 交通銀行股份有限公司 2014 6 30 3 3.1 3.1.1 (a) 15 1 (b) (c) (d) 二零一四年中期報告 H 股 65 2014 6 30 3 3.1 3.1.2 (a) 90% 90% 90% 60% 60% 70% 70% 50% 66 交通銀行股份有限公司 2014 6 30 3 3.1 3.1.2 (a) (b) 3.1.3 3.1.1 39 二零一四年中期報告 H 股 67 2014 6 30 3 3.1 3.1.4 2014 2013 6 30 12 31 915,268 877,263 622,708 566,429 85,445 73,203 2,548,656 2,455,136 806,001 737,927 147,764 119,726 227,962 219,104 653,404 670,615 158,365 137,668 6,165,573 5,857,071 1,018,153 1,059,432 502,473 491,287 1,520,626 1,550,719 2014 6 30 2013 12 31 54% 2013 55% 98% 2013 99% 1.13% 2013 1.05% 68 交通銀行股份有限公司 2014 6 30 3 3.1 3.1.5 2014 6 30 2013 12 31 3,368,161 622,708 3,217,747 566,417 26,858 14,311 12 38,750 34,310 3,433,769 622,708 3,266,368 566,429 (60,779) (57,123) (18,333) (16,182) 3,354,657 622,708 3,193,063 566,429 2014 6 30 791.12 2013 12 31 733.05 183.33 2013 12 31 161.82 607.79 2013 12 31 571.23 20 2014 6 30 5.12% 二零一四年中期報告 H 股 69 2014 6 30 3 3.1 3.1.5 (a) 16 2014 6 30 1–8 9–12 13–15 1,754,473 250,688 5,771 2,326 2,013,258 25,315 1,341 67,248 93,904 106,041 2,232 171 1,791 110,235 702,220 33,382 321 39,389 775,312 2,588,049 287,643 6,263 110,754 2,992,709 375,452 2013 12 31 1–8 9–12 13–15 1,869,733 131,835 4,168 2,005,736 25,222 2,522 29 27,413 55,186 110,961 2,471 40 113,472 645,610 33,648 1,143 31,314 711,715 2,651,526 170,476 5,380 58,727 2,886,109 331,638 70 交通銀行股份有限公司 2014 6 30 3 3.1 3.1.5 (b) 2014 6 30 30 31 60 61 90 90 5,261 3,468 4,448 3,933 17,110 14,822 2,435 499 404 43 3,381 3,837 3,583 709 355 4,647 694 402 433 191 1,720 1,779 11,973 5,078 5,640 4,167 26,858 20,438 2013 12 31 30 31 60 61 90 90 1,910 1,628 2,932 6,470 6,085 1,748 554 246 2,548 2,928 2,974 545 312 3,831 540 228 694 1,462 1,588 7,172 2,955 4,184 14,311 10,601 12 12 16 二零一四年中期報告 H 股 71 2014 6 30 3 3.1 3.1.5 (c) 2014 6 30 387.50 2013 12 31 343.10 2014 2013 6 30 12 31 28,427 25,229 10,323 9,081 38,750 34,310 8,804 7,115 8,127 4,180 16,931 11,295 2014 6 30 2013 12 31 (d) 2014 2013 6 30 12 31 881,606 829,671 953,622 879,144 1,598,541 1,557,553 1,237,444 1,183,666 361,097 373,887 3,433,769 3,266,368 (e) 2014 6 30 2013 12 31 % % 501,598 14.61 415,680 12.73 380,658 11.09 373,039 11.42 296,761 8.64 293,880 9.00 258,250 7.52 249,908 7.65 237,989 6.93 236,289 7.23 152,541 4.44 146,947 4.50 121,539 3.54 107,136 3.28 109,565 3.19 106,899 3.27 1,058,776 30.83 1,057,348 32.37 3,117,677 90.79 2,987,126 91.45 316,092 9.21 279,242 8.55 3,433,769 100.00 3,266,368 100.00 3% 72 交通銀行股份有限公司 2014 6 30 3 3.1 3.1.5 (f) 2014 6 30 2013 12 31 % % 99,342 2.89 92,180 2.82 120,624 3.51 118,958 3.64 79,823 2.32 62,278 1.91 40,213 1.17 41,342 1.27 120,720 3.52 115,893 3.55 41,146 1.20 40,757 1.25 249,126 7.26 251,127 7.69 132,041 3.85 132,942 4.07 107,731 3.14 106,004 3.25 392,401 11.43 386,822 11.84 10,027 0.29 10,445 0.32 383,225 11.16 391,772 11.99 28,979 0.84 26,708 0.82 36,349 1.06 32,593 1.00 197,476 5.75 201,300 6.16 218,403 6.36 206,910 6.33 134,231 3.91 130,777 4.00 57,489 1.67 49,174 1.51 69,349 2.02 56,633 1.73 93,966 2.74 60,443 1.85 2,612,661 76.09 2,515,058 77.00 509,828 14.84 458,356 14.03 191,095 5.57 163,969 5.02 59,695 1.74 58,548 1.79 13,941 0.41 24,539 0.75 1,420 0.04 1,976 0.06 45,129 1.31 43,922 1.35 821,108 23.91 751,310 23.00 3,433,769 100.00 3,266,368 100.00 二零一四年中期報告 H 股 73 2014 6 30 3 3.1 3.1.6 2014 6 30 2013 12 31 2014 6 30 AAA 25 39,970 148,062 30,676 218,733 AA- AA+ 400 24,718 12,759 22,941 60,818 A- A+ 298 200 154 652 (a) 147,339 109,932 490,948 16,846 765,065 147,764 174,918 651,969 70,617 1,045,268 AAA 944 830 1,774 AA- AA+ 13,091 731 2,405 16,227 A- A+ 13,236 360 1,624 15,220 BBB- BBB+ 2,649 90 62 2,801 (a) 23,124 254 1,961 25,339 53,044 1,435 6,882 61,361 147,764 227,962 653,404 77,499 1,106,629 74 交通銀行股份有限公司 2014 6 30 3 3.1 3.1.6 2013 12 31 AAA 801 17,428 130,414 6,047 154,690 AA- AA+ 450 3,083 8,138 764 12,435 A- A+ 693 693 (a) 118,475 150,114 531,009 44,350 843,948 119,726 171,318 669,561 51,161 1,011,766 AAA 2,276 124 1,703 4,103 AA- AA+ 9,934 263 2,874 13,071 A- A+ 13,073 94 1,023 14,190 BBB- BBB+ 1,229 61 1,290 (a) 21,274 573 2,154 24,001 47,786 1,054 7,815 56,655 119,726 219,104 670,615 58,976 1,068,421 (a) 2014 6 30 10.14 2013 12 31 10.90 2014 6 30 10.14 2013 12 31 10.90 7.41 2013 12 31 0 二零一四年中期報告 H 股 75 2014 6 30 3 3.1 3.1.7 2014 2013 6 30 12 31 4,066 6,157 776 399 4,842 6,556 3.1.8 2014 2013 6 30 12 31 73 55 178 137 251 192 76 交通銀行股份有限公司 2014 6 30 3 3.1 3.1.9 2014 6 30 866,299 4,283 44,686 915,268 562,185 12,808 47,715 622,708 76,069 4,653 4,723 85,445 3,039,703 183,730 131,224 3,354,657 147,764 147,764 192,928 2,473 32,561 227,962 651,969 107 1,328 653,404 148,055 9,246 1,064 158,365 5,684,972 217,300 263,301 6,165,573 1,000,825 9,622 7,706 1,018,153 457,369 21,208 23,896 502,473 1,458,194 30,830 31,602 1,520,626 2013 12 31 851,098 9,374 16,791 877,263 512,050 44,225 10,154 566,429 59,971 1,692 11,540 73,203 3,011,540 152,136 29,387 3,193,063 119,726 119,726 166,981 757 51,366 219,104 669,597 82 936 670,615 118,398 18,860 410 137,668 5,509,361 227,126 120,584 5,857,071 1,043,262 9,561 6,609 1,059,432 460,177 9,454 21,656 491,287 1,503,439 19,015 28,265 1,550,719 二零一四年中期報告 H 股 77 2014 6 30 3 3.2 3.2.1 (VaR) 2014 2012 78 交通銀行股份有限公司 2014 6 30 3 3.2 3.2.2 VaR VaR 99% 1 2014 6 30 6 216 312 480 189 144 107 144 85 210 328 494 198 2013 6 30 6 183 134 215 69 35 19 57 12 152 125 193 65 3.2.3 100 100 2014 2013 6 30 12 31 6 100 19,972 12,600 100 (19,972) (12,600) 100 2014 2013 6 30 12 31 100 (2,862) (2,574) 100 3,041 2,729 二零一四年中期報告 H 股 79 2014 6 30 3 3.2 3.2.3 5% 5% 2014 2013 6 30 12 31 6 5% (5,076) (1,300) 5% 5,095 1,300 5% 2014 2013 6 30 12 31 5% (680) (872) 5% 680 872 3.2.4 80 交通銀行股份有限公司 2014 6 30 3 3.2 3.2.4 2014 6 30 909,637 23,126 932,763 372,080 145,794 95,635 5,168 4,031 622,708 8,398 9,136 12,443 38,519 9,003 8,066 85,565 1,370,655 587,223 1,340,288 43,536 12,955 3,354,657 2,510 5,548 68,398 45,739 25,569 147,764 30,547 36,828 62,167 70,269 28,151 2,341 230,303 22,137 32,221 81,724 332,618 184,704 653,404 25,970 37,350 53,210 2,744 347 137,151 256,772 2,741,934 854,100 1,713,865 538,593 260,729 174,715 6,283,936 (362,924) (209,635) (380,106) (195,541) (5,047) (1,153,253) (1,871) (2,337) (3,166) (3,686) (7,410) (18,470) (2,333,310) (506,617) (548,799) (982,251) (4,943) (4,375,920) (7,726) (12,863) (15,563) (31,012) (73,036) (153,547) (293,747) (2,705,831) (731,452) (947,634) (1,212,490) (78,083) (165,900) (5,841,390) 36,103 122,648 766,231 (673,897) 182,646 8,815 442,546 二零一四年中期報告 H 股 81 2014 6 30 3 3.2 3.2.4 2013 12 31 869,635 26,921 896,556 362,669 74,321 123,348 6,079 12 566,429 4,741 9,546 19,590 18,029 7,070 14,334 73,310 1,323,106 518,140 1,279,260 54,175 18,382 3,193,063 33,520 2,905 33,461 24,805 25,035 119,726 31,625 48,577 65,567 49,455 23,880 2,149 221,253 21,166 38,897 95,828 320,660 194,064 670,615 28,134 28,669 27,393 2,652 133,137 219,985 2,674,596 721,055 1,644,447 475,855 268,431 176,553 5,960,937 (646,737) (254,712) (87,128) (135,559) (2,427) (1,126,563) (945) (4,284) (3,559) (3,177) (16,675) (28,640) (2,368,930) (551,556) (782,626) (448,400) (6,321) (4,157,833) (396) (6,531) (19,768) (34,567) (48,677) (116,478) (226,417) (3,017,008) (817,083) (893,081) (621,703) (51,104) (139,474) (5,539,453) (342,412) (96,028) 751,366 (145,848) 217,327 37,079 421,484 82 交通銀行股份有限公司 2014 6 30 3 3.2 3.2.5 2014 6 30 797,400 113,729 16,013 5,621 932,763 520,611 89,773 1,114 11,210 622,708 72,801 9,392 1,979 1,393 85,565 2,937,908 308,020 96,340 12,389 3,354,657 147,764 147,764 177,078 26,878 15,684 10,663 230,303 651,969 577 158 700 653,404 244,193 3,180 8,667 732 256,772 5,549,724 551,549 139,955 42,708 6,283,936 (941,030) (177,435) (24,826) (9,962) (1,153,253) (4,517) (7,557) (6,118) (278) (18,470) (4,019,723) (181,832) (139,371) (34,994) (4,375,920) (261,453) (20,065) (1,840) (10,389) (293,747) (5,226,723) (386,889) (172,155) (55,623) (5,841,390) 323,001 164,660 (32,200) (12,915) 442,546 1,250,051 226,311 19,655 24,609 1,520,626 二零一四年中期報告 H 股 83 2014 6 30 3 3.2 3.2.5 2013 12 31 862,639 18,516 10,036 5,365 896,556 485,983 74,415 2,041 3,990 566,429 63,776 6,207 1,783 1,544 73,310 2,830,533 267,601 81,920 13,009 3,193,063 119,726 119,726 173,521 23,471 14,145 10,116 221,253 669,561 814 240 670,615 200,755 7,710 10,418 1,102 219,985 5,406,494 398,734 120,343 35,366 5,960,937 (986,866) (114,274) (19,652) (5,771) (1,126,563) (2,667) (18,381) (6,066) (1,526) (28,640) (3,827,025) (173,792) (125,967) (31,049) (4,157,833) (204,558) (12,015) (2,534) (7,310) (226,417) (5,021,116) (318,462) (154,219) (45,656) (5,539,453) 385,378 80,272 (33,876) (10,290) 421,484 1,282,925 223,701 17,900 26,193 1,550,719 3.2.6 3.3 3.3.1 75% 2014 6 30 20% 2013 12 31 20% 5% 2013 12 31 5% 84 交通銀行股份有限公司 2014 6 30 3 3.3 3.3.2 3.3.3–3.3.4 3.3.3 2014 6 30 (170,979) (187,595) (210,199) (400,306) (230,596) (6,654) (1,206,329) (967) (408) (4,095) (5,851) (11,321) (2,713,455) (428,607) (247,211) (557,624) (485,955) (4,363) (4,437,215) (4,493) (7,678) (15,390) (7,137) (34,698) (1,402) (91) (2,858) (39,740) (89,061) (133,152) (42,580) (3,377) (24,739) (1,167) (6,662) (2,069) (80,594) (2,927,014) (626,441) (490,326) (981,440) (775,941) (102,147) (5,903,309) 159,403 773,360 932,763 93,638 283,493 147,505 100,071 5,954 630,661 3,039 7,485 15,030 54,410 10,050 120 90,134 377,150 366,043 1,096,769 1,046,939 1,434,433 50,919 4,372,253 2,751 6,664 73,500 55,694 30,153 168,762 8,164 11,376 54,396 140,321 46,860 1,141 2,341 264,599 11,342 18,634 89,040 431,531 227,663 778,210 26,628 3,045 4,640 20,155 74,369 13,188 1,039 143,064 279,669 688,984 562,347 1,448,961 1,809,218 1,762,347 53,099 775,821 7,380,446 二零一四年中期報告 H 股 85 2014 6 30 3 3.3 3.3.3 2013 12 31 (140,085) (224,007) (260,839) (108,795) (455,867) (19,271) (1,208,864) (236) (2,120) (4,388) (5,520) (12,264) (1,878,048) (568,646) (559,381) (810,418) (562,796) (10,015) (4,389,304) (5,873) (7,938) (6,700) (4,520) (25,031) (1,448) (14,448) (39,949) (55,550) (111,395) (29,016) (39) (73) (2,411) (4,979) (3,798) (939) (41,255) (2,047,149) (798,801) (831,799) (947,160) (1,073,631) (88,634) (939) (5,788,113) 161,445 735,316 896,761 80,245 282,858 75,097 128,289 6,911 12 573,412 1,957 7,679 20,014 29,114 9,980 107 68,851 335,840 362,960 1,074,503 1,045,129 1,300,701 45,447 4,164,580 33,570 2,954 41,350 27,606 29,349 35 134,864 7,466 18,318 48,119 130,975 49,853 1,238 2,149 258,118 9,973 23,882 99,038 422,293 238,039 793,225 21,903 4,074 4,516 17,794 64,780 11,134 1,124 125,325 263,593 675,738 495,406 1,429,107 1,726,808 1,639,056 47,856 737,572 7,015,136 86 交通銀行股份有限公司 2014 6 30 3 3.3 3.3.4 (a) 2014 6 30 3 3 286 63 355 108 39 441 537 55 1,180 111 42 727 600 55 1,535 (4) (1) (298) (29) (4) (336) (137) (167) (805) (776) (99) (1,984) (141) (168) (1,103) (805) (103) (2,320) 2013 12 31 27 4 318 9 358 110 111 445 338 24 1,028 137 115 763 347 24 1,386 (8) (1) (237) (246) (129) (120) (445) (739) (52) (1,485) (137) (121) (682) (739) (52) (1,731) 二零一四年中期報告 H 股 87 2014 6 30 3 3.3 3.3.4 (b) 2014 6 30 (147,696) (132,178) (685,165) (86,622) (102) (1,051,763) 148,474 132,090 685,797 86,416 102 1,052,879 2013 12 31 (342,820) (360,705) (618,924) (62,151) (1,384,600) 342,074 360,242 618,594 62,156 1,383,066 3.3.5 2014 6 30 159,403 773,360 932,763 93,644 282,467 145,794 95,635 5,168 622,708 3,514 7,466 17,191 47,245 10,029 120 85,565 354,681 346,173 985,310 740,081 877,493 50,919 3,354,657 2,510 5,548 67,797 46,340 25,569 147,764 7,154 9,993 48,392 122,937 39,486 2,341 230,303 9,186 13,755 69,774 362,843 197,846 653,404 60,288 4,748 7,464 32,994 74,369 13,188 1,039 62,682 256,772 313,335 664,260 536,193 1,317,093 1,398,983 1,163,611 51,958 838,503 6,283,936 (170,979) (186,415) (207,906) (380,292) (202,564) (5,097) (1,153,253) (1,631) (1,092) (8,332) (6,990) (425) (18,470) (1,908,667) (426,206) (506,617) (548,799) (982,251) (3,380) (4,375,920) (153,547) (7,726) (12,863) (15,263) (27,465) (76,883) (293,747) (2,233,193) (621,978) (728,478) (952,686) (1,219,270) (85,785) (5,841,390) (1,919,858) 42,282 (192,285) 364,407 179,713 1,077,826 51,958 838,503 442,546 88 交通銀行股份有限公司 2014 6 30 3 3.3 3.3.5 2013 12 31 161,240 735,316 896,556 80,170 282,499 74,321 123,348 6,079 12 566,429 4,933 10,853 23,878 25,377 8,162 107 73,310 318,032 331,461 970,541 756,316 790,958 25,755 3,193,063 33,520 2,905 33,461 24,805 25,035 119,726 6,814 16,914 42,275 112,273 40,828 2,149 221,253 8,233 18,101 80,637 355,437 208,207 670,615 41,136 8,407 10,649 19,078 65,167 15,209 470 59,869 219,985 282,546 662,438 465,204 1,293,218 1,345,454 1,088,399 26,237 797,441 5,960,937 (140,011) (220,872) (254,577) (99,768) (396,326) (15,009) (1,126,563) (3,950) (5,826) (11,006) (7,503) (355) (28,640) (1,877,544) (560,725) (550,802) (775,771) (382,991) (10,000) (4,157,833) (35,457) (18,183) (26,645) (46,789) (52,829) (46,514) (226,417) (2,053,012) (803,730) (837,850) (933,334) (839,649) (71,878) (5,539,453) (1,770,466) (141,292) (372,646) 359,884 505,805 1,016,521 26,237 797,441 421,484 3.3.6 1 1 5 5 2014 6 30 352,722 65,438 84,313 502,473 868,096 112,551 37,506 1,018,153 1,717 4,683 1,479 7,879 2,424 751 3 3,178 1,224,959 183,423 123,301 1,531,683 2013 12 31 320,261 81,174 89,852 491,287 919,317 103,054 37,061 1,059,432 1,907 4,600 1,231 7,738 2,314 717 3 3,034 1,243,799 189,545 128,147 1,561,491 二零一四年中期報告 H 股 89 2014 6 30 3 3.4 (a) Black-Scholes Black-Scholes 90 交通銀行股份有限公司 2014 6 30 3 3.4 (b) 2014 6 30 2013 12 31 3,354,657 3,354,580 3,193,063 3,193,270 147,764 147,335 119,726 119,134 653,404 645,600 670,615 642,109 (4,375,920) (4,385,571) (4,157,833) (4,161,703) (33,329) (33,361) (24,619) (24,639) (95,378) (93,872) (82,238) (79,051) 2014 6 30 3,354,580 3,354,580 25,864 121,471 147,335 1,784 643,816 645,600 (4,385,571) (4,385,571) (33,361) (33,361) (93,872) (93,872) 2013 12 31 3,193,270 3,193,270 25,267 93,867 119,134 1,246 640,863 642,109 (4,161,703) (4,161,703) (10,893) (13,746) (24,639) (79,051) (79,051) 二零一四年中期報告 H 股 91 2014 6 30 3 3.4 (c) 3.4(a) 2014 6 30 2,480 3,287 5,767 2,030 2,030 3,092 15,383 18,475 641 50,586 51,227 (1) 120 120 6,841 6,841 1,105 1,105 6,333 79,232 85,565 3,697 27,119 30,816 3,285 3,285 9,741 121,036 130,777 1,312 61,772 63,084 (1) 1,271 1,070 2,341 16,021 213,212 1,070 230,303 22,354 292,444 1,070 315,868 (1,192) (1,192) (9,868) (9,868) (5,635) (5,635) (1,775) (1,775) (1,192) (17,278) (18,470) 92 交通銀行股份有限公司 2014 6 30 3 3.4 (c) 2013 12 31 1,832 5,135 6,967 2,250 2,250 3,307 11,127 14,434 132 35,193 35,325 (1) 107 107 12,723 12,723 1,504 1,504 5,378 67,932 73,310 2,352 27,455 29,807 375 1,275 1,650 20,016 110,780 130,796 1,380 55,471 56,851 (1) 1,080 1,069 2,149 25,203 194,981 1,069 221,253 30,581 262,913 1,069 294,563 (1,164) (1,164) (10,801) (10,801) (14,261) (14,261) (2,414) (2,414) (1,164) (27,476) (28,640) (1) 二零一四年中期報告 H 股 93 2014 6 30 3 3.4 (c) 2014 1 1 1,069 1,069 1 1 2014 6 30 1,070 1,070 2014 6 30 2013 1 1 11 1,145 1,156 (11) (11) 15 15 (91) (91) 2013 12 31 1,069 1,069 2013 12 31 (11) (11) 94 交通銀行股份有限公司 2014 6 30 4 6 30 6 2014 2013 6,441 6,243 9,773 7,045 104,372 95,095 22,826 16,706 143,412 125,089 (27,755) (19,679) (46,079) (38,570) (1,956) (1,620) (411) (212) (76,201) (60,081) 67,211 65,008 2014 6 30 6 15.22 2013 6 30 6 4.54 2014 6 30 6 0.75 2013 6 30 6 0.86 2014 6 30 6 6.26 2013 6 30 6 7.07 6 30 6 2014 2013 6,865 4,959 15,961 11,747 22,826 16,706 5 6 30 6 2014 2013 1,758 1,187 5,118 4,369 3,146 4,153 2,257 1,880 3,621 2,749 940 1,036 474 175 17,314 15,549 6 30 6 2014 2013 431 376 963 873 二零一四年中期報告 H 股 95 2014 6 30 6 6 30 6 2014 2013 155 170 1,337 1,337 121 147 1,613 1,654 6 30 6 2014 2013 35 33 7 6 30 6 2014 2013 26 61 8 6 30 6 2014 2013 2,509 (541) (339) 185 1,240 517 3,410 161 2014 6 30 6 0.01 2013 6 30 6 0.11 96 交通銀行股份有限公司 2014 6 30 9 6 30 6 2014 2013 78 2 11 1,037 4,421 1,082 592 2,197 5,026 10 6 30 6 2014 2013 20.2 4,657 5,138 5,502 3,331 10,159 8,469 11 6 30 6 2014 2013 12 11,343 9,800 5,753 5,357 6,478 5,920 22 2,561 2,066 1,338 1,140 119 137 128 123 177 229 (1) 21 723 9 15 7 13 12 (50) 18 55 11 2,771 5,991 31,424 30,820 (1) 6 30 6 2014 2013 21 723 (2) 21 11 723 9 二零一四年中期報告 H 股 97 2014 6 30 12 6 30 6 2014 2013 8,038 6,986 1,970 1,019 46 31 1,289 1,764 11,343 9,800 13 6 30 6 2014 2013 4 4 2014 6 30 6 37.5 2013 6 30 6 50 2005 11 18 2005 6 23 H 2.50 755.8 10 2005 6 23 2006 11 3 2006 11 3 H 2006 11 3 6.13 272.4 10 2006 11 3 2014 6 30 6 2013 6 30 6 2014 2013 6 30 12 31 6 11 11 11 11 14 6 30 6 2014 2013 8,383 10,410 14 274 164 162 8,561 10,846 29 1,739 (704) 10,300 10,142 25% 2013 25% 98 交通銀行股份有限公司 2014 6 30 14 25% 2013 25% 6 30 6 2014 2013 47,195 45,060 25% 11,799 11,265 10 35 (1) (1,550) (1,226) (2) 41 68 10,300 10,142 (1) (2) 15 2014 2013 6 30 6 6 30 6 2014 2013 36,773 34,827 74,263 74,263 0.50 0.47 16 2014 2013 6 30 12 31 17,495 19,293 141,908 141,947 38 159,403 161,240 773,360 735,316 932,763 896,556 2014 2013 6 30 12 31 20.00% 20.00% 5.00% 5.00% 二零一四年中期報告 H 股 99 2014 6 30 17 2014 2013 6 30 12 31 122,997 97,415 38 93,993 82,154 129,730 182,614 120,121 89,343 176,542 125,701 73,318 71,356 622,708 566,429 18 2014 2013 6 30 12 31 19 7,946 14,227 1,305 1,308 2,601 1,548 1,861 4,111 2,743 1,840 5,608 2,486 49,260 34,753 1,693 1,265 12,428 11,665 120 107 85,565 73,310 2014 2013 6 30 12 31 5,767 6,967 2,030 2,250 18,578 14,541 51,244 35,325 77,619 59,083 100 交通銀行股份有限公司 2014 6 30 18 2014 6 30 114.22 2013 12 31 56.94 19 2014 6 30 1,145,720 6,841 (5,635) 516,620 1,105 (1,775) 1,662,340 7,946 (7,410) 2013 12 31 1,462,736 12,723 (14,261) 587,446 1,504 (2,414) 2,050,182 14,227 (16,675) 二零一四年中期報告 H 股 101 2014 6 30 19 2014 2013 6 30 12 31 857,502 1,075,990 636,627 790,521 92,315 106,796 75,896 76,875 1,662,340 2,050,182 2014 6 30 8,931 10 (266) 8,931 10 (266) 2013 12 31 7,124 21 (252) 7,124 21 (252) 2014 2013 6 30 6 30 (20) 198 16 (207) (4) (9) 102 交通銀行股份有限公司 2014 6 30 20 20.1 2014 2013 6 30 12 31 3,433,769 3,266,368 (60,779) (57,123) (18,333) (16,182) 3,354,657 3,193,063 20.2 2014 6 30 2013 6 30 6 6 57,123 16,182 55,187 12,484 10 4,657 5,502 5,138 3,331 4,657 6,783 5,138 4,536 (1,281) (1,205) 214 119 (626) (707) (4,039) (4,823) (1,090) 1,090 (3,466) 3,466 89 10 (121) (17) 60,779 18,333 56,738 13,853 2014 6 30 2013 6 30 6 6 59,922 13,383 58,869 8,802 7,489 2,670 5,718 2,751 8,678 2,762 6,635 3,039 (1,189) (92) (917) (288) 91 123 62 57 (517) (109) (595) (112) (3,077) (962) (4,301) (522) 91 8 (137) (1) 63,999 15,113 59,616 10,975 二零一四年中期報告 H 股 103 2014 6 30 20 20.3 2014 6 30 2013 12 31 28,427 (11,319) 25,229 (10,166) 10,323 (7,014) 9,081 (6,016) 38,750 (18,333) 34,310 (16,182) 2014 2013 6 30 12 31 1.13% 1.05% 21 2014 2013 6 30 12 31 148,522 119,761 (758) (35) 147,764 119,726 9,033 6,628 57,383 45,281 161,546 167,195 227,962 219,104 109 44 1,161 300 1,071 1,805 2,341 2,149 230,303 221,253 67,686 52,253 259,472 257,378 393,932 413,237 653,404 670,615 257,197 251,082 104 交通銀行股份有限公司 2014 6 30 21 2014 6 30 657.00 2013 12 31 1,604.16 2014 6 30 1.19 2013 12 31 2014 6 30 3.37% 6 30 6 2014 2013 130 97 2014 1 1 (35) (1,248) (1,283) (741) (741) 18 18 (1) 128 128 (31) (31) 2014 6 30 (758) (1,151) (1,909) 2013 1 1 (4) (1,443) (1,447) (11) (11) 2 2 (1) 122 122 33 33 2013 6 30 (2) (1,299) (1,301) (1) 二零一四年中期報告 H 股 105 2014 6 30 21 2014 2013 6 30 12 31 565 638 26,558 56,136 120,641 62,952 147,764 119,726 30,816 29,807 3,285 1,650 132,065 132,511 64,137 57,285 230,303 221,253 288,286 282,040 16,725 14,463 240,822 247,135 107,571 126,977 653,404 670,615 2014 2013 6 30 12 31 16,995 13,086 2014 2013 6 30 12 31 3 3,154 1,440 3 12 5,429 2,698 1 5 8,412 8,948 16,995 13,086 106 交通銀行股份有限公司 2014 6 30 22 2014 1 1 36,482 13,261 19,073 8,044 4,828 81,688 343 1,853 875 3,701 57 6,829 (164) (23) (93) (12) (11) (303) 1,363 (1,393) 30 2014 6 30 38,024 13,698 19,855 11,733 4,904 88,214 2014 1 1 (9,084) (12,919) (738) (1,768) (24,509) (858) (1,208) (218) (277) (2,561) 30 56 5 6 97 2014 6 30 (9,912) (14,071) (951) (2,039) (26,973) 2014 6 30 28,112 13,698 5,784 10,782 2,865 61,241 2013 1 1 33,550 7,714 17,337 4,270 4,222 67,093 1,595 7,464 3,472 3,816 506 16,853 (270) (154) (1,736) (42) (56) (2,258) 1,607 (1,763) 156 2013 12 31 36,482 13,261 19,073 8,044 4,828 81,688 2013 1 1 (7,926) (11,833) (485) (1,313) (21,557) (1,249) (2,370) (282) (463) (4,364) 91 1,284 29 8 1,412 2013 12 31 (9,084) (12,919) (738) (1,768) (24,509) 2013 12 31 27,398 13,261 6,154 7,306 3,060 57,179 2014 2013 6 30 12 31 240 208 二零一四年中期報告 H 股 107 2014 6 30 22 2014 6 30 16.02 2013 12 31 8.72 2014 2013 6 30 12 31 50 170 173 10–50 70 35 10 240 208 50 19 18 10–50 26,395 25,645 10 1,458 1,527 27,872 27,190 28,112 27,398 2014 6 30 105.14 2013 12 31 70.18 23 2014 2013 6 30 12 31 33,447 29,809 17,918 17,788 28,288 3,754 (e) (569) (531) (a) 697 691 546 619 (b) 922 770 251 192 211 236 (f) 322 322 (c) 196 194 (d) 99,073 88,254 (e) (1,583) (1,406) 1,004 4,546 180,723 145,238 108 交通銀行股份有限公司 2014 6 30 23 (a) 2014 2013 6 30 12 31 10–50 689 675 10 8 16 697 691 (b) 2014 1 1 2,109 280 2014 6 30 2,389 2014 1 1 (1,339) (128) 2014 6 30 (1,467) 922 2013 1 1 1,867 243 (1) 2013 12 31 2,109 2013 1 1 (1,093) (247) 1 2013 12 31 (1,339) 770 二零一四年中期報告 H 股 109 2014 6 30 23 (c) 2014 2013 6 30 12 31 6 194 182 18 2 (6) 196 194 2014 6 30 2014 6 30 2014 6 30 196 196 2014 2013 6 30 12 31 50 56 55 10–50 140 139 196 194 110 交通銀行股份有限公司 2014 6 30 23 (d) 2014 2013 6 30 12 31 1 1 27,840 25,868 1 5 5 74,369 64,779 5 13,427 11,134 115,636 101,781 115,636 101,781 (16,563) (13,527) 99,073 88,254 1 1 22,294 21,908 1 5 5 64,602 56,198 5 12,177 10,148 99,073 88,254 (1,583) (1,406) 97,490 86,848 (e) 2014 2014 1 1 6 30 (531) (55) 2 15 (569) (1,406) (177) (1,583) (1,937) (232) 2 15 (2,152) 2013 2013 1 1 12 31 (539) (32) 40 (531) (829) (577) (1,406) (1,368) (609) 40 (1,937) 二零一四年中期報告 H 股 111 2014 6 30 23 (f) 2014 2014 1 1 6 30 200 200 122 122 322 322 24 2014 2013 6 30 12 31 7,558 5,871 319,386 248,541 506,545 507,567 233,253 209,216 86,511 155,368 1,153,253 1,126,563 25 2014 2013 6 30 12 31 19 7,410 16,675 1,192 1,164 9,868 10,801 18,470 28,640 112 交通銀行股份有限公司 2014 6 30 25 2014 2013 6 30 12 31 9,868 10,801 9,824 10,750 44 51 2014 6 30 6 2013 12 31 26 2014 2013 6 30 12 31 1,334,538 1,382,914 1,643,038 1,418,855 562,352 491,353 830,624 859,603 5,368 5,108 4,375,920 4,157,833 628,127 594,655 27 28 2014 2013 6 30 12 31 66,458 59,812 30,315 17,178 3,692 5,673 3,384 3,604 4,580 2,649 7,103 6,288 (a) 328 378 (a) 89 89 19,374 66 23,760 17,698 159,083 113,435 二零一四年中期報告 H 股 113 2014 6 30 28 (a) 2014 2014 1 1 6 30 378 42 (92) 328 89 89 467 42 (92) 417 2013 2013 1 1 12 31 389 63 (74) 378 92 (3) 89 481 63 (77) 467 29 2014 6 30 6 25% 2013 6 30 6 25% 16.5% 2013 6 30 6 16.5% 6 30 6 2014 2013 17,206 12,496 (1,739) 704 (1,069) (29) 2 (1) 14,400 13,170 114 交通銀行股份有限公司 2014 6 30 29 2014 2013 6 30 12 31 (122) (36) (554) (70) (676) (106) 12,313 12,412 308 310 175 232 532 942 119 121 104 117 785 1,763 740 1,415 15,076 17,312 14,400 17,206 2014 2013 6 30 12 31 14,409 17,224 (9) (18) 6 30 6 2014 2013 167 1,460 (266) (158) (99) 1,302 (2) (30) (57) (15) (13) 3 (410) (570) (4) (23) (1,154) 37 (1,739) 704 二零一四年中期報告 H 股 115 2014 6 30 30 10% 27% 2008 12 31 2009 1 1 6 30 6 2014 2013 1,312 787 (15) (33) 264 265 1,561 1,019 2014 2013 6 30 12 31 474 483 6 30 6 2014 2013 (15) (33) 6 (18) (9) (51) 116 交通銀行股份有限公司 2014 6 30 30 2014 6 30 4.39% 2.25% 2014 6 30 60 22.20 55 29.52 2014 6 30 15.44 2013 12 31 15.84 39 2013 39 31 2014 2013 6 30 12 31 2022 (a) 16,000 16,000 2019 (b) 11,500 11,500 2024 (b) 13,500 13,500 2026 (c) 26,000 26,000 2014 (d) 700 2015 (d) 300 300 2023 (e) 3,070 3,038 2018 (f) 10,000 10,000 2016 (g) 800 800 2018 (g) 400 400 2017 (h) 4,307 2017 (i) 200 2021 (j) 396 2016 (k) 1,500 2019 (l) 278 2019 (m) 3,070 2017 (n) 2,057 2017 (o) 1,000 2019 (o) 500 2021 (o) 500 95,378 82,238 2014 6 30 6 2013 12 31 (a) 2007 3 6 25,000 (07 01) 16,000 15 10 10 2017 3 8 3 8 10 4.13% 5 7.13% (07 02) 9,000 10 5 5 2012 3 8 2012 3 8 (07 02) 9,000 二零一四年中期報告 H 股 117 2014 6 30 31 (b) 2009 7 1 25,000 (09 01) 11,500 10 5 5 2014 7 3 7 3 5 3.28% 5 6.28% (09 02) 13,500 15 10 10 2019 7 3 7 3 10 4% 5 7% (c) 2011 10 21 26,000 15 10 10 2021 10 24 10 24 5.75% (d) 2012 3 8 1,000 2 700 3 300 2.98% 3.10% (e) 2013 3 6 500 10 3.75% 99.678% 2023 3 6 2013 3 7 (f) 2013 7 26 10,000 5 7 29 4.37% (g) 2013 12 10 1,200 3 800 5 400 3.40% 3.70% (h) 2014 1 15 700 3 2.125% 2017 1 15 2014 1 16 (i) 2014 1 17 2014 200 3 6.1% 2017 1 17 (j) 2014 2 14 500 7 2014 2 24 4.00% (k) 2014 3 21 1,500 2 3.3% 2016 3 20 2014 3 21 118 交通銀行股份有限公司 2014 6 30 31 (l) 2014 4 2 350 5 3.20% (m) II 2014 4 25 500 5 3.375% 99.941% 2019 4 25 2014 4 28 (n) 2014 6 26 300 0.875% (o) 2014 6 23 2,000 3 1,000 3.45% 5 500 3.85% 7 500 4.15% 32 1 2014 1 1 74,263 74,263 113,383 187,646 2014 6 30 74,263 74,263 113,383 187,646 1 2013 1 1 74,263 74,263 113,383 187,646 2013 12 31 74,263 74,263 113,383 187,646 2014 6 30 2013 12 31 A 39,251 52.85% H 35,012 47.15% 74,263 100.00% 二零一四年中期報告 H 股 119 2014 6 30 32 2014 6 30 2013 12 31 2014 2013 6 30 12 31 112,769 112,769 472 472 145 145 (29) (29) 26 26 113,383 113,383 33 10% 34 50% [2012]20 1.5% 2012 5 2014 6 25 2013 2013 6,017 8,111 26,732 40,860 120 交通銀行股份有限公司 2014 6 30 34 6 30 6 2014 2013 19,308 17,823 (1) (2) 10% (3) (4) 2014 3 30 2014 6 25 2013 2013 12 31 742.63 1 A H 0.26 193.08 35 2014 2013 6 30 12 31 343,590 376,222 56,503 70,380 618,060 612,830 1 326,867 288,860 1 175,606 202,427 1,520,626 1,550,719 2014 2013 6 30 12 31 102 154 3,076 2,880 3,178 3,034 二零一四年中期報告 H 股 121 2014 6 30 35 2014 2013 6 30 12 31 1 1,717 1,907 1 2 1,726 1,523 2 3 1,266 1,249 3 5 1,691 1,828 5 1,479 1,231 7,879 7,738 2014 2013 6 30 12 31 1 1,135 765 1 2 1,138 765 2 3 1,138 765 3 5 2,235 1,503 5 4,524 2,940 10,170 6,738 2014 6 30 484.60 2013 12 31 423.61 2014 6 30 2013 12 31 122 交通銀行股份有限公司 2014 6 30 35 28 2014 2013 6 30 12 31 1,026 1,153 28 328 378 36 2014 2013 2014 2013 6 30 12 31 6 30 12 31 11,422 5,694 10,884 4,806 62,308 161,602 60,196 151,726 73,730 167,296 71,080 156,532 2014 6 30 20.92 2013 12 31 18.70 2014 6 30 2013 12 31 37 2014 6 30 6 4,385 (1,097) 3,288 4,517 (1,129) 3,388 (132) 32 (100) 191 191 (6) 2 (4) 4,570 (1,095) 3,475 二零一四年中期報告 H 股 123 2014 6 30 37 2013 6 30 6 136 (29) 107 320 (66) 254 (184) 37 (147) (671) (671) 5 (1) 4 (530) (30) (560) 38 90 2014 2013 6 30 6 30 16 159,403 148,168 17 93,993 102,802 253,396 250,970 39 2014 2013 6 30 12 31 300 300 99 44 399 344 15 2011 12 30 2014 6 30 20% 2013 12 31 20% 124 交通銀行股份有限公司 2014 6 30 40 40.1 2014 6 30 2013 12 31 24 2014 6 30 11,257 26,281 51,084 11,092 24,547 50,872 2013 12 31 3,865 24,392 136,738 3,642 22,669 129,057 40.2 2012 11 30.34 2012 1.64 50% 62% 2014 6 30 2013 12 31 1.34 1.34 2012 二零一四年中期報告 H 股 125 2014 6 30 41 (a) 2014 6 30 197.03 2013 12 31 197.03 26.53% 2013 12 31 26.53% (1) 6 30 6 2014 2013 76,490 93,600 (80,835) (77,035) 4,548 4,926 2014 2013 6 30 12 31 273,357 253,502 267,462 273,357 9 –50 1 –50 2.38%–6.15% 1.43%–6.15% (2) 2014 2013 6 30 12 31 32,549 11,746 3 –60 3 –6 2.85%–5.225% 2.86%–6.30% (3) 6 30 6 2014 2013 524 722 126 交通銀行股份有限公司 2014 6 30 41 (b) 2014 6 30 103.11 2013 12 31 103.11 13.88% 2013 12 31 13.88% 6 30 6 2014 2013 58,600 42,100 7,340 10,432 (6,540) (9,432) 59,400 43,100 1,491 1,003 (c) 2014 6 30 138.86 2013 12 31 138.86 18.7% 2013 12 31 18.7% (1) 6 30 6 2014 2013 478 2,865 352,128 91,970 (352,141) (92,186) 465 2,649 20 二零一四年中期報告 H 股 127 2014 6 30 41 (c) (2) 6 30 6 2014 2013 25,162 16,769 18,915 17,081 (22,534) (19,154) 21,543 14,696 123 97 (3) 6 30 6 2014 2013 19 20 2014 2013 6 30 12 31 1,228 1,326 (4) 2014 2013 6 30 12 31 110,433 106,650 (128) (404) (d) 2014 6 30 2013 6 30 6 (1) 6 30 6 2014 2013 2 1 (2) 1 128 交通銀行股份有限公司 2014 6 30 41 (d) (2) 6 30 6 2014 2013 6 9 2 2 (4) (5) 4 6 (e) 2014 6 30 20% 2013 12 31 20% (1) 6 30 6 2014 2013 3,075 2,251 (501) 2,574 2,251 66 14 (f) 二零一四年中期報告 H 股 129 2014 6 30 42 (1) (2) (3) (4) (5) (6) (7) 130 交通銀行股份有限公司 2014 6 30 42 2014 6 30 6 1 38,586 10,818 75,591 39,195 19,446 42,397 7,337 (89,958) 143,412 2 (28,599) (7,959) (51,184) (28,350) (12,902) (33,023) (4,142) 89,958 (76,201) 3 9,987 2,859 24,407 10,845 6,544 9,374 3,195 67,211 1,748 506 6,345 3,283 1,384 3,195 853 17,314 (274) (42) (569) (321) (152) (187) (68) (1,613) 1,474 464 5,776 2,962 1,232 3,008 785 15,701 7 19 26 262 26 493 181 133 1,973 342 3,410 41 71 6 12 130 2,124 19 2,143 55 55 347 100 833 398 197 217 105 2,197 12,070 3,449 33,674 14,464 8,106 14,652 4,458 90,873 (996) (580) (6,352) (1,651) (454) (126) (10,159) (2,083) (12) (2,095) (4,070) (1,657) (9,904) (5,480) (2,809) (6,369) (1,135) (31,424) 7,004 1,212 15,335 7,333 4,843 8,283 3,185 47,195 (1,651) (285) (3,887) (1,858) (1,151) (680) (788) (10,300) 5,353 927 11,448 5,475 3,692 7,603 2,397 36,895 (340) (172) (793) (423) (299) (854) (34) (2,915) (409) (184) (1,048) (397) (591) (787) (4,157) (7,573) 1 18,586 5,561 43,517 20,486 11,332 37,489 6,441 143,412 20,000 5,257 32,074 18,709 8,114 4,908 896 (89,958) 2 (16,898) (3,984) (25,509) (14,407) (5,341) (6,318) (3,744) (76,201) (11,701) (3,975) (25,675) (13,943) (7,561) (26,705) (398) 89,958 3 1,688 1,577 18,008 6,079 5,991 31,171 2,697 67,211 8,299 1,282 6,399 4,766 553 (21,797) 498 2014 6 30 1,098,844 336,879 2,404,927 1,263,517 623,922 2,853,781 655,989 (2,953,923) 6,283,936 (1,096,612) (335,069) (2,365,960) (1,248,437) (616,561) (2,480,634) (652,040) 2,953,923 (5,841,390) 二零一四年中期報告 H 股 131 2014 6 30 42 2013 6 30 6 1 34,670 9,777 68,618 35,953 17,172 33,289 5,096 (79,486) 125,089 2 (25,476) (6,810) (46,306) (24,793) (10,974) (22,961) (2,247) 79,486 (60,081) 3 9,194 2,967 22,312 11,160 6,198 10,328 2,849 65,008 1,389 436 5,796 3,409 1,308 2,491 720 15,549 (314) (47) (646) (306) (135) (129) (77) (1,654) 1,075 389 5,150 3,103 1,173 2,362 643 13,895 59 2 61 58 40 12 77 1 (117) 90 161 14 (18) 101 97 669 19 688 8 8 842 298 1,940 1,169 537 113 127 5,026 11,169 3,694 30,097 15,509 7,909 12,735 3,831 84,944 (873) (350) (5,593) (1,359) (269) (10) (15) (8,469) (583) (12) (595) (4,219) (1,678) (10,229) (5,521) (2,694) (5,268) (1,211) (30,820) 6,077 1,666 13,692 8,629 4,946 7,457 2,593 45,060 (1,532) (424) (3,485) (2,184) (1,247) (614) (656) (10,142) 4,545 1,242 10,207 6,445 3,699 6,843 1,937 34,918 (315) (168) (885) (399) (249) (392) (37) (2,445) (286) (150) (1,737) (2,370) (399) (898) (79) (5,919) 1 16,392 5,076 39,052 19,049 9,748 31,529 4,243 125,089 18,278 4,701 29,566 16,904 7,424 1,760 853 (79,486) 2 (13,599) (3,264) (21,687) (11,527) (4,272) (3,715) (2,017) (60,081) (11,877) (3,546) (24,619) (13,266) (6,702) (19,246) (230) 79,486 3 2,793 1,812 17,365 7,522 5,476 27,814 2,226 65,008 6,401 1,155 4,947 3,638 722 (17,486) 623 2013 12 31 1,072,948 320,689 2,161,482 1,079,016 525,861 2,671,088 525,636 (2,395,783) 5,960,937 (1,073,420) (320,646) (2,137,131) (1,064,310) (518,092) (2,306,617) (515,020) 2,395,783 (5,539,453) 132 交通銀行股份有限公司 2014 6 30 42 2014 2013 6 30 2014 6 30 2013 6 6 30 6 12 31 (a) (a) 168,173 62,915 145,358 60,503 514 93 1,321 120 168,687 63,008 146,679 60,623 (a) 2014 6 30 6 35,834 15,045 15,981 351 67,211 175 2,291 (2,466) 36,009 17,336 13,515 351 67,211 8,953 5,956 44 748 15,701 26 26 858 (12) 2,496 68 3,410 130 130 2,143 2,143 473 1,291 2 431 2,197 (7,489) (2,670) (10,159) (2,095) (2,095) (877) (1,839) (64) (135) (2,915) (11,231) (14,733) (1,528) (1,017) (28,509) 55 55 26,696 5,329 14,595 575 47,195 1,756 3,682 128 270 5,836 2014 6 30 2,685,513 853,386 2,678,495 66,742 6,283,936 (3,279,514) (1,313,189) (1,224,217) (24,470) (5,841,390) 二零一四年中期報告 H 股 133 2014 6 30 42 2013 6 30 6 32,457 11,919 20,199 433 65,008 2,364 4,409 (6,773) 34,821 16,328 13,426 433 65,008 8,002 5,030 109 754 13,895 61 61 569 (130) (250) (28) 161 5 92 97 688 688 94 4,515 4 413 5,026 (5,718) (2,751) (8,469) (595) (595) (854) (1,424) (46) (121) (2,445) (10,749) (16,037) (615) (974) (28,375) 8 8 26,165 5,531 12,633 731 45,060 2,087 3,502 112 218 5,919 2013 12 31 2,705,877 678,175 2,548,512 28,373 5,960,937 (2,984,897) (1,359,811) (1,191,545) (3,200) (5,539,453) 43 2014 7 17 1 3 2.1% 2017 7 24 2014 8 18 280 10 5 5 2019 8 19 8 19 5.80% 134 交通銀行股份有限公司 136 136 136–137 137 138–139 139 140–141 二零一四年中期報告 H 股 135 1 2014 6 2014 6 30 2014 6 30 439,595 420,020 439,604 420,020 523,626 503,892 10.70% 10.52% 10.70% 10.52% 12.75% 12.62% 2 2014 2013 6 30 12 31 55.96% 47.83% 3 2014 6 30 537,046 133,733 39,928 710,707 (389,083) (172,073) (55,472) (616,628) 554,341 72,848 31,837 659,026 (530,442) (15,043) (11,813) (557,298) (1,195) (8) (1,203) 170,667 19,465 4,472 194,604 14,210 6,093 2,294 22,597 2013 12 31 453,607 113,078 38,698 605,383 (308,945) (137,014) (61,671) (507,630) 653,941 66,785 487,449 1,208,175 (644,686) (9,736) (492,431) (1,146,853) (1,120) 7 (9) (1,122) 152,797 33,120 (27,964) 157,953 12,386 7,430 2,225 22,041 136 交通銀行股份有限公司 3 4 10% 2014 6 30 107,548 32,113 259,418 399,079 68,814 22,428 193,442 284,684 22,196 853 25,249 48,298 182 182 16,540 3,414 4,852 24,806 146,466 36,380 289,519 472,365 2013 12 31 71,194 28,801 193,370 293,365 43,300 25,573 171,346 240,219 33,464 945 19,547 53,956 5 5 14,788 3,128 1,276 19,192 119,446 32,874 214,198 366,518 二零一四年中期報告 H 股 137 5 5.1 2014 2013 6 30 12 31 23,333 14,313 9,155 7,284 13,040 9,888 16,986 14,642 62,514 46,127 0.68% 0.44% 0.27% 0.22% 0.38% 0.30% 0.49% 0.45% 1.82% 1.41% 2014 2013 6 30 12 31 12 12 0.01% 0.01% 2014 6 30 2013 12 31 2014 2013 6 30 12 31 8 11 7 4 28 30 46 42 138 交通銀行股份有限公司 5 5.2 2014 2013 6 30 12 31 1,795 2,255 817 748 0.02% 0.02% 6 6.1 2014 6 30 2013 12 31 2,928 (1,506) 3,019 (1,443) 2,305 (1,050) 2,095 (803) 27,629 (12,895) 23,781 (11,402) 4,274 (1,955) 3,979 (1,691) 1,310 (687) 1,183 (644) 38,446 (18,093) 34,057 (15,983) 304 (240) 253 (199) 38,750 (18,333) 34,310 (16,182) 6.2 2014 6 30 2013 12 31 6,274 (1,493) (288) 4,734 (1,409) (58) 3,290 (1,036) (147) 2,678 (740) (26) 39,245 (12,789) (1,247) 30,072 (11,099) (256) 10,279 (1,946) (538) 6,140 (1,637) (62) 2,991 (685) (106) 2,060 (628) (21) 62,079 (17,949) (2,326) 45,684 (15,513) (423) 435 (135) (35) 443 (196) 62,514 (18,084) (2,361) 46,127 (15,709) (423) 36,719 4,734 二零一四年中期報告 H 股 139 7 7.1 2014 6 30 2013 12 31 % % 745 0.40 16 874 0.49 14 450 0.24 15 440 0.25 8 2,980 1.61 520 2,542 1.44 431 1,090 0.62 10,109 5.46 829 10,569 5.98 663 11,334 6.12 6,190 12,267 6.94 6,670 357 0.19 3 356 0.20 84,094 45.39 6,410 81,597 46.15 8,870 412 0.23 256 22,114 11.94 5,165 21,747 12.30 4,613 12,412 6.70 10,293 12,114 6.85 9,722 357 0.19 200 4 0.00 20,324 10.97 1,328 12,592 7.13 1,439 165,276 89.21 30,969 156,604 88.58 32,686 9,778 5.28 9,775 9,746 5.51 9,742 36 0.02 34 34 0.02 31 89 0.05 121 0.07 10,086 5.44 9,460 10,297 5.82 9,690 19,989 10.79 19,269 20,198 11.42 19,463 185,265 100.00 50,238 176,802 100.00 52,149 3,248,504 3,089,566 2014 6 30 47% 2013 12 31 48% 140 交通銀行股份有限公司 7 7.2 2014 6 30 2013 12 31 28,427 (11,319) 25,229 (10,166) 10,323 (7,014) 9,081 (6,016) 38,750 (18,333) 34,310 (16,182) 16,931 11,295 2014 6 30 6 2013 6 30 6 7,489 (3,077) 91 5,718 (4,301) 62 2,670 (962) 123 2,751 (522) 57 10,159 (4,039) 214 8,469 (4,823) 119 二零一四年中期報告 H 股 141 1 4 [2013]33 2 1 932,763 932,763 122,997 121,144 249,860 249,860 77,619 77,193 7,946 7,946 249,851 249,841 33,447 33,327 3,354,657 3,357,628 229,447 227,906 653,404 652,344 147,764 146,194 1,255 2,656 47,543 47,501 693 693 14,409 14,407 322 200 926 916 159,033 150,524 6,283,936 6,273,043 7,558 7,558 825,931 826,503 233,253 232,064 11,060 11,060 86,511 85,842 4,375,920 4,379,561 7,410 7,410 128,708 122,567 3,692 3,674 9,304 9,280 66,458 66,402 9 9 417 417 85,159 78,056 5,841,390 5,830,403 142 交通銀行股份有限公司 1 74,263 74,263 111,767 111,779 136,241 136,241 71,014 71,014 49,806 50,301 -2,588 -2,525 2,043 1,567 442,546 442,640 2 932,763 121,144 249,860 77,193 7,946 249,841 33,327 3,357,628 227,906 652,344 146,194 2,656 1,363 a 154 b 1,064 c 47,501 693 d 14,407 e f 14,407 g 916 h 200 i 150,524 6,273,043 二零一四年中期報告 H 股 143 2 7,558 826,503 232,064 11,060 85,842 4,379,561 7,410 122,567 53,600 j 3,674 9,280 66,402 9 k l m 417 78,056 5,830,403 74,263 74,263 n o 111,779 p 136,241 q 71,014 r 50,301 s -2,525 t 1,567 1,001 u 9 v 31 w 442,640 144 交通銀行股份有限公司 3 1 74,263 n 2 257,556 2a 136,241 q 2b 71,014 r 2c 50,301 s 3 109,254 3a 111,779 p 3b -2,525 t 4 0 5 1,001 u 6 442,074 7 8 200 i-l 9 916 h-m 10 f 11 12 13 14 15 16 17 18 19 20 21 22 15% 23 24 25 26a 1,363 a 26b 26c 27 28 2,479 29 439,595 30 31 32 33 34 9 v 35 36 9 二零一四年中期報告 H 股 145 3 37 38 39 40 41a 41b 41c 42 43 44 9 45 + 439,604 46 53,600 j 47 48 31 w 49 50 30,391 51 84,022 52 53 54 55 56a 56b 56c 57 58 84,022 59 + 523,626 60 4,106,731 61 10.70% 62 10.70% 63 12.75% 64 3.50% 65 2.50% 66 0.00% 67 1.00% 68 4.75% 69 5% 70 6% 71 8% 146 交通銀行股份有限公司 3 72 154 b 73 1,064 c 74 75 14,398 e-k 76 8,090 77 7,498 78 71,022 79 22,893 80 81 82 83 84 53,600 85 13,400 4 1 2 3328 601328 3 4 5 6 7 8 89,498 97,534 9 35,012 39,251 10 11 2005/6/23 2007/4/24 12 13 14 15 16 二零一四年中期報告 H 股 147 4 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 148 交通銀行股份有限公司 www.bankcomm.com