Bank of Communications Co., Ltd. 03328 2014 2014 9 30 34 A H A 601328 H 03328 188 86-21-58766688 86-21-58798398 investor@bankcomm.com 1 2014 9 30 2014 2013 9 30 12 31 % 6,212,718 5,960,937 4.22 5,754,838 5,539,453 3.89 455,800 419,561 8.64 6.14 5.65 8.67 1 566,082 516,482 9.60 1 454,986 416,961 9.12 1 9 4 125.00 1 111,087 99,517 11.63 1 4,100,605 4,274,068 (4.06) 2014 2013 1–9 1–9 % 102,380 97,635 4.86 67,015 62,543 7.15 51,522 48,706 5.78 0.69 0.66 4.55 2014 2013 % 1–9 1–9 2 27.64 28.01 (0.37) 15.70 16.47 (0.77) 1.13 1.18 (0.05) 2014 2013 9 30 12 31 1.17 1.05 0.12 201.29 213.65 (12.36) 1 13.80 12.08 1.72 1 11.10 9.76 1.34 1 11.10 9.76 1.34 1 2014 6 2 2 2014 9 30 74,262,726,645 A 39,250,864,015 52.85% H 35,011,862,630 47.15% 386,406 A 345,171 H 41,235 10 10 1 % 19,702,693,828 26.53 2,530,340,780 14,912,382,466 20.08 2 13,886,417,698 18.70 3 4 3,283,069,006 4.42 1,877,513,451 1,246,591,087 1.68 808,145,417 1.09 439,560,439 705,385,012 0.95 705,385,012 663,941,711 0.89 439,560,439 658,467,013 0.89 219,780,219 571,078,169 0.77 1 2 2014 9 30 H 3 2014 9 30 H 13,886,417,698 (HSBC Holdings plc) 2014 9 30 H 14,135,636,613 19.03% H XV 4 2014 9 30 H 7,027,777,777 9.46% 2014 9 30 A+H 10,310,846,783 13.88% 3 10 12,618,353,049 17,172,353,048 4,553,999,999 14,912,382,466 14,912,382,466 13,886,417,698 13,886,417,698 1,405,555,555 1,405,555,555 1,246,591,087 1,246,591,087 571,078,169 571,078,169 438,686,794 438,686,794 368,584,978 368,584,978 363,756,733 363,756,733 310,678,434 310,678,434 XV 2014 9 30 336 A A 1 % % 15,148,693,8292 38.59 20.40 1,877,513,451 4.78 2.53 4 H H 1 % % 8,433,333,332 24.09 11.35 4,553,999,9992 13.01 6.13 14,135,636,613 40.37 19.03 3 2,674,232 0.01 0.004 14,138,310,845 40.38 19.04 4 HSBC Finance (Netherlands) 14,138,310,845 40.38 19.04 HSBC Bank plc 9,012,000 0.03 0.01 5 63,250 0.0002 0.0001 9,075,250 0.03 0.01 6 HSBC Holdings plc 14,147,386,095 40.41 19.05 1 2 2014 9 30 H 4,553,999,999 6.13% A 15,148,693,829 20.40% 3 62.14% H 2,674,232 H 2,674,232 H Hang Seng Bank Trustee International Limited 2,581,887 H Hang Seng Bank (Trustee) Limited 92,345 H 4 HSBC Asia Holdings BV HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Holdings BV HSBC Finance (Netherlands) HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Finance (Netherlands) 14,138,310,845 H 5 HSBC Trustee (C.I.) Limited 63,250 H HSBC Trustee (C.I.) Limited HSBC Private Bank (C.I.) Limited HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Europe (Netherlands) BV 94.90% HSBC Private Bank(C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Trustee (C.I.) Limited 63,250 H 6 HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc 3 4 5 HSBC Holdings plc 14,138,310,845 H HSBC Bank plc 9,075,250 H 2014 9 30 336 XV 5 1 27,787.73 0.82% 26,291.42 4.54% 11.68% (1) PPP (2) POS + + 12,555.69 0.03% 2.48 40.37% 0.19% (3) 2014 1,200 1 6 (4) SWIFT net 1.7 9 (5) 4,653 11.39% 250.92 290.86 19.93% (6) 30 2014 46.05 18.13% 200 68.07% 3,523.24 52.51% (7) 40,045.89 42.32% 7 2 13,334.48 1.30% 8,500.06 13.14% 1.43 24.43% 7.75% (1) A 12,066.09 1.51% e 2.0 (2) (AUM) 21,271.21 11.76% 9.17% 16.95% 16.11% 2,877 23% (3) 3,461 441 8,197 48.6% 2,091.87 27.6% 1.77% 0.06 8 Shopping 9,707 230 5,615.75 16.89% 3 220.34 34.34% (1) 7 106 5 18,866 3,183 73 35.50% 450.91 5,946.94 (2) 10.11 7.95 2.16 1,369 (3) 1.17 4,866.42 (4) 11,001.97 2.97% 4.31% 56 9 (5) A T+D 699.27 304.14 4 73.20 14.90% 14.89 1.72% 2,719 29 82.33% 4 22,058 6.78% (1) 2,719 228 29 3.89 68.26% 41.22% 3.82 (2) 2,107 2.61 297 1.3 5.14 2.91% 1.01 11.79% 11% 2.28 54.68% 17.34% 7.6 58.9% 42.45% 8,902 112.7% 7,998.57 15.34% 10 6.28 2,053.69 79.33% 250.27% (3) 22,058 6.78% 9,869 6.04% 12,189 7.38% AFP CFP CPB EFP 7,279 1,498 23 293 (4) 31.5% 129 5 (1) 33.62 51.78% 1.98 6.53% 6,806.52 30.93% 2.24 10.96% 12 54 141 1,657 27 118 206 24 56 17 72 421.49 8.41% 46.58 19.24% 11 FT 3,529.43 16.57% 3,271.72 46.66% 1,607.05 39.23% (2) 17.01 0.29% 0.20 3.30% 1,554.50 26.90% 0.44 2.50% 1,079.94 21.15% 3,795.66 33.79% 1,328.46 120% 55.30 8,359 41.18% 12 1 (1) 670.15 44.72 7.15% 9 30 9 2014 2013 102,380 97,635 22,984 19,501 (16,500) (13,344) 67,015 62,543 (2) 1,023.80 47.45 75.40% 13 2014 9 30 9 2013 9 30 9 % % 842,073 9,792 1.55 796,534 9,414 1.58 483,981 14,760 4.07 416,409 10,742 3.44 3,381,947 157,406 6.21 3,151,731 144,543 6.11 2,503,264 113,995 6.07 2,435,174 109,687 6.01 771,988 39,899 6.89 623,276 32,022 6.85 106,695 3,512 4.39 93,281 2,834 4.05 1,078,471 34,891 4.31 926,173 26,082 3.75 5,687,761 3 214,4283 5.03 5,135,3483 187,0803 4.86 224,237 192,653 5,911,9983 5,328,0013 3,981,979 69,777 2.34 3,732,462 59,185 2.11 2,686,194 46,527 2.31 2,493,077 39,624 2.12 1,295,785 23,250 2.39 1,239,385 19,561 2.10 1,282,716 41,021 4.26 1,093,737 31,150 3.80 134,137 3,671 3.65 97,197 2,811 3.86 5,300,1213 112,0483 2.82 4,767,8973 89,4453 2.50 611,877 560,104 5,911,9983 5,328,0013 102,380 97,635 1 3 2.21 2.363 2 2.403 2.533 1 2.274 2.424 2 2.474 2.604 1 2 3 4 14 4.86% 2.21% 2.40% 15 13 2014 1–9 2013 1–9 540 (162) 378 1,743 2,275 4,018 10,550 2,313 12,863 4,283 4,526 8,809 17,116 8,952 26,068 3,949 6,643 10,592 5,386 4,485 9,871 1,069 (209) 860 10,404 10,919 21,323 6,712 (1,967) 4,745 47.45 67.12 19.67 15 (3) 229.84 34.83 17.86% 16.93% 1.27 9 30 9 2014 2013 2,453 1,765 7,916 6,613 4,605 5,958 3,182 2,403 5,110 3,559 1,412 1,417 719 300 25,397 22,015 (2,413) (2,514) 22,984 19,501 (4) 371.70 36.85 11.00% 27.64% 0.37 (5) 165.00 31.56 23.65% 0.63% 0.08 (6) 153.21 16.18 11.81% 22.86% 25% 16 9 30 9 2014 2013 14,751 15,696 570 (1,993) 2. (1) 62,127.18 2,517.81 4.22% 2014 9 30 2013 12 31 % % 3,396,875 54.68 3,193,063 53.57 1,102,653 17.75 1,070,677 17.96 932,196 15.00 896,556 15.04 495,909 7.98 566,429 9.50 6,212,718 5,960,937 34,791.48 2,127.80 6.51% 1,722.15 6.04% 17 2014 9 30 2013 12 31 % % 101,054 2.90 92,180 2.82 119,862 3.45 118,958 3.64 82,018 2.36 62,278 1.91 40,261 1.16 41,342 1.27 120,429 3.46 115,893 3.55 41,243 1.19 40,757 1.25 247,383 7.11 251,127 7.69 135,368 3.89 132,942 4.07 109,439 3.15 106,004 3.25 388,863 11.18 386,822 11.84 11,622 0.33 10,445 0.32 367,464 10.56 391,772 11.99 32,368 0.93 26,708 0.82 37,056 1.07 32,593 1.00 197,358 5.67 201,300 6.16 221,683 6.37 206,910 6.33 130,224 3.74 130,777 4.00 57,444 1.65 49,174 1.51 72,045 2.07 56,633 1.73 115,958 3.33 60,443 1.85 2,629,142 75.57 2,515,058 77.00 514,727 14.79 458,356 14.03 209,187 6.01 163,969 5.02 67,411 1.94 58,548 1.79 18,073 0.52 24,539 0.75 1,254 0.04 1,976 0.06 39,354 1.13 43,922 1.35 850,006 24.43 751,310 23.00 3,479,148 100.00 3,266,368 100.00 18 26,291.42 1,140.84 4.54% 61.97% 8,500.06 986.96 13.14% 1.43 24.43% 1.68% 12.24% 2014 9 30 % A 9,492 0.27 B 7,788 0.22 C 7,634 0.22 D 7,194 0.21 E 7,188 0.21 F 6,811 0.20 G 6,326 0.18 H 5,724 0.16 I 5,695 0.16 J 5,451 0.16 69,303 1.99 32.41% 19.88% 7.51% 5.13% 3.64% 4.50% 19 1.17% 0.12 201.29% 12.36 2.36% 0.12 90 2014 2013 9 30 12 31 40,872 34,310 90 47,342 31,814 % 1.17 1.05 1–8 90.06% 3.37 9–12 4.06% 0.35 1.63% 0.62 11,026.53 319.76 2.99% 4.31% (2) 57,548.38 2,153.85 3.89% 412.87 71.53% 3.53 1,754.52 22.62% 2.28 41,165.46 412.87 0.99% 67.50% 0.11 32.39% 0.10 46.15% 1.07 53.74% 1.06 20 2014 2013 9 30 12 31 2,778,773 2,801,769 1,384,590 1,382,914 1,394,183 1,418,855 1,333,448 1,350,956 515,234 491,353 818,214 859,603 3. 2,780.26 346.32 72.46 1,225.50 125.77 1,115.77 283.57 326.02 4. (1) 9 30 9 2014 2013 1 1 2 9,557 59,644 9,270 56,595 3 2,237 17,552 2,681 15,925 4 18,297 126,993 17,847 115,889 5 12,439 67,386 11,716 60,881 6 7,364 32,791 6,411 28,453 7 5,269 14,061 3,089 8,570 11,852 72,320 11,529 56,024 (138,090) (122,137) 8 67,015 252,657 62,543 220,200 21 1 2 3 4 5 6 7 8 (2) 2014 9 30 2013 12 31 659,546 538,482 704,233 517,921 246,702 174,712 272,889 166,065 1,567,301 1,246,293 1,592,514 1,217,836 882,808 637,445 878,557 597,291 456,822 343,711 445,875 315,507 301,391 318,764 261,751 279,242 1,976 219,741 2,014 172,506 4,116,546 3,479,148 4,157,833 3,266,368 22 (3) 54.75% 2014 9 30 9 56,056 23,483 22,034 807 102,380 54,485 19,356 27,731 808 102,380 1,571 4,127 (5,697) (1) 13.80% 11.10% 11.10% 454,986 434,075 454,995 434,075 566,082 545,025 11.10% 10.95% 11.10% 10.95% 13.80% 13.75% 11.03% 11.00% 13.81% 13.68% 23 1 2014 9 2014 9 30 2013 12 31 2012 12 31 % % % 3,356,160 96.47 3,173,011 97.14 2,851,980 96.76 82,116 2.36 59,047 1.81 68,324 2.32 3,438,276 98.83 3,232,058 98.95 2,920,304 99.08 14,190 0.41 13,778 0.42 13,269 0.46 17,561 0.50 13,586 0.42 9,793 0.33 9,121 0.26 6,946 0.21 3,933 0.13 40,872 1.17 34,310 1.05 26,995 0.92 3,479,148 100.00 3,266,368 100.00 2,947,299 100.00 24 2014 9 1,899.63 92.81 0.08 0.0042% 1,973.58 5.67% 39.42 0.49 1.23 0.06% 1.58 0.08 220.69 217.59 84.13 67.88 2 531 3 2014 9 2014 2013 9 30 12 31 64.48% 47.62% 73.92% 73.40% [2014]34 25 4 5 2014 531 2014–2016 2014 26 1 91,929 1,922 93,851 641 0.70% 22,904 24.91% 20,570 22.38% 34 30 42,529 46.26% 30 40 24,928 27.12% 40 50 18,415 20.03% 50 6,057 6.59% % 8,648 9.4% 60,606 65.9% 18,711 20.4% 3,964 4.3% 91,929 100.0% 2,733 2 27 2014 A 106,000 104,000 210,000 A 100,000 50,000 150,000 A 50,000 80,000 130,000 A 30,000 50,000 80,000 A 30,000 50,000 80,000 A 30,000 50,000 80,000 A 38,000 50,000 88,000 A 30,000 50,000 80,000 A 50,000 50,000 A 29,100 50,000 79,100 A 30,000 50,000 80,000 A 30,000 50,000 80,000 A 124,420 75,580 200,000 A 30,000 50,000 80,000 A 30,000 50,000 80,000 A 40,000 40,000 A 40,600 40,600 A 60,000 60,000 A 40,000 40,000 2014 9 30 28 9 30 9 30 3 9 2014 2013 2014 2013 73,437 65,692 216,849 190,781 (38,268) (33,065) (114,469) (93,146) 35,169 32,627 102,380 97,635 8,083 6,466 25,397 22,015 (800) (860) (2,413) (2,514) 7,283 5,606 22,984 19,501 6 23 32 84 1,036 (235) 4,446 (74) 25 4 155 101 218 325 2,361 1,013 1,129 1,243 3,326 6,269 (6,341) (4,875) (16,500) (13,344) (220) (279) (2,315) (874) (18,521) (16,959) (49,945) (47,779) 36 3 91 11 19,820 17,483 67,015 62,543 (5,021) (3,561) (15,321) (13,703) 14,799 13,922 51,694 48,840 632 (1,453) 4,020 (1,199) (16) (21) (116) (168) (66) (101) 125 (772) 550 (1,575) 4,029 (2,139) (1) (4) (5) 549 (1,579) 4,024 (2,139) 15,348 12,343 55,718 46,701 14,749 13,879 51,522 48,706 50 43 172 134 15,297 12,294 55,547 46,570 51 49 171 131 0.19 0.19 0.69 0.66 29 2014 2013 9 30 12 31 932,196 896,556 495,909 566,429 84,722 73,310 3,396,875 3,193,063 159,033 119,726 226,217 221,253 639,463 670,615 435 344 70,364 57,179 15,347 17,224 192,157 145,238 6,212,718 5,960,937 1,302,015 1,126,563 22,672 28,640 4,116,546 4,157,833 39,560 24,619 150,145 113,435 7,132 6,107 11 18 116,757 82,238 5,754,838 5,539,453 74,263 74,263 113,383 113,383 203,717 164,585 64,437 67,330 455,800 419,561 2,080 1,923 457,880 421,484 6,212,718 5,960,937 30 2014 1 1 74,263 113,383 30,999 78,510 62,757 (4,928) (2,779) 26 67,330 419,561 1,923 421,484 51,522 51,522 172 51,694 3,905 125 (5) 4,025 (1) 4,024 3,905 125 (5) 51,522 55,547 171 55,718 24 24 (19,308) (19,308) (38) (19,346) 26,732 8,375 (35,107) 2014 9 30 74,263 113,383 30,999 105,242 71,132 (1,023) (2,654) 21 64,437 455,800 2,080 457,880 2013 1 1 74,263 113,383 24,790 58,157 34,309 (975) (1,876) (1) 77,868 379,918 1,529 381,447 48,706 48,706 134 48,840 (1,364) (772) (2,136) (3) (2,139) (1,364) (772) 48,706 46,570 131 46,701 265 265 (17,823) (17,823) (35) (17,858) 31 20,353 27,863 (48,247) 2013 9 30 74,263 113,383 24,821 78,510 62,172 (2,339) (2,648) (1) 60,504 408,665 1,890 410,555 31 9 30 9 2014 2013 67,015 62,543 16,500 13,344 (48) 46 (1,029) (1,086) 183 299 160 23 2,322 608 1,514 9 (50) 23 3,708 3,183 311 373 (91) (11) 3 (1) 20 19 195 183 (32,472) (25,294) (155) (101) (96) (9) (9) (17) 3,153 2,504 518 178 (32) (84) 61,620 56,732 (31,281) (55,961) 100,793 435 (11,412) (12,191) (219,283) (279,551) (42,315) (27,543) 175,452 99,068 (5,968) 7,666 (41,287) 341,804 20,287 1,409 (126) 519 (13,726) (17,083) (7,246) 115,304 32 9 30 9 2014 2013 (264,816) (318,930) 252,434 202,141 32 84 42,200 24,836 (8,613) (543) 180 (9,336) (6,722) 496 134 12,577 (99,000) 90,233 30,160 (2,789) (1,927) (19,303) (17,823) 24 265 (39,770) (14,885) (38) (35) 28,357 (4,245) 944 (1,533) 34,632 10,526 243,394 271,598 278,026 282,124 169,125 161,903 (100,560) (81,340) 33 (www.hkexnews.hk) (www.bankcomm.com) 2014 (www.sse.com.cn) (www.bankcomm.com) 2014 10 29 * * # * * * * * * # # # # # * # 34