Bank of Communications Co., Ltd. 03328 4605 2016 2016 6 30 34 A 601328 H 03328 BOCOM 15USDPREF 4605 188 86-21-58766688 86-21-58798398 investor@bankcomm.com -1- 2016 6 30 2016 2015 1-6 1-6 (%) 68,148 71,059 (4.10) 48,497 48,289 0.43 37,661 37,324 0.90 0.50 0.50 – 2016 2015 6 30 12 31 (%) 7,956,322 7,155,362 11.19 3,983,756 3,722,006 7.03 7,400,828 6,617,270 11.84 4,734,627 4,484,814 5.57 552,515 534,885 3.30 1 7.24 7.00 3.43 2 646,318 627,862 2.94 2 535,616 518,487 3.30 2 14,953 14,943 0.07 2 95,749 94,432 1.39 2 4,905,041 4,653,723 5.40 -2- 2016 2015 (%) 1-6 1-6 3 25.61 25.87 (0.26) 1.00 1.12 (0.12) 14.08 15.55 (1.47) 2016 2015 6 30 12 31 1.54 1.51 0.03 150.45 155.57 (5.12) 2 13.18 13.49 (0.31) 2 11.22 11.46 (0.24) 2 10.92 11.14 (0.22) 1. 2. 3. 2016 2015 2014 A-/A2 A-/A2 A-/A2 A2/P-1 A2/P-1 A2/P-1 A/F1 A/F1 A/F1 -3- 2016 6 30 74,262,726,645 A 39,250,864,015 52.85% H 35,011,862,630 47.15% 2015 12 31 2016 6 30 (%) (%) – – – – – – – – – 74,262,726,645 100.00 – – – – – 74,262,726,645 100.00 1 39,250,864,015 52.85 – – – – – 39,250,864,015 52.85 2 – – – – – – – – – 3 35,011,862,630 47.15 – – – – – 35,011,862,630 47.15 74,262,726,645 100.00 – – – – – 74,262,726,645 100.00 432,346 A 394,115 H 38,231 -4- 1 (%) – 19,702,693,828 26.53 – 2 422,587 14,943,587,650 20.12 – 3 – 13,886,417,698 18.70 – 4 – 3,283,069,006 4.42 – 573,236,991 2,050,446,886 2.76 – – 1,246,591,087 1.68 – – 808,145,417 1.09 – – 794,557,920 1.07 – – 663,941,711 0.89 – – 658,467,013 0.89 – 1. 2. 2016 6 30 H 3. 2016 6 30 H 13,886,417,698 (HSBC Holdings plc) 2016 6 30 H 14,135,636,613 19.03% H XV 4. 2016 6 30 H 7,027,777,777 9.46% 2016 6 30 A H 10,310,846,783 13.88% -5- 5% XV 2016 6 30 336 A A 1 (%) (%) 15,148,693,829 2 38.59 20.40 1,877,513,451 4.78 2.53 H H 1 (%) (%) 8,433,333,332 24.09 11.36 4,553,999,999 2 13.01 6.13 14,135,636,613 40.37 19.03 2,674,232 3 0.01 0.004 14,138,310,845 40.38 19.04 HSBC Finance 14,138,310,845 4 40.38 19.04 (Netherlands) -6- H H 1 (%) (%) HSBC Bank plc 9,012,000 0.03 0.01 63,250 5 0.0002 0.0001 9,075,250 0.03 0.01 HSBC Holdings plc 14,147,386,095 6 40.41 19.05 1. 2. 2016 6 30 H 4,553,999,999 6.13% A 15,148,693,829 20.40% 3. 62.14% H 2,674,232 H 2,674,232 H Hang Seng Bank Trustee International Limited 2,581,887 H Hang Seng Bank (Trustee) Limited 92,345 H 4. HSBC Asia Holdings BV HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Holdings BV HSBC Finance (Netherlands) HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Finance (Netherlands) 14,138,310,845 H 5. HSBC Trustee (C.I.) Limited 63,250 H HSBC Trustee (C.I.) Limited HSBC Private Bank (C.I.) Limited HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Europe (Netherlands) BV 94.90% HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plc HSBC Trustee (C.I.) Limited 63,250 H -7- 6. HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc 3 4 5 HSBC Holdings plc 14,138,310,845 H HSBC Bank plc 9,075,250 H 2016 6 30 336 XV 2015 419 2015 1646 2015 7 29 24.5 100 20 2015 7 29 149.82 149.24 (%) 4605 BOCOM 2015/7/29 20 5.00 122,500,000 2,450,000,000 2015/7/30 122,500,000 15USDPREF 2015 12 10 2015 660 2016 6 22 2016 1312 4.5 1. 1 -8- 2. (%) DB Nominees (Hong Kong) – 122,500,000 100 – Limited 1. 2. DB Nominees (Hong Kong) Limited 2016 6 30 Euroclear Clearstream 122,500,000 100% 3. 2016 4 28 136,111,111 5% 122,500,000 10% 13,611,111 2016 7 29 -9- 22 37 2016 79,563.22 11.19% 376.61 0.90% 39,837.56 7.03% 10.99% 18.27% 13.79% 47,346.27 5.57% 14.42% 3.79 49.02% 1,036.09 6.65% 209.64 8.14% 20.23% 0.27 25.61% 0.26 17.09 5.75% 82.87 0.63% 90.42% 2.29 1.54% 0.03 150.45% - 10 - 360 28 29.67% 1.57 7.11% 22.77% 0.90 5.07% 61,524.67 10.29% (AUM) 26,125.26 6.55% 1.5 5.31% 33.14% 2016 (FORTUNE) 500 153 37 (The Banker) 13 4 20 1 213.12 26.39% 97.03 10.84% 4.7% 32,379.24 6.85% 28,957.48 6.12% 475.41 7.35% 1.64% 0.02 - 11 - (1) (2) POS 17 6,547.91 303.33 (3) 2,000 24,000 - 12 - (4) 1.7 18 2016 (5) 19,606.84 571.31 904.61 52.57 25.89% (6) 33.92 15.25% 144 11% 1,799 (7) QDII 61,524.67 10.29% - 13 - 2 127.10 88.38% 99.73 36.19% 4.92% 14,932.18 2.94% 0.80 31.54% 10,880.08 9.53% 0.62 27.31% 138.23 15.95% 1.27% 0.07 AUM (1) 6,877.11 833.54 13.79% (2) VCR 60 10 - 14 - (AUM) 26,125.26 6.55% 7.62% 12.74% 13.74% (3) Apple pay Samsung pay pay HCE 4,714 399 8,852 24.75% 2,880.72 6.09% 2.14% 0.32 Apple pay NFC 11,383 567 4,325 7.77% 3 145.97 9.07% 134.53 15.84% - 15 - (1) 314 21 (CIPS) 45.74% 50.08% 96.58% PB(Prime Broker) 18.58% (2) 6.82 4.33 2.49 919 (3) 1.35 5,151.99 - 16 - (4) 19,584.88 20.11% 3.81% 37 (5) (LMBA) 4 811.53 18.53% 10.64 2,757.76 141.28% (6) 5,107 117,756 17.99% 15,347.40 5.31% 16.64% 2016 2016 - 17 - 4 82.87 0.63% 17.09 5.75% 3,214 73 76 3 1.37 1 90.42% 2.29 22,545 1.79% (1) 571 56 40 499 3,214 73 76 3 236 0.30 70.66% 43.51% (2) 21.86 108.47 90.42% 2.29 - 18 - 307 3.1 3,765 1.37 1 2.92 1 23.97% (iTM) 813 6.37% 4.11 83.23% 5.88% 13.48 60% 3.0 12.08% 1.3 26% 3.22 150% (3) 22,545 1.79% 10,010 12,535 (4) J.D.POWER 2016 - 19 - 5 (1) 26.79 29.67% 1.57 7.11% 7,439.07 6.09% 0.45 9.35% 2.79 12.50% 0.08% 0.01 14 1 56 142 1,620 33 127 238 24 55 19 72 253.97 24.91 - 20 - 8,894.48 32.10% 154.72 21.21% 101.59 41.55% 105.58 11.29% (2) 19.09 22.77% 0.90 5.07% 2,441.17 17.50% 0.17 3.07% + + - 21 - 1,563.29 11.99% PPP 5,861.69 18.80% 1/6 4,568.71 5.24% 3,081.54 88.14 180.61% A 18 20% 79.82 3.62% 1 (1) 484.97 2.08 0.43% - 22 - 6 30 6 2016 2015 68,148 71,059 20,964 19,386 (14,807) (11,454) 48,497 48,289 (2) 681.48 29.11 65.77% - 23 - 2016 6 30 6 2015 6 30 6 5 (%) (%) 934,971 6,969 1.49 874,830 6,565 1.50 550,912 7,224 2.62 636,419 11,021 3.46 3,972,290 96,895 4.88 3,640,072 109,081 5.99 2,803,016 65,089 4.64 2,619,488 76,869 5.87 1,004,577 29,099 5.79 901,034 29,849 6.63 164,697 2,707 3.29 119,550 2,363 3.95 1,746,290 33,273 3.81 1,226,081 25,616 4.18 6,919,372 3 140,225 3 4.05 6,271,004 3 150,590 3 4.80 325,501 299,415 7,244,873 3 6,570,419 3 4,626,153 44,989 1.94 4,245,883 50,350 2.37 3,141,520 28,887 1.84 2,834,823 32,868 2.32 1,484,633 16,102 2.17 1,411,060 17,482 2.48 1,822,177 25,843 2.84 1,552,866 27,189 3.50 321,852 5,381 3.34 193,191 3,685 3.81 6,485,091 3 72,077 3 2.22 5,885,542 3 79,531 3 2.70 759,782 684,877 7,244,873 3 6,570,419 3 68,148 71,059 1 1.83 3 2.10 3 2 1.97 3 2.27 3 1 1.95 4 2.16 4 2 2.08 4 2.33 4 - 24 - 1. 2. 3. 4. 5. 2016 36 4.10% 1.83% 1.97% 27 30 8 7 1.89% 2.03% 21 24 4 2016 1-6 2015 1-6 451 (47) 404 (1,479) (2,318) (3,797) 9,950 (22,136) (12,186) 10,872 (3,215) 7,657 19,794 (27,716) (7,922) 4,506 (9,867) (5,361) 4,713 (6,059) (1,346) 2,451 (755) 1,696 11,670 (16,681) (5,011) 8,124 (11,035) (2,911) - 25 - 2016 36 29.11 81.24 110.35 ① 1,443.61 79.22 5.20% A. 968.95 121.86 11.17% 111 B. 332.73 76.57 29.89% 42.43% C. 69.69 4.04 6.87% D. 72.24 37.97 34.45% 84 13.44% - 26 - ② 762.13 50.11 6.17% A. 449.89 53.61 10.65% 59.03% 43 B. 258.43 13.46 4.95% 66 C. 53.81 16.96 46.02% 66.60% (3) 209.64 15.78 8.14% - 27 - 6 30 6 2016 2015 6,610 7,249 3,392 4,686 1,689 2,109 6,783 5,028 3,395 1,568 369 332 22,238 20,972 (1,274) (1,586) 20,964 19,386 66.10 6.39 8.82% 33.92 12.94 27.61% 16.89 4.20 19.91% 67.83 17.55 34.90% 33.95 18.27 116.52% - 28 - (4) 262.77 14.22 5.72% 25.61% 0.26 (5) 148.07 33.53 29.27% 61.07 5.70 87.00 39.23 0.74% 0.12 (6) 105.74 2.09 1.94% 21.80% 25% 6 30 6 2016 2015 9,495 10,724 1,079 59 - 29 - 2 (1) 79,563.22 8,009.60 11.19% 2016 6 30 2015 12 31 (%) (%) 3,891,431 48.91 3,634,568 50.80 1,958,488 24.62 1,630,559 22.79 1,040,308 13.08 920,228 12.86 651,493 8.19 611,191 8.54 7,956,322 7,155,362 39,837.56 2,617.50 7.03% 2,220.60 6.75% - 30 - 2016 6 30 2015 12 31 (%) (%) 106,484 2.67 101,647 2.73 119,708 3.00 125,952 3.38 72,962 1.83 75,424 2.03 35,967 0.90 36,879 0.99 122,811 3.08 105,187 2.83 35,870 0.90 40,680 1.09 234,898 5.90 238,027 6.40 141,451 3.55 138,256 3.71 105,027 2.64 109,893 2.95 464,006 11.65 418,057 11.23 19,083 0.48 13,413 0.36 292,775 7.35 333,903 8.97 36,471 0.92 35,070 0.94 101,665 2.55 50,832 1.37 223,805 5.62 227,061 6.10 295,503 7.42 262,750 7.06 156,183 3.92 132,061 3.55 80,733 2.03 71,731 1.93 112,429 2.82 94,420 2.53 137,917 3.46 117,444 3.16 2,895,748 72.69 2,728,687 73.31 687,711 17.26 604,357 16.24 288,072 7.23 271,542 7.30 112,225 2.82 117,420 3.15 1,088,008 27.31 993,319 26.69 3,983,756 100.00 3,722,006 100.00 28,957.48 1,670.61 6.12% 57.83% - 31 - 10,880.08 946.89 9.53% 0.62 27.31% 1.85% 12.74% 2016 6 30 (%) A 11,967 0.30 B 10,901 0.27 C 10,191 0.26 D 8,646 0.22 E 7,600 0.19 F 7,598 0.19 G 7,000 0.18 H 6,326 0.16 I 6,106 0.15 J 6,024 0.15 82,359 2.07 33.16% 18.23% 7.83% 8.37% 3.37% 9.65% - 32 - 1.54% 0.03 150.45% 5.12 2.32% 0.03 90 2016 2015 6 30 12 31 61,364 56,206 90 85,381 91,423 (%) 1.54 1.51 19,584.88 3,279.29 20.11% 3.81% - 33 - 2016 6 30 2015 12 31 (%) (%) 116,316 5.94 108,458 6.65 341,771 17.45 323,679 19.85 295,075 15.07 264,739 16.24 1,205,326 61.54 933,683 57.26 1,958,488 100.00 1,630,559 100.00 2016 6 30 2015 12 31 (%) (%) 936,274 47.81 662,337 40.62 22,975 1.17 21,939 1.35 576,633 29.44 496,184 30.43 422,606 21.58 450,099 27.60 1,958,488 100.00 1,630,559 100.00 - 34 - (%) 2015 5,910 4.95 19/01/2018 – 2015 5,060 3.74 10/09/2025 – 2011 5,000 5.50 26/10/2021 – 2014 4,000 5.98 18/08/2029 – 2012 3,800 4.70 29/06/2022 – 2012 3,500 4.30 14/02/2017 – 2013 3,200 4.95 17/06/2023 – 2015 3,000 4.01 30/07/2018 – 2015 3,000 4.21 30/07/2020 – 2012 3,000 4.20 28/02/2017 – (2) 74,008.28 7,835.58 11.84% 2,498.13 63.97% 3.80 3,832.82 27.36% 2.56 - 35 - 47,346.27 2,498.13 5.57% 68.39% 0.81 31.54% 0.80 49.02% 3.79 50.91% 3.78 2016 2015 6 30 12 31 3,237,924 3,030,408 1,643,946 1,433,773 1,593,978 1,596,635 1,493,218 1,450,607 677,040 594,704 816,178 855,903 3 3,614.03 309.68 2,260.02 1,299.45 2,994.06 1,270.20 1,024.45 1,057.85 - 36 - 4 (1) 6 30 6 2016 2015 1 1 6,244 11,318 6,301 11,751 1,902 4,146 1,943 4,087 12,879 38,799 12,588 33,016 10,124 17,744 10,730 17,254 5,964 9,742 6,396 9,508 3,504 5,485 3,195 4,727 7,880 16,375 7,136 16,803 2 48,497 103,609 48,289 97,146 1. 2. - 37 - (2) 2016 6 30 2015 12 31 687,739 557,012 707,804 544,823 267,468 196,156 264,203 190,285 1,735,544 1,394,855 1,639,756 1,299,000 1,092,575 746,001 964,427 687,517 624,598 410,184 556,443 382,623 324,100 353,544 349,764 326,400 2,603 326,004 2,417 291,358 4,734,627 3,983,756 4,484,814 3,722,006 (3) 51.20% 2016 6 30 6 34,890 19,666 13,015 577 68,148 30,178 8,724 28,669 577 68,148 4,712 10,942 (15,654) – – - 38 - 1 2 3 2016 6 13.18% 11.22% 10.92% - 39 - 535,616 508,726 550,569 523,650 646,318 619,214 (%) 10.92 10.77 (%) 11.22 11.09 (%) 13.18 13.11 (%) 10.63 10.59 (%) 13.42 13.31 4 2016 6 30 4,489,350 92,130 323,561 – 4,905,041 - 40 - 5 2016 6 30 3,123,087 1,261,475 4,384,562 2016 6 30 4,294,479 6,230 138,200 47,556 4,480,235 - 41 - 6 5,942 1,428 7,370 7 (VaR) (VaR) (SVaR) 1 10 99% 2016 1-6 (VaR) (SVaR) 675 1,120 1,510 2,056 449 598 868 1,374 - 42 - 2015 1 2016 6 30 6.30% 2015 1 2016 2016 2015 6 30 3 31 12 31 550,569 551,948 533,430 8,739,883 8,199,075 7,956,127 (%) 6.30 6.73 6.70 - 43 - 2016 112.50% 2016 1% 20% 2016 1 1,238,964 2 1,421,850 122,931 3 382,328 18,979 4 1,039,522 103,952 5 3,290,783 1,292,403 6 2,259,552 562,748 7 1,027,936 726,360 8 3,295 3,295 9 11,687 10 575,152 36,851 11 1,772 1,772 12 575 575 13 572,805 34,504 14 11,937 7,098 15 1,017,567 23,994 16 1,494,964 17 50,557 44,208 18 674,621 411,258 19 21,123 11,784 20 746,301 467,250 21 1,155,788 22 1,027,714 23 (%) 112.50 - 44 - 2016 1 2016 2 1+3+2 3 - 45 - 4 2016 513.4 135.9 360 - 46 - 2016 6 613.64 1.54% 51.58 0.03 2016 6 2016 6 30 2015 12 31 2014 12 31 (%) (%) (%) 3,800,125 95.39 3,547,697 95.32 3,296,815 96.07 122,267 3.07 118,103 3.17 91,903 2.68 3,922,392 98.46 3,665,800 98.49 3,388,718 98.75 23,697 0.59 22,953 0.62 16,103 0.47 22,297 0.56 22,521 0.61 18,680 0.54 15,370 0.39 10,732 0.28 8,234 0.24 61,364 1.54 56,206 1.51 43,017 1.25 3,983,756 100.00 3,722,006 100.00 3,431,735 100.00 2016 6 (%) 2016 1-6 2015 2014 1.52 2.52 2.59 17.93 27.32 24.43 31.09 32.14 52.64 28.26 21.78 18.90 5 - 47 - 6 FTP 7 - 48 - 8 9 10 IT - 49 - 2016 6 5,305.40 6.67% 47.47% 2016 531 - 50 - 1. 2. 2015 - 51 - 2016 7 - 52 - 1. 2. 2015 3. 2015 4. 2015 - 53 - A 210,000 – 210,000 – H 310,000 – 310,000 – A 150,000 – 150,000 – H 50,000 – 50,000 – A 130,000 – 130,000 – H 50,000 – 50,000 – A 80,000 – 80,000 – H 20,000 – 20,000 – A 80,000 – 80,000 – H 20,000 – 20,000 – A 80,000 – 80,000 – H 30,000 – 30,000 – A 80,000 – 80,000 – H 30,000 – 30,000 – A 50,000 – 50,000 – H 30,000 – 30,000 – A 79,100 – 79,100 – H 20,000 – 20,000 – A 150,000 – 150,000 – H 20,000 – 20,000 – A 0 – 0 – H 20,000 – 20,000 – A 0 – 0 – H 30,000 – 30,000 – A 80,000 – 80,000 – H 20,000 – 20,000 – A 80,000 – 80,000 – H 40,000 – 40,000 – A 46,000 – 46,000 – H 20,000 – 20,000 – A 0 – 0 – H 30,000 – 30,000 – A 40,000 – 40,000 – H 20,000 – 20,000 – A 60,000 – 60,000 – H 20,000 – 20,000 – A 40,000 – 40,000 – H 20,000 – 20,000 – A 0 40,000 40,000 H 180,000 – 180,000 – A 40,600 – 40,600 – H 31,000 – 31,000 – - 54 - 2015 2015 2016 6 30 XV XV 352 1 2016 6 27 2015 2015 2015 12 31 742.63 0.27 200.51 2016 7 29 2016 7 13 H A 2016 4 28 136,111,111 5% 122,500,000 10% 13,611,111 2016 7 29 2 2016 3 - 55 - 1 (%) (%) 400061 5 434,579,719.46 5.83 3.95 611,971,298.76 – (180,224,557.24) 400062 5 701,956,676.49 5.79 5.44 398,085,075.00 – 54,404,960.25 00354 72,552,120.00 1.26 1.16 64,527,585.00 – (2,704,260.00) V Visa Inc. 6,066,233.02 – – 45,768,663.04 – (1,575,438.08) 600068 17,784,002.74 0.14 0.14 37,830,005.82 – (13,325,002.05) 600066 12,185,581.64 0.03 0.03 12,897,739.80 (309,119.73) – 601939 11,668,984.37 – – 11,738,960.00 836,870.07 – 000568 7,643,743.26 – 0.02 8,910,000.00 671,082.00 578,385.74 000002 A 3,818,250.18 – – 6,636,727.09 – – 002408 6,391,549.23 – 0.06 6,039,000.00 142,775.53 (352,549.23) 000043 5,847,502.95 – 0.01 5,775,000.00 – (72,502.95) 600663 6,366,589.78 – 0.01 5,687,500.00 353,691.95 (679,089.78) 600109 5,548,485.83 – 0.01 5,661,600.00 (6,655.10) 113,114.17 600115 5,098,045.44 – 0.01 5,288,000.00 225,046.21 189,954.56 97,845,087.43 100,877,467.49 (2,892,336.39) 3,645,960.62 1,395,352,571.82 1,327,694,622.00 (978,645.46) (140,001,023.99) - 56 - 2 (%) (%) 300,000,000.00 10.60 10.60 561,133,054.33 38,172,960.00 – 489,500,000.00 10.00 10.00 489,500,000.00 – – 408,000,000.00 10.00 10.00 408,000,000.00 – – 146,250,000.00 3.90 3.90 146,250,000.00 – – 120,000,000.00 10.00 10.00 120,000,000.00 – – 100,000,000.00 10.00 10.00 100,000,000.00 – – 16,000,000.00 1.96 1.96 16,000,000.00 – – 15,000,000.00 2.49 2.49 15,000,000.00 – – 8,000,000.00 – 4.00 8,000,000.00 – – 4,900,000.00 – 49.00 4,900,000.00 – – 3,000,000.00 – 30.00 3,000,000.00 – – 1,000,000.00 – 0.03 1,000,000.00 – – 490,000.00 49.00 49.00 490,000.00 – – 180,000.00 18.00 18.00 408,153.52 228,153.52 – 1,612,320,000.00 1,873,681,207.85 38,401,113.52 – - 57 - 3 2015 7 24.5 15.87 1 1 2 3 4 1 - 58 - 2015 5 19 BBM BBM BBM 6 - 59 - 2015 2015 2016 2,888 2016 2016 8 25 2016 8 25 2016 8 25 28% 2016 8 25 - 60 - 6 30 6 2016 2015 144,361 152,283 (76,213) (81,224) 2 68,148 71,059 3 22,238 20,972 (1,274) (1,586) 20,964 19,386 1,095 (336) 520 944 38 43 8,764 3,028 4,080 3,022 4 (14,807) (11,454) (8,161) (3,576) (32,144) (33,827) 48,497 48,289 5 (10,574) (10,783) 37,923 37,506 364 490 (225) 58 (9) (5) 754 (36) 884 507 (24) 19 860 526 38,783 38,032 - 61 - 6 30 6 2016 2015 37,661 37,324 262 182 37,923 37,506 38,609 37,828 174 204 38,783 38,032 6 0.50 0.50 - 62 - 2016 2015 6 30 12 31 1,040,308 920,228 651,493 611,191 196,012 173,309 3,891,431 3,634,568 – 341,771 323,679 – 295,075 264,739 – 1,205,326 933,683 623 577 98,170 90,393 15,564 16,684 220,549 186,311 7,956,322 7,155,362 2,024,521 1,641,239 73,194 62,461 4,734,627 4,484,814 183,508 89,265 8,282 8,604 130 119 179,250 170,106 197,316 160,662 7,400,828 6,617,270 74,263 74,263 14,924 14,924 113,392 113,392 271,842 259,208 78,094 73,098 552,515 534,885 2,979 3,207 555,494 538,092 7,956,322 7,155,362 - 63 - 8 2016 1 1 74,263 14,924 113,392 44,098 139,764 75,653 1,608 (64) (1,868) 17 73,098 534,885 3,207 538,092 – – – – – – – – – – 37,661 37,661 262 37,923 – – – – – – 227 (9) 754 (24) – 948 (88) 860 – – – – – – 227 (9) 754 (24) 37,661 38,609 174 38,783 – – – – – – – – – – (44) (44) (367) (411) – – – – – – – – – – (20,051) (20,051) (35) (20,086) – – – – – – – – – – (884) (884) – (884) – – – 61 – 11,625 – – – – (11,686) – – – 2016 6 30 74,263 14,924 113,392 44,159 139,764 87,278 1,835 (73) (1,114) (7) 78,094 552,515 2,979 555,494 2015 1 1 74,263 – 113,496 37,522 105,242 71,549 131 – (2,984) 11 71,825 471,055 2,550 473,605 – – – – – – – – – – 37,324 37,324 182 37,506 – – – – – – 526 (5) (36) 19 – 504 22 526 – – – – – – 526 (5) (36) 19 37,324 37,828 204 38,032 – – – – – – – – – – – – 267 267 – – – – – – – – – – (20,051) (20,051) – (20,051) – – – 51 34,522 3,197 – – – – (37,770) – – – – – (53) – – – – – – – – (53) – (53) 2015 6 30 74,263 – 113,443 37,573 139,764 74,746 657 (5) (3,020) 30 51,328 488,779 3,021 491,800 - 64 - 6 30 6 2016 2015 48,497 48,289 14,807 11,454 320 138 (5) 581 30 (153) 16 23 – 2 5,555 1,681 3,786 3,439 10 30 (12) (2) (1) (108) (31,162) (22,859) (955) (989) (724) 460 (38) (43) (520) (944) 3,718 2,982 1,663 703 44,985 44,684 (28,423) 6,410 (100,991) (127,102) (32,718) (46,223) (270,715) (279,366) (35,362) (29,629) 383,282 290,933 20,004 3,033 249,813 484,898 6,462 17,600 (837) 444 (9,498) (9,735) 226,002 355,947 - 65 - 6 30 6 2016 2015 (728,017) (369,090) 408,715 182,623 208 54 31,867 23,706 (411) – (298) (653) 14 110 (11,552) (9,429) 68 293 (299,406) (172,386) 192,332 50,565 (1,492) (1,903) – (10,593) – 267 (88,360) (41,676) (35) – 102,445 (3,340) 1,927 (58) 30,968 180,163 330,435 313,626 361,403 493,789 114,882 131,022 (70,153) (74,044) - 66 - 1. 34 2015 2015 12 31 2016 1 1 11 14 16 38 2012-2014 10 12 28 1 - 67 - 7 2017 1 1 12 2017 1 1 2 2018 1 1 10 28 2016 1 1 15 2018 1 1 9 2018 1 1 16 2019 1 1 9 16 7 9 16 7 - 68 - 2. 6 30 6 2016 2015 6,969 6,565 7,224 11,021 96,895 109,081 33,273 25,616 144,361 152,283 (25,843) (27,189) (44,989) (50,350) (3,718) (2,982) (1,663) (703) (76,213) (81,224) 68,148 71,059 955 989 2,112 2,757 258 123 - 69 - 3. 6 30 6 2016 2015 6,610 7,249 3,392 4,686 1,689 2,109 6,783 5,028 3,395 1,568 369 332 22,238 20,972 6 30 6 2016 2015 661 427 1,308 1,109 4. 6 30 6 2016 2015 – 6,107 6,677 – 8,700 4,777 14,807 11,454 - 70 - 5. 6 30 6 2016 2015 – 8,874 10,146 – 402 403 – 219 175 9,495 10,724 1,079 59 10,574 10,783 25% 2015 25% 25% 2015 25% 6 30 6 2016 2015 48,497 48,289 25% 12,124 12,072 66 74 (1) 84 76 (2) (1,738) (1,518) 38 79 10,574 10,783 (1) - 71 - (2) 6. 6 30 6 2016 2015 36,777 37,324 74,263 74,263 0.50 0.50 2015 7 29 2016 32 8.84 2016 6 30 2016 6 30 - 72 - 7. 2016 6 30 1,449,354 19,010 (21,426) 598,279 1,566 (3,279) 2,047,633 20,576 (24,705) 2015 12 31 1,609,192 32,825 (31,318) 504,847 1,485 (1,846) 2,114,039 34,310 (33,164) 2016 2015 6 30 12 31 839,902 938,269 984,288 955,992 92,266 103,905 131,177 115,873 2,047,633 2,114,039 - 73 - 2016 6 30 13,342 130 (147) 42,403 1 (1,320) 55,745 131 (1,467) 2015 12 31 17,228 187 (74) 28,272 127 (281) 45,500 314 (355) - 74 - 2016 2015 6 30 6 30 6 6 (1,159) 63 1,102 (79) (57) (16) (b) 2016 6 30 6 0.12 2015 6 30 6 0.07 8. 6 30 6 2016 2015 20,051 20,051 884 – (1) - 75 - (2) 10% (3) (4) 2016 3 29 2016 6 27 2015 2016 115.97 2015 12 31 742.63 1 A H 0.27 200.51 2016 4 28 2016 7 29 5% 8.84 9. 2016 2015 6 30 12 31 301,648 333,725 131,601 150,085 243,929 294,834 528,688 438,608 1 24,012 32,700 1 56,614 58,547 1,286,492 1,308,499 - 76 - 2016 2015 6 30 12 31 8,912 7,645 2016 2015 6 30 12 31 1 1 3,418 3,021 1 2 2 2,761 2,485 2 3 3 2,075 1,885 3 5 5 2,418 2,282 5 1,722 1,683 12,394 11,356 - 77 - 2016 2015 6 30 12 31 1 1 4,454 3,442 1 2 2 4,390 2,958 2 3 3 4,346 2,955 3 5 5 8,143 5,905 5 25,382 17,698 46,715 32,958 2016 6 30 698.14 2015 12 31 679.52 2016 6 30 2015 12 31 - 78 - 2016 2015 6 30 12 31 1,587 1,397 379 369 10. (1) (2) (3) (4) (5) - 79 - (6) (7) - 80 - 2016 6 30 6 13,400 4,848 34,619 18,866 10,360 7,168 55,100 – 144,361 (15,021) (4,324) (25,055) (14,400) (6,515) (4,555) (6,343) – (76,213) 9,981 2,581 10,737 8,418 3,554 133 (35,404) – – 8,360 3,105 20,301 12,884 7,399 2,746 13,353 – 68,148 2,505 941 8,429 4,470 1,932 1,188 2,773 – 22,238 (47) (23) (980) (164) (62) (148) 150 – (1,274) 2,458 918 7,449 4,306 1,870 1,040 2,923 – 20,964 109 21 (26) 39 197 810 (55) – 1,095 – – 326 34 – 160 – – 520 – – 8,741 – – 23 – – 8,764 – – – – – – 38 – 38 391 102 2,008 481 276 706 116 – 4,080 11,318 4,146 38,799 17,744 9,742 5,485 16,375 – 103,609 (1,449) (555) (7,401) (2,470) (1,135) (197) (1,600) – (14,807) – – (8,154) – – (7) – – (8,161) (3,625) (1,689) (10,365) (5,150) (2,643) (1,777) (6,895) – (32,144) 6,244 1,902 12,879 10,124 5,964 3,504 7,880 – 48,497 (10,574) 37,923 (406) (222) (1,464) (514) (334) (338) (508) – (3,786) (180) (53) (10,535) (337) (91) (94) (561) – (11,851) - 81 - 2015 6 30 6 15,655 5,596 41,305 22,713 11,871 5,708 49,435 – 152,283 (15,816) (3,961) (29,339) (15,795) (5,958) (2,792) (7,563) – (81,224) 8,984 1,505 8,737 5,582 1,550 1,398 (27,756) – – 8,823 3,140 20,703 12,500 7,463 4,314 14,116 – 71,059 2,518 835 7,603 4,363 1,938 1,197 2,518 – 20,972 (211) (45) (659) (271) (179) (201) (20) – (1,586) 2,307 790 6,944 4,092 1,759 996 2,498 – 19,386 264 57 310 130 39 (1,096) (40) – (336) 3 – 961 23 – 3 (46) – 944 – – 3,009 – – 19 – – 3,028 – – – – – – 43 – 43 354 100 1,089 509 247 491 232 – 3,022 11,751 4,087 33,016 17,254 9,508 4,727 16,803 – 97,146 (1,127) (363) (6,627) (856) (319) (57) (2,105) – (11,454) – – (3,564) – – (12) – – (3,576) (4,323) (1,781) (10,237) (5,668) (2,793) (1,463) (7,562) – (33,827) 6,301 1,943 12,588 10,730 6,396 3,195 7,136 – 48,289 (10,783) 37,506 (385) (214) (1,052) (493) (318) (216) (761) – (3,439) (399) (333) (5,206) (616) (399) (3,322) (560) – (10,835) - 82 - 2016 6 30 1,138,921 371,671 2,465,053 1,399,258 713,751 755,571 3,564,054 (2,467,521) 7,940,758 – – – 9 – 53 561 – 623 15,564 7,956,322 (1,134,555) (369,349) (2,392,284) (1,386,279) (709,685) (744,491) (3,131,576) 2,467,521 (7,400,698) (130) (7,400,828) 2015 12 31 1,135,026 341,769 2,336,453 1,240,038 633,404 659,606 3,059,290 (2,266,908) 7,138,678 – – – 1 – 53 523 – 577 16,684 7,155,362 (1,129,382) (338,407) (2,283,083) (1,225,180) (625,688) (637,153) (2,645,166) 2,266,908 (6,617,151) (119) (6,617,270) - 83 - 2016 6 30 6 30,178 8,724 28,669 577 68,148 4,712 10,942 (15,654) – – 34,890 19,666 13,015 577 68,148 9,703 9,973 589 699 20,964 364 9 392 330 1,095 – – 520 – 520 – – – 38 38 – – – 8,764 8,764 2,532 1,387 81 80 4,080 47,489 31,035 14,597 10,488 103,609 (12,419) (2,388) – – (14,807) – – – (8,161) (8,161) – (1,140) (2,388) (83) (175) (3,786) – (12,618) (13,549) (1,061) (1,130) (28,358) 21,312 12,710 13,453 1,022 48,497 (10,574) 37,923 (3,566) (7,476) (260) (549) (11,851) - 84 - 2015 6 30 6 38,994 7,410 24,112 543 71,059 834 9,340 (10,174) – – 39,828 16,750 13,938 543 71,059 10,883 7,323 126 1,054 19,386 459 (3) (1,594) 802 (336) – – 890 54 944 – – – 43 43 – – – 3,028 3,028 1,386 1,541 23 72 3,022 52,556 25,611 13,383 5,596 97,146 (8,510) (2,944) – – (11,454) – – – (3,576) (3,576) – (1,036) (2,169) (75) (159) (3,439) – (14,057) (13,751) (1,695) (885) (30,388) 28,953 6,747 11,613 976 48,289 (10,783) 37,506 (3,260) (6,836) (237) (502) (10,835) - 85 - 2016 6 30 3,006,698 1,134,386 3,751,695 47,979 7,940,758 623 623 15,564 7,956,322 (3,511,583) (1,519,017) (2,336,384) (33,714) (7,400,698) (130) (7,400,828) - 86 - 2015 12 31 2,819,081 1,043,997 3,242,760 32,840 7,138,678 577 577 16,684 7,155,362 (3,275,719) (1,477,740) (1,856,510) (7,182) (6,617,151) (119) (6,617,270) - 87 - 11. 2016 6 30 256,039 264 – 81 102 – – 783,822 1,040,308 93,686 251,197 81,234 210,172 15,202 2 – – 651,493 2,411 10,956 16,205 93,874 50,830 14,181 – 7,555 196,012 – 417,970 279,283 1,039,022 1,002,033 1,076,154 76,969 – 3,891,431 – 17,567 24,896 47,857 176,579 73,144 1,728 – 341,771 – 6,237 13,811 38,804 188,675 42,397 – 5,151 295,075 – 9,158 14,817 97,391 682,126 401,834 – – 1,205,326 36,089 9,339 17,587 29,251 94,723 23,771 1,063 123,083 334,906 388,225 722,688 447,833 1,556,452 2,210,270 1,631,483 79,760 919,611 7,956,322 (373,020) (462,978) (302,644) (649,170) (217,993) (18,716) – – (2,024,521) (435) (11,619) (9,639) (42,521) (7,274) (1,706) – – (73,194) (2,357,338) (436,643) (646,144) (880,387) (414,111) (4) – – (4,734,627) (73,187) (28,785) (54,480) (101,736) (192,458) (117,840) – – (568,486) (2,803,980) (940,025) (1,012,907) (1,673,814) (831,836) (138,266) – – (7,400,828) (2,415,755) (217,337) (565,074) (117,362) 1,378,434 1,493,217 79,760 919,611 555,494 - 88 - 2015 12 31 164,382 – – – – – – 755,846 920,228 124,719 185,497 80,483 201,436 19,054 2 – – 611,191 382 16,979 17,887 40,915 68,426 19,280 – 9,440 173,309 – 433,050 270,186 1,021,046 880,890 964,591 64,805 – 3,634,568 – 17,437 29,866 73,766 149,817 52,654 139 – 323,679 – 18,227 24,033 46,395 135,275 35,392 – 5,417 264,739 – 6,660 17,195 62,212 546,858 300,758 – – 933,683 16,278 11,137 7,679 37,071 91,881 22,956 549 106,414 293,965 305,761 688,987 447,329 1,482,841 1,892,201 1,395,633 65,493 877,117 7,155,362 (424,617) (294,733) (223,515) (481,053) (206,126) (11,195) – – (1,641,239) (344) (20,359) (10,624) (22,081) (6,788) (2,265) – – (62,461) (2,030,760) (488,922) (661,849) (876,319) (426,960) (4) – – (4,484,814) (52,124) (21,565) (45,063) (87,956) (114,706) (107,342) – – (428,756) (2,507,845) (825,579) (941,051) (1,467,409) (754,580) (120,806) – – (6,617,270) (2,202,084) (136,592) (493,722) 15,432 1,137,621 1,274,827 65,493 877,117 538,092 12. 2016 7 21 40 3.17% 2019 7 22 2016 8 10 5.5 2019 - 89 - www.hkexnews.hk www.bankcomm.com 2016 www.hkexnews.hk www.bankcomm.com 2016 www.sse.com.cn www.bankcomm.com 2016 9 H * * * * * # # # # # # * # - 90 -