Bank of Communications Co., Ltd. 03328 4605 2016 2016 9 30 34 571 XIVA 13.09 A 601328 H 3328 1 360021 BOCOM 15USDPREF 4605 188 021-58766688 021-58798398 investor@bankcomm.com -1- 2016 9 30 2016 2015 9 30 12 31 (%) 8,091,810 7,155,362 13.09 4,023,430 3,722,006 8.10 7,472,932 6,617,270 12.93 4,728,274 4,484,814 5.43 615,819 534,885 15.13 1 7.49 7.00 7.00 2 706,888 627,862 12.59 2 553,993 518,487 6.85 2 59,906 14,943 300.90 2 92,989 94,432 (1.53) 2 4,989,776 4,653,723 7.22 2016 2015 1-9 1-9 (%) 100,764 107,975 (6.68) 28,898 27,428 5.36 67,421 67,387 0.05 52,578 52,040 1.03 0.70 0.70 – -2- 2016 2015 (%) 9 30 12 31 1.53 1.51 0.02 150.31 155.57 (5.26) 2.29 2.35 (0.06) 2 14.17 13.49 0.68 2 12.30 11.46 0.84 2 11.10 11.14 (0.04) 2016 2015 (%) 1-9 1-9 0.93 1.04 (0.11) 3 12.87 14.23 (1.36) 4 30.00 28.73 1.27 1. 2. 3. 4. -3- A 370,960 H 38,004 408,964 (%) 19,702,693,828 26.53 0 14,944,877,448 20.12 0 13,886,417,698 18.70 0 3,283,069,006 4.42 0 1,986,601,535 2.68 0 1,246,591,087 1.68 0 808,145,417 1.09 0 794,557,920 1.07 0 745,305,404 1.00 0 663,941,711 0.89 0 1. 2016 9 30 H 2. 2016 9 30 H 13,886,417,698 (HSBC Holdings plc) H 14,135,636,613 19.03% 3. 2016 9 30 H 7,460,495,777 10.05% 7,027,777,777 H 432,718,000 H A H 10,743,564,783 14.47% -4- 1 (%) DB Nominees (Hong Kong) Limited 122,500,000 100 – 1. 2. DB Nominees (Hong Kong) Limited 2016 9 30 Euroclear Clearstream 122,500,000 100% 3. 4. -5- 42 (%) 100,000,000 22.22 – 2012 21,000,000 4.67 – 5 20,000,000 4.44 – 20,000,000 4.44 – 20,000,000 4.44 – 20,000,000 4.44 – 20,000,000 4.44 – 17,000,000 3.78 – 15,000,000 3.33 – 15,000,000 3.33 – 1. 2. 3. -6- 2016 80,918.10 13.09% 74,729.32 12.93% 6,158.19 15.13% 1,479.73 0.65% 525.78 1.03% (ROAA) (ROAE) 0.93% 12.87% 0.07 0.56 1. (1) 1,007.64 72.11 6.68% 68.10% 1.91% 33 2.00% 24 (2) 288.98 14.70 5.36% 19.53% 0.87 (3) 440.06 22.73 5.45% 30.00% 1.27 28.89% 0.16 -7- (4) 210.05 13.01 6.60% 2. (1) 40,234.30 3,014.24 8.10% 28,841.96 1,555.09 5.70% 11,392.34 1,459.15 14.69% (2) 47,282.74 2,434.60 5.43% 68.13% 0.55 31.82% 0.52 49.09% 3.86 50.86% 3.83 (3) 20,806.08 4,500.49 27.60% (4) 613.74 51.68 1.53% 0.02 150.31% 5.26 2.29% 0.06 -8- 14.17% 12.30% 11.10% 553,993 526,037 613,899 585,913 706,888 678,691 (%) 11.10 10.94 (%) 12.30 12.19 (%) 14.17 14.12 (%) 10.64 10.60 (%) 14.33 14.26 -9- 2015 1 6.95% 2015 1 2016 2016 2016 9 30 6 30 3 31 613,899 550,569 551,948 8,828,883 8,739,883 8,199,075 (%) 6.95 6.30 6.73 1. 2015 9 2018 100% 2014 2015 2016 2017 60% 70% 80% 90% 100% 100% 2. 2016 116.43% 2016 3.93 20% - 10 - 2016 1 1,237,477 2 1,436,967 123,784 3 395,474 19,635 4 1,041,493 104,149 5 3,358,616 1,346,900 6 2,250,931 560,569 7 1,102,378 781,024 8 5,307 5,307 9 11,870 10 555,360 33,194 11 1,815 1,815 12 197 197 13 553,348 31,182 14 6,868 6,868 15 1,163,763 27,610 16 1,550,226 17 100,656 75,588 18 650,841 424,591 19 23,293 12,936 20 774,790 513,115 21 1,207,559 22 1,037,111 23 (%) 116.43 - 11 - 9 30 9 30 3 9 2016 2015 2016 2015 71,389 76,894 215,750 229,177 (38,773) (39,978) (114,986) (121,202) 32,616 36,916 100,764 107,975 8,757 8,931 30,995 29,903 (823) (889) (2,097) (2,475) 7,934 8,042 28,898 27,428 661 2,189 1,756 1,853 379 213 899 1,157 30 12 68 55 515 588 9,279 3,616 2,229 1,915 6,309 4,937 (6,198) (8,250) (21,005) (19,704) (615) (534) (8,776) (4,110) (18,627) (21,993) (50,771) (55,820) 18,924 19,098 67,421 67,387 (3,930) (4,299) (14,504) (15,082) 14,994 14,799 52,917 52,305 - 12 - 9 30 9 30 3 9 2016 2015 2016 2015 2,100 (128) 2,464 362 (236) 26 (461) 84 58 7 49 2 183 684 937 648 1,336 – 1,336 – 3,441 589 4,325 1,096 (3) (12) (27) 7 3,438 577 4,298 1,103 18,432 15,376 57,215 53,408 14,917 14,716 52,578 52,040 77 83 339 265 14,994 14,799 52,917 52,305 18,352 15,308 56,961 53,136 80 68 254 272 18,432 15,376 57,215 53,408 0.20 0.20 0.70 0.70 - 13 - 2016 2015 9 30 12 31 957,192 920,228 704,370 611,191 198,948 173,309 3,931,176 3,634,568 351,773 323,679 304,323 264,739 1,305,974 933,683 652 577 104,180 90,393 14,872 16,684 218,350 186,311 8,091,810 7,155,362 2,065,438 1,641,239 64,856 62,461 4,728,274 4,484,814 232,190 89,265 7,632 8,604 343 119 188,713 170,106 185,486 160,662 7,472,932 6,617,270 74,263 74,263 59,876 14,924 113,392 113,392 275,292 259,208 92,996 73,098 615,819 534,885 3,059 3,207 618,878 538,092 8,091,810 7,155,362 - 14 - 9 30 9 2016 2015 67,421 67,387 21,005 19,704 569 184 (43) 1,015 50 (58) 17 33 5,895 2,076 5,698 5,100 13 215 (38) 1 (5) (124) (48,642) (35,988) (1,459) (1,476) 473 (205) (68) (55) (899) (1,157) 5,640 4,550 3,093 1,160 58,720 62,362 (51,464) 18,494 (161,866) (193,694) (36,546) (21,048) (316,154) (303,190) (30,265) (34,219) 424,199 287,939 10,562 5,342 243,460 463,669 14,213 30,622 (837) 1,285 (12,220) (14,228) 141,802 303,334 - 15 - 9 30 9 2016 2015 (889,207) (582,299) 450,904 234,423 260 155 49,414 37,260 (302) (496) 17 124 (21,612) (18,690) 1,300 1,287 (409,226) (328,236) 45,000 14,982 (48) – 325,552 86,462 (5,490) (5,158) (20,049) (20,048) (884) – – 267 (162,412) (33,825) (35) – 181,634 42,680 2,603 3,820 (83,187) 21,598 330,435 313,626 247,248 335,224 172,116 187,255 (100,638) (111,151) - 16 - (www.hkexnews.hk) (www.bankcomm.com) 2016 (www.sse.com.cn) * * * * * * * * # # # # # # * # - 17 -