Central China Securities Co., Ltd. (2002年於中華人民共和國河南省成立的股份有限公司,中文公司名稱為「中原証券股份有限公司」, 在香港以「中州証券」名義開展業務) (股份代號:01375) 2019 7 4 Sino Oriental 52% 48% Sino Oriental 52% 847,080,000 –1– 52% 100% 664,416,272 100% 52% 100% 40,200,000 14A.07 34% –2– 100% 1% 5% 14A I. 2019 7 4 Sino Oriental II. i. 2019 7 4 ii. Sino Oriental Sino Oriental –3– iii. 52% 48% Sino Oriental 52% a) 2018 10 31 1,629,000,000 52% 847,080,000 34% 553,860,000 Sino Oriental 8% 130,320,000 6% 97,740,000 4% 65,160,000 52% 847,080,000 –4– b) 52% 1) 2) 3) 4) 5) 6) 7) –5– 8) iv. 52% 100% 664,416,272 14 100% v. 100% 52% 100% –6– a) 100% 40,200,000 2018 10 31 40,200,000 2019 14,079,832 b) Sino Oriental 1) Sino Oriental 2) Sino Oriental 3) Sino Oriental 4) 52% –7– 5) 6) 7) vi. 52% 100% a) 2019 7 10 Sino Oriental 80% 2019 7 10 b) 2019 7 31 100% 40,200,000 –8– c) 2019 8 20 Sino Oriental 10% d) (i) 2018 11 1 2019 5 31 7 (ii) 2019 8 31 Sino Oriental 10% e) 2019 9 30 (i) 2018 11 1 2019 5 31 7 (ii) –9– III. 100% 100% Sino Oriental 34% 8% 48% 6% 4% 100% 100% 100% 100% 100% 100% 100% – 10 – 100% 100% 100% 100% 100% 100% 100% IV. 2016 10 2018 12 31 1,047,020,080 2018 12 31 2017 2018 12 31 12 31 109,884,988 (15,665,721) 92,236,955 (12,598,327) – 11 – 2015 7 6 2018 12 31 29,407,204 2018 12 31 2017 2018 12 31 12 31 14,005,818 23,207,865 11,951,818 19,386,339 V. – 12 – BVI VI. 2019 7 4 VII. 14A.07 34% – 13 – 100% 1% 5% 14A VIII. 2014 10 2015 7 – 14 – 2012 2 34% Sino Oriental Sino Oriental 2010 1 Sino Oriental 8% 2017 1 6% 2015 8 4% 2015 3 – 15 – 2016 2 IX. (Access King Global Limited) (Central China International Finance Company Limited) (Central China Finance Holdings Limited) (Central China International Asset Management Company Limited) (Central China International Capital Limited) (Central China International Financial Group Limited) (Central China International Financial Holdings Company Limited) – 16 – (Central China International Futures Company Limited) (Central China International Holdings Limited) (Central China International Investment Company Limited) (Central China International Securities Co., Limited) 中原證券 中州證券 2002 11 8 H A 01375 601375 Sino Oriental 2019 7 4 – 17 – (Leap Success International Limited) Sino Oriental 571 Sino Oriental Sino Oriental International Limited – 18 – (Success Plan Management Limited) % 證 2019 7 4 – 19 –