中州証券
Central China Securities Co., Ltd.
(a joint stock company incorporated in 2002 in Henan Province, the People's Republic of China with limited liability
under the Chinese corporate name “ 中原證券股份有限公司 ” and carrying on business in Hong Kong as “ 中州證券 ”)
（2002 年於中華人民共和國河南省成立的股份有限公司，中文公司名稱為「中原證券股份有限公司」，
在香港以「中州證券」名義開展業務）
Stock Code 股份代號 : 01375
2020 年報
ANNUAL REPORT
2020
2020 10
0.17
中原證券 2020 1
(COVID-19)
2 中原證券 2020
4
7
34
37
80
100
111
129
158
161
324
325
中原證券 2020 3
本 公 司 、公 司 、母 公 司 、 中原證券
中原證券
571
Wind
IPO
A 1.00
H 1.00
2020 1 1 2020 12 31
4 中原證券 2020
2020 12 31
中原證券 2020 5
—
%
6 中原證券 2020
中原證券
中原證券
CENTRAL CHINA SECURITIES CO., LTD.
CCSC
4,642,884,700.00 3,869,070,700.00
10,141,843,317.23 6,368,379,438.84
2020 10
1
2
3
4
5
6
7
8
9
10
11
12 50ETF
13
14 IPO
15
16
17
18
19
20
21
22
中原證券 2020 7
23
24
25
26 IT ISO/IEC20000
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
20 19 20 19
450018 450018
0371–69177590 0371–69177590
0371–86505911 0371–86505911
zhuqb@ccnew.com yangfeng@ccnew.com
8 中原證券 2020
10
450018
10
450018
http://www.ccnew.com
investor@ccnew.com
248 40
http://www.sse.com.cn
http://www.hkexnews.hk
20 19
A 中原證券 601375
H 中州證券 01375
中原證券 2020 9
2002 10 25 中原證券
[2002]326 中原證券
2002
11 8 103,379
2008 1 15 103,379
203,351.57
2008 6 10
19,670.42 9.673% 71,525.36
35.173% 91,195.78
44.846%
2011 9 22
中原證券 5%
60,800 29.899%
2014 6 25 中州證券
01375 中原證券
[2013]1070
40,994,778 8,842,345 3,738,231 2,432,074
1,348,575 884,166 678,113 449,525 442,193
9 59,810,000
2014 10 28
2,631,615,700
10 中原證券 2020
2015 8 3 H 592,119,000 1
H 4.28 2015 8 14
3,223,734,700
2016 11 18 700,000,000 1
[2009]94
中原證券 A
[2015]26 700,000,000
47,979,175 10,348,840 4,375,124 2,846,433 1,578,336 1,034,804
793,645 526,112 517,531 9
70,000,000
2017 1 3 A
2018 2 12 H 2018 5 18
H H 54,664,000 2018 7 11
3,869,070,700
2020 7 30 A 773,814,000 1
A 4.71 2020 9 4
4,642,884,700
中原證券 2020 11
1
股東大會
監事會辦公室 監事會 發展戰略委員會
董事會辦公室 董事會 薪酬與提名委員會
稽核審計總部 審計委員會 中原期貨股份有限公司
總裁 風險控制委員會 中鼎開源創業投資管理有限公司
副總裁 副總裁 中原股權交易中心股份有限公司
分支機構 控股企業 中州國際金融控股有限公司
營業部 分公司 職能部門 中州藍海投資管理有限公司
公 戰 黨 群 紀 巡 人 計 資 會 信 結 集 風 合 法 經 零 金 兩 網 戰 質 證 金 資 做 行 北 證 固
司 略 委 眾 檢 察 力 劃 金 計 息 算 中 險 規 律 紀 售 融 融 絡 略 押 券 融 產 市 政 京 券 定
辦 發 工 工 工 工 資 財 運 核 技 托 運 管 管 事 運 業 產 與 金 客 融 研 市 管 業 事 綜 投 收
公 展 作 作 作 作 源 務 營 算 術 管 營 理 理 務 營 務 品 衍 融 戶 資 究 場 理 務 業 合 資 益
室 部 部 部 部 辦 管 總 總 中 總 部 中 總 總 總 管 總 部 生 部 部 部 所 部 總 總 部 管 總 投
公 理 部 部 心 部 心 部 部 部 理 部 業 部 部 理 部 資
室 總 總 務 部 總
部 部 部 部
投行條線
投 資 資 質 債 融 併 債 鄭 企 企 企 企 企 企 普 企 企 企 企 企 企
資 本 本 量 權 資 購 券 州 業 業 業 業 業 業 惠 業 業 業 業 業 業
銀 市 市 控 融 管 融 及 投 融 融 融 融 融 融 金 融 融 融 融 融 融
行 場 場 制 資 理 資 結 行 資 資 資 資 資 資 融 資 資 資 資 資 資
運 一 二 總 總 部 部 構 總 一 二 三 四 五 六 部 八 九 十 十 十 十
營 部 部 部 部 融 部 部 部 部 部 部 部 部 部 部 一 二 三
管 資 部 部 部
理 部 國
總 際
部 業
務
部
12 中原證券 2020
2
4 1
86 12
2 2 2 2 1 1
2 1 1 1 1 70
1 中原證券 37
2 中原證券 43
3 中原證券
138 5A 202
4 中原證券
61 20
5 中原證券 25
6 中原證券
7 中原證券
11 2
8 中原證券
4–5
中原證券 2020 13
9 中原證券 17
10 中原證券 119 8
11 中原證券
12 中原證券
13 中原證券 17
14 中原證券
2
15 中原證券
16 中原證券
17 中原證券
20 2 207
18 中原證券
37
19 中原證券
20 中原證券
14 中原證券 2020
21 中原證券
111
22 中原證券 29
23 中原證券
A6–8
24 中原證券
25 中原證券 18
26 中原證券 240
27 中原證券
28 中原證券 7
29 中原證券
30 中原證券
31 中原證券
B28 2
32 中原證券
A
中原證券 2020 15
33 中原證券
1 107
34 中原證券
3
35 中原證券
36 中原證券 152
37 中原證券
2–2-1
38 中原證券
200
39 中原證券 306
40 中原證券
41 中原證券
42 中原證券
43 中原證券
16 中原證券 2020
44 中原證券
45 中原證券
46 中原證券
47 中原證券
3
48 中原證券 292
49 中原證券
50 中原證券
51 中原證券
A 1 14
52 中原證券
53 中原證券
54 中原證券
1 -06
中原證券 2020 17
55 中原證券
C 110
56 中原證券
57 中原證券
11 6
58 中原證券 595
59 中原證券
5 109–110 1–2
60 中原證券
116
61 中原證券
301
62 中原證券
63 中原證券
64 中原證券 260 1
65 中原證券 26
18 中原證券 2020
66 中原證券
1 3
67 中原證券
68 中原證券
41 1 301
69 中原證券 158
70 中原證券
21
71 中原證券 318 C404
72 中原證券 2589 1–2
73 中原證券
89 907
74 中原證券 191
B 3802 3803 3804 3805
75 中原證券 59
1 103
中原證券 2020 19
76 中原證券 14 53
909
77 中原證券 2
16 1601 1602
78 中原證券 111
2 3 301
79 中原證券 955 201
202
80 中原證券
2 702
81 中原證券 356
2A003
82 中原證券
62 106
20 中原證券 2020
83 中原證券 10
7
84 中原證券
7 12 13
14
85 中原證券 9
86 中原證券 19–3
中原證券 2020 21
28
1 中原證券 2011/3/10 0371–61916172
15 1
11
2 中原證券 2003/5/20 0377–63595588
170
3 中原證券 2015/6/30 0375–4808710
4 中原證券 2003/6/9 0395–3152525
337 -8
5 中原證券 2014/4/21 0393–8152849
203
6 中原證券 2003/5/8 0372–5914195
7 中原證券 2003/4/29 0373–2033009
250
8 中原證券 2004/5/26 0392–3321781
9 中原證券 2014/6/12 0374–2334988
669
22 中原證券 2020
10 中原證券 2006/7/26 0376–6210376
136
11 中原證券 2003/6/2 0391–3911111
1838
12 中原證券 2006/8/11 0371–23156528
13 中原證券 2013/11/20 0398–2829463
4 –6
14 中原證券 96 2014/4/24 0370–2580009
15 中原證券 2006/4/26 0394–8288681
81
16 中原證券 2013/11/28 0379–63902989
30
17 中原證券 2003/4/23 0396–
196 2989875 2980777
18 中原證券 261 2003/8/29 021–65088180
19 中原證券 2015/5/14 0755–83821553
123 31
04 05
中原證券 2020 23
20 中原證券 2 2011/9/16 010–83065880
16
1611
21 中原證券 2017/2/3 028–86051588
1000 13 2 4
22 中原證券 2017/9/5 025–86793336
168 1205–1206
23 中原證券 2017/9/12 0898–66515051
5 20
2007
24 中原證券 2011/2/25 0531–55513888
15982 10
1001
25 中原證券 2004/2/4 0532–83898830
16 B
26 中原證券 2011/1/11 0731–84598688
730
2 2554 2555 2556
2557
27 中原證券 2011/4/19 029–86351806
1 A 3
28 中原證券 2009/7/2 021–50588666
1788
1800 T1 22–23
24 中原證券 2020
1
8
8
22
A 6
2019 10 11 –2021 12 31
A
H
91410000744078476K
1. 2020 6 10 2019 2020
2020
2. 2021 1 1
中原證券 2020 25
2020 2019 % 2018
3,103,301,696.87 2,372,526,991.25 30.80 1,649,661,561.68
104,302,038.78 58,222,745.44 79.14 65,787,558.62
95,722,370.32 19,157,977.42 399.65 48,243,794.05
1,370,803,122.31 3,488,339,970.68 -60.70 1,591,520,728.76
-23,994,465.35 12,417,598.13 -293.23 44,198,536.85
2020 2019 % 2018
52,376,875,557.00 43,569,902,415.77 20.21 42,155,282,945.56
38,190,399,466.49 33,072,115,962.00 15.48 30,880,243,228.10
10,555,230,551.25 8,895,066,941.34 18.66 6,561,059,986.14
13,368,714,617.90 9,671,208,012.75 38.23 9,950,898,718.99
14,186,476,090.51 10,497,786,453.77 35.14 11,275,039,717.46
4,642,884,700.00 3,869,070,700.00 20.00 3,869,070,700.00
2.88 2.50 15.20 2.57
26 中原證券 2020
2020 2019 % 2018
0.02 0.02 0 0.02
0.02 0.02 0 0.02
0.02 0.005 300.00 0.01
% 0.93 0.59 0.34 0.66
% 0.85 0.19 0.66 0.48
2020 2019 % 2018
% 66.08 69.73 3.65 68.32
1 9
—
2 – – –
–
中原證券 2020 27
10,141,843,317.23 6,368,379,438.84
13,743,917,923.23 9,931,785,470.13
3,402,946,504.41 3,285,991,002.36
40,511,316,360.05 31,866,740,820.15
% 298.03 193.8
% 21.39 15.74
% 169.52 159.94
% 169.30 137.08
% 73.79 64.12
% 39.93 29.31
% 54.12 45.71
% 3.82 10.91
% 226.07 252.96
% 85.84 117.99
1
2 [2020]10
28 中原證券 2020
2020 2019 2018 2017 2016
3,103,301,696.87 2,372,526,991.25 1,649,661,561.68 2,147,620,089.37 2,008,852,561.18
2,954,485,813.12 2,258,791,739.77 1,568,809,460.52 1,474,298,646.72 1,067,838,746.83
144,030,392.15 116,117,612.82 101,117,281.08 7,526,502,731.84 10,368,090,355.66
104,302,038.78 58,222,745.44 65,787,558.62 441,982,592.67 718,646,243.11
2020 2019 2018 2017 2016
52,376,875,557.00 43,569,902,415.77 42,155,282,945.56 40,661,467,680.37 40,384,572,637.04
38,190,399,466.49 33,072,115,962.00 30,880,243,228.10 29,209,348,494.91 28,837,803,803.63
10,555,230,551.25 8,895,066,941.34 6,561,059,986.14 7,526,502,731.84 10,368,090,355.66
13,368,714,617.90 9,671,208,012.75 9,950,898,718.99 10,169,851,687.03 10,582,116,323.66
4,642,884,700.00 3,869,070,700.00 3,869,070,700.00 3,923,734,700.00 3,923,734,700.00
2020 2019 2018 2017 2016
0.02 0.02 0.02 0.11 0.22
0.02 0.02 0.02 0.11 0.22
% 0.93 0.59 0.66 4.24 8.89
2020 2019 2018 2017 2016
% 66.08 69.73 68.32 64.98 61.53
2.88 2.50 2.57 2.59 2.70
中原證券 2020 29
2020
1–3 4–6 7–9 10–12
436,670,123.05 813,305,200.20 958,441,694.32 894,884,679.30
-67,124,797.59 97,975,603.51 55,901,024.32 17,550,208.54
-68,955,899.01 97,147,530.68 53,854,388.50 13,676,350.15
1,186,948,897.66 1,879,122,709.22 -1,817,399,827.64 122,131,343.07
2020 2019 2018
-1,434,940.82 23,826,434.25 -734,884.34
15,188,914.70 17,715,676.78 26,704,367.53
5,000,000.00 0.00 0.00
-7,817,648.40 -5,966,282.11 -1,870,552.00
171,077.53 12,382,896.33 -714,314.86
-2,527,734.55 -8,893,957.23 -5,840,851.76
8,579,668.46 39,064,768.02 17,543,764.57
30 中原證券 2020
17,227,018,646.76 22,592,572,498.77 5,365,553,852.01 659,629,658.66
664,695,346.48 2,088,805,149.07 1,424,109,802.59 -6,071,167.39
11,384,115.93 -11,384,115.93
-127,836,944.87
83,740.00 57,980.91 -25,759.09
1,114,552,379.16 1,356,226,583.04 241,674,203.88 -173,289,281.51
19,017,734,228.33 26,037,662,211.79 7,019,927,983.46 352,432,264.89
2020 12 31 2019 12 31 %
10,951,131,021.90 9,331,748,561.52 17.35
7,400,757,113.38 6,060,740,196.56 22.11
0.00 11,384,115.93 -100.00
744,878,747.69 395,169,735.95 88.50
2,055,964,889.83 3,023,888,527.71 -32.01
22,592,572,498.77 17,227,018,646.76 31.15
456,168,931.89 676,389,859.29 -32.56
2,088,805,149.07 664,695,346.48 214.25
52,427,024.00 35,578,119.28 47.36
464,734,648.09 345,625,693.11 34.46
315,977,554.88 1,568,747,897.84 -79.86
4,154,657,809.90 4,455,447,124.75 -6.75
3,694,418,222.23 2,361,159,583.32 56.47
57,980.91 83,740.00 -30.76
12,200,308,194.73 8,721,088,626.07 39.89
10,555,230,551.25 8,895,066,941.34 18.66
131,604,084.55 56,986,010.70 130.94
65,874,572.60 183,081,131.54 -64.02
1,001,741.67 13,202,955.17 -92.41
4,610,250,342.02 4,623,940,375.96 -0.30
14,241,536.99 8,258,284.47 72.45
4,642,884,700.00 3,869,070,700.00 20.00
6,330,622,817.68 3,487,237,785.96 81.54
12,549,125.88 36,543,591.23 -65.66
中原證券 2020 31
2020 2019 %
101,097,703.29 28,497,623.04 254.76
- 606,652,804.47 929,911,611.48 -34.76
- -48,524,176.45 -165,217,911.98
- -3,348,221.20 -2,411,060.48
1,264,503,482.85 588,755,236.72 114.78
- -20,777.16 22,972,242.66 -100.09
19,375,311.17 14,420,697.18 34.36
31,841,326.55 9,760,642.03 226.22
1,224,223,343.33 581,172,268.50 110.65
5,860,453.04 9,408,024.38 -37.71
10,645,944.64 7,025,663.04 51.53
-23,994,465.35 12,417,598.13 -293.23
2020 12 31 2019 12 31 %
9,353,694,098.48 7,451,403,960.97 25.53
7,248,897,079.39 5,863,995,732.86 23.62
368,868,430.71 61,804,121.87 496.83
2,055,165,080.52 3,016,788,527.71 -31.88
19,933,278,797.76 14,901,923,154.00 33.76
2,088,805,149.07 664,695,346.48 214.25
4,126,432,553.95 4,126,432,553.95 0.00
52,427,024.00 35,578,119.28 47.36
301,081,560.09 210,510,337.00 43.02
3,425,939,961.92 4,455,447,124.75 -23.11
3,694,418,222.23 2,361,159,583.32 56.47
57,980.91
12,002,208,194.73 8,721,088,626.07 37.62
9,666,752,032.28 8,157,600,131.41 18.50
118,777,886.11 42,920,834.05 176.74
60,063,783.40 175,101,509.70 -65.70
10,997,000.07 7,911,220.55 39.01
4,610,250,342.02 4,623,940,375.96 -0.30
— 3,207,641.13 -100.00
4,642,884,700.00 3,869,070,700.00 20.00
6,606,160,370.84 3,762,844,544.48 75.56
-1,388,009.67 5,435,762.48 -125.53
286,790,057.51 170,879,423.10 67.83
32 中原證券 2020
2020 2019 %
46,243,250.79 -59,046,347.59
- -88,807,494.18 112,081,401.33 -179.23
- -646,160.05 30,847.35 -2,194.70
18,079,232.10 8,043,332.18 124.77
- -20,667.36 22,973,320.57 -100.09
16,838,369.81 12,438,481.72 35.37
263,120,359.08 186,153,701.24 41.35
2,410,755.63 8,155,586.34 -70.44
16,466,013.88 69,227,081.17 -76.21
-6,823,772.15 2,261,459.72 -401.74
中原證券 2020 33
34 中原證券 2020
2020
12
138
8.90 2.31 1.82
22.50% 14.10% 12.35% 4,484.79
1,575.34 24.41% 27.98%
14
2020 7
A
5% 30%
15.57 2.97%
中原證券 2020 35
( )
IPO
( ) A+H
A+H
( )
110
( )
36 中原證券 2020
31.03 30.80%
8.93 2.73
1.24 2.97
1.79 0.30 2.99
1.09 0.85
0.73
13.54 6.68
-0.30 1.48
2.03 0.75
29.54 30.80%
3.45 1.35%
1.04 79.14%
中原證券 2020 37
(OA System)
38 中原證券 2020
30%
2020
A
中原證券 2020 39
2020
3,473.07 13.87% 14,470.68
38.73% 2,966.26 64.96%
220.12 61.66%
[ Wind ]
2020
APP
APP 44.22% 208.38%
180.95% APP
25 13
1+N
[ ]
40 中原證券 2020
A 18,969.32 4.31‰
71.91 30.13% 401.17 67.69%
25.36 203.03%
42.13 177.81% 44.17
182.64% 39.00 12.21%
176.97 14.77%
2021
2021
2020
1.6 56.86%
2020 A
中原證券 2020 41
10,641 323.44% 63.83
30.24% 23.84
11.97% 17.05
150.29% 6.79
2021
2021
2020
437.53 50.56% 61.53 55.29% [
]
42 中原證券 2020
2020
2020
6
2,233 2.86 43.08%
154% 5 13
179.49% 13 19.85
2021
2021
中原證券 2020 43
2020 396
4,699.63 85.57% 11,516.94
4.42% 136 232.23
9.85% 56.88 25.89% [ Wind
]
2020
A
5 88.70 319.78%
1 11 2
140.47 24.83% A 3
2 1.08
26
13 20
2020 A IPO 23 2020
B 2020
B [ Wind ]
44 中原證券 2020
2021
2021
1.
2020
62.98 11
45.70 4 11.02
2 6.26
2021
2021 FOF
中原證券 2020 45
2.
2020
11,971.14 3.8%
8,871.49 14.00%
IPO VC PE
3,842 30.3% [ ]
2020
1
2,000.00 15
51.00
2021
2021 IPO
46 中原證券 2020
3.
2020
2020
Pre-IPO
10 6,777.82 8
3,647.61 2 3,130.21
7 2.00 33
21.59
2021
2021
—
—
中原證券 2020 47
2020
13.87% 38.73%
64.96%
0.16% [ Wind ]
2020
12,422.11
2021
2021
48 中原證券 2020
2020 1,295 49%
154 IPO 4,002 27%
2020 27,231.13
3% [ ]
2020 (DCM)
7,644 17.04
118.40 632 158
220 334.3 43
7,900
2021
2021
中原證券 2020 49
1.
2020
2020
3.47 1.36 12.93 5.24
11.35 14,196.37
2020
700
36.29
1,700 8,500
55 117.33 65
445 192 617
50 中原證券 2020
2021
2021
2.
2020
2020
2019
2020
6.80
10.14
中原證券 2020 51
2021
2021
中原證券
%
3,103,301,696.87 2,372,526,991.25 30.80
2,954,485,813.12 2,258,791,739.77 30.80
1,370,803,122.31 3,488,339,970.68 -60.70
-1,335,439,661.91 -86,455,261.88
1,474,831,325.48 -1,196,113,475.84
52 中原證券 2020
1.
30%
%
101,097,703.29 28,497,623.04 254.76
- 606,652,804.47 929,911,611.48 -34.76
-48,524,176.45 -165,217,911.98
-
- -3,348,221.20 -2,411,060.48
1,264,503,482.85 588,755,236.72 114.78
-20,777.16 22,972,242.66 -100.09
-
19,375,311.17 14,420,697.18 34.36
31,841,326.55 9,760,642.03 226.22
1,224,223,343.33 581,172,268.50 110.65
5,860,453.04 9,408,024.38 -37.71
10,645,944.64 7,025,663.04 51.53
-23,994,465.35 12,417,598.13 -293.23
中原證券 2020 53
% % % %
89,289.99 58,294.52 34.71 44.15 11.84 18.86
12,422.11 17,622.23 -41.86 -70.52 39.25 111.83
17,886.43 19,412.92 -8.53 -14.54 -3.46 12.45
29,929.94 20,665.81 30.95 57.52 2.49 37.07
8,523.50 3,390.69 60.22 -46.28 1.86 18.80
135,407.92 133,049.34 1.74 97.48 99.93 1.21
-2,979.04 6,703.23 -56.31
20,306.76 38,246.48 -88.34 -27.03 6.27 59.01
% % % %
81,178.38 48,805.62 39.88 44.50 13.57 16.37
20,533.71 27,111.13 -32.03 -57.14 24.34 86.51
156,136.67 147,609.91 5.46 68.30 81.74 6.99
-2,979.04 6,703.23 -56.31
55,917.89 67,155.33 -20.10 -5.90 3.44 10.85
54 中原證券 2020
2.
50
3.
2020 15.07
(1)
13.71 21.18
113.79 51.98%
27.02 23.75%
13.30 11.69% 34.80
30.58% 7.00 6.15%
16.60 14.59%
15.07 13.24% 100.08
49.11% 45.05 45.01%
16.22 16.21%
6.88 6.88% 8.50
8.50% 2.44 2.44%
20.99 20.96%
中原證券 2020 55
(2)
-13.35 12.49
0.61 0.28%
0.61 99.64%
0.002 0.36%
13.96 6.85%
12.79 91.59%
1.17 8.41%
(3)
14.75 26.71
104.52 47.74%
61.18 58.53%
36.45 34.87% 6.89 6.60%
89.77 44.04%
83.67 93.20%
4.77 5.31% 1.33
1.49%
56 中原證券 2020
1.
% % %
10,951,131,021.90 20.91 9,331,748,561.52 21.42 17.35
7,400,757,113.38 14.13 6,060,740,196.56 13.91 22.11
0.00 0.00 11,384,115.93 0.03 -100.00
744,878,747.69 1.42 395,169,735.95 0.91 88.50
2,055,964,889.83 3.93 3,023,888,527.71 6.94 -32.01
22,592,572,498.77 43.13 17,227,018,646.76 39.54 31.15
456,168,931.89 0.87 676,389,859.29 1.55 -32.56
2,088,805,149.07 3.99 664,695,346.48 1.53 214.25
52,427,024.00 0.10 35,578,119.28 0.08 47.36
464,734,648.09 0.89 345,625,693.11 0.79 34.46
315,977,554.88 0.60 1,568,747,897.84 3.60 -79.86
4,154,657,809.90 7.93 4,455,447,124.75 10.23 -6.75
3,694,418,222.23 7.05 2,361,159,583.32 5.42 56.47
57,980.91 0.00 83,740.00 0.00 -30.76
12,200,308,194.73 23.29 8,721,088,626.07 20.02 39.89
10,555,230,551.25 20.15 8,895,066,941.34 20.42 18.66
131,604,084.55 0.25 56,986,010.70 0.13 130.94
65,874,572.60 0.13 183,081,131.54 0.42 -64.02
1,001,741.67 0.00 13,202,955.17 0.03 -92.41
4,610,250,342.02 8.80 4,623,940,375.96 10.61 -0.30
14,241,536.99 0.03 8,258,284.47 0.02 72.45
中原證券 2020 57
(1)
2020 523.77 435.70 88.07
20.21%
26.87% 47.99% 14.13%
0.78%
2.04% 3.93%
4.26%
(2)
2020 381.90 330.72 51.18
15.48%
27.64% 22.95%
31.95% 0.83%
9.67% 3.55%
3.41%
2020 12 31
66.08% 3.65
2.
59
3.
2020 12 31
310.8
58 中原證券 2020
10.67 0.37
3.39%
(1)
11
(2)
(3)
中原證券 2020 59
2020 8 13
15%
2021 1 22
2020 8 14 2020 10 9
2021 1 23 2020–062 2020–066 2021–005)
10 4
1993 4 18
3.3
51.357%
0371–68599199
2020 12 31 19.10 4.29
2020 13.54 1812.16
2020
14.09 91%
12.45 114%
18 1 501–11
2012 2 8
6.8
100%
0371–69177108
2020 12 31 11.27 7.57
2020 5351.47 2099.97
60 中原證券 2020
8 1505 1508
2014 10 29
10
100%
00852–25001375
2020 12 31 18.50 3.08
2020 0.58 -1.11
2015 3 25
30.00
100%
0371–86503971
2020 12 31 30.45 23.89
2020 1.08 1,994.26
中原證券 2020 61
23
2015 6 29
3.5
35%
0371–61775086
2020 12 31 3.84 3.54
2020 8,689 2,706.93
2020 12 31 8
1
3 3 1
(1)
1 3
3
62 中原證券 2020
(2)
2020 4 29
5 10
2021 1 中原證券
[2021]275
8
2020 4 30 2021 1 27
2020–042 2021–006)
2020 11 16
30.00
2019 12 19 8.00 6.80 2020 4
28
2
2020
中原證券 2020 63
1,965 3,601
392,337 660,224 18 19
1,131 1,193 7
14
2020 2019
392,337 394,302 -1,965
660,224 663,825 -3,601
1,131 1,149 -18
1,193 1,212 -19
7 7 0
14 14 0
0 0 0
0 0 0
3
2020
— 4.0
6.18 8.18 11
APP 44.22%
180.95% DAU MAU
25 13
[
]
64 中原證券 2020
2021
中原證券 2020 65
2021
2020
1
66 中原證券 2020
2
(RCSA)
(KRI)
3
中原證券 2020 67
4
(1)
(1) (2) (3)
(4)
(1)
(2)
(3)
(4)
68 中原證券 2020
276%
254%
150%
(2)
Var Beta DV01
中原證券 2020 69
DV01
(3)
169.52% 169.30%
70 中原證券 2020
(4)
(5)
中原證券 2020 71
2020
7,338.86
(6)
IT
TA
72 中原證券 2020
2020 IT
2020
14,938.65
中原證券 2020 73
1
2020 12 31
XV
(i) XV 7 8
(ii)
352 (iii)
H
% %
H 750,000 0.016 0.063
539,754 0.012 0.045
H 1,000,000 0.022 0.084
2020 12 31 18
18
74 中原證券 2020
2020 12 31
XV 2 3
336
A
H
% %
A 822,983,847 17.726 23.872
H 130,187,000 1 2.804 10.891
A 431,738,551 9.299 12.523
A 431,738,551 9.299 12.523
A 177,514,015 3.823 5.149
H 72,434,000 1.56 6.060
1. 2020 12 31 83,454,000
H 46,733,000
H
2020 12 31
336
中原證券 2020 75
36
H
8.08 13.32
76 中原證券 2020
550
12 13
37–40
A
[2015]101
[2012]85
1 1
20% 1 1 1 50%
10% 1
1 1
[2012]85
中原證券 2020 77
(QFII) QFII
2009[47] QFII
10%
QFII
[2014]81
A
10%
10%
H
[1993]045
[2011]348
10%
10%
10% (1) 10%
2019 35
H 10% H
(2) 10% 20%
(3) 20%
78 中原證券 2020
H
[2008]897 H
2008 10%
[2014]81
[2016]127
H H 20%
H
H 12
2021 3 30
中原證券 2020 79
20%
20%
2020
104,302,038.78
2020 12 31 102,780,913.15
2020
10 0.17 2020 12 31
78,929,039.90
75.67%
2020
2020 2020 2021 8 31
2020 H A
80 中原證券 2020
10 10
10
%
2020 0 0.17 0 78,929,039.90 104,302,038.78 75.67
2019 0 0.20 0 77,381,414.00 58,222,745.44 132.91
2018 0 0.10 0 38,690,707.00 65,787,558.62 58.81
中原證券 2020 81
中原證券
A
36
中原
證券
A
12
中原證券2014
3 10
2014 3 10
82 中原證券 2020
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券 2020 83
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
84 中原證券 2020
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
(1) 2020 2022
3%
(2) 2020 2022
6%
(3) A 1
(4) 2020 2022
(5) A
中原證券 2020 85
255.00
9
45.00
A
71
86 中原證券 2020
2010 12
H
2020 6 10 2019
2020
2020 6 10 2019
2020
300 100
155 45
2020 4 22
2020 5 20 2020 4 23
2020–034
中原證券 2020 87
中原證券 1 20,000.00 1 1 1
中原證券 2 20,000.00 2 2 2
中原證券 3 18,799.98 3 3 3
中原證券 4 20,000.00 4 4 4
中原證券 5 43,165.83 5 5 5
6 10,580.88 6 6 6
7 17,210.92 7 7 7
8 24,688.40 8 8 8
88 中原證券 2020
1
2019 8 22 (2019)
706 2019 9 23
*ST 000820 19,800,000
2020 9 10 *ST 19,800,000
18,849,600 中原證券 2020 12 24
(2019) 01 2457 2020 12 31
1.81
2
2019 4 25
2019 12 30 (2019) 07 198
20,000
002147
31,850,000
2020 12 31 2
1.62
3
2020 1 22 (2019) 1917
18,799.98
300221 24,529,900
中原證券 2020
3 30 24,529,900
(2020) 01
1155
2,478 158,380,000
2020 12 23 13,942,396.35
2020 12 31 1.75 0.03
中原證券 2020 89
4
2019 12 5
(2019) 11 20,000
*ST 002071
50,400,000 2020
8 10 (2020) 4280
2020 10 26 (2020) 4280
*ST 50,400,000
2020 11 26 (2020) 01 426
*ST 50,400,000 71,542,800 中原證券
(2020) 01 426
10 10
2020 12 10 (2020) 01 1229
35,006.5 64,993.5
14,656.71 2020 12 30
2020 12 31 1.28
5
2020 8 3
(2020) 636
2020 8 24
2020 12 24
(2020) 14 20
2020 12 31 3.05
0.73
90 中原證券 2020
6
2019 10 31 (2019) 01 1407
9,969
410102103004GB00071W00000000
8
2020 1 13
69 31 1–4 2 30 1–4 4
2020 12
31 1.03 0.01
7
2019 10 21 2020 1 17
2020 9 22 2020 9 28
2020 11 10 (2019) 05 1874
8 2019 10 21
2020 1 17 2020 9 22 2020 9 28
2020 11 23 (2019) 05
1875 -1
2020 12 31 3.4
2.21
2020 8 28 中原證券
[2020]11 [2020]13
2020 8 31 2020–063
中原證券 2020 91
2019 3 27
2019 1 1 2021 12 31 2021 12
31
123.00 123.00 123.00
12.43 12.43 12.43
33.81 33.81 33.81
(1)
(2)
92 中原證券 2020
2019 8 27
2021 12 31
34.00 18.00 15.00
2020
2020 2020
123.00 30.00
* 18.00 1.80
33.81 4.60
*
2019 3 27 2019 8 27
中原證券 2020 93
10%
2019 3 27
2019 1 1
2021 12 31 2021 12 31
75.00
75.00 75.00
2.40 2.40 2.40
1.95
1.95 1.95
10.10 10.10 10.10
(1)
(2)
94 中原證券 2020
2020
2020 2020
75.00 0.00
* 2.40 0.48
1.95 1.28
10.10 2.02
*
2019
3 27
中原證券 2020 95
14A
96 中原證券 2020
0
(A) 0
643,854,600.00
(B) 281,949,400.00
(A+B) 281,949,400.00
% 2.11
(C)
70% (D)
50% (E)
(C+D+E)
281,949,400.00 335,000,000.00
中原證券 2020 97
A
中原證券
[2020]1190 2020 7 A 773,814,000
1.00 4.71
4.67 A 6.28
3,644,663,940.00
27,534,113.67 3,617,129,826.33
18
(1)
(2) (3) (4)
(5)
[2020] 010 2020
7 23 A 773,814,000.00
3,644,663,940.00 24,800,000.00
26,300,000.00
1,500,000.00 3,619,863,940.00 2020 7
23
98 中原證券 2020
2020 12 31
2,000,000,000.00
1,000,000,000.00
19,576,274.25
150,000,000.00
452,099,553.66 6,155,224.94
2020 12 31
2020 7 23
361,712.98 2020 12 31
45,209.96 615.52
45,000
4,500 2021
2019 4
18 2019 6 11 2020 3 302020 6 5 2020 6 10 2020 7 1
2020 7 31 2019 5 21 2020 5 20
2019 4 19 2019 6 12 2019 10 22 2019
12 19 2020 3 31 2020 6 6 2020 6 11 2020 7 2 2020 8
1 2019–024 2019–041 2019–060 2019–073 2020–013
2020–014 2020–016 2020–017 2020–018 2020–047 2020–048 2020–051 2020–
056
中原證券 2020 99
1
-
% %
870,963,022 22.51 773,814,000 -870,963,022 -97,149,022 773,814,000 16.67
1
2 870,963,022 22.51 409,235,666 -870,963,022 -461,727,356 409,235,666 8.82
3 364,578,334 364,578,334 364,578,334 7.85
345,470,054 345,470,054 345,470,054 7.44
19,108,280 19,108,280 19,108,280 0.41
4
2,998,107,678 77.49 870,963,022 870,963,022 3,869,070,700 83.33
1 1,802,742,678 46.59 870,963,022 870,963,022 2,673,705,700 57.59
2
3 1,195,365,000 30.90 1,195,365,000 25.74
4
3,869,070,700 100.00 773,814,000 773,814,000 4,642,884,700 100
100 中原證券 2020
2
(1)
2020 1 3
870,963,022
2019 12 28 2019–074
(2) A
2020 6 5 2020 7 1
中原證券
[2020]1190 773,814,000 2020 7 30
773,814,000 3,644,663,940.00
A 3,447,519,700 2020 7 1 2020
7 31 2020 7 2 2020 8 1
2020–051 2020–056
3
A 3,869,070,700 2020
0.03 3.46
4,642,884,700 2020 0.02 2.88
中原證券 2020 101
822,983,847 822,983,847 0 0 2020 1 3
47,979,175 47,979,175 0 0 2020 1 3
0 0 116,595,322 116,595,322 2021 2 1
0 0 91,295,116 91,295,116 2021 2 1
0 0 82,802,547 82,802,547 2021 2 1
0 0 63,694,267 63,694,267 2021 2 1
0 0 53,927,813 53,927,813 2021 2 1
0 0 47,239,915 47,239,915 2021 2 1
0 0 42,462,845 42,462,845 2021 2 1
0 0 39,702,760 39,702,760 2021 2 1
0 0 35,031,847 35,031,847 2021 2 1
0 0 31,847,133 31,847,133 2021 2 1
0 0 25,477,707 25,477,707 2021 2 1
102 中原證券 2020
0 0 25,477,707 25,477,707 2021 2 1
0 0 21,443,736 21,443,736 2021 2 1
0 0 20,382,165 20,382,165 2021 2 1
0 0 19,108,280 19,108,280 2021 2 1
0 0 19,108,280 19,108,280 2021 2 1
0 0 19,108,280 19,108,280 2021 2 1
0 0 19,108,280 19,108,280 2021 2 1
870,963,022 870,963,022 773,814,000 773,814,000
中原證券 2020 103
A 2020 7 10 4.71 77,381.40 2020 7 30 77,381.40
中原證券
2020
2020 4 22 4.08% 1,500.00 2020 4 29 1,500.00 2023 4 23
20 C1 15 4.08%
3
104 中原證券 2020
114,008
A 113,967 H 41
151,128
A 151,087 H 41
%
2,950 1,195,140,850 25.74
822,983,847 17.73
-102,571,216 431,738,551 9.30
—
177,514,015 3.82
116,595,322 116,595,322 2.51 116,595,322
—
1
91,348,316 91,348,316 1.97 91,295,116
82,806,647 82,806,647 1.78 82,802,547
-11,351,978 63,694,267 1.37 63,694,267
48,824,693 1.05 24,412,346
47,239,915 47,239,915 1.02 47,239,915
中原證券 2020 105
1,195,140,850 1,195,140,850
822,983,847 822,983,847
431,738,551 431,738,551
—
177,514,015 177,514,015
48,824,693 48,824,693
44,361,852 44,361,852
34,642,190 34,642,190
26,725,100 26,725,100
—
17,749,930 17,749,930
16,000,000 16,000,000
106 中原證券 2020
1 116,595,322 2021 2 1 116,595,322 6
—
1 基
2 91,295,116 2021 2 1 91,295,116 6
3 82,802,547 2021 2 1 82,802,547 6
4 63,694,267 2021 2 1 63,694,267 6
5 47,239,915 2021 2 1 47,239,915 6
6 42,462,845 2021 2 1 42,462,845 6
5
7 39,702,760 2021 2 1 39,702,760 6
— 650
8 35,031,847 2021 2 1 35,031,847 6
9 31,847,133 2021 2 1 31,847,133 6
10 25,477,707 2021 2 1 25,477,707 6
中原證券 2020 107
1
1991 12 18
001896
738,700,684 64.20% 000885
278,907,035 56.19%
600207 407,835,649 47.26%
002179
002936 01216.HK
06196.HK
2 2020 12 31
河南投資集團有限公司
20.53%
中原證券股份有限公司
108 中原證券 2020
1
2
[2019]128
2020 1 10
2017 6 29 2019 11 6 2020 1 4 2020 1 14
2017–054 2019–065 2020–001 2020–
005
中原證券 2020 109
3 2020 12 31
河南省財政廳
河南投資集團有限公司
20.53%
中原證券股份有限公司
110 中原證券 2020
A A ( )
58 2015 9 10 2021 10 16 99.62 75.01
50 2018 10 16 2021 10 16 300.00 192.00
2018 5 17 2021 10 16
2018 4 25 2021 10 16
56 2015 10 12 2021 10 16 0 0
54 2015 9 10 2021 10 16 3.60 3.07
46 2018 10 16 2021 10 16 0 0
35 2015 9 10 2021 10 16 3.60 3.07
39 2018 11 1 2021 10 16 3.60 3.51
45 2015 9 10 2021 10 16 25.00 22.69
64 2015 9 10 2021 10 16 25.00 21.00
52 2015 12 7 2021 10 16 25.00 21.00
68 2018 10 16 2021 10 16 25.00 21.00
54 2015 9 10 2021 10 16 127.28 92.40
49 2020 6 10 2021 10 16 0 0
中原證券
2020
111
112
A A ( )
中原證券
54 2018 5 17 2020 6 10 0 0
55 2018 5 17 2021 10 16 0 0
54 2016 10 13 2021 10 16 0 0
57 2015 9 10 2021 10 16 12.00 10.08
60 2016 5 9 2021 10 16 12.00 11.29
52 2017 6 16 2021 10 16 80.64 62.61
2020
49 2019 6 3 2021 10 16 30.70 25.34
36 2018 1 12 2021 10 16 57.46 46.29
57 2015 9 10 2021 10 16 127.45 92.00
51 2015 9 10 2021 10 16 120.76 87.38
50 2016 9 3 2021 10 16 117.98 85.48
51 2018 1 29 2021 10 16 115.26 84.04
48 2018 4 12 2021 10 16 118.42 86.10
2019 2 25 2021 10 16
44 2019 1 9 2020 4 20 45.06 35.56
56 2018 1 18 2021 10 16 424.18 259.27
49 2020 5 6 2021 10 16 450.00 275.20
50 2019 10 29 2021 10 16 115.26 84.03
51 2019 10 29 2021 10 16 89.00 63.70
/ / / / / / 2,553.87 1,763.12 /
1 2020 99.62
2 2020 127.28 83.28
3 2020 83.45 2020
76.76 2020 73.98 2020
71.26 2020 75.56
4
5 2020 325.98
6 2020 71.26 2020
64
1963
2008 10 2012 8 2012 8
2014 11
1971
1993 7
1998 3 2018 2
中原證券 2020 113
1964
1966
1975
1998
1985
1982
114 中原證券 2020
1975
01190
2019 5
02187
1956
2019 1
600817
1968
2016 5
08310 2016 12
600155
1953
1969 9
1966 1992 9 2002 10
2002 11
2002 11 2013 3 2013 3
2015 9 2015 9
中原證券 2020 115
1972 1993 3 1998 9
1998 9 2001 6 2001 9
2004 6 2004 7 2015
6 2015 6 2017
8 2017 8 2019 6
2019 6
1965
1983 8 1990 4 1990 4 2006 4
2006 4 2015 7
600569
2015 7 2016 12 2016 12
2017 11 2017 11
2015 11
1967 1989 9 1994 6
1994 7 2002 12
2002 12 2010 10 2010
10 2020 9 2020 9
116 中原證券 2020
1963 1988 9 1991 7
1993 5 1996 8
1996 8 2004 3
2004 3
2010 6
2010 6 2016 3 2016 3 2018
3 2008 5
00651 2017 9
01303
1960 1989 3 1995 3
1995 4 2008 9
2008 12 2012 9
2012 9 2016 12
00383
1969 1993 5 2002 10
2002 11
2002 11 2013 12
2013 12 2017 3 2017 3
1972 1995 6 2002 10
2002 11 2002 11
2009 1
2009 1 2013 3 2013 3
2013 7 2013 7 2019 12
2019 12
中原證券 2020 117
1984 2010 3 2014 1
2014 12 2018 1
2018 1 2018 4 2018 5
1963
2007 8 2015 9
2015 9 2018 9
1969
2002 11 2009 9
2009 9 2012 8
2012 8 2018 1
2012 8
1970
2004 1 2018 1
2016 9
118 中原證券 2020
1969
1991 7 2004 10
2004 10 2017 11
2017 11 2018 1
1972
1993 11 2001 4 2001 4
2004 10 2004 10 2018 3
2018 4
2019 2
1964
2002 11 2015 12
2015 12 2018 1
2018 1
1972 1993 7
2018 6 2020 5
中原證券 2020 119
1971 1996 7
2002 2015
2015 2017 2017 2019
2019
1970 1993 7
2002 2019
2015 2019
2019
2020 6 3 2021 3 30
120 中原證券 2020
2010 6
2016 12
2019 6
2019 6
2017 11
2010 10
中原證券 2020 121
2013 6
2015 1
2018 3
2018 3
2018 6
2018 8
2018 11
2018 8
2016 7
2017 9
2014 3
2018 9
2014 1
2014 8
2019 5
2010 11
2009 5
2016 11
2019 1
2004 1
2016 5
2016 12
122 中原證券 2020
2019 6
2019 6
2019 7
2020 9
2021 1
2020 8
2019 6
2020 12
2019 10
2020 9
2016 4
2015 11
2015 12
2015 11
2017 12
2008 5
0651
2017 9
01303
2012 9
2016 12
00383
2018 10
2019 9
2019 12
2018 4
2019 11
2017 7
2020 8
2019 9
2019 9
中原證券 2020 123
2019 3
2019 9 2020 11
2018 6
2016 7
124 中原證券 2020
2,553.87
2020 8 28
[2020]13 2020 8 31
2020–063
中原證券 2020 125
2,427
369
2,796
1,651
304
85
29
34
51
86
70
62
361
63
2,796
15
666
1,927
188
2,796
126 中原證券 2020
CIIA CFA FRM
5 932
26 102
15 101
2021
中原證券 2020 127
30.61
417.34
318
128 中原證券 2020
1
2
3
4
5
6
7
8
9
10
11
12
中原證券 2020 129
13 30%
14
15
16
17
18
1
11
11
2 5
4
130 中原證券 2020
3.13
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
中原證券 2020 131
(14)
(15)
(16)
(17)
(18)
(19)
(7) (8) (12)
3
132 中原證券 2020
4
1
9
2020 3 30
2020 6 10 2019
9 1 3
2
3
中原證券 2020 133
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
2019 2020 6 10 http://www.sse.com.cn/ 2020 6 11
http://www.hkexnews.hk 2020 6 10
2020 A 2020 6 10 http://www.sse.com.cn/ 2020 6 11
http://www.hkexnews.hk 2020 6 10
2020 H 2020 6 10 http://www.sse.com.cn/ 2020 6 11
http://www.hkexnews.hk 2020 6 10
134 中原證券 2020
3 1 A 1 H
1
1 2019 2020 6 10 2019
2019 2019 2019
2019
2020 2019 2019
2020
A A
A
2 2020 A 2020 6 10
A A
3 2020 H 2020 6 10
A A
中原證券 2020 135
11 11 9 3
11 11 9 3
11 11 9 3
11 11 9 3
11 11 9 3
11 11 9 0
11 11 9 0
11 11 9 0
11 11 9 3
11 11 9 3
11 11 9 3
11
0
9
2
136 中原證券 2020
11
1 15 2020 1 9
H
2 16 2020 3 30 2019
12 31 A
A A
A
A
2020 2020
2019
3 17 2020 4 22 2019
2019 2019 2019
A 2019 H 2019 12 31
2019 2019
2019 2019
2019 ESG 2019
2019 2019
2019 2019
2020
2019 2019
2020
中原證券
2019 2020
A 2020 H
中原證券 2020 137
4 18 2020 4 17
2020 2020
2020
5 19 2020 4 29 2020
2019
中原證券
6 20 2020 7 8
中原證券 中原證
券
7 21 2020 8 13
2020
8 22 2020 8 27 2020
2020 6 30 6 2020
9 23 2020 8 28 中
原證券
10 24 2020 10 30 2020
11 25 2020 12 31
138 中原證券 2020
2020 3
2020 8 2020
2020 9
2020 11
2020 11
中原證券 2020 139
1
2
3
4
140 中原證券 2020
1
(1) 2020 2020 3 29
2020 2019
A 2019 A
A
A
A
(2) 2020 2020 4 16
2020
2020
(3) 2020 2020 4 21
2019 2019
2019 2019 ESG
2020
(4) 2020 2020 10 29
中原證券 2020 141
2
(1) 2020 2020 4 16
2020
(2) 2020 2020 4 21
2019 2019
2019 2019 2020
142 中原證券 2020
3
(1) 2020 2020 1 8
(2) 2020 2020 4 21
2019 2019
(3) 2020 2020 8 27
中原證券
中原證券 2020 143
4
(1) 2020 2020 3 29
2019 12 31
2020
(2) 2020 2020 4 16
(3) 2020 2020 4 21
2019 2019 12 31
2019 2019 2019
2019
2019
(4) 2020 2020 4 28
2020 2019
(5) 2020 2020 7 7
(6) 2020 2020 8 12
(7) 2020 2020 8 26
2020 2020 6 30 6 2020
(8) 2020 2020 10 29
2020
144 中原證券 2020
7 7 5 3
4 4 3 0
3 3 2 0
7 7 5 0
7 7 5 0
7 7 5 3
7 7 5 3
7 7 5 3
7 7 5 3
7 7 5 0
7
2
5
7
1. 2020 3 30 2019
12 31 A
A A
A
2020
中原證券 2020 145
2. 2020 4 22 2019
2019
2019 2019 2019
2019 A 2019 H 2019 12 31
2020 2019 ESG
2019 2019 2019
2019 2019
3. 2020 4 17
4. 2020 4 29 2020
5. 2020 7 8
6. 2020 8 27
2020 2020 6 30 6 2020
7. 2020 10 30 2020
146 中原證券 2020
2014 3 10
中原證券
2021 3 31 中
原證券 2020
中原證券 2020 147
中原證券
2021 3 31 中原證券
148 中原證券 2020
1
中原證券 2020 149
2
3
150 中原證券 2020
2020
18
2020
26
中原證券 2020 151
90
15 A 36
152 中原證券 2020
81 10% 10%
10
5
10
10%
5
90 10%
110
3% 111
中原證券 2020 153
3.29
15
2020 1 3 2020 6
10 2020 8 13
154 中原證券 2020
E.1.2
2020
E
中原證券 2020 155
2020 2020
1.
A.5.6
2.
156 中原證券 2020
3.
4.
(1)
(2) 4 5 2
(3) 2 9
(4) 2 5 4
中原證券 2020 157
%
中原證券 18 01 150323 2018/4/26 2021/4/27 15 5.58
2018
中原證券 19 01 155259 2019/3/25 2022/3/26 20 3.9
2019
中原證券 19 C1 162323 2019/10/29 2022/10/30 10 4.9
2019
中原證券 20 C1 166631 2020/4/22 2023/4/23 15 4.08
2020
18 01 19 01 19 C1 17 01 17 02
19 F1 20 C1
18 01 19 C1 20 C1
19 01
158 中原證券 2020
18 01
19 01
19 C1 20
C1
2
2020 2019 %
1.56 1.55 0.65
1.56 1.55 0.65
% 66.08 69.73 -5.23
EBITDA 3.96 4.87 -18.69 EBITDA
1.18 1.13 4.42
4.28 6.86
EBITDA 1.27 1.21 4.96
% 100 100 0.00
% 100 100 0.00
中原證券 2020 159
310.8 79.47
160 中原證券 2020
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162-167
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168-182
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168-169
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 170-171
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 172-173
........................................................ 174
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175-176
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177-178
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179-180
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181-182
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183-323
中原證券 2020 161
XYZH 2021BJAB10261
中原證券
中原證券 中原證券 2020 12 31
2020
中
原證券 2020 12 31 2020
中原證券
162 中原證券 2020
1.
中原證券
2020 12 31
中原證券
12.09
中原證券
中原證券
中原證券
中原證券
中原證券
中原證券
中原證券 2020 163
2.
2020 12 31 中原證券
74.01 20.56
4.56 20.89
5.71
中原證券
3 7 9 10
164 中原證券 2020
中原證券 中原證券 2020
中原證券
中原證券
中原證券
中原證券 2020 165
中原證券
中原證券
166 中原證券 2020
中原證券
中原證券 2020 167
2020 12 31 中原證券
2020 12 31 2019 12 31
.1 10,951,131,021.90 9,331,748,561.52
8,193,682,554.76 6,581,561,810.40
.2 2,379,100,088.00 2,518,049,515.84
2,287,871,177.95 2,347,142,384.82
.3 7,400,757,113.38 6,060,740,196.56
.4 11,384,115.93
.5 744,878,747.69 395,169,735.95
.6 169,323,523.34 153,912,302.37
.7 2,055,964,889.83 3,023,888,527.71
.8 22,592,572,498.77 17,227,018,646.76
.9 456,168,931.89 676,389,859.29
.10 2,088,805,149.07 664,695,346.48
.11 1,067,276,173.44 1,104,721,398.67
.12 16,474,089.01 17,289,669.93
.13 179,004,039.77 193,032,226.69
.14 52,427,024.00 35,578,119.28
.15 163,033,163.26 184,977,696.07
.16 188,018,189.26 157,209,959.46
.17 464,734,648.09 345,625,693.11
.18 19,882,791.61 22,371,814.46
.19 1,387,323,474.69 1,446,099,029.69
52,376,875,557.00 43,569,902,415.77
168 中原證券 2020
2020 12 31 中原證券
2020 12 31 2019 12 31
.22 315,977,554.88 1,568,747,897.84
.23 4,154,657,809.90 4,455,447,124.75
.24 3,694,418,222.23 2,361,159,583.32
.25 1,356,226,583.04 1,114,552,379.16
.4 57,980.91 83,740.00
.26 12,200,308,194.73 8,721,088,626.07
.27 10,555,230,551.25 8,895,066,941.34
.28 561,932,538.17 478,666,321.83
.29 131,604,084.55 56,986,010.70
.30 65,874,572.60 183,081,131.54
.31 26,495,681.41 20,444,852.57
.32 1,001,741.67 13,202,955.17
.33 4,610,250,342.02 4,623,940,375.96
.34 157,698,672.45 177,837,189.74
.17 14,241,536.99 8,258,284.47
.35 344,423,399.69 393,552,547.54
38,190,399,466.49 33,072,115,962.00
.36 4,642,884,700.00 3,869,070,700.00
.37 6,330,622,817.68 3,487,237,785.96
.38 12,549,125.88 36,543,591.23
.39 838,358,247.79 808,084,287.96
.40 1,441,518,813.40 1,382,038,921.28
.41 102,780,913.15 88,232,726.32
13,368,714,617.90 9,671,208,012.75
817,761,472.61 826,578,441.02
14,186,476,090.51 10,497,786,453.77
52,376,875,557.00 43,569,902,415.77
中原證券 2020 169
2020 12 31 中原證券
2020 12 31 2019 12 31
9,353,694,098.48 7,451,403,960.97
7,812,001,585.50 6,147,210,572.10
2,165,049,237.07 2,401,197,144.82
2,005,804,519.95 2,070,615,268.02
7,248,897,079.39 5,863,995,732.86
368,868,430.71 61,804,121.87
85,450,845.08 106,952,495.81
2,055,165,080.52 3,016,788,527.71
19,933,278,797.76 14,901,923,154.00
2,088,805,149.07 664,695,346.48
.1 4,126,432,553.95 4,126,432,553.95
25,858,938.87 26,976,776.32
164,207,159.80 177,043,901.96
52,427,024.00 35,578,119.28
133,127,127.62 143,733,697.34
181,335,531.53 152,488,987.20
301,081,560.09 210,510,337.00
523,400,315.46 476,558,424.45
48,807,078,929.40 39,818,083,282.02
170 中原證券 2020
2020 12 31 中原證券
2020 12 31 2019 12 31
3,425,939,961.92 4,455,447,124.75
3,694,418,222.23 2,361,159,583.32
778,986,314.11 714,792,262.30
57,980.91
12,002,208,194.73 8,721,088,626.07
9,666,752,032.28 8,157,600,131.41
517,314,154.75 430,174,300.20
118,777,886.11 42,920,834.05
60,063,783.40 175,101,509.70
10,997,000.07 7,911,220.55
4,610,250,342.02 4,623,940,375.96
129,412,235.14 136,901,569.49
3,207,641.13
47,982,898.50 56,052,632.96
35,063,161,006.17 29,886,297,811.89
4,642,884,700.00 3,869,070,700.00
6,606,160,370.84 3,762,844,544.48
-1,388,009.67 5,435,762.48
838,358,247.79 808,084,287.96
1,371,112,556.76 1,315,470,752.11
286,790,057.51 170,879,423.10
13,743,917,923.23 9,931,785,470.13
48,807,078,929.40 39,818,083,282.02
中原證券 2020 171
2020 中原證券
2020 2019
3,103,301,696.87 2,372,526,991.25
.42 101,097,703.29 28,497,623.04
.43 1,172,198,286.83 961,128,437.61
790,645,044.22 517,788,467.73
206,756,722.44 246,803,568.01
47,316,049.98 65,064,514.83
— .44 606,652,804.47 929,911,611.48
53,783,145.31 41,652,088.18
— .45 -48,524,176.45 -165,217,911.98
— -3,348,221.20 -2,411,060.48
.46 1,264,503,482.85 588,755,236.72
— .47 -20,777.16 22,972,242.66
.48 10,742,594.24 8,890,812.20
2,954,485,813.12 2,258,791,739.77
.49 19,375,311.17 14,420,697.18
.50 1,334,084,832.77 1,303,740,016.63
.51 344,960,999.30 349,698,115.43
.52 31,841,326.55 9,760,642.03
.53 1,224,223,343.33 581,172,268.50
— 148,815,883.75 113,735,251.48
.54 5,860,453.04 9,408,024.38
.55 10,645,944.64 7,025,663.04
— 144,030,392.15 116,117,612.82
.56 41,911,301.78 41,034,744.40
— 102,119,090.37 75,082,868.42
— 102,119,090.37 75,082,868.42
—
— 104,302,038.78 58,222,745.44
— -2,182,948.41 16,860,122.98
172 中原證券 2020
2020 中原證券
2020 2019
-23,994,465.35 12,417,598.13
-23,994,465.35 8,336,699.89
-23,994,465.35 8,336,699.89
1. 181,829.12 2,251,346.29
2. -59,904,500.70 2,249,077.30
3. 53,080,728.55 -45,081.55
4. -17,352,522.32 3,881,357.85
4,080,898.24
78,124,625.02 87,500,466.55
80,307,573.43 66,559,445.33
-2,182,948.41 20,941,021.22
.57 0.02 0.02
.57 0.02 0.02
中原證券 2020 173
2020 中原證券
2020 2019
1,653,607,413.99 1,685,978,616.31
.2 46,243,250.79 -59,046,347.59
.3 1,038,150,743.24 815,940,086.36
686,071,935.92 469,501,628.70
200,925,249.51 228,560,194.77
39,325,418.37 45,206,688.55
— .4 631,253,436.58 777,548,614.50
-773,551.12
— -88,807,494.18 112,081,401.33
— -646,160.05 30,847.35
18,079,232.10 8,043,332.18
— -20,667.36 22,973,320.57
9,355,072.87 8,407,361.61
1,430,720,797.48 1,296,983,395.07
16,838,369.81 12,438,481.72
.5 1,149,447,203.93 1,096,904,801.68
263,120,359.08 186,153,701.24
1,314,864.66 1,486,410.43
— 222,886,616.51 388,995,221.24
2,410,755.63 8,155,586.34
7,004,959.37 6,778,135.54
— 218,292,412.77 390,372,672.04
16,466,013.88 69,227,081.17
— 201,826,398.89 321,145,590.87
— 201,826,398.89 321,145,590.87
—
-6,823,772.15 2,261,459.72
-6,823,772.15 2,261,459.72
1. -59,904,500.70 2,249,077.29
2. 53,080,728.55 12,382.43
195,002,626.74 323,407,050.59
174 中原證券 2020
2020 中原證券
2020 2019
2,702,035,174.80 1,916,877,772.13
1,330,000,000.00 120,000,000.00
3,480,155,509.95
700,025,363.10 5,680,048,334.81
1,660,163,609.91 2,334,006,955.20
.58 1,506,857,134.57 775,420,722.91
11,379,236,792.33 10,826,353,785.05
4,504,583,697.73 1,770,935,074.20
1,439,852,973.97
1,622,093,003.66 1,284,847,392.28
688,281,627.02 565,340,715.48
850,448,240.88 748,006,626.60
244,373,933.87 314,710,691.29
.58 2,098,653,166.86 1,214,320,340.55
10,008,433,670.02 7,338,013,814.37
.58 1,370,803,122.31 3,488,339,970.68
60,584,894.64 103,301,122.28
219,869.46 41,811,328.73
60,804,764.10 145,112,451.01
1,278,882,226.50 126,399,963.48
117,362,199.51 105,167,749.41
1,396,244,426.01 231,567,712.89
-1,335,439,661.91 -86,455,261.88
中原證券 2020 175
2020 中原證券
2020 2019
3,644,663,940.00
689,174,336.00 3,740,032,224.18
6,117,939,031.63 8,525,253,892.34
10,451,777,307.63 12,265,286,116.52
8,366,714,808.43 12,225,037,946.72
476,776,544.21 651,455,777.88
6,634,020.00 33,927,012.20
.58 133,454,629.51 584,905,867.76
8,976,945,982.15 13,461,399,592.36
1,474,831,325.48 -1,196,113,475.84
-3,348,221.20 -2,411,060.48
.58 1,506,846,564.68 2,203,360,172.48
11,805,475,726.56 9,602,115,554.08
13,312,322,291.24 11,805,475,726.56
176 中原證券 2020
2020 中原證券
2020 2019
2,447,542,230.21 1,564,495,346.34
1,330,000,000.00 120,000,000.00
3,282,055,509.95
693,725,172.41 5,669,050,871.31
1,509,151,900.87 2,299,626,262.98
47,039,557.07 194,636,101.48
9,309,514,370.51 9,847,808,582.11
4,424,200,415.64 3,082,895,332.00
1,439,852,973.97
1,665,197,871.00 1,450,440,993.74
645,952,818.64 517,801,713.38
741,941,079.67 630,347,197.40
164,519,232.68 236,336,070.97
708,719,319.40 792,812,762.93
8,350,530,737.03 8,150,487,044.39
.6 958,983,633.48 1,697,321,537.72
134,787,756.07
105,550,982.70 99,390,537.52
165,683.59 41,765,748.24
105,716,666.29 275,944,041.83
1,427,522,815.54
112,128,505.23 98,919,190.92
1,539,651,320.77 98,919,190.92
-1,433,934,654.48 177,024,850.91
中原證券 2020 177
2020 中原證券
2020 2019
3,644,663,940.00
300,000,000.00
5,400,203,000.00 8,525,253,892.34
9,344,866,940.00 8,525,253,892.34
6,715,301,000.00 8,189,169,000.00
418,420,136.68 542,228,264.55
84,168,489.90 46,308,316.33
7,217,889,626.58 8,777,705,580.88
2,126,977,313.42 -252,451,688.54
-646,160.05 30,847.35
.6 1,651,380,132.37 1,621,925,547.44
9,849,533,204.97 8,227,607,657.53
11,500,913,337.34 9,849,533,204.97
178 中原證券 2020
2020 中原證券
2020
3,869,070,700.00 3,487,237,785.96 36,543,591.23 808,084,287.96 1,382,038,921.28 88,232,726.32 9,671,208,012.75 826,578,441.02 10,497,786,453.77
3,869,070,700.00 3,487,237,785.96 36,543,591.23 808,084,287.96 1,382,038,921.28 88,232,726.32 9,671,208,012.75 826,578,441.02 10,497,786,453.77
773,814,000.00 2,843,385,031.72 -23,994,465.35 30,273,959.83 59,479,892.12 14,548,186.83 3,697,506,605.15 -8,816,968.41 3,688,689,636.74
-23,994,465.35 104,302,038.78 80,307,573.43 -2,182,948.41 78,124,625.02
773,814,000.00 2,843,315,826.36 3,617,129,826.36 3,617,129,826.36
1. 773,814,000.00 2,843,315,826.36 3,617,129,826.36 3,617,129,826.36
2.
3.
4.
30,273,959.83 59,479,892.12 -89,753,851.95 -6,634,020.00 -6,634,020.00
1. 30,273,959.83 -30,273,959.83
2. 59,479,892.12 -59,479,892.12
3. -6,634,020.00 -6,634,020.00
4.
1.
2.
3.
4.
69,205.36 69,205.36 69,205.36
4,642,884,700.00 6,330,622,817.68 12,549,125.88 838,358,247.79 1,441,518,813.40 102,780,913.15 13,368,714,617.90 817,761,472.61 14,186,476,090.51
中原證券 2020 179
2019 中原證券
2019
3,869,070,700.00 3,756,106,523.53 28,206,891.34 759,912,449.33 1,298,870,167.26 238,731,987.53 9,950,898,718.99 1,324,140,998.47 11,275,039,717.46
3,869,070,700.00 3,756,106,523.53 28,206,891.34 759,912,449.33 1,298,870,167.26 238,731,987.53 9,950,898,718.99 1,324,140,998.47 11,275,039,717.46
-268,868,737.57 8,336,699.89 48,171,838.63 83,168,754.02 -150,499,261.21 -279,690,706.24 -497,562,557.45 -777,253,263.69
8,336,699.89 58,222,745.44 66,559,445.33 20,941,021.22 87,500,466.55
-250,326,601.51 -250,326,601.51 -484,576,566.47 -734,903,167.98
1.
2.
3.
4. -250,326,601.51 -250,326,601.51 -484,576,566.47 -734,903,167.98
48,171,838.63 83,168,754.02 -208,722,006.65 -77,381,414.00 -33,927,012.20 -111,308,426.20
1. 48,171,838.63 -48,171,838.63
2. 83,168,754.02 -83,168,754.02
3. -77,381,414.00 -77,381,414.00 -33,927,012.20 -111,308,426.20
4.
1.
2.
3.
4.
-18,542,136.06 -18,542,136.06 -18,542,136.06
3,869,070,700.00 3,487,237,785.96 36,543,591.23 808,084,287.96 1,382,038,921.28 88,232,726.32 9,671,208,012.75 826,578,441.02 10,497,786,453.77
180 中原證券 2020
2020 中原證券
2020
3,869,070,700.00 3,762,844,544.48 5,435,762.48 808,084,287.96 1,315,470,752.11 170,879,423.10 9,931,785,470.13
3,869,070,700.00 3,762,844,544.48 5,435,762.48 808,084,287.96 1,315,470,752.11 170,879,423.10 9,931,785,470.13
773,814,000.00 2,843,315,826.36 -6,823,772.15 30,273,959.83 55,641,804.65 115,910,634.41 3,812,132,453.10
-6,823,772.15 201,826,398.89 195,002,626.74
773,814,000.00 2,843,315,826.36 3,617,129,826.36
1. 773,814,000.00 2,843,315,826.36 3,617,129,826.36
2.
3.
4.
30,273,959.83 55,641,804.65 -85,915,764.48
1. 30,273,959.83 -30,273,959.83
2. 55,641,804.65 -55,641,804.65
3.
4.
1.
2.
3.
4.
4,642,884,700.00 6,606,160,370.84 -1,388,009.67 838,358,247.79 1,371,112,556.76 286,790,057.51 13,743,917,923.23
中原證券 2020 181
2019 中原證券
2019
3,869,070,700.00 3,781,398,714.65 3,174,302.76 759,912,449.33 1,248,030,178.03 42,727,658.94 9,704,314,003.71
3,869,070,700.00 3,781,398,714.65 3,174,302.76 759,912,449.33 1,248,030,178.03 42,727,658.94 9,704,314,003.71
-18,554,170.17 2,261,459.72 48,171,838.63 67,440,574.08 128,151,764.16 227,471,466.42
2,261,459.72 321,145,590.87 323,407,050.59
1.
2.
3.
4.
48,171,838.63 67,440,574.08 -192,993,826.71 -77,381,414.00
1. 48,171,838.63 -48,171,838.63
2. 67,440,574.08 -67,440,574.08
3. -77,381,414.00 -77,381,414.00
4.
1.
2.
3.
4.
-18,554,170.17 -18,554,170.17
3,869,070,700.00 3,762,844,544.48 5,435,762.48 808,084,287.96 1,315,470,752.11 170,879,423.10 9,931,785,470.13
182 中原證券 2020
2020 1 1 2020 12 31
中原證券
中原證券
[2002]326 中原證券 [2002]31
2002 11 8
1,033,790,000.00
420,000,000.00 40.627% 363,618,400.00
35.173% 100,000,000.00
9.673% 100,000,000.00 9.673%
16,980,800.00 1.643%
10,522,500.00 1.018% 10,000,000.00
0.967% 7,668,300.00
0.742% 5,000,000.00 0.484%
2002 12 31 中原證券
[2002]326 中原證券
[2001]66
19 11
2003 1
2007 1 4
中原證券 [2007]3
1,052.25
中原證券 2020 183
2020 1 1 2020 12 31
2008 6 中原
證券 [2008]94
999,725,700.00 500,000,000.00
499,725,700.00 2008 6 10 中原證券
[2008]781
71,525.36 35.173%
19,670.42 9.673%
1,033,790,000.00 2,033,515,700.00
911,957,800.00 44.846% 826,159,600.00
40.627% 196,704,200.00
9.673% 2010 12
54,103,200.00 2.661% 19,668,900.00
0.967% 15,085,100.00
0.742% 2004 10
2011 12
2012 3
9,836,900.00 0.484% 2008 6
16 [2008] 2141
2011 6 1 中原證券
5% [2011]111
3,000 2,000 1,000 1,000 1,000
8,315.96 1,600 1,500
2011 9 26 中原證券 5%
[2011]1534
60,800
2012 4 6 中原證券
5% [2012]41
2,400
184 中原證券 2020
2020 1 1 2020 12 31
2014 4 22 中原證券
[2014]438 中原證券 598,100,000
1 2014 6 24
2014 6 25
H 598,100,000 1375.
HK 中州證券 H 2,631,615,700.00
2015 6 15 2015 H
中原證券 H
592,119,000.00 H 2015 7 21 中原證
券 592,119,000.00 H
2015 8 3 592,119,000.00 H H 4.28
3,223,734,700.00
2016 11 18 2016 H
2016 11 25 中原證券
[2016]2868 中原證券
700,000,000 1 700,000,000
1 3,923,734,700 2017 1 3 A
[2009]94 中原證券 A
[2015]26 700,000,000
47,979,175 10,348,840 4,375,124
2,846,433 1,578,336 1,034,804 793,645 526,112 517,531
9
70,000,000
中原證券 2020 185
2020 1 1 2020 12 31
2017 5 22 2016 2017 A 2017
H 中原證券 H
H 2018 1 24
中原證券 [2018]144
3,923,734,700 3,798,731,800 2018 5 18 H
H 54,664,000 H
4.37% 1.39% 2018 5 23 2018 7 11
3,869,070,700
2019 6 11 2020 6 10
中原證券 (2020)1190
773,814,000 12 2020 7
30 A 773,814,000
4,642,884,700 2020 7 24
[2020] 010
10
186 中原證券 2020
2020 1 1 2020 12 31
2020 12 31 86
28 5
9
Wending Zhongyuan
Company Limited 1
中原證券 2020 187
2020 1 1 2020 12 31
1.
15 —
2.
1.
2020 12
31 2020
2.
1 1 12 31
188 中原證券 2020
2020 1 1 2020 12 31
3.
4.
5.
6.
中原證券 2020 189
2020 1 1 2020 12 31
6.
7.
8.
190 中原證券 2020
2020 1 1 2020 12 31
9.
(1)
(2)
(i)
(iii)
(iii)
中原證券 2020 191
2020 1 1 2020 12 31
9.
(2)
a.
192 中原證券 2020
2020 1 1 2020 12 31
9.
(2)
b.
(3)
中原證券 2020 193
2020 1 1 2020 12 31
9.
(4)
a.
b.
c.
194 中原證券 2020
2020 1 1 2020 12 31
9.
(4)
a. 24 ——
b.
22 ——
(5)
中原證券 2020 195
2020 1 1 2020 12 31
9.
(5)
1
12
2
3
—
—
—
—
196 中原證券 2020
2020 1 1 2020 12 31
9.
(5)
30
—
—
—
—
—
12
2
中原證券 2020 197
2020 1 1 2020 12 31
9.
(6)
(7)
1)
2)
198 中原證券 2020
2020 1 1 2020 12 31
10.
11.
12.
中原證券 2020 199
2020 1 1 2020 12 31
12.
130%
(1)
(2) 100%
90
(3) 100%
90
9
13.
20% 50%
20%
200 中原證券 2020
2020 1 1 2020 12 31
13.
中原證券 2020 201
2020 1 1 2020 12 31
13.
14.
% %
40.00 5.00 2.38
202 中原證券 2020
2020 1 1 2020 12 31
14.
15.
2,000.00
中原證券 2020 203
2020 1 1 2020 12 31
15.
% %
40.00 5.00 2.38
35.00 5.00 2.71
5.00 5.00 19.00
20.00 5.00 4.75
10.00 5.00 9.50
15.00 5.00 6.33
5.00 5.00 19.00
5.00 5.00 19.00
5.00 5.00 19.00
5.00 5.00 19.00
5.00 5.00 19.00
8.00 5.00 11.88
16.
204 中原證券 2020
2020 1 1 2020 12 31
17.
1
3
18.
中原證券 2020 205
2020 1 1 2020 12 31
19.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
20.
206 中原證券 2020
2020 1 1 2020 12 31
20.
21.
1
1
22.
中原證券 2020 207
2020 1 1 2020 12 31
22.
8% 2%
23.
24.
[2007]320 2007
10%
[2018]39
[2007]320 10%
208 中原證券 2020
2020 1 1 2020 12 31
24.
2013
5%
11%
10%
12%
25.
—
—
—
中原證券 2020 209
2020 1 1 2020 12 31
25.
(1)
(2)
(3)
210 中原證券 2020
2020 1 1 2020 12 31
26.
27.
1
(1)
(2)
中原證券 2020 211
2020 1 1 2020 12 31
27.
28.
29.
(1)
12
212 中原證券 2020
2020 1 1 2020 12 31
29.
(2)
30.
31.
32.
(1)
—
—
中原證券 2020 213
2020 1 1 2020 12 31
32.
(1)
(2)
—
—
—
33.
(1)
214 中原證券 2020
2020 1 1 2020 12 31
33.
(1)
2
(2)
(3)
中原證券 2020 215
2020 1 1 2020 12 31
33.
(4)
(5)
(1) (2)
(3)
34.
(1)
(2)
216 中原證券 2020
2020 1 1 2020 12 31
16.5% 25%
3%~16%
1% 5% 7%
3%
2%
(1)
2012 57
2008 1 1 25%
16.5%
(2)
362
[2016]36
2016 5 1 6%
2017 6 30
3%
2018 1 1
[2018]32
17% 11% 16%
10% 2018 5 1
2019
39 16%
10% 13% 9% 2019 4 1
中原證券 2020 217
2020 1 1 2020 12 31
1.
(1)
2020 12 31 2019 12 31
185,324.40 249,129.05
111,968.17 1.0000 111,968.17 194,324.35 1.0000 194,324.35
82,535.06 0.8416 69,464.81 56,652.15 0.8958 50,747.86
760.00 5.1203 3,891.42 759.41 5.3421 4,056.84
10,941,803,014.08 9,321,697,310.89
2,748,120,459.32 2,740,135,500.49
2,494,458,896.71 1.0000 2,494,458,896.71 2,295,083,952.56 1.0000 2,295,083,952.56
20,547,255.32 6.5249 134,066,949.25 10,528,961.28 6.9762 73,452,139.68
141,461,731.71 0.8416 119,059,851.88 414,398,428.88 0.8958 371,209,824.53
47,229.09 5.0290 237,513.15 50,320.16 4.5787 230,400.92
29,609.31 8.0033 236,973.12 20,367.55 7.8155 159,182.59
0.04 5.1203 0.20 0.04 5.3421 0.21
228,937.98 0.2174 49,779.75
165,957.00 0.0632 10,495.26
8,193,682,554.76 6,581,561,810.40
8,104,738,687.41 1.0000 8,104,738,687.41 6,497,262,589.77 1.0000 6,497,262,589.77
4,610,580.22 6.5249 30,083,211.61 4,211,999.02 6.9762 29,383,747.56
67,293,174.96 0.8416 56,636,640.55 60,921,231.85 0.8958 54,572,021.16
276,838.87 8.0033 2,215,633.25 43,944.97 7.8155 343,451.91
132,540.00 0.0632 8,381.94
9,142,683.42 9,802,121.58
9,142,683.42 1.0000 9,142,683.42 9,802,121.58 1.0000 9,802,121.58
10,951,131,021.90 9,331,748,561.52
218 中原證券 2020
2020 1 1 2020 12 31
1.
(1)
2020 12 31 2019 12 31
70,219,206.05 47,834,623.14
2,379,906.55 1.0000 2,379,906.55 4,259,757.15 1.0000 4,259,757.15
80,603,701.70 0.8416 67,839,299.50 20,858,191.06 0.8958 18,684,350.39
3,520,846.45 6.9762 24,562,129.00
42,017.35 7.8155 328,386.60
582,961,261.74 476,131,648.81
528,880,625.85 1.0000 528,880,625.85 440,740,722.05 1.0000 440,740,722.05
1,333,044.66 6.5249 8,697,857.34 25,551.58 6.9762 178,252.93
53,921,841.34 0.8416 45,382,778.55 39,309,511.07 0.8958 35,212,673.83
653,180,467.79 523,966,271.95
(2) 2020 12 31 333,609,866.86
(3) 2020 12 31 12,955,424.86
262469587289 12,955,424.86
262469586944
中原證券 2020 219
2020 1 1 2020 12 31
2.
2020 12 31 2019 12 31
91,228,910.05 170,907,131.02
82,146,097.14 1.0000 82,146,097.14 170,907,131.02 1.0000 170,907,131.02
10,234,072.57 0.8416 8,613,404.83
46,444.53 6.5249 303,041.53
20,000.00 8.0033 160,066.63
94,922.00 0.0632 6,002.95
98.31 1.6185 159.11
15.48 8.9057 137.86
1,975,873,287.75 2,184,595,530.37
1,972,225,042.98 1.0000 1,972,225,042.98 2,176,489,870.41 1.0000 2,176,489,870.41
514,990.08 6.5249 3,360,258.77 968,157.31 6.9762 6,754,059.03
342,172.42 0.8416 287,986.00 1,508,853.66 0.8958 1,351,600.93
311,997,890.20 162,546,854.45
311,997,890.20 1.0000 311,997,890.20 162,546,854.45 1.0000 162,546,854.45
2,379,100,088.00 2,518,049,515.84
3.
(1)
2020 12 31 2019 12 31
7,161,431,516.25 5,634,401,621.21
109,194,134.07 244,875,805.15
21,728,570.93 15,281,693.50
7,248,897,079.39 5,863,995,732.86
157,193,911.35 186,388,556.91
48,511,514.39 66,070,903.40
53,845,391.75 55,714,996.61
151,860,033.99 196,744,463.70
7,400,757,113.38 6,060,740,196.56
220 中原證券 2020
2020 1 1 2020 12 31
3.
(1)
2019 12 31 1,152,922,141.97
26 2020
(2)
2020 12 31 2019 12 31
732,150,639.06 712,533,596.87
34,564,682.12 32,515,067.85
22,251,473,685.92 17,413,349,206.33
94,132,329.50 92,631,047.75
23,112,321,336.60 18,251,028,918.80
4.
(1) 2020 12 31
85,586,810.00 3,717,100.00 227,988,540.00 255,505.00
3,717,100.00 255,505.00
37,580,000,000.00 10,220,124.13
10,220,124.13
2,608,688,300.00 404,482.44
404,482.44
5,329,975.80 57,980.91
85,586,810.00 40,422,006,815.80 57,980.91
中原證券 2020 221
2020 1 1 2020 12 31
4.
(2) 2019 12 31
152,923,405.00 1,728,975.00
1,663,900.00
1,234,738,750.00 577,393.51
577,393.51
948,820.00 53,190.00 83,740.00
253,887,517.81 11,265,850.93
1,642,498,492.81 11,384,115.93 83,740.00
2020 12 31 2019 12 31
5.
2020 12 31 2019 12 31
539,543,098.45 385,892,047.09
538,665,535.45 1.0000 538,665,535.45 381,395,763.06 1.0000 381,395,763.06
500,000.00 0.8416 420,820.00 4,099,055.64 0.8958 3,671,852.00
70,000.00 6.5249 456,743.00 115,651.44 6.9762 806,807.58
16.41 7.8155 128.25
273,011.27 0.0641 17,496.20
10,618,496.40 7,010,153.46
10,618,496.40 1.0000 10,618,496.40 7,010,153.46 1.0000 7,010,153.46
194,717,152.84 2,267,535.40
194,717,152.84 1.0000 194,717,152.84 2,267,535.40 1.0000 2,267,535.40
744,878,747.69 395,169,735.95
222 中原證券 2020
2020 1 1 2020 12 31
6.
(1)
2020 12 31 2019 12 31
309,607,600.00
54,079,800.00 45,528,000.00
43,148,113.18 15,315,160.75
33,462,467.93 57,249,098.30
45,840,692.93 35,813,072.18
7,963,368.74 9,177,327.68
1,004,903.94 4,419,075.69
325,783,423.38 13,589,432.23
169,323,523.34 153,912,302.37
2020 12 31 309,607,600.00
(2)
2020 12 31
% %
366,183,152.30 73.96 321,256,743.62 87.73
366,183,152.30 73.96 321,256,743.62
1 93,972,049.47 18.98 469,858.78 0.50
1-2 15,534,859.80 3.14 776,742.99 5.00
2-3 11,655,642.06 2.35 1,165,564.20 10.00
3-4 2,139,391.38 0.43 427,878.28 20.00
4-5 5,621,451.71 1.14 1,686,435.51 30.00
5 400.00 200.00 50.00
128,923,794.42 26.04 4,526,679.76
495,106,946.72 100.00 325,783,423.38
中原證券 2020 223
2020 1 1 2020 12 31
6.
(2)
2019 12 31
% %
25,822,823.17 15.42 10,034,816.67 38.86
25,822,823.17 15.42 10,034,816.67
1 105,040,653.25 62.70 525,203.26 0.50
1-2 26,090,887.21 15.58 1,304,544.36 5.00
2-3 3,846,577.64 2.30 384,657.76 10.00
3-4 6,700,278.16 4.00 1,340,055.63 20.00
4-5 515.17 154.55 30.00
141,678,911.43 84.58 3,554,615.56
167,501,734.60 100.00 13,589,432.23
(3) 5% 5% 1,309,786.65
7.
(1)
2020 12 31 2019 12 31
9,847,902.11 12,829,661.10
1,707,498,529.86 2,035,425,405.12
40,292,940.00 1,164,604,789.02
565,267,829.32 214,517,707.39
266,942,311.46 403,489,034.92
2,055,964,889.83 3,023,888,527.71
224 中原證券 2020
2020 1 1 2020 12 31
7.
(2)
2020 12 31 2019 12 31
1,717,346,431.97 2,048,255,066.22
605,560,769.32 1,379,122,496.41
266,942,311.46 403,489,034.92
2,055,964,889.83 3,023,888,527.71
(3)
2020 12 31 2019 12 31
2,792,479,921.43 2,914,932,993.06
736,501,927.71 1,380,791,342.00
3,528,981,849.14 4,295,724,335.06
40,542,360.00 1,163,992,480.00
40,542,360.00 966,923,000.00
(4)
2020 12 31 2019 12 31
1 10,002,274.03
1-3 153,632,876.69
3 –1 735,430,249.94 450,806,989.83
1 50,267,123.29 13,222,856.95
911,798,882.60 1,417,762,681.65
1,707,498,529.86 2,035,425,405.12
中原證券 2020 225
2020 1 1 2020 12 31
7.
(5)
2020 12 31
12
795,699,647.26 911,798,882.60 1,707,498,529.86
1,363,745.09 265,570,503.11 266,934,248.20
794,335,902.17 646,228,379.49 1,440,564,281.66
2,099,499,467.60 668,709,113.83 2,768,208,581.43
2019 12 31
12
617,662,723.47 150,000,000.00 1,267,762,681.65 2,035,425,405.12
987,204.26 541,515.64 401,952,176.28 403,480,896.18
616,675,519.21 149,458,484.36 865,810,505.37 1,631,944,508.94
1,688,168,350.68 164,160,000.00 1,021,073,955.18 2,873,402,305.86
226 中原證券 2020
2020 1 1 2020 12 31
8.
(1)
2020 12 31
19,006,086,088.17 19,006,086,088.17 18,963,514,100.97 18,963,514,100.97
989,026,998.94 989,026,998.94 981,237,072.37 981,237,072.37
1,269,140,125.07 1,269,140,125.07 1,428,922,123.23 1,428,922,123.23
120,306,652.05 120,306,652.05 120,000,000.00 120,000,000.00
10,319,370.53 10,319,370.53 10,901,958.05 10,901,958.05
745,313,668.07 745,313,668.07 716,092,794.00 716,092,794.00
452,379,595.94 452,379,595.94 430,000,000.00 430,000,000.00
22,592,572,498.77 22,592,572,498.77 22,650,668,048.62 22,650,668,048.62
2019 12 31
13,810,266,165.45 13,810,266,165.45 13,729,609,266.85 13,729,609,266.85
792,478,949.57 792,478,949.57 789,646,056.89 789,646,056.89
1,448,376,173.97 1,448,376,173.97 1,512,863,535.94 1,512,863,535.94
163,533,291.76 163,533,291.76 161,000,000.00 161,000,000.00
17,062,550.00 17,062,550.00 20,900,000.00 20,900,000.00
898,601,516.01 898,601,516.01 1,021,560,520.40 1,021,560,520.40
96,700,000.00 96,700,000.00 100,000,000.00 100,000,000.00
17,227,018,646.76 17,227,018,646.76 17,335,579,380.08 17,335,579,380.08
中原證券 2020 227
2020 1 1 2020 12 31
8.
(2)
2020 12 31 2019 12 31
6,015,764.80 5,410,131.09
(3)
2020 12 31 2019 12 31
11,241,083,913.94 6,276,173,261.05
1,981,780,898.06 952,842,604.73
193,466,175.35
6,015,764.80 5,410,131.09
220,030,319.58
18,849,600.00 16,940,000.00
51,926,438.36
9.
(1)
2020 12 31
217,242,739.75 4,725,086.10 2,432,928.65 219,534,897.20
147,537,686.71 106,414,092.02 41,123,594.69
244,388,050.00 48,877,610.00 195,510,440.00
609,168,476.46 4,725,086.10 157,724,630.67 456,168,931.89
2019 12 31
413,351,533.53 2,879,308.14 2,182,385.91 414,048,455.76
155,098,508.88 1,791,560.00 90,059,105.35 66,830,963.53
244,388,050.00 48,877,610.00 195,510,440.00
812,838,092.41 4,670,868.14 141,119,101.26 676,389,859.29
1 17 35
228 中原證券 2020
2020 1 1 2020 12 31
9.
(2)
12
2020 1 1 709,880.59 140,409,220.67 141,119,101.26
2020 1 1 — — — —
—
—
—
—
22,162,607.50 22,162,607.50
-686,838.78 -686,838.78
-4,870,239.31 -4,870,239.31
2020 12 31 23,041.81 157,701,588.86 157,724,630.67
10.
(1)
2020 12 31
340,391,503.36 5,862,227.41 91,496.64 346,345,227.41
506,205,995.05 7,092,082.20 2,894,304.95 516,192,382.20 294,239.63
690,041,226.48 17,829,856.74 -73,300,586.48 634,570,496.74 70,379,414.90
581,303,404.07 12,904,493.15 -2,510,854.50 591,697,042.72 301,305.30
2,117,942,128.96 43,688,659.50 -72,825,639.39 2,088,805,149.07 70,974,959.83
2019 12 31
250,038,528.94 4,451,328.78 540,798.21 255,030,655.93
390,000,000.00 13,158,460.55 6,506,230.00 409,664,690.55 200,655.09
640,038,528.94 17,609,789.33 7,047,028.21 664,695,346.48 200,655.09
中原證券 2020 229
2020 1 1 2020 12 31
10.
(2)
12
2020 1 1 200,655.09 200,655.09
2020 1 1
— — — —
—
—
—
—
1,065,904.74 69,708,400.00 70,774,304.74
2020 12 31 1,266,559.83 69,708,400.00 70,974,959.83
(3)
2020 12 31 2019 12 31
30,822,180.41 105,446,965.57
132,078,473.98 304,217,724.98
516,192,382.20
295,212,638.37
11.
(1)
2020 12 31 2019 12 31
1,097,430,290.95 1,133,435,870.73
1,097,430,290.95 1,133,435,870.73
30,154,117.51 28,714,472.06
1,067,276,173.44 1,104,721,398.67
230 中原證券 2020
11.
(2)
2020
1
1
5,579,735.71 361,533.05 5,941,268.76
52,200,889.90 1,384,830.59 53,585,720.49
17,519,254.85 3,061,536.15 20,580,791.00
2020
1,274,705.60 1,274,705.60 12,204,617.53
12
19,835,305.24 424,225.41 20,259,530.65
992,080.16 -49,454.25 942,625.91
31
80,998,741.81 -4,770,730.38 1,009,624.42 77,237,635.85
3,812,049.50 3,745,251.58 -66,797.92
1,992,281.38 -182,340.75 1,809,940.63
2,468,612.19 -43,496.95 2,425,115.24
19,943,316.40 167,704.29 20,111,020.69
12,318,282.64 -389,366.39 11,928,916.25
58,116,367.08 -4,146,773.71 53,969,593.37
11,042,157.20 -28,609.73 11,013,547.47
中原證券
1,500,000.00 1,500,000.00 3,389,755.50
19,937,646.79 -1,040,628.86 18,897,017.93
16,730,192.94 -331,519.74 16,398,673.20
17,304,512.43 17,304,512.43
2020
3,848,632.97 44,711.27 3,893,344.24
5,059,488.46
3,476,571.60
3,504,183.50 3,518,592.59 14,409.09
231
232
2020
1
11.
1
中原證券
(2)
2020
12
31
2020
4,091,051.74 4,091,051.74
11,384,068.78 189,019.73 11,573,088.51
4,292,973.59 4,292,973.59
6,714,646.13 554,709.28 7,269,355.41
1,627,082.17 -223,256.08 1,403,826.09
22,567,319.13 2,008,256.84 24,575,575.97
240,000.00 240,000.00 492,987.23
1,424,491.30 -224,344.08 1,200,147.22
21,824,940.16 18,238,875.69 40,063,815.85
12,184,510.60 -4,148,955.95 8,035,554.65
1,905,707.21 126,800.11 2,032,507.32
562,337,674.45 43,115,866.39 181,829.12 -15,106,290.38 590,529,079.58
30,789,285.43 1,200,451.41 31,989,736.84
10,046,758.18 -305,527.56 9,741,230.62
4,989,454.94 -13,323.71 4,976,131.23
2242257 Ontario Inc 8,040,501.72 -1,046,223.04 -940,419.06 -5,530,697.19 -76,496.75 446,665.68 5,530,697.19
41,904,590.51 -2,257,900.00 -39,646,690.51
11,528,446.08 -98,434.89 11,430,011.19
1,104,721,398.67 32,952,381.93 53,783,145.31 181,829.12 69,205.36 -17,364,190.38 -5,530,697.19 -35,632,135.52 1,067,276,173.44 30,154,117.51
2020 1 1 2020 12 31
11.
(2)
2020 12 31
2020
5,530,697.19
12.
1 33,882,398.45 33,882,398.45
2
3
4 33,882,398.45 33,882,398.45
1 16,592,728.52 16,592,728.52
2 815,580.92 815,580.92
(1) 815,580.92 815,580.92
3
4 17,408,309.44 17,408,309.44
1
2
3
4
1 16,474,089.01 16,474,089.01
2 17,289,669.93 17,289,669.93
2020 12 31 2019 12 31
2020 12 31 2019 12 31
中原證券 2020 233
2020 1 1 2020 12 31
13.
(1)
2020 12 31 2019 12 31
518,939,792.67 529,779,821.41
339,935,752.90 336,747,594.72
179,004,039.77 193,032,226.69
(2)
1. 158,278,328.85 327,231,474.94 24,812,322.59 19,457,695.03 529,779,821.41
2. 18,837,126.24 188,840.36 1,584,163.94 20,610,130.54
(1) 18,837,126.24 188,840.36 1,584,163.94 20,610,130.54
(2)
3. 29,699,769.76 960,819.28 594,959.12 31,255,548.16
(1) 29,699,769.76 960,819.28 594,959.12 31,255,548.16
4. -102,273.67 -85,189.67 -7,147.78 -194,611.12
5. 158,278,328.85 316,266,557.75 23,955,154.00 20,439,752.07 518,939,792.67
1. 53,520,896.87 248,099,802.88 19,399,453.69 15,727,441.28 336,747,594.72
2. 4,159,345.00 26,794,720.36 1,120,017.92 848,484.91 32,922,568.19
(1) 4,159,345.00 26,794,720.36 1,120,017.92 848,484.91 32,922,568.19
(2)
3. 28,259,112.08 813,630.57 527,995.23 29,600,737.88
(1) 28,259,112.08 813,630.57 527,995.23 29,600,737.88
4. -76,065.46 -51,919.37 -5,687.30 -133,672.13
5. 57,680,241.87 246,559,345.70 19,653,921.67 16,042,243.66 339,935,752.90
1.
2.
3.
4.
1. 100,598,086.98 69,707,212.05 4,301,232.33 4,397,508.41 179,004,039.77
2. 104,757,431.98 79,131,672.06 5,412,868.90 3,730,253.75 193,032,226.69
(3) 32,922,568.19
(4) 2020 12 31
(5) 2020 12 31
234 中原證券 2020
2020 1 1 2020 12 31
14.
2020 12 31 2019 12 31
52,427,024.00 52,427,024.00 35,578,119.28 35,578,119.28
52,427,024.00 52,427,024.00 35,578,119.28 35,578,119.28
15.
1. 242,281,992.72 242,281,992.72
2. 54,926,385.49 54,926,385.49
(1) 54,926,385.49 54,926,385.49
3. 18,860,731.14 18,860,731.14
(1) 18,860,731.14 18,860,731.14
4. -2,463,371.86 -2,463,371.86
5. 275,884,275.21 275,884,275.21
1. 57,304,296.65 57,304,296.65
2. 75,348,822.39 75,348,822.39
(1) 75,348,822.39 75,348,822.39
3. 18,860,731.14 18,860,731.14
(1) 18,860,731.14 18,860,731.14
4. -941,275.95 -941,275.95
5. 112,851,111.95 112,851,111.95
1. 163,033,163.26 163,033,163.26
2. 184,977,696.07 184,977,696.07
2020 12 31 2019 12 31
中原證券 2020 235
2020 1 1 2020 12 31
16.
(1)
1. 223,802,533.75 32,670,730.00 105,480,246.53 2,444,000.00 364,397,510.28
2. 62,007,721.22 62,007,721.22
3. 714,866.47 714,866.47
4. -15,886.98 -54,140.00 -70,026.98
5. 285,079,501.52 32,616,590.00 105,480,246.53 2,444,000.00 425,620,338.05
1. 158,027,648.53 31,558,283.56 15,162,785.22 2,438,833.51 207,187,550.82
2. 28,453,178.89 49,999.92 2,637,006.12 5,166.49 31,145,351.42
3. 714,866.47 714,866.47
4. -15,886.98 -15,886.98
5. 185,750,073.97 31,608,283.48 17,799,791.34 2,444,000.00 237,602,148.79
1.
2.
3.
4.
1. 99,329,427.55 1,008,306.52 87,680,455.19 188,018,189.26
2. 65,774,885.22 1,112,446.44 90,317,461.31 5,166.49 157,209,959.46
(2) 31,145,351.42
(3) 2020 12 31 2019 12 31
236 中原證券 2020
2020 1 1 2020 12 31
16.
(4)
2019 12 31 2020 12 31
A 19,462,500.00 19,462,500.00
A 11,812,450.00 11,812,450.00
500,000.00 216,666.44 49,999.92 333,333.48 166,666.52
876,200.00 895,780.00 -54,140.00 841,640.00
32,651,150.00 1,112,446.44 49,999.92 31,608,283.48 -54,140.00 1,008,306.52
中原證券 2020 237
2020 1 1 2020 12 31
17.
(1)
2020 12 31 2019 12 31
243,561,201.63 177,525,697.93
76,885,445.52 73,607,160.80
100,789,341.05 81,599,266.52
3,045,778.89 2,924,615.32
2,507,002.68 2,743,228.44
18,206,409.85
1,524,273.16
105,574.86 105,574.86
18,109,620.45 7,120,149.24
464,734,648.09 345,625,693.11
7,102,318.65 5,499,688.98
1,761,757.05
779,484.35
7,139,218.34 217,354.09
14,241,536.99 8,258,284.47
238 中原證券 2020
2020 1 1 2020 12 31
17.
(2)
2020 12 31 2019 12 31
1,019,083,812.61 754,884,181.04
456,839,987.56 400,855,489.22
307,541,782.10 294,428,643.20
12,183,115.56 11,698,461.28
10,028,010.72 10,972,913.76
72,825,639.39
6,097,092.66
422,299.44 422,299.44
89,776,909.66 28,480,596.96
1,974,798,649.70 1,501,742,584.90
28,409,274.59 21,998,755.92
7,047,028.21
3,117,937.40
28,556,873.36 869,416.36
56,966,147.95 33,033,137.89
(3)
中原證券 2020 239
2020 1 1 2020 12 31
18.
2020
2019 2020 12 31
12 31 12 31
7,268,756.37 7,268,756.37
15,103,058.09 -912,812.92 12,614,035.24 1,576,209.93
22,371,814.46 -912,812.92 19,882,791.61 1,576,209.93
(1) 2007
55.68%
(2) 2016
100% 24,416,272.00
7,556,040.59 16,860,231.41 2020 12 31
(3)
2020 12 31
1,576,209.93
240 中原證券 2020
2020 1 1 2020 12 31
19.
(1)
2020 12 31 2019 12 31
208,187,453.87 165,575,875.56
8,724,860.09 9,218,414.91
29,304,787.78 29,329,480.40
758,196.90 415,675.06
4,000,000.00 13,828,588.41
875,830,915.70 1,074,197,140.31
197,278,287.50 120,615,640.34
40,088,770.06 10,123,099.45
10,053,020.30 10,056,957.85
3,763,992.39 5,509,223.08
1,400,000.00 1,400,000.00
1,262,539.54 3,107,002.04
6,670,650.56 2,721,932.28
1,387,323,474.69 1,446,099,029.69
(2)
1)
2020 12 31 2019 12 31
37,802,104.67 40,042,809.83
18,457,262.12 27,208,048.47
28,000,000.00 40,000,000.00
14,584,450.53 20,561,469.28
107,692,585.42 34,175,791.81
193,064.03 116,438.31
19,267,087.49 24,662,526.39
17,809,100.39 21,191,208.53
208,187,453.87 165,575,875.56
中原證券 2020 241
2020 1 1 2020 12 31
19.
(2)
2)
2020 12 31 2019 12 31
% %
133,831,876.43 12,785,582.57 9.55 81,267,704.86 16,592,568.75 20.42
133,831,876.43 12,785,582.57 81,267,704.86 16,592,568.75
1 56,469,157.79 282,345.90 0.50 81,113,192.09 405,566.08 0.50
1-2 18,713,083.99 935,654.20 5.00 13,902,884.24 695,144.21 5.00
2-3 9,355,826.17 935,582.62 10.00 2,924,366.68 292,436.67 10.00
3-4 2,391,853.82 478,370.76 20.00 1,178,726.47 235,745.29 20.00
4-5 1,129,068.48 338,720.54 30.00 1,101,786.73 330,536.02 30.00
5 4,105,687.58 2,052,843.80 50.00 5,278,423.02 2,639,211.51 50.00
92,164,677.83 5,023,517.82 105,499,379.23 4,598,639.78
225,996,554.26 17,809,100.39 186,767,084.09 21,191,208.53
3)
(3)
2019 2020
12 31 12 31
29,329,480.40 13,591,599.68 13,585,931.11 30,361.19 29,304,787.78
29,329,480.40 13,591,599.68 13,585,931.11 30,361.19 29,304,787.78
(4)
2020 12 31 2019 12 31
34,416,951.35 34,633,051.35
30,416,951.35 20,804,462.94
4,000,000.00 13,828,588.41
242 中原證券 2020
2020 1 1 2020 12 31
19.
(5)
1)
2020 12 31 2019 12 31
40,841,156.74 51,830,380.83
977,539,981.74 1,105,263,879.41
142,550,222.78 82,897,119.93
875,830,915.70 1,074,197,140.31
2017 7.125%
17.28%
2)
2020 12 31 2019 12 31
165,098,079.70 33,511,383.51
69,537,966.67 73,270,550.00
771,612,802.11 1,033,539,382.84
12,132,290.00 16,772,943.89
142,550,222.78 82,897,119.93
875,830,915.70 1,074,197,140.31
3)
2019 2020
12 31 12 31
82,897,119.93 59,653,102.85 142,550,222.78
82,897,119.93 59,653,102.85 142,550,222.78
中原證券 2020 243
2020 1 1 2020 12 31
20.
2020 12 31 2019 12 31
6,015,764.80 5,410,131.09
— 6,015,764.80 5,410,131.09
2020 12 31 2019 12 31
21.
(1)
2019 12 31 2020 12 31
70,996,690.11 8,226,439.80 -3,649,167.23 75,573,962.68
34,780,640.76 11,540,277.08 5,098,747.23 451,350.04 302,915,200.00 -93,496.80 343,592,523.77
403,489,034.92 166,368,476.54 -302,915,200.00 266,942,311.46
141,119,101.26 22,162,607.50 686,838.78 -4,870,239.31 157,724,630.67
200,655.09 70,774,304.74 70,974,959.83
7,558,888.38 2,408,888.39 9,967,776.77
82,897,119.93 59,653,102.85 142,550,222.78
20,804,462.94 9,828,588.41 216,100.00 30,416,951.35
761,846,593.39 350,962,685.31 6,001,686.01 451,350.04 -8,612,903.34 1,097,743,339.31
28,714,472.06 5,530,697.19 4,091,051.74 30,154,117.51
65,078.02 24,645,128.84 24,710,206.86
1,665,500.52 -89,290.59 1,576,209.93
28,779,550.08 31,841,326.55 28,801,258.60 -89,290.59 31,730,327.44
790,626,143.47 382,804,011.86 6,001,686.01 29,252,608.64 -8,702,193.93 1,129,473,666.75
244 中原證券 2020
2020 1 1 2020 12 31
21.
(2)
2020 12 31
12
21,729,825.88 1,614,024.67 52,230,112.13 75,573,962.68
9,550,197.58 334,042,326.19 343,592,523.77
1,371,808.35 265,570,503.11 266,942,311.46
23,041.81 157,701,588.86 157,724,630.67
1,266,559.83 69,708,400.00 70,974,959.83
9,967,776.77 9,967,776.77
4,922,882.76 641,944.33 136,985,395.69 142,550,222.78
30,416,951.35 30,416,951.35
29,314,118.63 11,806,166.58 1,056,623,054.10 1,097,743,339.31
2019 12 31
12
15,285,375.88 55,711,314.23 70,996,690.11
8,153,255.34 26,627,385.42 34,780,640.76
995,343.00 541,515.64 401,952,176.28 403,489,034.92
709,880.59 140,409,220.67 141,119,101.26
200,655.09 200,655.09
7,558,888.38 7,558,888.38
7,501,815.14 75,395,304.79 82,897,119.93
20,804,462.94 20,804,462.94
24,693,069.70 8,694,770.98 728,458,752.71 761,846,593.39
中原證券 2020 245
2020 1 1 2020 12 31
22.
2020 12 31 2019 12 31
1 42,082,000.00 1,067,700,654.19
85,811,114.11
2 273,895,554.88 415,236,129.54
315,977,554.88 1,568,747,897.84
1 2020 12 31
1 Hibor+2.4%
2 2020 12 31
1 Hibor+1.5%
23.
2019 2020
12 31 12 31
17 01 1 1,500,000,000.00 2017 7 26 3 1,500,000,000.00 5.15% 1,533,651,369.85 43,598,630.15 1,577,250,000.00
17 02 1 1,000,000,000.00 2017 11 17 3 1,000,000,000.00 5.49% 1,006,768,493.23 48,131,506.77 1,054,900,000.00
18 01 1 1,500,000,000.00 2018 4 27 3 1,500,000,000.00 5.58% 1,557,328,766.98 1,557,328,766.98
19 F1 2 1,500,000,000.00 2019 4 16 1 1,500,000,000.00 3.80% 1,540,446,575.35 16,553,424.65 1,557,000,000.00
3 1,856,258,000.00 2020 7 10 12 31 14~241 1,856,258,000.00 2.60%~6.00% 374,580,686.32 3,927,221,835.31 2,433,191,326.69 1,868,611,194.94
US$110,000,000 5.2
per cent.Guaranteed
Bonds due 2021 110,000,000.00
4 2020 9 15 363 110,000,000.00 5.20% 728,717,847.98 728,717,847.98
4,455,447,124.75 6,321,552,011.84 6,622,341,326.69 4,154,657,809.90
1 2015 中原證券
中原證券
[2017]586
100 2017 7 25 2017 15
3 5.15% 2017 11 16 2017
10 3 5.49% 2018 4 26 2018
15 3 5.58%
246 中原證券 2020
2020 1 1 2020 12 31
23.
2 2015 中原證券
[2019]132
50 2019 4 15 15
1 3.80%
3 2020 12 31 28,989,000.00
119,853,000.00 157,416,000.00
1,550,000,000.00 14~241 2.60%~6.00%
4 2020 Chapter 37 of the Rules Governing the
Listing of Securities on The Stock Exchange of Hong Kong Limited and in the Securities and Futures
Ordinance (Cap. 571) of Hong Kong Wending Zhongyuan Company
Limited 2020 9 15 363 1.1
5.20%
5 2020 12 31 1 1
24.
(1)
2020 12 31 2019 12 31
1,990,620,444.45 2,361,159,583.32
1,703,797,777.78
3,694,418,222.23 2,361,159,583.32
(2)
2020 12 31 2019 12 31
1 503,004,444.45 2.80%
1 3 1,200,793,333.33 2.80%
1,703,797,777.78
中原證券 2020 247
2020 1 1 2020 12 31
25.
2020 12 31
1 778,986,314.11 778,986,314.11
2 577,240,268.93 577,240,268.93
1,356,226,583.04 1,356,226,583.04
2019 12 31
1 714,792,262.30 714,792,262.30
2 399,760,116.86 399,760,116.86
1,114,552,379.16 1,114,552,379.16
1 2020 12 31 2019 12 31
2
248 中原證券 2020
2020 1 1 2020 12 31
26.
(1)
2020 12 31 2019 12 31
170,134,478.47 357,042,328.08
12,030,173,716.26 7,362,059,631.32
1,001,986,666.67
12,200,308,194.73 8,721,088,626.07
(2)
2020 12 31 2019 12 31
12,200,308,194.73 7,719,101,959.40
1,001,986,666.67
12,200,308,194.73 8,721,088,626.07
(3)
2020 12 31 2019 12 31
13,375,777,049.15 8,602,600,556.80
1,152,922,141.97
13,375,777,049.15 9,755,522,698.77
中原證券 2020 249
2020 1 1 2020 12 31
27.
(1)
2020 12 31 2019 12 31
9,183,094,149.35 7,786,190,760.54
594,826,211.62 359,523,577.32
9,777,920,360.97 8,145,714,337.86
758,296,288.57 726,216,894.89
19,013,901.71 23,135,708.59
777,310,190.28 749,352,603.48
10,555,230,551.25 8,895,066,941.34
28.
(1)
2019 12 31 2020 12 31
451,722,664.96 875,769,932.83 769,131,280.73 558,361,317.06
— 26,110,079.86 57,581,378.00 80,679,101.14 3,012,356.72
833,577.01 363,146.39 637,859.01 558,864.39
478,666,321.83 933,714,457.22 850,448,240.88 561,932,538.17
250 中原證券 2020
2020 1 1 2020 12 31
28.
(2)
2019 12 31 2020 12 31
366,173,608.87 755,608,080.25 665,484,191.52 456,297,497.60
17,066,554.31 17,032,341.64 34,212.67
3,860.97 25,883,717.34 25,886,283.31 1,295.00
3,626.87 25,044,481.52 25,047,598.04 510.35
39.00 71,133.22 70,837.67 334.55
195.10 684,217.92 684,217.92 195.10
79,330.38 79,075.38 255.00
4,554.30 4,554.30
1,680.00 44,350,178.91 44,351,858.91
85,543,515.12 32,861,402.02 16,376,605.35 102,028,311.79
451,722,664.96 875,769,932.83 769,131,280.73 558,361,317.06
(3) —
2019 12 31 2020 12 31
3,902.40 7,115,328.14 7,035,232.25 83,998.29
97.50 320,954.66 316,442.38 4,609.78
26,106,079.96 50,145,095.20 73,327,426.51 2,923,748.65
26,110,079.86 57,581,378.00 80,679,101.14 3,012,356.72
中原證券 2020 251
2020 1 1 2020 12 31
29.
2020 12 31 2019 12 31
114,101,377.09 48,599,122.69
9,375,343.19 4,573,376.31
5,327,159.86 3,102,504.44
1,262,668.74 280,019.95
899,695.79 198,177.40
396,512.17 107,588.35
59,419.92 6,823.78
181,907.79 118,397.78
131,604,084.55 56,986,010.70
30.
2020 12 31 2019 12 31
52,036,482.97 112,837,882.61
1,584,687.23 54,069,595.58
4,289,034.57 4,701,892.05
7,964,367.83 11,471,761.30
65,874,572.60 183,081,131.54
31.
2020 12 31 2019 12 31
13,434,590.75 16,421,359.42
13,061,090.66 563,000.00
3,460,493.15
26,495,681.41 20,444,852.57
252 中原證券 2020
2020 1 1 2020 12 31
32.
2020 12 31 2019 12 31
1,001,741.67 13,202,955.17
1,001,741.67 13,202,955.17
2020 12 31
3 20%
33.
2019 2020
12 31 12 31
18 01 1 1,500,000,000.00 2018 4 27 3 1,500,000,000.00 5.58% 1,557,099,451.95 26,600,548.05 1,583,700,000.00
19 C1 1 1,000,000,000.00 2019 10 30 3 1,000,000,000.00 4.90% 1,008,457,534.25 49,134,246.60 49,000,000.00 1,008,591,780.85
19 01 2 2,000,000,000.00 2019 3 26 3 2,000,000,000.00 3.90% 2,058,383,389.76 78,858,249.48 78,003,900.00 2,059,237,739.24
20 C1 3 1,500,000,000.00 2020 4 23 3 1,500,000,000.00 4.08% 1,542,420,821.93 1,542,420,821.93
6,000,000,000.00 6,000,000,000.00 4,623,940,375.96 1,697,013,866.06 1,710,703,900.00 4,610,250,342.02
1 2015 中原證券
2018 4 26 2018
15 3 5.58% 2019 10 29 2019
10 3 4.90%
2 2015 中原證券
[2019]326
30 2019 3 25 20
3 3.90%
3 2019 中原證券
[2020]544
30 2020 4 22 15
3 4.08%
中原證券 2020 253
2020 1 1 2020 12 31
34.
2020 12 31 2019 12 31
157,698,672.45 177,837,189.74
63,101,382.10 86,390,791.78
157,698,672.45 177,837,189.74
1 5
35.
(1)
2020 12 31 2019 12 31
249,046,172.59 342,539,563.07
60,275,715.32 22,274,226.00
25,085,590.18 22,454,322.10
4,346,572.63 4,110,068.54
5,669,348.97 2,174,367.83
344,423,399.69 393,552,547.54
(2)
2020 12 31 2019 12 31
105,205,000.00 111,972,500.00
1 92,651,296.00 61,884,600.00
14,063,675.84 11,973,830.85
2 2,562,500.00 89,549,125.00
34,563,700.75 67,159,507.22
249,046,172.59 342,539,563.07
1 115,814,120.00
2 2020 12 31 17 1
2.44 0.03
254 中原證券 2020
2020 1 1 2020 12 31
35.
(3)
5%
36.
2019 + – 2020
12 31 12 31
3,869,070,700.00 773,814,000.00 773,814,000.00 4,642,884,700.00
2020 7 A 773,814,000.00
3,644,663,940.00
27,534,113.67 3,617,129,826.33
773,814,000.00 2,843,315,826.33
37.
2019 12 31 2020 12 31
3,731,847,252.71 2,843,315,826.36 6,575,163,079.07
-244,609,466.75 69,205.36 -244,540,261.39
3,487,237,785.96 2,843,385,031.72 6,330,622,817.68
— 36
中原證券 2020 255
2020 1 1 2020 12 31
38.
36,543,591.23 -19,596,289.76 6,672,766.30 -2,274,590.71 -23,994,465.35 -23,994,465.35 12,549,125.88
5,285,271.17 -73,374,826.91 6,497,840.69 -19,968,166.90 -59,904,500.70 -59,904,500.70 -54,619,229.53
150,491.31 70,949,230.35 174,925.61 17,693,576.19 53,080,728.55 53,080,728.55 53,231,219.86
2,251,346.29 181,829.12 181,829.12 181,829.12 2,433,175.41
28,856,482.46 -17,352,522.32 -17,352,522.32 -17,352,522.32 11,503,960.14
36,543,591.23 -19,596,289.76 6,672,766.30 -2,274,590.71 -23,994,465.35 -23,994,465.35 12,549,125.88
39.
2019 12 31 2020 12 31
643,670,942.57 20,182,639.89 663,853,582.46
164,413,345.39 10,091,319.94 174,504,665.33
808,084,287.96 30,273,959.83 838,358,247.79
40.
2019 12 31 2020 12 31
743,121,780.81 39,297,252.23 782,419,033.04
638,917,140.47 20,182,639.89 659,099,780.36
1,382,038,921.28 59,479,892.12 1,441,518,813.40
24
256 中原證券 2020
2020 1 1 2020 12 31
41.
2020 2019
88,232,726.32 238,731,987.53
88,232,726.32 238,731,987.53
104,302,038.78 58,222,745.44
20,182,639.89 32,114,559.08
10,091,319.94 16,057,279.55
39,297,252.23 51,054,194.94
20,182,639.89 32,114,559.08
77,381,414.00
102,780,913.15 88,232,726.32
中原證券 2020 257
2020 1 1 2020 12 31
42.
2020 2019
959,869,249.40 979,725,596.57
246,792,924.19 211,952,556.47
477,557,852.19 389,238,284.21
82,777,504.62 193,981,433.50
996,809.98 1,357,301.47
46,354,779.03 90,493,451.12
15,031,439.52 38,947,751.77
54,322,352.87 45,066,651.47
81,401,501.07 100,239,865.58
496,861.31 299,053.57
1,488,813.63
858,771,546.11 951,227,973.53
46,006,968.10 92,392,451.55
40,983,987.06 23,261,913.30
77,148,662.74 69,320,167.80
30,440,555.57 21,440,277.79
263,724,123.51 316,813,543.22
37,816,799.16 30,923,572.88
363,302,104.60 390,376,765.11
267,812,580.47 257,700,161.29
15,528,329.95 19,668,356.14
14,260,570.99 8,471,203.53
101,097,703.29 28,497,623.04
258 中原證券 2020
2020 1 1 2020 12 31
43.
(1)
2020 2019
702,390,449.73 471,791,181.63
— 901,944,748.51 613,891,393.02
— 849,557,071.59 598,933,438.01
489,128.51 594,228.47
51,559,606.38 13,535,896.80
— 199,554,298.78 142,100,211.39
— 199,399,805.52 141,943,401.39
30,611.75 35,293.17
88,254,594.49 45,997,286.10
— 125,000,223.60 81,472,414.37
— 36,745,629.11 35,475,128.27
206,756,722.44 246,803,568.01
— 217,653,553.36 253,523,790.14
— 114,957,161.13 124,461,462.98
29,729,145.23 19,273,584.90
72,967,247.00 109,788,742.26
— 10,896,830.92 6,720,222.13
— 9,313,489.57 4,402,514.95
567,107.20 1,217,735.85
1,016,234.15 1,099,971.33
47,316,049.98 65,064,514.83
— 47,758,408.04 65,246,188.37
— 442,358.06 181,673.54
13,254,217.54 17,737,008.90
— 13,254,217.54 17,737,008.90
—
81,561,242.32 78,187,327.07
— 81,561,242.32 78,740,546.79
— 553,219.72
32,665,010.33 35,547,551.07
— 32,811,519.76 35,547,551.07
— 146,509.43
1,172,198,286.83 961,128,437.61
1,419,983,913.13 1,146,158,892.66
247,785,626.30 185,030,455.05
中原證券 2020 259
2020 1 1 2020 12 31
43.
(2)
2020 2019
— 18,537,735.84 34,759,695.25
— 1,499,999.99 2,148,243.42
51,913,277.02 71,780,832.26
71,951,012.85 108,688,770.93
(3)
2020 2019
6,506,725,198.64 51,559,606.38 2,479,659,165.48 12,605,351.24
240,483,226.64 930,545.56
6,506,725,198.64 51,559,606.38 2,720,142,392.12 13,535,896.80
260 中原證券 2020
2020 1 1 2020 12 31
44.
(1)
2020 2019
53,783,145.31 41,652,088.18
135,461,265.95 54,248,623.19
417,408,393.21 834,010,900.11
552,723,899.77 648,157,866.18
764,610,338.43 676,471,744.55
-211,886,438.66 -28,313,878.37
-135,315,506.56 185,853,033.93
-74,667,012.96 174,590,020.29
10,380,784.48 11,813,248.18
-118,841,465.29 -17,351,199.25
47,812,187.21 16,800,964.71
606,652,804.47 929,911,611.48
(2)
2020
764,610,338.43
-74,667,012.96
-211,886,438.66
47,812,187.21
中原證券 2020 261
2020 1 1 2020 12 31
45.
2020 2019
-30,313,666.81 -149,122,498.35
-9,215,030.06 3,117,937.41
-8,995,479.58 -19,213,351.04
-48,524,176.45 -165,217,911.98
46.
2020 2019
1,244,565,859.25 580,702,845.64
13,747,986.54 865.55
2,872,125.98 3,050,820.99
3,317,511.08 5,000,704.54
1,264,503,482.85 588,755,236.72
47.
2020 2019
-20,777.16 22,972,242.66
-20,777.16 22,972,242.66
-20,777.16 22,972,242.66
48.
2020 2019
10,742,594.24 8,890,812.20
10,742,594.24 8,890,812.20
262 中原證券 2020
2020 1 1 2020 12 31
49.
2020 2019
9,175,747.94 6,957,110.71
6,576,545.43 4,840,161.99
3,623,017.80 2,623,424.48
19,375,311.17 14,420,697.18
50.
2020 2019
933,714,457.22 889,462,860.58
75,348,822.39 57,294,120.55
45,233,347.00 33,181,272.42
32,922,568.19 34,672,954.29
31,145,351.42 27,566,690.33
18,440,320.11 17,266,991.34
17,212,389.01 12,617,541.17
15,984,081.27 27,870,736.32
15,615,489.85 9,804,717.04
13,585,931.11 13,366,023.41
13,465,692.06 11,932,388.27
12,623,148.95 20,247,376.99
12,038,255.41 13,820,260.79
9,774,349.91 10,523,517.62
9,357,560.60 8,506,501.92
7,811,652.08 9,151,165.23
7,438,607.12 7,613,850.60
7,385,292.59 7,705,240.63
4,295,111.18 5,406,103.52
4,138,119.92 30,066,689.53
3,447,133.34 11,542,284.15
3,253,313.15 3,225,634.18
2,631,268.08 2,007,151.08
2,571,894.81 3,681,585.58
2,491,878.70 1,992,447.32
32,158,797.30 33,213,911.77
1,334,084,832.77 1,303,740,016.63
中原證券 2020 263
2020 1 1 2020 12 31
51.
2020 2019
6,441,529.85 3,116,185.10
21,475,768.72 121,925,646.33
70,774,304.74 16,635.67
59,653,102.85 39,353,036.58
9,612,488.41 49,029.43
8,226,439.80 5,408,220.13
166,368,476.54 177,420,473.81
2,408,888.39 2,408,888.38
344,960,999.30 349,698,115.43
52.
2020 2019
24,645,128.84 9,760,642.03
5,530,697.19
1,665,500.52
31,841,326.55 9,760,642.03
264 中原證券 2020
2020 1 1 2020 12 31
53.
2020 2019
1,223,165,735.20 579,988,114.62
815,580.92 815,549.69
242,027.21 368,604.19
1,224,223,343.33 581,172,268.50
54.
(1)
2020 2019
2,516.80 31,713.40 2,516.80
4,446,320.46 8,824,864.58 4,446,320.46
1,411,615.78 551,446.40 1,411,615.78
5,860,453.04 9,408,024.38 5,860,453.04
中原證券 2020 265
2020 1 1 2020 12 31
54.
(2)
2020
Employment Support 2,286,059.51
Scheme (ESS)
1,000,000.00
2019
[2020]28
1,000,000.00 2020–
2022
2020
88,931.80
60,000.00
[2014]192
1,341.67
2019
[
[2020]11 ]
9,987.48
2018
[2019]6
4,446,320.46
266 中原證券 2020
2020 1 1 2020 12 31
55.
2020 2019
1,416,680.46 507,934.53 1,416,680.46
5,548,811.00 6,067,504.00 5,548,811.00
3,680,453.18 450,224.51 3,680,453.18
10,645,944.64 7,025,663.04 10,645,944.64
56.
(1)
2020 2019
156,173,707.05 130,796,090.05
-114,262,405.27 -89,761,345.65
41,911,301.78 41,034,744.40
(2)
2020 2019
144,030,392.15 116,117,612.82
36,007,598.04 29,029,403.21
18,685,407.94 29,271,593.76
14,446,146.23 1,102,140.93
-45,656,625.82 -38,861,477.11
13,104,133.40 5,084,391.71
5,324,641.99 15,408,691.90
41,911,301.78 41,034,744.40
中原證券 2020 267
2020 1 1 2020 12 31
57.
2020 2019
104,302,038.78 58,222,745.44
8,579,668.46 39,064,768.02
95,722,370.32 19,157,977.42
4,191,493,200.00 3,869,070,700.00
0.02 0.02
0.02 0.005
2020 12 31 2019 12 31
58.
(1)
1)
2020 2019
15,188,914.70 17,715,676.82
1,264,503,482.85 588,755,236.72
219,464,346.95 114,811,999.50
7,700,390.07 54,137,809.87
1,506,857,134.57 775,420,722.91
268 中原證券 2020
2020 1 1 2020 12 31
58.
(1)
2)
2020 2019
113,286,307.99 185,071,577.77
349,703,814.84 112,458,376.68
247,367,702.44 280,761,817.68
1,223,407,762.41 581,172,268.50
164,887,579.18 54,856,299.92
2,098,653,166.86 1,214,320,340.55
3)
2020 2019
28,000,000.00 534,697,894.20
77,920,515.87 50,207,973.56
A 27,534,113.64
133,454,629.51 584,905,867.76
中原證券 2020 269
2020 1 1 2020 12 31
58.
(2)
2020 2019
1.
102,119,090.37 75,082,868.42
376,802,325.85 359,458,757.46
33,738,149.11 35,488,504.00
75,348,822.39 57,294,120.55
31,145,351.42 27,566,690.33
13,585,931.11 13,166,023.49
– 1,434,940.82 -22,496,021.53
– 48,524,176.45 165,217,911.98
459,039,225.10 514,502,333.94
– 3,348,221.20 2,411,060.48
– -268,978,988.13 -141,520,340.07
– -120,245,657.79 -94,558,474.14
– 5,983,252.52 4,797,128.49
– 892,744,752.34 2,440,370,122.42
– -283,786,470.45 51,559,284.86
1,370,803,122.31 3,488,339,970.68
2.
3.
13,312,322,291.24 11,805,475,726.56
11,805,475,726.56 9,602,115,554.08
1,506,846,564.68 2,203,360,172.48
270 中原證券 2020
2020 1 1 2020 12 31
58.
(3)
2020 12 31 2019 12 31
13,312,322,291.24 11,805,475,726.56
185,324.40 249,129.05
10,924,832,764.95 9,278,007,670.48
9,142,683.42 9,802,121.58
2,378,161,518.47 2,517,416,805.45
13,312,322,291.24 11,805,475,726.56
59.
2020 12 31
12,955,424.86
11,241,083,913.94
1,981,780,898.06
193,466,175.35
220,030,319.58
18,849,600.00
6,015,764.80
295,212,638.37
30,822,180.41
648,270,856.18
115,814,120.00
中原證券 2020 271
2020 1 1 2020 12 31
60.
5,062,520,235.23 1,842,188,218.67 718,502,484.57
16,800,000.00 359,400,384.57
2,378,494,304.26
2,667,225,930.97 1,842,188,218.67 359,102,100.00
4,590,344,584.76 1,043,551,028.78 591,854,372.22
3,400,068.05 304,476,073.61
1,880,448,337.19
2,706,496,179.52 1,043,551,028.78 287,378,298.61
3,494,443,598.14 1,072,061,504.89 576,009,294.23
9,436,849.90 45,061,504.89
571,928,500.00
232,327,650.72 69,294.23
2,638,990,000.00
41,760,597.52 1,027,000,000.00 575,940,000.00
34,599,364.85 4,576,646.08 149,407.44
61.
2020 12 31 2020 12 31
— —
25,157,835.54 6.5249 164,150,160.85
306,448.18 8.0033 2,452,606.37
208,837,441.73 0.8416 175,765,957.24
760.04 5.1203 3,891.63
47,229.09 5.0290 237,513.15
298,497.00 0.0632 18,877.20
228,937.98 0.2174 49,779.75
— —
561,434.61 6.5249 3,663,300.30
10,576,244.99 0.8416 8,901,390.83
94,922.00 0.0632 6,002.95
98.31 1.6185 159.11
15.48 8.9057 137.86
20,000.00 8.0033 160,066.63
— —
70,000.00 6.5249 456,743.00
500,000.00 0.8416 420,820.00
— —
52,023,500.01 0.8416 43,785,058.55
— —
18,802,530.60 0.8416 15,824,961.85
— —
1,255,710.17 6.5249 8,193,383.29
146,553,031.54 0.8416 123,344,893.47
— —
375,430,771.92 0.8416 315,977,554.88
— —
129,821,483.15 0.8416 109,262,953.08
272 中原證券 2020
2020 1 1 2020 12 31
62.
2020
Wending Zhongyuan Company
Limited
1 0.8416
1 0.8893
2020 4 29 1
Wending Zhongyuan Company Limited
中原證券 2020 273
274
2020
1
1
中原證券
2020 12 31
%
2020
12
31
2020
33,000 18,806.16 51.36
2,000 3,441.63 100.00
68,000 70,053.10 100.00
10,000 6,000 60.00
10,000 10,000 51.36
35,000 12,250 35.00
1
2020 12 31
%
2020
300,000 225,600 100.00
1
2
1
100,000 65,000 65.00
2020
100,000 100,000 100.00
12
31
5 5 100.00
100,000 132,708 100.00
60,000 60,000 100.00
中原證券
1,000 1,000 100.00
2,000 2,000 100.00
Wending Zhongyuan 1 1 100.00
2020
Company Limited
275
2020 1 1 2020 12 31
2020
12 31
中原證券 48,288,169.54 50.00%
17 59,840,000.00 100.00%
1 181,650,000.00 100.00%
1 10,000,133.33 50.00%
500,000,000.00 50.00%
81,000,000.00 15.00%
100,000,000.00 20.00%
45,000,000.00 13.00%
1 2015
51%
2 2020 12 31 300,000.00 225,600.00
2020
12 31
48.64% 8,814,867.44 213,805,165.49
65.00% 17,595,031.69 5,434,020.00 227,840,893.64
276 中原證券 2020
2020 1 1 2020 12 31
2020 12 31 2020
1,909,882,870.38 1,480,481,319.14 1,354,079,151.89 18,121,553.88 18,121,553.88 -107,950,595.16
383,792,372.43 29,948,274.86 86,890,028.71 27,069,279.52 27,069,279.52 -39,512,190.67
2020 12 31
6,064,571,388.61 2,131,224,712.68
626,623,695.41 1,078,780,244.78
2020 12 31
2020 12 31 2019 12 31
1,328,580,602.71 1,178,746,268.72
487,750,503.80 668,788,140.85
1,816,331,106.51 1,847,534,409.57
中原證券 2020 277
2020 1 1 2020 12 31
1.
(1)
2020 12 31
17.73%
914100001699542485
(2)
2019 12 31 2020 12 31
12,000,000,000.00 12,000,000,000.00
(3)
%
2020 2019 2020 2019
12 31 12 31 12 31 12 31
82,298.38 82,298.38 17.73 21.271
(4)
A 822,983,847
H 4,673.30 H 8,345.40
95,317.08 20.53%
2.
278 中原證券 2020
2020 1 1 2020 12 31
3.
中原證券 2020 279
2020 1 1 2020 12 31
4.
91410000169953018F
91410000MA448PJU6H
91410100594892586U
91410105MA3X6PQ842
91410000169955769X
91410000711291895J
5% 911200007178678241
91410500172267086K
914102002681294387
9141000031741675X6
9141000016996944XD
914100001699995779
91410000071384697T
280 中原證券 2020
2020 1 1 2020 12 31
1.
2020 2019
170,704.58 124,803.44
246,038.79 20,724.87
4,202.49
36,496.87 41,505.06
2.
2020 2019
12 31 12 31
103,037,790.26 236,537,790.26
3.
2020 12 31 2020 2019 12 31 2019
45,000,000.00 5,075,164.97 45,000,000.00 5,018,772.40
中原證券 2020 281
2020 1 1 2020 12 31
4.
2020 2019
12 31 12 31
1,309,786.65 287,809.94
450,000.00
2020
12 31
7,000,000.00
377,648,985.84
40,292,940.03
302,672.95
282 中原證券 2020
2020 1 1 2020 12 31
5.
2020 2019
13,284,101.89
1,435,827.08 864,797.58
546,383.63 545,754.70
89,067.58
97,000.00
40,321.58 223,441.46
19,801.98 194,174.76
141,509.43 141,509.43
37,735.85
1,821,063.85
437,735.85
372,539.60
9,749.92
3,628,661.86
2020
3,947,913.14
3,773,584.90
1,498,186.40
434,840.05
163,908.08
67,534.46
中原證券 2020 283
2020 1 1 2020 12 31
6.
2020 12 31
335,000,000.00 281,949,400.00
12
7.
(1)
2020
2020 2019
1,809.12 1,089.44
284 中原證券 2020
2020 1 1 2020 12 31
7.
(2)
2020
508,685.81 39,626.40 241,410.00 789,722.21
945,392.14 39,626.40 974,596.18 1,959,614.72
226,920.00 226,920.00
210,000.00 210,000.00
210,000.00 210,000.00
210,000.00 210,000.00
35,136.00 35,136.00
30,720.00 30,720.00
30,720.00 30,720.00
391,065.35 37,171.20 532,934.65 961,171.20
354,677.42 16,447.20 108,210.00 479,334.62
463,367.20 29,832.00 162,750.00 655,949.20
35,994.41 217,410.00 253,404.41
100,800.00 100,800.00
112,920.00 112,920.00
2020 2020
中原證券 2020 285
2020 1 1 2020 12 31
7.
(3)
2020
2020 2019
2,237,985.88 2,931,588.66
147,787.20 165,372.25
11,532,816.66 9,520,849.74
13,918,589.74 12,617,810.65
(4)
1.
(i) (ii)
(iii) (iv)
286 中原證券 2020
2020 1 1 2020 12 31
1.
中原證券 2020 287
2020 1 1 2020 12 31
1.
288 中原證券 2020
2020 1 1 2020 12 31
1.
2.
2020 12 31 2019 12 31
中原證券 2020 289
2020 1 1 2020 12 31
2.
22
2018 1 1
—
—
—
12
290 中原證券 2020
2020 1 1 2020 12 31
2.
12
(PD) (LGD) (EAD)
— 12
—
— 12
30
中原證券 2020 291
2020 1 1 2020 12 31
2.
2020 12 31
— 90
—
—
—
—
—
—
292 中原證券 2020
2020 1 1 2020 12 31
2.
2020 1 1 2020 12 31
3
12
中原證券 2020 293
2020 1 1 2020 12 31
2.
90%
2020 2019
12 31 12 31
1,095,113.10 933,174.86
237,910.01 251,804.95
740,075.71 606,074.02
1,138.41
74,487.87 39,516.97
16,932.35 15,391.23
205,596.49 302,388.85
2,029,715.88 1,399,492.25
45,616.89 67,638.99
208,880.51 66,469.53
132,664.80 141,676.95
4,786,993.61 3,824,767.01
294 中原證券 2020
2020 1 1 2020 12 31
2.
2020 12 31
70,759.82 4,946.78 29,573.21 105,279.81
733,079.93 8,619.48 5,933.70 747,633.11
197,339.60 11,540.91 208,880.51
2,121.56 59,267.80 61,389.36
141,110.83 91,179.89 232,290.72
1,144,411.74 13,566.26 197,495.51 1,355,473.51
2,931.41 225.59 71,261.30 74,418.30
1,141,480.33 13,340.67 126,234.21 1,281,055.21
3.
(1)
中原證券 2020 295
2020 1 1 2020 12 31
3.
(1)
2020 12 31
1 1–3 3 1 1 5 5
1,095,094.57 18.53 1,095,113.10
237,910.01 237,910.01
60,815.68 211,904.24 467,355.79 740,075.71
74,487.87 74,487.87
16,932.35 16,932.35
126,178.03 441.47 73,955.86 5,021.13 205,596.49
34,198.68 15,747.64 458,734.50 1,147,611.52 297,037.16 305,927.75 2,259,257.25
43,497.64 1,120.40 599.56 399.29 45,616.89
5,122.99 11,068.17 182,048.99 10,640.36 208,880.51
2,911.85 7,546.79 59,521.86 2,602.62 1,365.29 38,988.56 112,936.97
1,605,729.45 247,828.71 1,242,216.56 1,166,274.92 298,402.45 436,355.06 4,996,807.15
31,597.76 31,597.76
8,641.78 79,201.92 327,622.08 415,465.78
249,362.49 120,079.33 369,441.82
77,898.63 57,724.03 135,622.66
1,200,220.82 19,810.00 1,220,030.82
968,441.40 87,081.66 1,055,523.06
5.80 5.80
461,025.03 461,025.03
6,587.46 6,587.46
100.17 100.17
25,339.27 25,339.27
2,536,162.88 219,091.25 327,622.08 518,849.23 119,014.19 3,720,739.63
-930,433.43 28,737.46 914,594.48 647,425.69 298,402.45 317,340.87 958,726.65
296 中原證券 2020
2020 1 1 2020 12 31
3.
(1)
2019 12 31
1 1–3 3 1 1 5 5
925,150.04 7,000.00 1,000.00 24.82 933,174.86
251,804.95 251,804.95
28,289.12 145,001.72 432,783.18 606,074.02
1,138.41 1,138.41
39,516.97 39,516.97
15,391.23 15,391.23
237,398.98 18,136.71 45,532.17 1,320.99 302,388.85
30,902.88 60,129.91 285,344.95 806,213.58 225,724.04 314,386.50 1,722,701.86
47,999.22 12,444.84 6,170.13 1,024.79 67,638.98
20,400.07 25,134.41 20,935.05 66,469.53
29,462.24 10,008.15 59,991.70 7,824.10 1,516.39 20,391.26 129,193.84
1,551,007.43 245,721.33 857,222.20 842,517.87 248,175.48 390,849.19 4,135,493.50
8,581.11 29,934.68 118,359.00 156,874.79
18,781.88 13,384.63 413,378.20 445,544.71
236,115.96 236,115.96
74,315.30 37,139.94 111,455.24
771,910.20 40,079.47 60,119.20 872,108.87
797,590.10 91,916.59 889,506.69
8.37 8.37
462,394.04 462,394.04
19,099.24 19,099.24
1,320.30 1,320.30
34,601.60 34,601.60
1,907,294.55 83,398.78 591,856.40 500,854.28 145,625.80 3,229,029.81
-356,287.12 162,322.55 265,365.80 341,663.59 248,175.48 245,223.39 661,240.30
中原證券 2020 297
2020 1 1 2020 12 31
3.
(2)
10%
2020 12 31 2019 12 31
10% 23,385.33 20,888.05 25,576.09 6,470.86
10% -23,385.33 -20,888.05 -25,576.09 -6,470.86
(3)
2020 12 31
2.97% 3.40%
298 中原證券 2020
2020 1 1 2020 12 31
4.
中原證券 2020 299
2020 1 1 2020 12 31
4.
2020 12 31
1 1–3 3 1 1 5 5
31,644.25 31,644.25
8,655.70 79,686.52 334,574.57 422,916.79
249,466.89 120,847.99 370,314.88
77,898.63 57,724.03 135,622.66
1,200,820.87 19,829.62 1,220,650.49
87,081.66 968,441.40 1,055,523.06
493,795.39 493,795.39
6,587.46 6,587.46
106.11 106.11
25,339.27 25,339.27
87,081.66 2,536,927.74 220,364.13 334,574.57 551,625.53 31,926.73 3,762,500.36
2019 12 31
1 1–3 3 1 1 5 5
8,589.55 30,155.62 125,482.52 164,227.69
6,119.56 6,312.71 452,474.33 464,906.60
236,138.37 236,138.37
74,315.30 37,139.94 111,455.24
771,908.44 40,265.10 62,958.90 875,132.44
91,916.59 797,590.10 889,506.69
483,770.00 483,770.00
19,099.24 19,099.24
1,471.34 1,471.34
34,601.60 34,601.60
91,916.59 1,894,661.32 76,733.43 640,915.75 522,381.28 53,700.84 3,280,309.21
300 中原證券 2020
2020 1 1 2020 12 31
5.
6.
中原證券 2020 301
2020 1 1 2020 12 31
7.
—
—
—
—
2016 2016 2016
10 1
— 100%
— 8%
— 100%
— 100%
1.
302 中原證券 2020
2020 1 1 2020 12 31
1.
2020 12 31
4,148,531,402.14 17,157,502,047.68 1,286,539,048.95 22,592,572,498.77
1 3,726,479,071.54 14,891,751,412.20 387,855,604.43 19,006,086,088.17
2 346,164,793.32 168,354,967.13 754,620,364.62 1,269,140,125.07
3 75,887,537.28 913,139,461.66 989,026,998.94
4 1,184,256,206.69 144,063,079.90 1,328,319,286.59
1,432,696,292.78 540,699,722.05 115,409,134.24 2,088,805,149.07
5,581,227,694.92 17,698,201,769.73 1,401,948,183.19 24,681,377,647.84
778,986,314.11 577,240,268.93 1,356,226,583.04
57,980.91 57,980.91
779,044,295.02 577,240,268.93 1,356,284,563.95
2019 12 31
4,726,430,172.73 11,291,377,647.26 1,209,210,826.77 17,227,018,646.76
(1) 4,309,028,233.68 9,080,536,711.40 420,701,220.37 13,810,266,165.45
(2) 388,094,475.20 364,671,492.30 695,610,206.47 1,448,376,173.97
(3) 29,307,463.85 763,171,485.72 792,478,949.57
(4) 1,082,997,957.84 92,899,399.93 1,175,897,357.77
358,934,217.57 305,761,128.91 664,695,346.48
53,190.00 65,075.00 11,265,850.93 11,384,115.93
5,085,417,580.30 11,597,203,851.17 1,220,476,677.70 17,903,098,109.17
714,792,262.30 399,760,116.86 1,114,552,379.16
39,420.00 44,320.00 83,740.00
714,831,682.30 399,804,436.86 1,114,636,119.16
中原證券 2020 303
2020 1 1 2020 12 31
2.
3.
4.
2020
5.
2020 1 1 2020 12 31
1,209,210,826.77 2,173,021.75 1,207,037,805.02
399,760,116.86 177,480,152.07 577,240,268.93
115,409,134.24 115,409,134.24
11,265,850.93 11,265,850.93
44,320.00 44,320.00
2019 1 1 2019 12 31
1,715,558,066.26 506,347,239.49 1,209,210,826.77
380,027,422.26 19,732,694.60 399,760,116.86
62,985,609.15 51,719,758.22 11,265,850.93
44,320.00 44,320.00
304 中原證券 2020
2020 1 1 2020 12 31
5.
— — — —
— —
— —
—
— — — —
—
— —
—
— — — —
—
— —
— —
— —
中原證券 2020 305
2020 1 1 2020 12 31
5.
— — — —
—
PE —
PB PS
— — — —
—
— —
—
— — — —
2020 12 31
306 中原證券 2020
2020 1 1 2020 12 31
1.
2020 2019
12 31 12 31
32,184,984.30 48,798,003.04
32,184,984.30 48,798,003.04
1.
2020 4 29
5 10
2021 1 中原證券
[2021]275
8
2.
2020 12 31
431,738,551 9.30%
2018 1 3
2021 1 6 15 6
92,857,694
3.
2021 2 中原證券
[2021]377
50
中原證券 2020 307
2020 1 1 2020 12 31
4.
2020 8 13
15%
2021 1 22
5.
2021 3 30 2020 10
0.17
1. 2020
892,899,927.37 124,221,051.29 178,864,343.15 299,299,440.30 85,235,031.67 1,354,079,151.89 -29,790,360.16 203,067,640.22 -4,574,528.86 3,103,301,696.87
753,219,862.58 179,545,643.94 36,175,788.75 49,712,266.98 97,077,420.14 12,912,486.75 45,371,295.01 -1,816,477.32 1,172,198,286.83
540,472,131.17 -25,085,581.79 -854,996.95 1,996,536.63 90,858,466.15 -733,750.74 606,652,804.47
-33,778,488.31 51,155,949.39 670,655.87 -4,608,054.76 -61,964,238.64 -48,524,176.45
-109,362.26 -2,702,061.15 -536,797.79 -3,348,221.20
2,859,257.13 6,783,793.15 13,907,997.04 40,364.63 1,246,747,264.15 2,928,930.42 4,014,475.67 -2,056,782.26 1,275,225,299.93
136,930,169.92 -389,256,384.72 -681,300.79 249,215,654.51 9,412,032.46 10,438,808.68 -40,318,198.05 125,324,439.82 32,481.46 101,097,703.29
582,945,240.34 176,222,267.64 194,129,235.24 206,658,069.57 33,906,908.80 1,330,493,372.03 67,032,284.06 382,464,812.23 -19,366,376.79 2,954,485,813.12
309,954,687.03 -52,001,216.35 -15,264,892.09 92,641,370.73 51,328,122.87 23,585,779.86 -96,822,644.22 -179,397,172.01 14,791,847.93 148,815,883.75
9,225,038,019.65 22,597,717,177.95 31,291,444.78 9,633,309,114.56 3,862,978,383.14 1,909,882,870.38 1,556,618,401.66 8,969,384,670.28 -5,409,344,525.40 52,376,875,557.00
10,101,535,678.65 15,151,920,711.75 79,092,182.47 1,724,734,715.63 699,739,931.38 1,480,481,319.14 1,297,193,828.09 8,299,157,539.40 -643,456,440.02 38,190,399,466.49
1 58,110,750.23 13,720,159.99 11,458,670.75 555,114.90 2,061,032.31 4,518,220.32 13,870,797.91 50,745,655.70 -1,222,148.08 153,818,254.03
2 55,089,727.52 3,624,502.05 741,552.77 414,536.62 1,346,949.62 2,276,804.43 45,221.82 53,822,904.68 117,362,199.51
308 中原證券 2020
2020 1 1 2020 12 31
1.
2020 2019
5,548,811.00 6,067,504.00
5,548,811.00 6,067,504.00
2.
2020 12 31 2019 12 31
2020 2019
12 31 12 31
7,476,331,076.06 6,131,736,886.67
6,015,764.80 5,410,131.09
7,482,346,840.86 6,137,147,017.76
3.
2020 12 31 2019 12 31
977,436,370.00 493,954,800.00
892,869,520.00 869,154,000.00
461,811,840.00 530,733,960.00
2,332,117,730.00 1,893,842,760.00
2020 12 31
161,029.87
中原證券 2020 309
2020 1 1 2020 12 31
4.
2020 12 31
3
5.
2019 12 31 2020 12 31
1 17,227,018,646.76 -30,313,666.81 22,592,572,498.77
2 11,384,115.93 -8,993,950.22
3 664,695,346.48 -79,872,667.60 70,774,304.74 2,088,805,149.07
4
17,903,098,109.17 -39,307,617.03 -79,872,667.60 70,774,304.74 24,681,377,647.84
17,903,098,109.17 -39,307,617.03 -79,872,667.60 70,774,304.74 24,681,377,647.84
1,114,552,379.16 -9,215,030.06 1,356,226,583.04
83,740.00 -1,529.36 57,980.91
1,114,636,119.16 -9,216,559.42 1,356,284,563.95
310 中原證券 2020
2020 1 1 2020 12 31
6.
10,951,131,021.90
2,379,100,088.00
7,400,757,113.38
744,878,747.69
169,323,523.34
2,055,964,889.83
22,592,572,498.77
456,168,931.89
2,088,805,149.07
879,830,915.70
25,037,155,231.73 2,088,805,149.07 22,592,572,498.77
中原證券 2020 311
2020 1 1 2020 12 31
6.
9,331,748,561.52
2,518,049,515.84
6,060,740,196.56
11,384,115.93
395,169,735.95
153,912,302.37
3,023,888,527.71
17,227,018,646.76
676,389,859.29
664,695,346.48
1,088,025,728.72
23,247,924,427.96 664,695,346.48 17,238,402,762.69
312 中原證券 2020
2020 1 1 2020 12 31
7.
315,977,554.88
57,980.91
4,154,657,809.90
3,694,418,222.23
1,356,226,583.04
12,200,308,194.73
10,555,230,551.25
65,874,572.60
4,610,250,342.02
1,001,741.67
29,432,162.81
35,627,151,152.09 1,356,284,563.95
中原證券 2020 313
2020 1 1 2020 12 31
7.
1,568,747,897.84
83,740.00
4,455,447,124.75
2,361,159,583.32
1,114,552,379.16
8,721,088,626.07
8,895,066,941.34
190,992,352.09
4,623,940,375.96
13,202,955.17
26,564,390.64
30,856,210,247.18 1,114,636,119.16
314 中原證券 2020
2020 1 1 2020 12 31
8.
1 1,089,445,460.17 -4,608,054.76 856,883,301.34
2
3 19,099,108.85 513,358.29 43,785,058.55
4
5
6 51,830,963.55 41,123,594.69
1,160,375,532.57 -4,608,054.76 513,358.29 941,791,954.58
中原證券 2020 315
2020 1 1 2020 12 31
1.
(1)
2020 12 31 2019 12 31
4,126,432,553.95 4,126,432,553.95 4,126,432,553.95 4,126,432,553.95
4,126,432,553.95 4,126,432,553.95 4,126,432,553.95 4,126,432,553.95
(2)
2019 12 31 2020 12 31
188,061,592.08 188,061,592.08
700,530,961.87 700,530,961.87
859,340,000.00 859,340,000.00
2,256,000,000.00 2,256,000,000.00
122,500,000.00 122,500,000.00
4,126,432,553.95 4,126,432,553.95
316 中原證券 2020
2020 1 1 2020 12 31
2.
2020 2019
840,710,707.82 798,742,726.64
220,736,495.73 185,486,711.01
464,576,155.58 366,479,244.07
81,991,995.95 193,806,451.27
996,809.98 1,357,301.47
46,354,779.03 90,493,451.12
54,322,352.87 43,479,859.02
19,083,707.69 9,490,461.27
794,467,457.03 857,789,074.23
27,018,835.31 23,261,913.30
77,148,662.74 69,320,167.80
30,440,555.57 21,440,277.79
263,204,806.08 316,813,543.22
37,816,790.81 30,923,572.43
363,302,104.60 390,376,765.11
267,812,580.47 257,700,161.29
15,528,329.95 19,668,356.14
10,447,927.54 7,424,756.23
46,243,250.79 -59,046,347.59
中原證券 2020 317
2020 1 1 2020 12 31
3.
(1)
2020 2019
686,071,935.92 469,501,628.70
— 885,194,369.73 610,656,750.79
— 831,526,528.34 595,698,795.78
1,031,189.08 594,228.47
51,559,606.38 13,535,896.80
— 199,122,433.81 141,155,122.09
— 198,967,940.55 140,998,312.09
30,611.75 35,293.17
200,925,249.51 228,560,194.77
— 211,653,833.40 235,276,295.26
— 114,957,161.13 111,819,439.66
23,965,274.32 19,273,584.90
72,731,397.95 104,183,270.70
— 10,728,583.89 6,716,100.49
— 9,313,489.57 4,402,514.95
400,000.00 1,217,735.85
1,015,094.32 1,095,849.69
39,325,418.37 45,206,688.55
— 39,353,812.03 45,235,815.39
— 28,393.66 29,126.84
81,559,355.53 63,279,453.44
— 81,559,355.53 63,279,453.44
—
30,268,783.91 9,392,120.90
— 32,811,519.76 9,392,120.90
— 2,542,735.85
1,038,150,743.24 815,940,086.36
1,250,572,890.45 963,840,435.78
212,422,147.21 147,900,349.42
318 中原證券 2020
2020 1 1 2020 12 31
4.
(1)
2020 2019
77,307,500.00 50,916,260.74
-773,551.12
50,208,022.72
553,945,936.58 677,197,882.16
695,140,291.04 591,084,144.95
719,988,683.69 619,398,023.32
-24,848,392.65 -28,313,878.37
-141,194,354.46 86,113,737.21
-83,989,378.75 94,019,111.42
10,380,784.48 11,813,248.18
-121,617,242.72 -36,519,587.10
54,031,482.53 16,800,964.71
631,253,436.58 777,548,614.50
(2)
2020
719,988,683.69
-83,989,378.75
-24,848,392.65
54,031,482.53
中原證券 2020 319
2020 1 1 2020 12 31
5.
2020 2019
829,080,934.22 767,981,116.23
56,650,750.59 47,809,302.90
30,181,550.19 30,866,625.34
29,767,221.31 26,470,814.92
15,826,770.89 14,572,609.49
35,398,233.30 25,833,521.72
15,204,571.94 9,511,979.24
12,573,176.57 10,800,094.92
12,106,802.02 24,114,229.92
7,811,652.08 9,084,179.20
5,985,660.37 5,368,679.20
6,854,700.01 7,090,074.09
8,035,558.53 8,483,394.43
10,840,414.36 17,063,080.98
5,776,033.67 17,234,709.42
16,396,249.01 11,634,231.58
10,077,114.18 11,014,351.78
2,989,984.78 3,052,279.61
2,791,254.69 11,014,351.78
2,365,876.17 1,905,161.26
6,106,847.53 5,297,336.63
2,213,164.61 5,754,863.27
4,215,428.29 5,191,308.25
2,474,637.58 3,019,423.79
17,722,617.04 16,737,081.73
1,149,447,203.93 1,096,904,801.68
320 中原證券 2020
2020 1 1 2020 12 31
6.
2020 2019
1.
201,826,398.89 321,145,590.87
263,120,359.08 186,153,701.24
31,299,387.64 31,984,431.58
56,650,750.59 47,809,302.90
29,767,221.31 26,470,814.92
12,573,176.57 10,800,094.92
– 1,413,215.22 -22,677,113.06
– 88,807,494.18 -112,081,401.33
397,411,742.61 436,401,361.05
– 646,160.05 -30,847.35
– -142,010,637.35 -106,209,367.94
– -88,296,632.38 -25,699,396.12
– -3,207,641.13 2,149,540.21
– 191,011,569.97 1,142,579,703.69
– -82,028,931.77 -241,474,877.86
958,983,633.48 1,697,321,537.72
2.
3.
11,500,913,337.34 9,849,533,204.97
9,849,533,204.97 8,227,607,657.53
1,651,380,132.37 1,621,925,547.44
2021 3 30
中原證券 2020 321
2020 1 1 2020 12 31
1.
1 — (2008)
2020 2019
-1,434,940.82 23,826,434.25
15,188,914.70 17,715,676.78
5,000,000.00
-7,817,648.40 -5,966,282.11
10,936,325.48 35,575,828.92
2,527,734.55 8,893,957.23
-171,077.53 -12,382,896.33
8,579,668.46 39,064,768.02
2.
9 —
2010 2020
0.93% 0.02 0.02
0.85% 0.02 0.02
322 中原證券 2020
2020 1 1 2020 12 31
3.
2020 2019
2020 2019 12 31 12 31
10,211.91 7,508.29 1,418,647.61 1,049,778.65
10,211.91 7,508.29 1,418,647.61 1,049,778.65
中原證券
2021 3 30
中原證券 2020 323
324 中原證券 2020
1 3 3
1
1 中原證券 2019/12/24 2020/6/9
19–3 [2019]339
2
1 中原證券 中原證券 2020/10/27
15
1 11
2 中原證券 中原證券 2020/6/5
730
2 2554 2555 2556
2557
3 中原證券 中原證券 2020/12/17
15982
10 1001
中原證券 2020 325
3
1 中原證券 中原證券 2020/8/28
11 2
2 中原證券 中原證券 17 2020/4/1
3 中原證券 中原證券 2020/12/16
C 110
1 2020/6/17 中原證券
[2020]1190
A
2020 A A
326 中原證券 2020
Central China Securities Co., Ltd.