Central China Securities Co., Ltd.
(a joint stock company incorporated in 2002 in Henan Province, the People s Republic of China with limited liability
under the Chinese corporate name “ ” and carrying on business in Hong Kong as “ ”)
2002
2021
Stock Code : 01375
ANNUAL REPORT
2021
2021 10
0.21 2021 12 31 4,642,884,700
97,500,578.70 2021 78,929,039.90
176,429,618.60
中原證券 2021 1
2 中原證券 2021
4
7
33
77
133
149
157
161
361
中原證券 2021 3
中原證券
中原證券
571
Wind
IPO
4 中原證券 2021
A 1.00
H 1.00
2021 1 1 2021 12 31
2021 12 31
中原證券 2021 5
—
%
6 中原證券 2021
中原證券
中原證券
CENTRAL CHINA SECURITIES CO., LTD.
CCSC
4,642,884,700.00 4,642,884,700.00
9,100,531,842.63 10,141,843,317.23
1
2
3
4
5
6
7
8
9
10
11
12 50ETF
13
14 IPO
15
16
17
18
19
20
中原證券 2021 7
21
22
23
24
25
26 IT ISO/IEC20000
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
20 19 20 19
450018 450018
0371-69177590 0371-69177590
0371-86505911 0371-86505911
zhuqb@ccnew.com yangfeng@ccnew.com
8 中原證券 2021
10
450018
10
450018
http://www.ccnew.com
investor@ccnew.com
248 40
https://www.cs.com.cn/
https://www.cnstock.com/
http://www.stcn.com/
http://www.zqrb.cn/
http://www.sse.com.cn
http://www.hkexnews.hk
20 19
A 中原證券 601375
H 中州證券 01375
中原證券 2021 9
2002 10 25 中原證券
[2002]326 中原證券
2002
11 8 103,379
2008 1 15 103,379
203,351.57
2008 6 10
19,670.42 9.673% 71,525.36
35.173% 91,195.78
44.846%
2011 9 22
中原證券 5%
60,800 29.899%
2014 6 25 中州證券
01375 中原證券
[2013]1070
40,994,778 8,842,345 3,738,231 2,432,074
1,348,575 884,166 678,113 449,525 442,193
9 59,810,000
2014 10 28
2,631,615,700
10 中原證券 2021
2015 8 3 H 592,119,000 1
H 4.28 2015 8 14
3,223,734,700
2016 11 18 700,000,000 1
[2009]94
中原證券 A
[2015]26 700,000,000
47,979,175 10,348,840 4,375,124 2,846,433 1,578,336 1,034,804
793,645 526,112 517,531 9
70,000,000
2017 1 3 A
2018 2 12 H 2018 5 18
H H 54,664,000 2018 7 11
3,869,070,700
2020 7 30 A 773,814,000 1
A 4.71 2020 9 4
4,642,884,700
中原證券 2021 11
1
股東大會
監事會 監事會辦公室
發展戰略委員會
薪酬與提名委員會 董事會 董事會辦公室
審計委員會
執行委員會 稽核審計總部
風險控制委員會
總裁
中原期貨股份有限公司
副總裁 副總裁 中鼎開源創業投資管理有限公司
分支機構 控股企業 中原股權交易中心股份有限公司
營業部 分公司 職能部門 中州國際金融控股有限公司
中州藍海投資管理有限公司
公 戰 黨 群 紀 巡 人 計 資 會 信 結 集 風 合 法 經 零 金 兩 網 質 證 金 資 做 行 北 證 固
司 略 委 眾 檢 察 力 劃 金 計 息 算 中 險 規 律 紀 售 融 融 絡 押 券 融 產 市 政 京 券 定
辦 發 工 工 工 工 資 財 運 核 技 託 運 管 管 事 運 業 產 與 金 融 研 市 管 業 事 綜 投 收
公 展 作 作 作 作 源 務 營 算 術 管 營 理 理 務 營 務 品 衍 融 資 究 場 理 務 業 合 資 益
室 部 部 部 部 辦 管 總 總 中 總 部 中 總 總 總 管 總 部 生 部 部 所 部 總 總 部 管 總 投
公 理 部 部 心 部 心 部 部 部 理 部 業 部 部 理 部 資
室 總 總 務 部 總
部 部 部 部
投行條線
投 資 質 債 融 併 債 鄭 企 企 企 企 企 企 普 企 企 企 企 企 企
資 本 量 權 資 購 券 州 業 業 業 業 業 業 惠 業 業 業 業 業 業
銀 市 控 融 管 融 及 投 融 融 融 融 融 融 金 融 融 融 融 融 融
行 場 制 資 理 資 結 行 資 資 資 資 資 資 融 資 資 資 資 資 資
運 總 總 總 部 部 構 總 一 二 三 四 五 六 部 八 九 十 十 十 十
營 部 部 部 融 部 部 部 部 部 部 部 部 部 部 一 二 三
管 資 部 部 部
理 部 國
總 際
部 業
務
部
12 中原證券 2021
2
4 1
83 12
2 2 1 1 1 1
2 1 1 1 1 69
1 中原證券 11
2 中原證券 43
3 中原證券
138 5A 202
4 中原證券
61 20
5 中原證券 25
6 中原證券
7 中原證券
11 2
8 中原證券
4-5
中原證券 2021 13
9 中原證券 17
10 中原證券 119 8
11 中原證券
12 中原證券
13 中原證券 17
14 中原證券 2
15 中原證券
16 中原證券
17 中原證券
20 2 207
18 中原證券
37
19 中原證券
20 中原證券
111
14 中原證券 2021
21 中原證券 29
22 中原證券
A6-8
23 中原證券
24 中原證券 18
25 中原證券 240
26 中原證券
27 中原證券 7
28 中原證券
29 中原證券
30 中原證券
B28 2
31 中原證券
A
32 中原證券
166 1 1201
中原證券 2021 15
33 中原證券
11 116
34 中原證券
35 中原證券 152
36 中原證券
2-2-1
37 中原證券
200
38 中原證券 306
39 中原證券
40 中原證券
41 中原證券
42 中原證券
43 中原證券
16 中原證券 2021
44 中原證券
45 中原證券
46 中原證券 292
47 中原證券
48 中原證券
49 中原證券
A 1 14
50 中原證券
51 中原證券
52 中原證券
1 -06
53 中原證券
57
54 中原證券
C 110
中原證券 2021 17
55 中原證券
56 中原證券
11 6
57 中原證券 595
58 中原證券
5 109-110 1-2
59 中原證券
116
60 中原證券 428
61 中原證券
62 中原證券
63 中原證券 260 1
64 中原證券 26
65 中原證券
1 3
18 中原證券 2021
66 中原證券
67 中原證券
41 1 301
68 中原證券 158
69 中原證券
21
70 中原證券 318 C404
71 中原證券 2589 1-2
72 中原證券
89 907
73 中原證券 89 1
74 中原證券 2
16 1601 1602
75 中原證券 14 53
909
中原證券 2021 19
76 中原證券 955 201
202
77 中原證券
2 702
78 中原證券 356
2A003
79 中原證券
62 106
80 中原證券 18
81 中原證券
7 12 13
14
82 中原證券 9
83 中原證券 19-3
20 中原證券 2021
30
1 中原證券 2011/3/10 0371-61916172
15 1 11
2 中原證券 170 2003/5/20 0377-63595666
3 中原證券 2015/6/30 0375-4851999
26
1 28 2 101
4 中原證券 2003/6/9 0395-3152525
7# 101
5 中原證券 2014/4/21 0393-8152849
203
6 中原證券 2003/5/8 0372-5914195
7 中原證券 250 2003/4/29 0373-2033009
8 中原證券 2004/5/26 0392-3321781
9 中原證券 2014/6/12 0374-2334988
669
10 中原證券 2006/7/26 0376-6210668
136
中原證券 2021 21
11 中原證券 2003/6/2 0391-3911111
1838
12 中原證券 2006/8/11 0371-23156528
13 中原證券 2013/11/20 0398-2829463
4 -6
14 中原證券 96 2014/4/24 0370-2580009
15 中原證券 2006/4/26 0394-8288681
81
16 中原證券 2013/11/28 0379-63121666
30
17 中原證券 2003/4/23 0396-2989875
196
18 中原證券 2003/8/29 021-65074677
261 301-318
19 中原證券 2015/5/14 0755-83821553
123 31
04 05
20 中原證券 2 2011/9/16 010-83065880
16
1611
22 中原證券 2021
21 中原證券 2017/2/3 028-86051588
1000 13 2 4
22 中原證券 2017/9/5 025-86793336
168 1205-1206
23 中原證券 2017/9/12 0898-66515051
5 20
2007
24 中原證券 2011/2/25 0531-55513888
15982 10
1001
25 中原證券 2004/2/4 0532-83898830
16 B
26 中原證券 2011/1/11 0731-84598688
730
2 2554 2555 2556
2557
27 中原證券 2011/4/19 029-86351806
1 A 3
28 中原證券 2004/8/10 0571-28916100
111 2
3 301
29 中原證券 2014/11/27 020-87308225
395 2401
02)
30 中原證券 2009/7/2 021-50588666
1788
1800 T1 22-23
中原證券 2021 23
16 7
1101
22
A 6
2019 10 11 –2021 12 31
A
H
91410000744078476K
24 中原證券 2021
2021 2020 % 2019
4,420,848,497.96 3,103,301,696.87 42.46 2,372,526,991.25
513,210,337.25 104,302,038.78 392.04 58,222,745.44
490,355,011.21 95,722,370.32 412.27 19,157,977.42
-956,413,909.29 1,370,803,122.31 -169.77 3,488,339,970.68
-13,421,475.85 -23,994,465.35 12,417,598.13
2021 2020 % 2019
53,748,323,524.71 52,376,875,557.00 2.62 43,569,902,415.77
39,604,243,601.31 38,190,399,466.49 3.70 33,072,115,962.00
12,571,797,812.48 10,555,230,551.25 19.10 8,895,066,941.34
13,681,883,165.28 13,368,714,617.90 2.34 9,671,208,012.75
14,144,079,923.40 14,186,476,090.51 -0.30 10,497,786,453.77
4,642,884,700.00 4,642,884,700.00 0.00 3,869,070,700.00
2.95 2.88 2.43 2.50
中原證券 2021 25
2021 2020 % 2019
0.11 0.02 450 0.02
0.11 0.02 450 0.02
0.11 0.02 450 0.005
% 3.78 0.93 2.85 0.59
% 3.61 0.85 2.76 0.19
2021 2020 (%) 2019
(%) 65.65 66.08 0.43 69.73
1. 9
—
2. — — / —
—
26 中原證券 2021
9,100,531,842.63 10,141,843,317.23
14,055,597,217.02 13,743,917,923.23
3,613,024,828.10 3,402,946,504.41
41,382,722,652.76 40,511,316,360.05
% 251.88 298.03
% 18.48 21.39
% 170.42 169.52
% 140.92 169.30
% 64.75 73.79
% 36.00 39.93
% 55.60 54.12
% 6.77 3.82
% 253.05 226.07
% 99.39 85.84
中原證券 2021 27
2021 2020 2019 2018 2017
4,420,848,497.96 3,103,301,696.87 2,372,526,991.25 1,649,661,561.68 2,147,620,089.37
3,710,316,417.23 2,954,485,813.12 2,258,791,739.77 1,568,809,460.52 1,474,298,646.72
718,215,361.99 144,030,392.15 116,117,612.82 101,117,281.08 7,526,502,731.84
513,210,337.25 104,302,038.78 58,222,745.44 65,787,558.62 441,982,592.67
2021 2020 2019 2018 2017
53,748,323,524.71 52,376,875,557.00 43,569,902,415.77 42,155,282,945.56 40,661,467,680.37
39,604,243,601.31 38,190,399,466.49 33,072,115,962.00 30,880,243,228.10 29,209,348,494.91
12,571,797,812.48 10,555,230,551.25 8,895,066,941.34 6,561,059,986.14 7,526,502,731.84
13,681,883,165.28 13,368,714,617.90 9,671,208,012.75 9,950,898,718.99 10,169,851,687.03
4,642,884,700.00 4,642,884,700.00 3,869,070,700.00 3,869,070,700.00 3,923,734,700.00
2021 2020 2019 2018 2017
0.11 0.02 0.02 0.02 0.11
0.11 0.02 0.02 0.02 0.11
(%) 3.78 0.93 0.59 0.66 4.24
2021 2020 2019 2018 2017
%) 65.65 66.08 69.73 68.32 64.98
2.95 2.88 2.50 2.57 2.59
28 中原證券 2021
2021
1-3 4-6 7-9 10-12
1,076,191,096.51 1,259,850,052.24 1,137,702,274.62 947,105,074.59
120,959,031.78 108,002,668.70 267,791,961.79 16,456,674.98
118,075,383.25 103,056,332.40 271,739,634.69 -2,516,339.13
87,066,272.40 -1,369,810,240.99 467,790,690.80 -141,460,631.50
2021 2020 2019
20,420,575.16 -1,434,940.82 23,826,434.25
12,833,519.07 15,188,914.7 17,715,676.78
5,000,000.00
5,556,296.97 -7,817,648.40 -5,966,282.11
11,092,326.41 2,527,734.55 8,893,957.23
4,862,738.75 -171,077.53 -12,382,896.33
22,855,326.04 8,579,668.46 39,064,768.02
中原證券 2021 29
22,592,572,498.77 24,507,919,178.87 1,915,346,680.10 1,530,326,997.17
2,088,805,149.07 970,426,547.78 -1,118,378,601.29 80,258,999.69
54,610.00 54,610.00
-81,608,550.20
57,980.91 465,376.83 407,395.92
1,356,226,583.04 971,171,013.72 -385,055,569.32 -463,067,392.11
26,037,662,211.79 26,450,036,727.20 412,374,515.41 1,065,910,054.55
2021 12 31 2020 12 31 %
12,332,030,422.75 10,951,131,021.90 12.61
8,148,017,143.05 7,400,757,113.38 10.10
54,610.00
98,055,900.27 169,323,523.34 -42.09
972,870,075.44 2,055,964,889.83 -52.68
24,507,919,178.87 22,592,572,498.77 8.48
263,452,484.68 456,168,931.89 -42.25
970,426,547.78 2,088,805,149.07 -53.54
1,659,879,203.08 1,067,276,173.44 55.52
283,225,421.38 1,387,323,474.69 -79.58
7,032,271,969.93 4,154,657,809.90 69.26
2,900,742,263.92 3,694,418,222.23 -21.48
465,376.83 57,980.91 702.64
10,548,472,328.09 12,200,308,194.73 -13.54
12,571,797,812.48 10,555,230,551.25 19.10
768,133,013.64 561,932,538.17 36.69
143,594,220.52 65,874,572.60 117.98
6,872,133.68 26,495,681.41 -74.06
1,001,741.67 -100.00
3,685,225,541.41 4,610,250,342.02 -20.06
38,563,107.66 14,241,536.99 170.78
4,642,884,700.00 4,642,884,700.00 0.00
6,301,860,583.46 6,330,622,817.68 -0.45
-872,349.97 12,549,125.88 -106.95
295,251,945.46 102,780,913.15 187.26
462,196,758.12 817,761,472.61 -43.48
30 中原證券 2021
2021 2020 %
138,347,509.79 101,097,703.29 36.85
1,636,808,462.51 1,172,198,286.83 39.64
489,485,981.10 -48,524,176.45
1,578,376.60 -3,348,221.20
69,744.36 -20,777.16
1,803,962,502.07 1,334,084,832.77 35.22
2,752,382.99 31,841,326.55 -91.36
18,736,381.72 5,860,453.04 219.71
167,195,492.71 41,911,301.78 298.93
-13,421,475.85 -23,994,465.35
中原證券 2021 31
2021 12 31 2020 12 31 %
10,787,186,204.27 9,353,694,098.48 15.33
8,081,803,812.77 7,248,897,079.39 11.49
54,610.00
29,485,887.66 85,450,845.08 -65.49
972,870,075.44 2,055,165,080.52 -52.66
20,891,935,865.83 19,933,278,797.76 4.81
970,426,547.78 2,088,805,149.07 -53.54
5,296,280,233.94 4,126,432,553.95 28.35
232,547,711.06 523,400,315.46 -55.57
7,032,271,969.93 3,425,939,961.92 105.27
2,900,742,263.92 3,694,418,222.23 -21.48
0.00 778,986,314.11 -100.00
465,376.83 57,980.91 702.64
10,448,272,328.09 12,002,208,194.73 -12.95
11,400,036,597.27 9,666,752,032.28 17.93
719,713,530.83 517,314,154.75 39.13
116,166,224.28 60,063,783.40 93.40
5,113,846.11 10,997,000.07 -53.50
3,685,225,541.41 4,610,250,342.02 -20.06
122,760,647.36 47,982,898.50 155.84
4,642,884,700.00 4,642,884,700.00 0.00
6,606,160,370.84 6,606,160,370.84 0.00
454,814.24 -1,388,009.67
426,335,070.44 286,790,057.51 48.66
2021 2020 %
89,238,835.37 46,243,250.79 92.98
1,472,777,921.89 1,038,150,743.24 41.87
932,957,257.98 631,253,436.58 47.79
76,803,683.45 -88,807,494.18
-189,029.17 -646,160.05
12,637,023.36 18,079,232.10 -30.10
61,132.30 -20,667.36
1,576,873,987.71 1,149,447,203.93 37.19
168,069,536.77 263,120,359.08 -36.12
213,448,720.01
3,658,099.45 2,410,755.63 51.74
9,320,144.10 7,004,959.37 33.05
142,219,610.57 16,466,013.88 763.72
1,842,823.91 -6,823,772.15
32 中原證券 2021
44.21 42.46%
5.78 4.54
6.19 4.40
16.21 2.67
4.66 1.67
2.17 1.32
9.17 0.24
-1.76 1.47
37.10 25.58%
18.04 4.70
15.08 2.83
3.74 0.29
5.13 392.04%
中原證券 2021 33
(OA System)
34 中原證券 2021
30%
2021
18 IPO
15 IPO 19 IPO 16
Wind
中原證券 2021 35
1
2021
3,639.78 4.80% 14,857.35 2.67%
3,322.67 12.02%
276.23 25.36%
Wind
2021
APP
24 11
129 26
618 818 — PK
2.04 7.74%
78.30 80.83%
122.27 50.96% 51.49
103.00% 48.64
15.00% 45.41 2.80%
76.42 96% 211.98 19.78%
36 中原證券 2021
2022
2022
2
2021
1.83 13.17%
2021
2.9
2.93 1.2
3,526 80.25
11.60% 20.60 13.60%
13.81 19.01%
213.47% 6.79
中原證券 2021 37
2022
2022
3
2021
75.14
22.13% 581.20 32.84%
2021
3,646
3.21 129% 2,679.87 10.58%
23,672.81 54.17%
+ +
26 30.94
+
13.3 5.63% 15.43 23.97%
38 中原證券 2021
2022
2022
CTA FOF
+
4
2021
2021 483 5,351.46
13.87% 12,463.64 8.22%
11 75.22
259.68 11.82% 61.75
8.56% Wind
2021
中原證券
IPO 13 2
6 IPO 3
110.83 24.95% 1 10
1 75.13 46.52%
1 3 0.53
中原證券 2021 39
IPO 16 IPO 15
18 IPO 19 IPO
21 26 2021
B 2021
B Wind 2021 2021 A
IPO Wind
2022
2022
5
1
2021
15.98
54.23%
1.72 3.88
13.71 3.58
40 中原證券 2021
2021
37.37 7
32.44 1 0.53
2 4.39
2022
2022
FOF
2
2021
2.21 84.5% 1.42 60.4%
4,532 18.0%
中原證券 2021 41
2021
12,619
14 49.995
12.34
2022
2022 中原證券
中原證券
- -
3
2021
2021 11
42 中原證券 2021
2021
+ +
20 13.12 10
1.71 16 11.41
14 2.63 53
29.86
2022
2022 ESG
- -
6
2021
4.80% 2.67% 12.02%
10
2.28% Wind
中原證券 2021 43
2021
57,838.21
2022
2022
7
2021 3,288
98 IPO 508 1.55
14.1% 32.7%
Wind
44 中原證券 2021
2021
8,532 13.91
32.51 2021 613 300
0.81 54.84% 263 239.42
LME 2021
1 IPO
4
2022
2022
8
2021
2020
2020 63
3.81 2.34
13.84 5.77 12.49
16,664.63
中原證券 2021 45
2021
2021
2
3 5 300
3 2
15 5
9,500 178.47
52.07% 470 663.11 5.62% 7.42%
2022
2022
46 中原證券 2021
2021
2021 140
10.59 2.57 2.00
18.99% 11.26% 9.89% 5,024.10
1,911.19 12.03% 21.32%
中原證券 2021 47
IPO
A+H
A+H
110
48 中原證券 2021
1.
%
4,420,848,497.96 3,103,301,696.87 42.46
3,710,316,417.23 2,954,485,813.12 25.58
-956,413,909.29 1,370,803,122.31 -169.77
1,396,672,398.03 -1,335,439,661.91
1,115,907,979.30 1,474,831,325.48 -24.34
中原證券 2021 49
2.
30%
%
138,347,509.79 101,097,703.29 36.85
1,636,808,462.51 1,172,198,286.83 39.64
489,485,981.10 -48,524,176.45
1,578,376.60 -3,348,221.20
69,744.36 -20,777.16
1,803,962,502.07 1,334,084,832.77 35.22
2,752,382.99 31,841,326.55 -91.36
18,736,381.72 5,860,453.04 219.71
167,195,492.71 41,911,301.78 298.93
-13,421,475.85 -23,994,465.35
50 中原證券 2021
(1)
%
% % %
91,665.02 63,731.61 30.47 2.66 9.33 4.24
57,838.21 14,674.90 74.63 365.61 -16.73 116.49
61,868.98 49,475.06 20.03 245.90 154.86 28.56
46,632.32 20,469.45 56.1 55.80 -0.95 25.15
21,709.16 20,834.21 4.03 154.70 514.45 56.19
162,063.44 161,047.31 0.63 19.69 21.04 1.11
-17,642.25 7,600.86 13.39
21,130.29 53,258.19 -152.05 4.06 39.25 63.71
中原證券 2021 51
% % % %
83,148.34 52,687.10 36.63 2.43 7.95 3.25
66,354.89 25,719.41 61.24 223.15 -5.13 93.27
205,166.90 185,738.53 9.47 31.40 25.83 4.01
-17,642.25 7,600.86 13.39
108,237.29 119,345.69 -10.26 93.56 77.72 9.84
44.21 42.46%
5.78 4.54
6.19 4.40
16.21 2.67
4.66 1.67
2.17 1.32
9.17
0.24
-1.76 1.47
37.10 25.58%
18.04 4.70
15.08 2.83
3.74 0.29
52 中原證券 2021
5.13
392.04%
(2)
15% 65%
50% 11%
3.
50
4.
2021 15.58
1
-9.56 23.27
79.26 36.87%
29.84 37.65%
9.08 11.46% 20.17
25.44% 20.17 25.44%
88.82 44.55%
13.36 15.04% 7.90
8.89% 16.52 18.60%
7.38 8.31% 7.69
8.65% 11.39 12.83%
4.72 5.31%
19.86 22.36%
中原證券 2021 53
-9.56 5.51
2
13.97 27.32
16.17 7.52%
13.26 82.00%
1.28 7.89%
0.01 0.08%
1.62 10.03%
2.21 1.11%
2.21 100%
3
11.16 3.59
119.51 55.60%
119.41 99.92%
0.10 0.08% 108.35
54.34% 99.83 92.14%
6.78 6.26%
1.74 1.60%
54 中原證券 2021
1.
% % %
12,332,030,422.75 22.94 10,951,131,021.90 20.91 12.61
8,148,017,143.05 15.16 7,400,757,113.38 14.13 10.10
54,610.00 0.00 0.00
98,055,900.27 0.18 169,323,523.34 0.32 -42.09
972,870,075.44 1.81 2,055,964,889.83 3.93 -52.68
24,507,919,178.87 45.60 22,592,572,498.77 43.13 8.48
263,452,484.68 0.49 456,168,931.89 0.87 -42.25
970,426,547.78 1.81 2,088,805,149.07 3.99 -53.54
1,659,879,203.08 3.09 1,067,276,173.44 2.04 55.52
283,225,421.38 0.53 1,387,323,474.69 2.65 -79.58
中原證券 2021 55
% % %
7,032,271,969.93 13.08 4,154,657,809.90 7.93 69.26
2,900,742,263.92 5.40 3,694,418,222.23 7.05 -21.48
465,376.83 0.00 57,980.91 0.00 702.64
10,548,472,328.09 19.63 12,200,308,194.73 23.29 -13.54
12,571,797,812.48 23.39 10,555,230,551.25 20.15 19.10
768,133,013.64 1.43 561,932,538.17 1.07 36.69
143,594,220.52 0.27 65,874,572.60 0.13 117.98
6,872,133.68 0.01 26,495,681.41 0.05 -74.06
0.00 0.00 1,001,741.67 0.00 -100.00
3,685,225,541.41 6.86 4,610,250,342.02 8.80 -20.06
38,563,107.66 0.07 14,241,536.99 0.03 170.78
56 中原證券 2021
1
2021 537.48 523.77 13.71
2.62%
29.20% 47.89% 15.16%
0.79%
3.09% 1.81%
2.06%
2
2021 396.04 381.90 14.14
3.70%
31.74% 27.06%
26.63% 0.65%
7.32% 2.45%
4.15%
2021 12 31
65.65% 0.43
2.
11.23 2.09%
3.
60
4.
中原證券 2021 57
2021 12 31
318
16.60 5.93
55.52%
(1)
11
(2)
2020 8 13
15% 2020 9
2021 1
15%
2021 12
2021 137 15%
2021 12
58 中原證券 2021
2021 10 15
11% 2021 10
2021 11
11%
2021 12 11%
2022 3
2022 56
2020 8 14 2020 10 9
2021 1 23 2021 10 16 2021 12 21 2022 3 16
2020-062 2020-066 2021-005 2021-059 2021-068 2022-009
10 4
1993 4 18
3.3
51.357%
0371-68599199
2021 12 31 19.98 4.35
2021 16.21 1,989.48
中原證券 2021 59
18 1 501-11
2012 2 8
6.8
100
0371-69177108
2021 12 31 13.17 8.02
2021 1.15 4,790.90
2021 114.31
127.32 128.14
8 1505 1508
2014 10 29
18
100%
00852-25001375
2021 12 31 13.74 8.04
2021 -1.39 -3.04
60 中原證券 2021
2015 3 25
35.00
100%
0371-86503971
2021 12 31 32.7 31.17
2021 2.55 0.39
23
2015 6 29
3.5
35%
0371-61775086
2021 12 31 5.11 4.45 2021
1.66 1.13
2021 12 31 5
中原證券 2021 61
2021
2022
2022
62 中原證券 2021
A
中原證券
中原證券
+ +
中原證券 2021 63
1.
1
2 3
4
64 中原證券 2021
1
2
3
4
281%
364%
213%
2.
中原證券 2021 65
VaR Beta DV01
DV01
3.
66 中原證券 2021
170.42% 140.92%
4.
中原證券 2021 67
5.
2021
10,699.37
68 中原證券 2021
6.
IT
2021 18,450.44
1
2
3
IT
4
中原證券 2021 69
—1
2021 12 31
XV
(i) XV 7 8
(ii) 352 (iii)
2021 12 31 18
18
70 中原證券 2021
2021 12 31
XV 2 3
336
A
H
% %
A 822,983,847 17.726 23.872
H 151,710,000 3.268 12.692
A 177,514,015 3.823 5.149
H 132,677,000 2.858 11.099
2021 12 31
104,977,000 H
46,733,000 H
2021 12 31
336
中原證券 2021 71
36
H
8.08 13.32
72 中原證券 2021
800
2020 2021 12 31
28
12 13
37–40
中原證券 2021 73
A
[2015]101
[2012]85
1 1
20% 1 1 1 50%
10% 1
1 1
[2012]85
(QFII) QFII
2009[47] QFII
10%
QFII
[2014]81
A
10%
10%
74 中原證券 2021
H
[1993]045
[2011]348
10%
10%
10% (1) 10%
2019 35
H 10% H
(2) 10% 20%
(3) 20%
H
[2008]897 H
2008 10%
[2014]81
[2016]127
H H 20%
H
H 12
中原證券 2021 75
2022 3 25
76 中原證券 2021
1
2
3
4
5
6
7
8
9
10
11
中原證券 2021 77
12
13 30%
14
15
16
17
18
1
11
11
1 6
4
78 中原證券 2021
3.13
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
中原證券 2021 79
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(7) (8) (12)
3.
2021
2021 6 9
80 中原證券 2021
4.
1
9
9 1 3
2 3
中原證券 2021 81
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
82 中原證券 2021
2014 3 10
10
2020 2021 6 30 http//:www.sse.com.cn 2021 7 1
http//:www.hkexnews.hk 2021 6 30
2021 2021 11 9 http//:www.sse.com.cn 2021 11 10
http//:www.hkexnews.hk 2021 11 9
2 1 1
1 2020 2021 6 30 2020
2020 2020 2020
2020 2021 2020
2020
2021
中原證券 2021 83
2 2021 2021 11 9
2021
A A
59 2015 9 10 2024 11 9 97.18
2022 1 18 2024 11 9
51 2018 10 16 2021 6 8 53.39
2018 5 17 2021 6 8
2018 4 25 2021 6 8
57 2015 10 12 2024 11 9 0
50 2020 6 10 2021 11 9 0
2021 11 9 2024 11 9
56 2022 2 17 2024 11 9 0
55 2015 9 10 2021 12 24 3.07
47 2018 10 16 2024 11 9 0
36 2015 9 10 2024 11 9 3.07
40 2018 11 1 2024 11 9 3.51
46 2015 9 10 2021 6 30 11.35
65 2015 9 10 2021 6 30 10.50
53 2015 12 7 2022 2 17 21
69 2018 10 16 2024 11 9 21
64 2021 6 30 2024 11 9 10.50
50 2021 6 30 2024 11 9 11.35
46 2022 2 17 2024 11 9 0
55 2015 9 10 2024 11 9 105.63
41 2021 11 9 2024 11 9 0
56 2018 5 17 2024 11 9 0
84 中原證券 2021
A A
55 2016 10 13 2021 11 9 0
44 2021 11 9 2024 11 9 0
58 2015 9 10 2024 11 9 10.08
61 2016 5 9 2024 11 9 11.29
53 2017 6 16 2021 11 9 87.73
50 2019 6 3 2021 11 9 112.11
47 2021 11 9 2024 11 9 3.23
42 2021 11 9 2024 11 9 2.87
37 2018 1 12 2024 11 9 54.49
59 2015 9 10 2024 11 9 104.55
2022 1 18 2024 11 9
52 2015 9 10 2024 11 9 99.50
2022 1 18 2024 11 9
51 2016 9 3 2024 11 9 97.56
2022 1 18 2024 11 9
52 2018 1 29 2024 11 9 96.41
2022 1 18 2024 11 9
49 2019 2 25 2024 11 9 99.01
2018 4 12 2021 10 16
2022 1 18 2024 11 9
57 2018 1 18 2024 11 9 153.46
2022 1 18 2024 11 9
50 2020 5 6 2024 11 9 326.91
2022 1 18 2024 11 9
51 2019 10 29 2024 11 9 96.41
2022 1 18 2024 11 9
51 2022 1 18 2024 11 9 0
47 2021 11 9 2024 11 9 5.68
2022 1 18 2024 11 9
52 2019 10 29 2024 11 9 75.43
1,788.27
中原證券 2021 85
1963 3
2008 10 2012 8 2012 8
2014 11 2022 1
1964 7
1972 2
2019 6
2020 6 2021 11
1966 10
86 中原證券 2021
1975 10
1998
1985 11
1982 9
1953 6
1969 9
1958 4
1987
中原證券 2021 87
1972 7
1996 10
2002
1976 12
, 2002
1966 11
2002 11 2013 3 2013 3 2015
9 2015 9
1980 5
2019 9 2020 11
2020 11 2021 11 9
88 中原證券 2021
1965 7
600659
2015 7 2016 12 2016 12
2017 11 2017 11
2021 7 2018 5 17
1977 4
2020 7
2021 11 9
1963 3
2008
5 00651
2017 9
01303 2015 9 10
1960 4
2016 12
00383 2016 5 9
中原證券 2021 89
1974 10 中原證券
2002 11 2010 8
2010 9 2016 12
2017 1 2020 2
2020 3 2021 3
2021 4 2021
11 9
1979 1 2007 7
2016 3 2016 3 2017 3
2017 3 2020 1
2020 1 2021 11
9
1984 5 2010 3 2014 1
2014 12 2017 12
2018 1 2018 4 2018 5
2021 12 2022 1 2018
1 12
90 中原證券 2021
1963 2
2007 8 2015 9
2015 9 2018 9 2022 1
1969 7
2002 11 2009 9
2009 9 2012 8
2012 8 2018 1
2012 8 2022 1
1970 8
2004 1 2018 1
2016 9
2022 1
中原證券 2021 91
1969 8
1991 7 2004 10
2004 10 2017 11
2017 11
2018 1 2022 1
1972 11
1993 11 2001 4 2001 4
2004 10 2004 10 2018 3
2018 4
2021 11 2019 2 2022 1
1964 7
2002 11 2015 12
2015 12 2018 1
2018 1 2022 1
1972 6 1993 7 1998 1
1998 1 2006 10
2006 10 2011 08
2011 08 2018 05
2018 6 2020 5
2022 1
92 中原證券 2021
1971 12 1996 7
2002 2015
2015 2017 2017
2019 2019 2022 1
1971 5 1993 8
2002 2015
2015 2019
2019 2 2019 12
2019 12 2021 3 2021
3 2022 1 2022 1
1974 12 1997 7
2004 10 2016 8
2016 8
2020 1 2020 1 2021 11
2021 11 2022 1
中原證券 2021 93
1970 1 1993 7
2002 2019
2015 2019
2019
1.
2010 6
2016 12
2019 6
2017 12
2020 11
2017 11
2020 9
2020 7
94 中原證券 2021
2.
2013 6
2015 1
2018 8
2019 6
2019 6
2019 7
2020 9
2021 1
2020 8
2019 6
2020 12
2019 10
2020 9
2018 6
2018 6
2019 11
2018 9
2014 1
2014 3
1987 9
2016 5
2014 8
2016 9
2003 6
2012 5
2016 4
2009 3
2002 10
2021 12
中原證券 2021 95
2008 9
2019 11
2021 7
2008 5
00651
2017 9
01303
2016 12
00383
2022 1
2019 11
2017 7
2020 8
2019 9
2022 1
2022 1
2018 6
2022 1
2021 11
2022 1
2022 1
96 中原證券 2021
1,788.27
中原證券 2021 97
98 中原證券 2021
2020 8 28
2020 13
2020 14 2020 8 31
2020-063
2021 1 29
2021 3 25
2021
2021
2021
2021
2021 中原證券
2021
中原證券 2021 99
2021 3 30
2020
2020
2020
2020 A
2020 H 2020 12 31
2020
2020
2020
2020
2020 ESG
2020
2020
2020
2020
2020
2020
2020
2020
2020
2020
100 中原證券 2021
2021 4 20
2021
中原證券
中原證券
2021 5 28
2021
中原證券
2021 6 9
2021 6 25 中原證券
2021 8 10
中原證券 2021 101
2021 8 27
2021 2021 6 30 6
2021
2021
(2021
2021
2021 10 15
2021 10 29 2021
2021 11 9
2021 11 29
2021 12 24
中原證券
102 中原證券 2021
2021 12 30
15 15 13 0 0 2
5 5 4 0 0 0
15 15 13 0 0 2
4 4 4 0 0 0
14 14 12 0 0 1
15 15 13 0 0 1
15 15 13 0 0 2
15 15 13 0 0 2
7 7 6 0 0 0
7 7 6 0 0 0
15 15 13 0 0 2
15 15 13 0 0 2
8 8 7 0 0 1
8 8 7 0 0 1
中原證券 2021 103
15
0
12
3
1 2021 4 28 2021
2 2021 4 28 2021
3 2021 4 21
4 2021 7 7
104 中原證券 2021
1.
2. 3
中原證券 2021 105
2021 2021
1 28
2021 2021
3 29 2020
2020
2020
2020 ESG
2020
2021 2021
12 23 中原
證券
106 中原證券 2021
3/3
3/3
1/1 2021 11 9
3/3
2/2 2021 6 8
1/1 2021 12 24
2022 2 17
3. 9
2021 1 28 2021
中原證券 2021 107
2021 3 24 2021
2021
2021 3 29 2021
2020 A
2020 H 2020
12 31
2020
2020
2020
2020
2020
2020
2020
2021 4 19 2021
2021
中原證券
2021
中原證券
2021
2021 5 28 2021
2021
108 中原證券 2021
2021 8 27 2021
2021
2021 6 30 6
2021
2021
2021 10 14 2021
2021 10 28 2021
2021
2021 12 29 2021
9/9
9/9
4/4 2021 6 30
5/5 2021 6 30
中原證券 2021 109
4. 3
2021 3 29 2021
2020
2020
2021 5 26 2021
2021 10 14 2021
110 中原證券 2021
1/1 2021 6 30
3/3
3/3
1/1 2021 6 30
2/2 2021 6 30
2/2 2021 6 30
3/3 2022 2 17
2022 2 17
3%
5. 2
中原證券 2021 111
2021 3 24 2021
2021
2021 3 29 2021
2020
2020
2020
2020
2/2
2/2
0/0 2021 6 30
2/2 2021 6 30
112 中原證券 2021
10 10 7 0 0 2
7 7 5 0 0 2
3 3 2 0 0 1
10 10 7 0 0 2
7 7 5 0 0 1
3 3 2 0 0 1
10 10 7 0 0 2
10 10 7 0 0 2
7 7 5 0 0 1
7 7 7 0 0 1
3 3 2 0 0 1
3 3 2 0 0 1
10 10 7 0 0 2
10
0
7
3
中原證券 2021 113
2021 1 29
2021 3 25 2021
2021 3 30
2020
2020
2020
2020
2020
2020 A
2020 H 2020 12 31
2020 ESG
2020
2020
2020
中原證券
2020
2020 2020
2021 4 20
2021
2021 8 27
2021 2021 6 30 6
2021
2021
2021 10 15
2021 10 29 2021
114 中原證券 2021
2021 11 9
2021 11 22
2021 12 30
2,386
341
2,727
0
1,756
270
48
56
35
46
78
78
59
232
69
2,727
12
605
1,911
199
2,727
中原證券 2021 115
CIIA CFA FRM
8 1,227
56 168
30 198.7
2022
116 中原證券 2021
45.70
466.43
20%
20%
2021
513,210,337.25 2021
350,329,112.11 2021 12 31 426,335,070.44
2021
A H 10 0.21
2021 12 31 4,642,884,700
97,500,578.70 2021 78,929,039.90
176,429,618.60 2021
34.38% 2021
中原證券 2021 117
2021
2021 2021 2022 8
31 2021 H H
A
中原證券
118 中原證券 2021
1
2
3
中原證券 2021 119
14 5 9
+
中原證券
中原證券
120 中原證券 2021
2020 12
1 2020 4 29
10 0 1
2 2020 6 2
2020 6 3
2020
1
2 6
1
2
6
中原證券 2021 121
2
2020 4 29
5 10
2021 1 中原證券
2021 275
8 2021 3
2021 10 2021 6
8 2021 7
18
2020 4 30 2021 1 27 2021 7 3
2020-042 2021-006 2021-038
2021 11 3
35.00
2
2021 265
122 中原證券 2021
3
2021
22,060 3,670
414,397 656,554 23 25
1,108 1,168 7
14
2021 2020
414,397 392,337 22,060
656,554 660,224 -3,670
1,108 1,131 -23
1,168 1,193 -25
7 7 0
14 14 0
0 0 0
0 0 0
4
2035
2021
AI
KYC
618 818 11
91.35% 7*24
中原證券 2021 123
中原證券 APP 42.3% 中 原 證 券 APP
90% 93.4% 中原證券 APP
5
124 中原證券 2021
6
中原證券 2021 125
2021
17
200
1
2021
30
126 中原證券 2021
2
2021
3
中原證券 2021 127
7
81 10% 10%
10
5
10
10%
5
90 10%
109
3% 110
128 中原證券 2021
8
3.29
15
9
10
11
2021 8 10 2021
11 9
中原證券 2021 129
12
2021
E
2020 2021 2021
2021
13
14
2021 2021
130 中原證券 2021
15
(1)
(2)
(3)
中原證券 2021 131
(4)
A. 11 2 9
B. 11 5 5 1
C. 11 2 9
D. 11 1 6 4
2022 3 25
132 中原證券 2021
中原
證券
A
12
中原證券2014
3 10
2014 3 10
中原證券
A
6
中原證券
A
6
中原證券 2021 133
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
134 中原證券 2021
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券
A
6
中原證券 2021 135
1 2020 2022
3%
2 2020 2022
6%
3 2020 2022
255.00 75.00
9 1
20.00
0
2020
2021 950,000
50
4,974,620.14 2021
(i) 2020
2,159,875.47 (ii) 2021
1,970,005.62 (iii) 844,739.05
136 中原證券 2021
2020 6 10 2019
2020
[2020]6
5
8
2021 2021
6 30 2020
2021
2020 4 22
2021 5 28 2020 5 20 2021 5 31
2020 4 23 2021 5 29
2020–034 2021-030
中原證券 2021 137
中原證券 1 18,799.98 1 1 1 1
中原證券 2 20,000.00 2 2 2 2
中原證券 3 43,165.83 3 3 3 3
4 10,580.88 4 4 4 4
138 中原證券 2021
1
2020 1 22 2019
1917 18,799.98
300221
24,529,900
中原證券 2020 3 30
24,529,900
2020 01 1155
2021 1
12 2020 587
2020 01 1155 24,529,900
2021 3 2 188,884,151.85
188,884,151.85 2021 4 6 2021 01 490
2021 8
31
2,478 158,380,000
2020 12 23 13,942,396.35 2021
3 16 754,490.15 2021 12 31
2
2019 12 5
2019 11 20,000
*ST 002071
50,400,000 71,542,800
中原證券 2021 139
14,656.71
2021 3 30 2020 12 31
2021 5 26 2020 01 1751
中原證券
35,006.5 64,993.5
2021 12 31 1.28
3
2020 8 3
2020 636
2020 8 24
2020 12 24
2020 14 20
2021 1 21
2020 01 1089
2021 12 31 3.05 2.02
4
2019 10 31 2019 01 1407
9,969
410102103004GB00071W00000000
8
2020 1 13
69 31 1-4 2 30 1-4 4
2021 1 5
69 31 1-4 2
69 30 1-4 4 5,527,354.5
2021 6 18
2,443,099.88
140 中原證券 2021
2021 6 3
2021 0191 2387 2020 0191 9422
5 37
2021 6 10
2021 9 6 2021 0191 637
2021 12 17 2021 01 589
2021 12 31
0.28
2021 3 30
2020 12 31
2021 7 7 中原證券
2021 12
60 2021 7 13
2021-039
2021 8 17 中原證券
2021
15 60
3
中原證券 2021 141
2019 3 27
2019 1 1 2021 12 31 2021 12
31
123.00 123.00 123.00
12.43 12.43 12.43
33.81 33.81 33.81
(1)
142 中原證券 2021
(2)
2019 8 27
2021 12 31
34.00 18.00 15.00
2021
2021 2021
123.00 20.42
* 15.00 0
33.81 1.51
*
2019 3 27 2019 8 27
中原證券 2021 143
10%
2019 3 27
2019 1 1
2021 12 31 2021 12 31
75.00
75.00 75.00
2.40 2.40 2.40
1.95
1.95 1.95
10.10 10.10 10.10
(1)
(2)
144 中原證券 2021
2021
2021 2021
75.00 0
* 2.40 0
1.95 1.28
10.10 0.72
*
2019
3 27
2021 12 30
2022 1 1 2024 12 31 2024 12 31
2024
12 31
120.00 120.00 120.00
10.50 10.50
10.50
36.50 36.50
36.50
2024
12 31
125.00 125.00 125.00
1.50 1.50
1.50
1.60 1.60 1.60
5.75
5.75 5.75
中原證券 2021 145
2021 12 30
14A
146 中原證券 2021
0
A 0
269,808,000.00
B 253,456,000.00
A+B 253,456,000.00
% 1.85
C
70% D
50% E
C+D+E
253,456,000.00 310,000,000.00
A
中原證券
[2020]1190 2020 7 A 773,814,000
1.00 773,814,000
4.71 4.67
A 6.28 3,644,663,940.00
27,534,113.67
3,617,129,826.33 18
中原證券 2021 147
(1)
(2) (3) (4)
(5)
[2020] 010 2020
7 23 A 773,814,000.00
3,644,663,940.00 24,800,000.00
26,300,000.00
1,500,000.00 3,619,863,940.00 2020 7
23
2020 12 31 3,169,576,274.25 2021
454,400,534.94
8,456,206.22 438,576,800.00
15,823,734.94
2021 5 27
299,929.32 500
5%
2019 4
18 2019 6 11 2020 3 30 2020 6 5 2020 6 10 2020 7 1
2020 7 31 2019 5 21 2020 5 20
2019 4 19 2019 6 12 2019 10 22 2019
12 19 2020 3 31 2020 6 6 2020 6 11 2020 7 2 2020 8
1 2021 5 27 2019–024 2019–041 2019–060 2019–
073 2020–013 2020–014 2020–016 2020–017 2020–018 2020–047 2020–048
2020–051 2020–056 2021–028)
148 中原證券 2021
1
% %
773,814,000 16.67 -773,814,000 -773,814,000 0 0
1
2 409,235,666 8.82 -409,235,666 -409,235,666 0 0
3 364,578,334 7.85 -364,578,334 -364,578,334 0 0
345,470,054 7.44 -345,470,054 -345,470,054 0 0
19,108,280 0.41 -19,108,280 -19,108,280 0 0
4
3,869,070,700 83.33 773,814,000 773,814,000 4,642,884,700 100
1 2,673,705,700 57.59 773,814,000 773,814,000 3,447,519,700 74.25
2
3 1,195,365,000 25.74 1,195,365,000 25.75
4
4,642,884,700 100 4,642,884,700 100
中原證券 2021 149
2
A
2021 2 1
A 773,814,000
2021 1 23 2021-
004
116,595,322 116,595,322 0 2021 2 1
91,295,116 91,295,116 0 2021 2 1
82,802,547 82,802,547 0 2021 2 1
63,694,267 63,694,267 0 2021 2 1
53,927,813 53,927,813 0 2021 2 1
47,239,915 47,239,915 0 2021 2 1
42,462,845 42,462,845 0 2021 2 1
39,702,760 39,702,760 0 2021 2 1
35,031,847 35,031,847 0 2021 2 1
150 中原證券 2021
31,847,133 31,847,133 0 2021 2 1
25,477,707 25,477,707 0 2021 2 1
25,477,707 25,477,707 0 2021 2 1
21,443,736 21,443,736 0 2021 2 1
20,382,165 20,382,165 0 2021 2 1
19,108,280 19,108,280 0 2021 2 1
19,108,280 19,108,280 0 2021 2 1
19,108,280 19,108,280 0 2021 2 1
19,108,280 19,108,280 0 2021 2 1
773,814,000 773,814,000
中原證券 2021 151
中原證券 2021 3 4 4.03% 1,000.00 2021 3 11 1,000.00 2024 3 5
2021
中原證券 2021 5 19 3.21% 1,000.00 2021 5 27 1,000.00 2022 5 20
2021
中原證券 2021 6 17 3.35% 1,200.00 2021 6 25 1,200.00 2022 6 18
2021
中原證券 2021 10 21 4.7% 1,100.00 2021 10 27 1,100.00 2024 10 22
2021
4 1 21 01
10 4.03% 3 2 21 S1
10 3.21% 1 21 S2 12
3.35% 1 1 21 C1 11
4.7% 3
21 01
21 S1 21 S2
21 C1
152 中原證券 2021
144,671
A 144,630 H 41
155,479
A 155,439 H 40
:
%
-28,000 1,195,112,850 25.74 0
822,983,847 17.73 0
177,514,015 3.82 0
99,304,900 124,782,607 2.69 0
-322,857,018 108,881,533 2.35 0
63,694,267 1.37 0
16,361,000 51,003,190 1.10 0
48,824,693 1.05 0 24,412,346
47,239,915 1.02 0
18,069,708 44,794,808 0.96 0
中原證券 2021 153
1,195,112,850 1,195,112,850
822,983,847 822,983,847
177,514,015 177,514,015
124,782,607 124,782,607
108,881,533 108,881,533
63,694,267 63,694,267
51,003,190 51,003,190
48,824,693 48,824,693
47,239,915 47,239,915
44,794,808 44,794,808
822,983,847 A
4,673.3 H
10,497.7 H 974,693,847 20.99%
154 中原證券 2021
1
1991 12 18
001896
943,700,684 69.62% 000885
362,579,146 56.47%
600207 407,835,649 47.26%
002179
002936 01216.HK
06196.HK
2
河南投資集團有限公司
20.99%
中原證券股份有限公司
中原證券 2021 155
1
2
河南省財政廳
河南投資集團有限公司
20.99%
中原證券股份有限公司
156 中原證券 2021
1.
%
中原證券 2019 19 01 155259 2019/3/25 2019/3/26 2022/3/26 20 3.9
中原證券 2019 19 C1 162323 2019/10/29 2019/10/30 2022/10/30 10 4.9
中原證券 2020 20 C1 166631 2020/4/22 2020/4/23 2023/4/23 15 4.08
中原證券 2021 21 01 175736 2021/3/4 2021/3/5 2024/3/5 10 4.03
中原證券 21 S1 163875 2021/5/19 2021/5/20 2022/5/20 10 3.21
2021
中原證券 21 S2 163881 2021/6/17 2021/6/18 2022/6/18 12 3.35
2021
中原證券 2021 21 C1 197241 2021/10/21 2021/10/22 2024/10/22 11 4.7
中原證券 2021 157
中原證券 2018 18
01 2021 4 27
中原證券 2019 19
01 2021 3 26
中原證券 2019 19
C1 2021 11 1
中原證券 2020 20
C1 2021 4 23
158 中原證券 2021
2.
中原證券 2019
20 20 0
中原證券 2019
10 10 0
中原證券 2020
15 15 0
中原證券 2021
10 10 0
中原證券
2021
10 10 0
中原證券
2021
12 12 0
中原證券 2021
11 11 0
中原證券 2021 159
3.
2
2021 2020 (%)
490,355,011.21 95,722,370.32 412.27
1.58 1.56 1.28
1.58 1.56 1.28
(%) 65.65 66.08 -0.65
EBITDA 6.45 3.96 62.88 EBITDA
1.86 1.18 57.63
-0.53 4.25
EBITDA 1.95 1.27 53.54
(%) 100 100 0.00
(%) 100 100 0.00
160 中原證券 2021
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162-167
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168-183
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168-169
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 170-171
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 172-173
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174-175
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 176-177
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 178-179
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 180-181
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182-183
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184-360
中原證券 2021 161
[2022]002570
中原證券
中原證券 中原證券 2021 12 31
2021
中
原 證 券2021 12 31 2021
中原證券
1.
2.
162 中原證券 2021
1.
3 7 9 10 2021 12 31
中原證券
81.48 9.73 2.63 9.70
19.27% 9.03
2021 12 31
中原證券 2021 163
2.
1)
2)
3)
4)
5)
1.
8 10 25 2021
12 31 中原證券
245.08 9.70 9.71
4.90
中原證券
164 中原證券 2021
2.
1)
2) 中原證券
3)
4)
中原證券 2021
中原證券 2021 165
中原證券
中原證券 中原證券
中原證券
中原證券
1.
2.
3.
4.
中原證券
中原證券
166 中原證券 2021
5.
6. 中原證券
中原證券 2021 167
2021 12 31 中原證券
31 12 2021 31 12 2020
1 12,332,030,422.75 10,951,131,021.90
9,990,048,353.53 8,193,682,554.76
2 2,558,219,120.46 2,379,100,088.00
2,446,921,329.46 2,287,871,177.95
3 8,148,017,143.05 7,400,757,113.38
4 54,610.00
5 802,256,089.47 744,878,747.69
6 98,055,900.27 169,323,523.34
7 972,870,075.44 2,055,964,889.83
8 24,507,919,178.87 22,592,572,498.77
9 263,452,484.68 456,168,931.89
10 970,426,547.78 2,088,805,149.07
11 1,659,879,203.08 1,067,276,173.44
12 15,666,107.28 16,474,089.01
13 188,201,266.95 179,004,039.77
14 58,641,526.64 52,427,024.00
15 160,408,039.28 163,033,163.26
16 223,016,230.62 188,018,189.26
17 486,461,663.34 464,734,648.09
18 19,522,493.37 19,882,791.61
19 283,225,421.38 1,387,323,474.69
53,748,323,524.71 52,376,875,557.00
168 中原證券 2021
2021 12 31 中原證券
31 12 2021 31 12 2020
22 256,191,822.27 315,977,554.88
23 7,032,271,969.93 4,154,657,809.90
24 2,900,742,263.92 3,694,418,222.23
25 971,171,013.72 1,356,226,583.04
4 465,376.83 57,980.91
26 10,548,472,328.09 12,200,308,194.73
27 12,571,797,812.48 10,555,230,551.25
28 768,133,013.64 561,932,538.17
29 121,620,959.74 131,604,084.55
30 143,594,220.52 65,874,572.60
31 6,872,133.68 26,495,681.41
32 1,001,741.67
33 3,685,225,541.41 4,610,250,342.02
34 157,162,685.95 157,698,672.45
17 38,563,107.66 14,241,536.99
35 401,959,351.47 344,423,399.69
39,604,243,601.31 38,190,399,466.49
36 4,642,884,700.00 4,642,884,700.00
37 6,301,860,583.46 6,330,622,817.68
38 -872,349.97 12,549,125.88
39 908,512,430.25 838,358,247.79
40 1,534,245,856.08 1,441,518,813.40
41 295,251,945.46 102,780,913.15
13,681,883,165.28 13,368,714,617.90
462,196,758.12 817,761,472.61
14,144,079,923.40 14,186,476,090.51
53,748,323,524.71 52,376,875,557.00
中原證券 2021 169
2021 中原證券
2021 2020
4,420,848,497.96 3,103,301,696.87
42 138,347,509.79 101,097,703.29
1,017,022,199.16 959,869,249.40
878,674,689.37 858,771,546.11
43 1,636,808,462.51 1,172,198,286.83
845,736,024.69 790,645,044.22
635,907,867.58 206,756,722.44
37,289,783.89 47,316,049.98
— 44 588,394,946.32 606,652,804.47
52,636,085.81 53,783,145.31
— 45 489,485,981.10 -48,524,176.45
— 1,578,376.60 -3,348,221.20
46 1,557,032,891.52 1,264,503,482.85
— 47 69,744.36 -20,777.16
48 9,130,585.76 10,742,594.24
3,710,316,417.23 2,954,485,813.12
49 22,031,146.36 19,375,311.17
50 1,803,962,502.07 1,334,084,832.77
51 373,913,233.39 344,960,999.30
52 2,752,382.99 31,841,326.55
53 1,507,657,152.42 1,224,223,343.33
— 710,532,080.73 148,815,883.75
54 18,736,381.72 5,860,453.04
55 11,053,100.46 10,645,944.64
— 718,215,361.99 144,030,392.15
56 167,195,492.71 41,911,301.78
— 551,019,869.28 102,119,090.37
— 551,019,869.28 102,119,090.37
—
513,210,337.25 104,302,038.78
37,809,532.03 -2,182,948.41
170 中原證券 2021
2021 中原證券
2021 2020
-13,421,475.85 -23,994,465.35
-13,421,475.85 -23,994,465.35
-13,421,475.85 -23,994,465.35
1. -2,405,906.43 181,829.12
2. 2,509,789.28 -59,904,500.70
3. -666,965.37 53,080,728.55
4. -12,858,393.33 -17,352,522.32
537,598,393.43 78,124,625.02
499,788,861.40 80,307,573.43
37,809,532.03 -2,182,948.41
0.11 0.02
0.11 0.02
中原證券 2021 171
2021 中原證券
2021 2020
2,984,204,762.72 2,702,035,174.80
1,330,000,000.00
3,480,155,509.95
908,351,491.46 700,025,363.10
2,016,567,261.23 1,660,163,609.91
58 2,016,609,365.55 1,506,857,134.57
7,925,732,880.96 11,379,236,792.33
1,336,048,752.31 4,504,583,697.73
790,000,000.00
1,652,086,917.38
738,220,210.20 1,622,093,003.66
768,512,368.10 688,281,627.02
1,139,438,589.33 850,448,240.88
471,594,792.58 244,373,933.87
58 1,986,245,160.35 2,098,653,166.86
8,882,146,790.25 10,008,433,670.02
59 -956,413,909.29 1,370,803,122.31
1,326,111,871.62
127,650,667.04 60,584,894.64
1,284,228.66 219,869.46
162,261,400.00
1,617,308,167.32 60,804,764.10
220,635,769.29 117,362,199.51
1,278,882,226.50
220,635,769.29 1,396,244,426.01
1,396,672,398.03 -1,335,439,661.91
172 中原證券 2021
2021 中原證券
2021 2020
3,644,663,940.00
10,000,000.00 689,174,336.00
11,941,017,000.00 6,117,939,031.63
11,951,017,000.00 10,451,777,307.63
9,983,292,940.64 8,366,714,808.43
678,187,191.34 476,776,544.21
22,110,119.80 6,634,020.00
58 173,628,888.72 133,454,629.51
10,835,109,020.70 8,976,945,982.15
1,115,907,979.30 1,474,831,325.48
1,578,376.60 -3,348,221.20
59 1,557,744,844.64 1,506,846,564.68
13,312,322,291.24 11,805,475,726.56
14,870,067,135.88 13,312,322,291.24
中原證券 2021 173
2021 中原證券
2021
4,642,884,700.00 6,330,622,817.68 12,549,125.88 838,358,247.79 1,441,518,813.40 102,780,913.15 817,761,472.61 14,186,476,090.51
4,642,884,700.00 6,330,622,817.68 12,549,125.88 838,358,247.79 1,441,518,813.40 102,780,913.15 817,761,472.61 14,186,476,090.51
-28,762,234.22 -13,421,475.85 70,154,182.46 92,727,042.68 192,471,032.31 -355,564,714.49 -42,396,167.11
-13,421,475.85 513,210,337.25 37,809,532.03 537,598,393.43
-371,264,126.72 -371,264,126.72
1.
2.
3.
4. -371,264,126.72 -371,264,126.72
70,154,182.46 111,601,092.06 -339,613,354.32 -22,110,119.80 -179,968,199.60
1. 70,154,182.46 -70,154,182.46
2. 111,601,092.06 -111,601,092.06
3. -157,858,079.80 -22,110,119.80 -179,968,199.60
4.
1.
2.
3.
4.
-28,762,234.22 -18,874,049.38 18,874,049.38 -28,762,234.22
4,642,884,700.00 6,301,860,583.46 -872,349.97 908,512,430.25 1,534,245,856.08 295,251,945.46 462,196,758.12 14,144,079,923.40
174 中原證券 2021
2021 中原證券
2020
3,869,070,700.00 3,487,237,785.96 36,543,591.23 808,084,287.96 1,382,038,921.28 88,232,726.32 826,578,441.02 10,497,786,453.77
3,869,070,700.00 3,487,237,785.96 36,543,591.23 808,084,287.96 1,382,038,921.28 88,232,726.32 826,578,441.02 10,497,786,453.77
773,814,000.00 2,843,385,031.72 -23,994,465.35 30,273,959.83 59,479,892.12 14,548,186.83 -8,816,968.41 3,688,689,636.74
-23,994,465.35 104,302,038.78 -2,182,948.41 78,124,625.02
773,814,000.00 2,843,315,826.36 3,617,129,826.36
1. 773,814,000.00 2,843,315,826.36 3,617,129,826.36
2.
3.
4.
30,273,959.83 59,479,892.12 -89,753,851.95 -6,634,020.00 -6,634,020.00
1. 30,273,959.83 -30,273,959.83
2. 59,479,892.12 -59,479,892.12
3. -6,634,020.00 -6,634,020.00
4.
1.
2.
3.
4.
69,205.36 69,205.36
4,642,884,700.00 6,330,622,817.68 12,549,125.88 838,358,247.79 1,441,518,813.40 102,780,913.15 817,761,472.61 14,186,476,090.51
中原證券 2021 175
2021 12 31 中原證券
31 12 2021 31 12 2020
10,787,186,204.27 9,353,694,098.48
9,475,290,338.74 7,812,001,585.50
2,274,149,998.54 2,165,049,237.07
2,066,846,823.76 2,005,804,519.95
8,081,803,812.77 7,248,897,079.39
54,610.00
259,267,830.02 368,868,430.71
29,485,887.66 85,450,845.08
972,870,075.44 2,055,165,080.52
20,891,935,865.83 19,933,278,797.76
970,426,547.78 2,088,805,149.07
1 5,296,280,233.94 4,126,432,553.95
24,748,699.56 25,858,938.87
173,173,353.77 164,207,159.80
58,641,526.64 52,427,024.00
142,506,224.38 133,127,127.62
218,187,343.75 181,335,531.53
324,344,489.89 301,081,560.09
232,547,711.06 523,400,315.46
50,737,610,415.30 48,807,078,929.40
176 中原證券 2021
2021 12 31 中原證券
31 12 2021 31 12 2020
7,032,271,969.93 3,425,939,961.92
2,900,742,263.92 3,694,418,222.23
778,986,314.11
465,376.83 57,980.91
10,448,272,328.09 12,002,208,194.73
11,400,036,597.27 9,666,752,032.28
719,713,530.83 517,314,154.75
111,000,397.96 118,777,886.11
116,166,224.28 60,063,783.40
5,113,846.11 10,997,000.07
3,685,225,541.41 4,610,250,342.02
140,244,474.29 129,412,235.14
122,760,647.36 47,982,898.50
36,682,013,198.28 35,063,161,006.17
4,642,884,700.00 4,642,884,700.00
6,606,160,370.84 6,606,160,370.84
454,814.24 -1,388,009.67
908,512,430.25 838,358,247.79
1,471,249,831.25 1,371,112,556.76
426,335,070.44 286,790,057.51
14,055,597,217.02 13,743,917,923.23
50,737,610,415.30 48,807,078,929.40
中原證券 2021 177
2021 中原證券
2021 2020
2,593,098,163.83 1,653,607,413.99
2 89,238,835.37 46,243,250.79
916,567,743.30 840,710,707.82
827,328,907.93 794,467,457.03
3 1,472,777,921.89 1,038,150,743.24
716,344,816.88 686,071,935.92
631,244,447.05 200,925,249.51
25,029,916.17 39,325,418.37
— 4 932,957,257.98 631,253,436.58
— 76,803,683.45 -88,807,494.18
— -189,029.17 -646,160.05
12,637,023.36 18,079,232.10
— 61,132.30 -20,667.36
8,811,338.65 9,355,072.87
1,977,521,958.93 1,430,720,797.48
17,872,297.15 16,838,369.81
5 1,576,873,987.71 1,149,447,203.93
168,069,536.77 263,120,359.08
213,448,720.01
1,257,417.29 1,314,864.66
— 615,576,204.90 222,886,616.51
3,658,099.45 2,410,755.63
9,320,144.10 7,004,959.37
— 609,914,160.25 218,292,412.77
142,219,610.57 16,466,013.88
— 467,694,549.68 201,826,398.89
— 467,694,549.68 201,826,398.89
—
178 中原證券 2021
2021 中原證券
2021 2020
1,842,823.91 -6,823,772.15
1,842,823.91 -6,823,772.15
1.
2. 2,509,789.28 -59,904,500.70
3. -666,965.37 53,080,728.55
4.
469,537,373.59 195,002,626.74
中原證券 2021 179
2021 中原證券
2021 2020
2,684,051,065.52 2,447,542,230.21
1,330,000,000.00
3,282,055,509.95
907,551,491.46 693,725,172.41
1,733,284,564.99 1,509,151,900.87
496,123,169.74 47,039,557.07
5,821,010,291.71 9,309,514,370.51
693,081,454.84 4,424,200,415.64
790,000,000.00
1,554,186,917.38
824,817,236.63 1,665,197,871.00
708,392,317.36 645,952,818.64
1,009,315,086.14 741,941,079.67
376,327,235.26 164,519,232.68
85,303,833.01 708,719,319.40
6,041,424,080.62 8,350,530,737.03
6 -220,413,788.91 958,983,633.48
105,906,962.38 105,550,982.70
620,291.60 165,683.59
106,527,253.98 105,716,666.29
139,913,380.44 112,128,505.23
273,158,156.90 1,427,522,815.54
413,071,537.34 1,539,651,320.77
-306,544,283.36 -1,433,934,654.48
180 中原證券 2021
2021 中原證券
2021 2020
3,644,663,940.00
300,000,000.00
11,941,017,000.00 5,400,203,000.00
11,941,017,000.00 9,344,866,940.00
9,286,065,000.00 6,715,301,000.00
528,184,846.94 418,420,136.68
59,131,911.23 84,168,489.90
9,873,381,758.17 7,217,889,626.58
2,067,635,241.83 2,126,977,313.42
-189,029.17 -646,160.05
6 1,540,488,140.39 1,651,380,132.37
11,500,913,337.34 9,849,533,204.97
13,041,401,477.73 11,500,913,337.34
中原證券 2021 181
2021 中原證券
2021
4,642,884,700.00 6,606,160,370.84 -1,388,009.67 838,358,247.79 1,371,112,556.76 286,790,057.51 13,743,917,923.23
4,642,884,700.00 6,606,160,370.84 -1,388,009.67 838,358,247.79 1,371,112,556.76 286,790,057.51 13,743,917,923.23
— — 1,842,823.91 70,154,182.46 100,137,274.49 139,545,012.93 311,679,293.79
1,842,823.91 467,694,549.68 469,537,373.59
1.
2.
3.
4.
70,154,182.46 100,137,274.49 -328,149,536.75 -157,858,079.80
1. 70,154,182.46 -70,154,182.46
2. 100,137,274.49 -100,137,274.49
3. -157,858,079.80 -157,858,079.80
4.
1.
2.
3.
4.
4,642,884,700.00 6,606,160,370.84 454,814.24 908,512,430.25 1,471,249,831.25 426,335,070.44 14,055,597,217.02
182 中原證券 2021
2021 中原證券
2020
3,869,070,700.00 3,762,844,544.48 5,435,762.48 808,084,287.96 1,315,470,752.11 170,879,423.10 9,931,785,470.13
3,869,070,700.00 3,762,844,544.48 5,435,762.48 808,084,287.96 1,315,470,752.11 170,879,423.10 9,931,785,470.13
773,814,000.00 2,843,315,826.36 -6,823,772.15 30,273,959.83 55,641,804.65 115,910,634.41 3,812,132,453.10
-6,823,772.15 201,826,398.89 195,002,626.74
773,814,000.00 2,843,315,826.36 3,617,129,826.36
1. 773,814,000.00 2,843,315,826.36 3,617,129,826.36
2.
3.
4.
30,273,959.83 55,641,804.65 -85,915,764.48
1. 30,273,959.83 -30,273,959.83
2. 55,641,804.65 -55,641,804.65
3.
4.
1.
2.
3.
4.
4,642,884,700.00 6,606,160,370.84 -1,388,009.67 838,358,247.79 1,371,112,556.76 286,790,057.51 13,743,917,923.23
中原證券 2021 183
2021
中原證券 2002 10 25
中原證券 [2002]326
2002 11 8
103,379
2008 1 15 103,379
203,351.57
2008 6 10
19,670.42 9.673% 71,525.36
35.173% 91,195.78
44.846%
2011 9 22
中原證券 5%
60,800 29.899%
2014 6 25 中州證券
01375 中原證券
[2013]1070
40,994,778 8,842,345 3,738,231 2,432,074
1,348,575 884,166 678,113 449,525 442,193
9 59,810,000
2014 10 28
2,631,615,700
2015 8 3 H 592,119,000 1
H 4.28 2015 8 14
3,223,734,700
184 中原證券 2021
2021
2016 11 18 700,000,000 1
[2009]94
中原證券 A
[2015]26 700,000,000
47,979,175 10,348,840 4,375,124 2,846,433 1,578,336 1,034,804
793,645 526,112 517,531 9
70,000,000
2017 1 3 A
2018 2 12 H H
54,664,000 2018 7 11
3,869,070,700
2020 7 30 A 773,814,000 1
A 4.71 2020 9 4
4,642,884,700
91410000744078476K
2021 12 31 464,288.47 464,288.47
10
10
中原證券 2021 185
2021
2021 12 31 30 83
1
2022 3 25
1 2021
2021 12 31 2021
186 中原證券 2021
2021
14
(%) (%)
2 51.36 51.36
3 51.36 51.36
2 100.00 100.00
3 60.00 60.00
2 100.00 100.00
2 35.00 51.00
2 100.00 100.00
3 100.00 100.00
3 100.00 100.00
3 100.00 100.00
3 100.00 100.00
3 100.00 100.00
3 100.00 100.00
Wending Zhongyuan
Company Limited 3 100.00 100.00
4
中原證券 2021 187
2021
—
15 — 2014
12
188 中原證券 2021
2021
1 1 12 31
中原證券 2021 189
2021
1.
(1)
(2)
(3)
(4)
2.
190 中原證券 2021
2021
3.
(1)
(2)
(3)
(4)
(5)
中原證券 2021 191
2021
4.
1.
192 中原證券 2021
2021
2.
中原證券 2021 193
2021
2.
(1)
194 中原證券 2021
2021
2.
(2)
1)
2)
A.
B.
C.
D.
中原證券 2021 195
2021
2.
(2)
2)
(3)
(4)
196 中原證券 2021
2021
1.
2.
中原證券 2021 197
2021
1.
(1)
(2)
(3)
198 中原證券 2021
2021
1.
(1)
中原證券 2021 199
2021
1.
(1)
(2)
a.
b.
200 中原證券 2021
2021
2.
1
2
3
3.
(1)
a.
b.
c.
中原證券 2021 201
2021
3.
(2)
(3)
a. 24 —
b.
22 —
202 中原證券 2021
2021
4.
1
2
3
4
中原證券 2021 203
2021
4.
1
12
2
3
—
—
—
—
204 中原證券 2021
2021
4.
30
—
—
—
—
—
中原證券 2021 205
2021
4.
12
5.
206 中原證券 2021
2021
6.
1
2
4.
中原證券 2021 207
2021
208 中原證券 2021
2021
130%
(1)
(2) 100%
90
(3) 100%
90
4.
4.
中原證券 2021 209
2021
1.
(1)
(2)
2.
(1)
210 中原證券 2021
2021
2.
(2)
中原證券 2021 211
2021
3.
(1)
22 —
(2)
22 —
212 中原證券 2021
2021
3.
(3)
22 —
(4)
(5)
22 —
中原證券 2021 213
2021
4.
(1)
22
—
214 中原證券 2021
2021
4.
(2)
(1)
(2)
中原證券 2021 215
2021
5.
(1)
(2) (3)
(4) (5)
216 中原證券 2021
2021
(%) (%)
40.00 5.00 2.38
2,000.00
中原證券 2021 217
2021
(%) (%)
40.00 5.00 2.38
35.00 5.00 2.71
5.00 5.00 19.00
20.00 5.00 4.75
10.00 5.00 9.50
15.00 5.00 6.33
5.00 5.00 19.00
5.00 5.00 19.00
5.00 5.00 19.00
5.00 5.00 19.00
5.00 5.00 19.00
8.00 5.00 11.88
218 中原證券 2021
2021
1.
2.
1.
中原證券 2021 219
2021
1.
(1)
(2)
(3)
2.
220 中原證券 2021
2021
3.
3
4.
中原證券 2021 221
2021
1
2
3
4
222 中原證券 2021
2021
中原證券 2021 223
2021
(1)
(2)
(3)
(4)
(5)
(6)
(7)
224 中原證券 2021
2021
1
1
中原證券 2021 225
2021
1.
2.
3.
226 中原證券 2021
2021
4.
8% 2%
1.
中原證券 2021 227
2021
2.
228 中原證券 2021
2021
1
2
3
4
5
中原證券 2021 229
2021
[2007]320 2007
10%
< >
[2018]39
[2007]320 10%
2013
5%
11%
10%
12%
230 中原證券 2021
2021
—
—
—
1.
中原證券 2021 231
2021
1.
2.
3.
232 中原證券 2021
2021
4.
1
中原證券 2021 233
2021
(1)
(2)
234 中原證券 2021
2021
1
2
3
1.
(1)
(2)
中原證券 2021 235
2021
2.
(1)
(2)
(3)
1.
12
236 中原證券 2021
2021
2.
1.
(1)
(2)
(3)
中原證券 2021 237
2021
1.
1
2
3
2.
(1)
(2)
238 中原證券 2021
2021
2.
(3)
3.
(1)
1
2
(2)
中原證券 2021 239
2021
3.
(3)
1
2
3
4.
(1)
(2)
240 中原證券 2021
2021
5.
(1)
(2)
(3)
(4)
6.
(1)
(2)
中原證券 2021 241
2021
1.
—
—
242 中原證券 2021
2021
2.
—
—
—
中原證券 2021 243
2021
1.
2.
244 中原證券 2021
2021
2.
3.
4.
中原證券 2021 245
2021
5.
(1) (2)
(3)
1.
2.
246 中原證券 2021
2021
3%–13%
1% 5% 7%
3%
2%
16.5% 25%
2012 57
2008 1 1 25%
16.5%
中原證券 2021 247
2021
1.
1.
2021 12 31 2020 12 31
98,430.36 185,324.40
72,965.39 1.0000 72,965.39 111,968.17 1.0000 111,968.17
26,493.97 0.8176 21,661.47 82,535.06 0.8416 69,464.81
760.00 5.0046 3,803.50 760.00 5.1203 3,891.42
12,243,329,985.55 10,941,803,014.08
2,253,281,632.02 2,748,120,459.32
2,076,811,748.81 1.0000 2,076,811,748.81 2,494,458,896.71 1.0000 2,494,458,896.71
4,422,196.09 6.3757 28,194,595.60 20,547,255.32 6.5249 134,066,949.25
180,121,566.96 0.8176 147,267,393.15 141,461,731.71 0.8416 119,059,851.88
47,229.56 4.6220 218,295.03 47,229.09 5.0290 237,513.15
109,367.31 7.2197 789,599.20 29,609.31 8.0033 236,973.12
0.04 5.0046 0.20 0.04 5.1203 0.20
0.16 0.1912 0.03 228,937.98 0.2174 49,779.75
165,957.00 0.0632 10,495.26
9,990,048,353.53 8,193,682,554.76
9,915,271,951.08 1.0000 9,915,271,951.08 8,104,738,687.41 1.0000 8,104,738,687.41
3,502,779.41 6.3757 22,332,670.71 4,610,580.22 6.5249 30,083,211.61
63,067,824.23 0.8176 51,564,253.09 67,293,174.96 0.8416 56,636,640.55
120,799.16 7.2197 872,133.69 276,838.87 8.0033 2,215,633.25
132,544.62 0.0554 7,344.96 132,540.00 0.0632 8,381.94
88,602,006.84 9,142,683.42
88,602,006.84 1.0000 88,602,006.84 9,142,683.42 1.0000 9,142,683.42
12,332,030,422.75 10,951,131,021.90
248 中原證券 2021
2021
1.
1.
2021 12 31 2020 12 31
128,976,290.40 70,219,206.05
34,356,321.36 1.0000 34,356,321.36 2,379,906.55 1.0000 2,379,906.55
115,728,924.95 0.8176 94,619,969.04 80,603,701.70 0.8416 67,839,299.50
642,557,735.00 582,961,261.74
606,831,951.55 1.0000 606,831,951.55 528,880,625.85 1.0000 528,880,625.85
271,849.13 6.3757 1,733,229.05 1,333,044.66 6.5249 8,697,857.34
41,576,020.55 0.8176 33,992,554.40 53,921,841.34 0.8416 45,382,778.55
771,534,025.40 653,180,467.79
2. 2021 12 31 248,879,305.32
3. 2021 12 31 15,174,127.73
262469587289 15,174,127.73
262469586944
中原證券 2021 249
2021
2.
2021 12 31 2020 12 31
111,297,791.00 91,228,910.05
102,105,269.63 1.0000 102,105,269.63 82,146,097.14 1.0000 82,146,097.14
9,222,807.57 0.8176 7,540,567.47 10,234,072.57 0.8416 8,613,404.83
235,994.84 6.3757 1,504,632.27 46,444.53 6.5249 303,041.53
19,482.27 7.2197 140,656.12 20,000.00 8.0033 160,066.63
94,697.30 0.0554 5,247.65 94,922.00 0.0632 6,002.95
651.00 1.5266 993.82 98.31 1.6185 159.11
49.27 8.6064 424.04 15.48 8.9057 137.86
2,164,814,240.23 1,975,873,287.75
2,156,650,747.55 1.0000 2,156,650,747.55 1,972,225,042.98 1.0000 1,972,225,042.98
1,129,908.11 6.3757 7,203,955.14 514,990.08 6.5249 3,360,258.77
1,173,602.67 0.8176 959,537.54 342,172.42 0.8416 287,986.00
282,107,089.23 311,997,890.20
282,107,089.23 1.0000 282,107,089.23 311,997,890.20 1.0000 311,997,890.20
2,558,219,120.46 2,379,100,088.00
3.
1.
2021 12 31 2020 12 31
7,987,959,787.39 7,161,431,516.25
118,055,893.89 109,194,134.07
24,211,868.51 21,728,570.93
8,081,803,812.77 7,248,897,079.39
73,778,914.10 157,193,911.35
45,205,207.56 48,511,514.39
52,770,791.38 53,845,391.75
66,213,330.28 151,860,033.99
8,148,017,143.05 7,400,757,113.38
250 中原證券 2021
2021
3.
2.
2021 12 31 2020 12 31
846,581,309.11 732,150,639.06
83,947,128.68 34,564,682.12
22,948,357,125.90 22,251,473,685.92
1,974,185,701.01 94,132,329.50
25,853,071,264.70 23,112,321,336.60
4.
1. 2021 12 31
9,354,020.00 980,295.00
980,295.00
50,160,000,000.00 5,638,828.98
5,638,828.98
5,740,761,800.00 11,684,085.47
11,684,085.47
12,600,115.39 54,610.00 465,376.83
55,922,715,935.39 54,610.00 465,376.83
中原證券 2021 251
2021
4.
2. 2020 12 31
85,586,810.00 3,717,100.00 227,988,540.00 255,505.00
3,717,100.00 255,505.00
37,580,000,000.00 10,220,124.13
10,220,124.13
2,608,688,300.00 404,482.44
404,482.44
5,329,975.80 57,980.91
85,586,810.00 40,422,006,815.80 57,980.91
2021 12 31 2020 12 31
5.
2021 12 31 2020 12 31
784,726,026.98 539,543,098.45
783,870,927.98 1.0000 783,870,927.98 538,665,535.45 1.0000 538,665,535.45
500,000.00 0.8176 408,800.00 500,000.00 0.8416 420,820.00
70,000.00 6.3757 446,299.00 70,000.00 6.5249 456,743.00
11,900,318.58 10,618,496.40
11,900,318.58 1.0000 11,900,318.58 10,618,496.40 1.0000 10,618,496.40
5,629,743.91 194,717,152.84
5,629,743.91 1.0000 5,629,743.91 194,717,152.84 1.0000 194,717,152.84
802,256,089.47 744,878,747.69
252 中原證券 2021
2021
6.
1.
2021 12 31 2020 12 31
309,607,600.00 309,607,600.00
54,079,800.00
35,330,595.98 43,148,113.18
42,993,026.05 33,462,467.93
21,474,920.01 45,840,692.93
7,957,005.97 7,963,368.74
17,074,028.66 1,004,903.94
336,381,276.40 325,783,423.38
98,055,900.27 169,323,523.34
2021 12 31 309,607,600.00
2.
2021 12 31
(%) (%)
370,295,794.98 85.24 333,553,975.91 90.08
370,295,794.98 85.24 333,553,975.91
1 41,374,285.70 9.53 206,871.43 0.50
1-2 10,010,833.22 2.30 500,541.66 5.00
2-3 7,768,827.60 1.79 776,882.76 10.00
3-4 3,278,962.60 0.75 655,792.52 20.00
4-5 835,120.86 0.19 250,536.26 30.00
5 873,351.71 0.20 436,675.86 50.00
64,141,381.69 14.76 2,827,300.49
434,437,176.67 100.00 336,381,276.40
中原證券 2021 253
2021
6.
2.
2020 12 31
(%) (%)
366,183,152.30 73.96 321,256,743.62 87.73
366,183,152.30 73.96 321,256,743.62
1 93,972,049.47 18.98 469,858.78 0.50
1-2 15,534,859.80 3.14 776,742.99 5.00
2-3 11,655,642.06 2.35 1,165,564.20 10.00
3-4 2,139,391.38 0.43 427,878.28 20.00
4-5 5,621,451.71 1.14 1,686,435.51 30.00
5 400.00 200.00 50.00
128,923,794.42 26.04 4,526,679.76
495,106,946.72 100.00 325,783,423.38
3. 5% 5% 1,967,868.64
4.
7.
1.
2021 12 31 2020 12 31
5,977,183.52 9,847,902.11
1,383,442,367.59 1,707,498,529.86
40,292,940.00
24,991,123.29 565,267,829.32
441,540,598.96 266,942,311.46
972,870,075.44 2,055,964,889.83
254 中原證券 2021
2021
7.
2.
2021 12 31 2020 12 31
1,389,419,551.11 1,717,346,431.97
24,991,123.29 605,560,769.32
441,540,598.96 266,942,311.46
972,870,075.44 2,055,964,889.83
3.
2021 12 31 2020 12 31
2,717,820,013.50 2,792,479,921.43
736,501,927.71
2,717,820,013.50 3,528,981,849.14
40,542,360.00
40,542,360.00
2021 12 31 1 GC001 25
4.
2021 12 31 2020 12 31
1 10,002,274.03
1-3
3 -1 728,821,679.20 735,430,249.94
1 7,506,700.04 50,267,123.29
647,113,988.35 911,798,882.60
1,383,442,367.59 1,707,498,529.86
中原證券 2021 255
2021
7.
5.
2021 12 31
12
736,328,379.24 647,113,988.35 1,383,442,367.59
904,172.16 440,630,717.43 441,534,889.59
735,424,207.08 206,483,270.92 941,907,478.00
2,383,911,677.58 313,148,920.92 2,697,060,598.50
2020 12 31
12
795,699,647.26 911,798,882.60 1,707,498,529.86
1,363,745.09 265,570,503.11 266,934,248.20
794,335,902.17 646,228,379.49 1,440,564,281.66
2,099,499,467.60 668,709,113.83 2,768,208,581.43
256 中原證券 2021
2021
8.
1.
2021 12 31
18,844,573,886.51 18,844,573,886.51 18,870,227,489.31 18,870,227,489.31
1,911,893,103.19 1,911,893,103.19 1,905,112,156.53 1,905,112,156.53
1,428,050,380.33 1,428,050,380.33 1,241,294,059.75 1,241,294,059.75
66,496,091.19 66,496,091.19 66,400,000.00 66,400,000.00
3,997,146.36 3,997,146.36 10,727,749.71 10,727,749.71
1,457,379,602.83 1,457,379,602.83 1,370,427,308.10 1,370,427,308.10
795,528,968.46 795,528,968.46 668,357,605.01 668,357,605.01
24,507,919,178.87 24,507,919,178.87 24,132,546,368.41 24,132,546,368.41
2020 12 31
19,006,086,088.17 19,006,086,088.17 18,963,514,100.97 18,963,514,100.97
989,026,998.94 989,026,998.94 981,237,072.37 981,237,072.37
1,269,140,125.07 1,269,140,125.07 1,428,922,123.23 1,428,922,123.23
120,306,652.05 120,306,652.05 120,000,000.00 120,000,000.00
10,319,370.53 10,319,370.53 10,901,958.05 10,901,958.05
745,313,668.07 745,313,668.07 716,092,794.00 716,092,794.00
452,379,595.94 452,379,595.94 430,000,000.00 430,000,000.00
22,592,572,498.77 22,592,572,498.77 22,650,668,048.62 22,650,668,048.62
中原證券 2021 257
2021
8.
2.
2021 12 31 2020 12 31
14,531,200.47 6,015,764.80
3.
2021 12 31 2020 12 31
12,216,894,246.31 13,222,864,812.00
193,466,175.35
14,531,200.47 6,015,764.80
208,110,954.86 220,030,319.58
18,849,600.00 18,849,600.00
9.
1.
2021 12 31
200,825,846.42 1,182,000.00 28,736,867.83 173,270,978.59
144,180,424.71 127,010,824.71 17,169,600.00
231,958,603.11 158,946,697.02 73,011,906.09
576,964,874.24 1,182,000.00 314,694,389.56 263,452,484.68
2020 12 31
217,242,739.75 4,725,086.10 2,432,928.65 219,534,897.20
147,537,686.71 106,414,092.02 41,123,594.69
244,388,050.00 48,877,610.00 195,510,440.00
609,168,476.46 4,725,086.10 157,724,630.67 456,168,931.89
258 中原證券 2021
2021
9.
2.
12
2021 1 1 23,041.81 157,701,588.86 157,724,630.67
2021 1 1
—
—
—
—
159,520,806.13 159,520,806.13
23,041.81 23,041.81
-2,528,005.43 -2,528,005.43
2021 12 31 314,694,389.56 314,694,389.56
10.
1.
2021 12 31
310,416,597.22 4,059,843.83 1,009,012.78 315,485,453.83
315,614,662.15 8,332,421.91 -68,764,802.15 255,182,281.91 69,802,808.57
389,839,317.44 11,642,958.91 -1,723,464.31 399,758,812.04 282,864.10
1,015,870,576.81 24,035,224.65 -69,479,253.68 970,426,547.78 70,085,672.67
中原證券 2021 259
2021
10.
1.
2020 12 31
340,391,503.36 5,862,227.41 91,496.64 346,345,227.41
506,205,995.05 7,092,082.20 2,894,304.95 516,192,382.20 294,239.63
690,041,226.48 17,829,856.74 -73,300,586.48 634,570,496.74 70,379,414.90
581,303,404.07 12,904,493.15 -2,510,854.50 591,697,042.72 301,305.30
2,117,942,128.96 43,688,659.50 -72,825,639.39 2,088,805,149.07 70,974,959.83
2.
12
2021 1 1 1,266,559.83 69,708,400.00 70,974,959.83
2021 1 1
—
—
—
—
889,287.16 889,287.16
2021 12 31 377,272.67 69,708,400.00 70,085,672.67
260 中原證券 2021
2021
10.
3.
2021 12 31 2020 12 31
30,822,180.41
132,078,473.98
516,192,382.20
295,212,638.37
11.
1.
2021 12 31 2020 12 31
1,686,379,521.68 1,097,430,290.95
1,686,379,521.68 1,097,430,290.95
26,500,318.60 30,154,117.51
1,659,879,203.08 1,067,276,173.44
中原證券 2021 261
262
2021
11.
中原證券
2.
2021
5,941,268.76 4,600,000.00 372,266.93 -1,713,535.69
53,585,720.49 1,512,412.06 55,098,132.55
20,580,791.00 5,503,437.50 -15,984,642.07 10,099,586.43
1,274,705.60 -268,789.24 1,005,916.36 12,473,406.77
20,259,530.65 -280,425.02 19,979,105.63
942,625.91 -78,624.93 864,000.98
77,237,635.85 -5,243,611.94 71,994,023.91
1,809,940.63 -114,149.06 1,695,791.57
2,425,115.24 -44,727.94 2,380,387.30
20,111,020.69 266,881.43 20,377,902.12
11,928,916.25 -393,001.97 11,535,914.28
53,969,593.37 -4,471,390.61 49,498,202.76
11,013,547.47 9,800,000.00 -29,661.18 20,783,886.29
1,500,000.00 1,500,000.00 3,389,755.50
18,897,017.93 134,325.34 19,031,343.27
16,398,673.20 -324,718.14 16,073,955.06
3,893,344.24 96,226.81 3,989,571.05
5,059,488.46
3,476,571.60 3,476,571.60
11,573,088.51 478,950.38 12,052,038.89
7,269,355.41 269,293.37 7,538,648.78
11.
2.
1,403,826.09 6,440.31 1,410,266.40
24,575,575.97 2,422,445.68 26,998,021.65
240,000.00 240,000.00 492,987.23
1,200,147.22 -224,336.12 975,811.10
40,063,815.85 3,264,000.00 34,590,964.03 -12,859,792.82 58,530,987.06
8,035,554.65 7,677,076.50 -358,478.15
2,032,507.32 31,090.85 2,063,598.17
590,529,079.58 38,859,356.34 -2,405,906.43 -14,103,201.96 612,879,327.53
31,989,736.84 1,600,815.65 -1,500,000.00 32,090,552.49
9,741,230.62 -302,432.76 9,438,797.86
4,976,131.23 -26,102.86 4,950,028.37
2242257 Ontario Inc 446,665.68 -11,941.03 434,724.65 5,084,680.64
11,430,011.19 -129,080.62 11,300,930.57
573,067,750.00 573,067,750.00
中原證券
1,067,276,173.44 15,303,437.50 19,017,648.10 52,636,085.81 -2,405,906.43 -1,713,535.69 -28,462,994.78 -268,789.24 576,532,380.57 1,659,879,203.08 26,500,318.60
2021
2021
263
2021
11.
2.
2021 12 31
2021 12 31
26,500,318.60
3,476,571.60 15%
573,067,750.00
12.
1. 33,882,398.45 33,882,398.45
2.
3.
4. 33,882,398.45 33,882,398.45
1. 17,408,309.44 17,408,309.44
2. 807,981.73 807,981.73
(1) 807,981.73 807,981.73
3.
4. 18,216,291.17 18,216,291.17
1.
2.
3.
4.
1. 15,666,107.28 15,666,107.28
2. 16,474,089.01 16,474,089.01
2021 12 31 2020 12 31
2021 12 31 2020 12 31
264 中原證券 2021
2021
13.
1.
2021 12 31 2020 12 31
519,653,139.17 518,939,792.67
331,451,872.22 339,935,752.90
188,201,266.95 179,004,039.77
2.
1. 158,278,328.85 316,266,557.75 23,955,154.00 20,439,752.07 518,939,792.67
2. 37,768,955.17 3,099,317.99 40,868,273.16
(1) 37,768,955.17 3,099,317.99 40,868,273.16
(2)
3. 34,436,057.85 2,871,482.72 2,761,709.03 40,069,249.60
(1) 34,296,971.99 2,411,745.27 2,707,056.39 39,415,773.65
(2) 139,085.86 459,737.45 54,652.64 653,475.95
4. -45,106.07 -37,827.11 -2,743.88 -85,677.06
5. 158,278,328.85 319,554,349.00 21,045,844.17 20,774,617.15 519,653,139.17
1. 57,680,241.87 246,559,345.70 19,653,921.67 16,042,243.66 339,935,752.90
2. 4,166,944.17 22,259,658.03 1,079,091.55 1,551,582.38 29,057,276.13
(1) 4,166,944.17 22,259,658.03 1,079,091.55 1,551,582.38 29,057,276.13
(2)
3. 32,514,853.95 2,364,331.43 2,596,305.73 37,475,491.11
(1) 32,406,060.63 2,202,632.95 2,550,968.50 37,159,662.08
(2) 108,793.32 161,698.48 45,337.23 315,829.03
4. -36,111.82 -27,190.92 -2,362.96 -65,665.70
5. 61,847,186.04 236,268,037.96 18,341,490.87 14,995,157.35 331,451,872.22
1.
2.
3.
4.
1. 96,431,142.81 83,286,311.04 2,704,353.30 5,779,459.80 188,201,266.95
2. 100,598,086.98 69,707,212.05 4,301,232.33 4,397,508.41 179,004,039.77
中原證券 2021 265
2021
13.
3. 29,057,276.13
4. 2021 12 31
5. 2021 12 31
14.
1.
2021 12 31 2020 12 31
58,641,526.64 58,641,526.64 52,427,024.00 52,427,024.00
58,641,526.64 58,641,526.64 52,427,024.00 52,427,024.00
2.
266 中原證券 2021
2021
15.
1. 275,884,275.21 275,884,275.21
2. 74,618,526.23 74,618,526.23
(1) 74,618,526.23 74,618,526.23
3. 23,780,074.04 23,780,074.04
(1) 21,368,153.98 21,368,153.98
(2) 2,411,920.06 2,411,920.06
4. -1,062,877.00 -1,062,877.00
5. 325,659,850.40 325,659,850.40
1. 112,851,111.95 112,851,111.95
2. 76,100,281.34 76,100,281.34
(1) 76,100,281.34 76,100,281.34
3. 23,077,778.83 23,077,778.83
(1) 20,835,117.13 20,835,117.13
(2) 2,242,661.70 2,242,661.70
4. -621,803.34 -621,803.34
5. 165,251,811.12 165,251,811.12
1. 160,408,039.28 160,408,039.28
2. 163,033,163.26 163,033,163.26
2021 12 31 2020 12 31
中原證券 2021 267
2021
16.
1.
1. 285,079,501.52 32,616,590.00 105,480,246.53 2,444,000.00 425,620,338.05
2. 73,647,321.64 73,647,321.64
(1) 73,647,321.64 73,647,321.64
3. 4,348,726.73 430,000.00 4,778,726.73
(1) 3,493,250.03 430,000.00 3,923,250.03
(2) 855,476.70 855,476.70
4. -1,693.02 -24,040.00 -25,733.02
5. 354,376,403.41 32,592,550.00 105,480,246.53 2,014,000.00 494,463,199.94
1. 185,750,073.97 31,608,283.48 17,799,791.34 2,444,000.00 237,602,148.79
2. 35,245,079.36 49,999.92 2,637,006.12 37,932,085.40
(1) 35,245,079.36 49,999.92 2,637,006.12 37,932,085.40
3. 3,655,571.85 430,000.00 4,085,571.85
(1) 3,491,965.10 430,000.00 3,921,965.10
(2) 163,606.75 163,606.75
4. -1,693.02 -1,693.02
5. 217,337,888.46 31,658,283.40 20,436,797.46 2,014,000.00 271,446,969.32
1.
2.
3.
4.
1. 137,038,514.95 934,266.60 85,043,449.07 223,016,230.62
2. 99,329,427.55 1,008,306.52 87,680,455.19 188,018,189.26
2. 37,932,085.40
3. 2021 12 31 2020 12 31
268 中原證券 2021
2021
16.
4.
2020 2021
12 31 12 31
A 19,462,500.00 19,462,500.00
A 11,812,450.00 11,812,450.00
500,000.00 166,666.52 49,999.92 383,333.40 116,666.60
876,200.00 841,640.00 -24,040.00 817,600.00
32,651,150.00 1,008,306.52 49,999.92 31,658,283.40 -24,040.00 934,266.60
中原證券 2021 269
2021
17.
1.
2021 12 31 2020 12 31
290,552,437.32 243,561,201.63
80,266,162.78 76,885,445.52
56,104,067.46 100,789,341.05
1,529,211.22 3,045,778.89
2,549,011.50 2,507,002.68
17,369,813.42 18,206,409.85
1,524,273.16
105,574.86 105,574.86
37,985,384.78 18,109,620.45
486,461,663.34 464,734,648.09
331,009.63 7,102,318.65
38,232,098.03 7,139,218.34
38,563,107.66 14,241,536.99
270 中原證券 2021
2021
17.
2.
2021 12 31 2020 12 31
1,197,550,274.94 1,019,083,812.61
321,064,651.12 307,541,782.10
276,565,541.35 456,839,987.56
6,116,844.88 12,183,115.56
10,196,046.00 10,028,010.72
69,479,253.68 72,825,639.39
6,097,092.66
422,299.44 422,299.44
177,002,458.23 89,776,909.66
2,058,397,369.64 1,974,798,649.70
1,324,038.51 28,409,274.59
152,928,392.11 28,556,873.36
154,252,430.62 56,966,147.95
3.
中原證券 2021 271
2021
18.
2020 2021
2020 12 31 2021 12 31
12 31 12 31
7,268,756.37 7,268,756.37
12,614,035.24 1,576,209.93 -360,298.24 12,253,737.00 1,531,188.20
19,882,791.61 1,576,209.93 -360,298.24 19,522,493.37 1,531,188.20
(1) 2007
55.68%
(2) 2016
100% 24,416,272.00
7,556,040.59 16,860,231.41 2021 12 31
(3)
2021 12 31
1,531,188.20
272 中原證券 2021
2021
19.
1.
2021 12 31 2020 12 31
151,334,689.18 208,187,453.87
26,860,381.26 8,724,860.09
34,238,212.32 29,304,787.78
627,901.97 758,196.90
4,000,000.00
875,830,915.70
18,632,753.49 197,278,287.50
10,049,607.08 10,053,020.30
422,032.42 3,763,992.39
1,400,000.00 1,400,000.00
216,514.54 1,262,539.54
39,443,329.12 46,759,420.62
283,225,421.38 1,387,323,474.69
2.
(1)
2021 12 31 2020 12 31
65,039,968.23 37,802,104.67
20,333,604.96 18,457,262.12
28,000,000.00 28,000,000.00
13,927,354.17 14,584,450.53
54,204,892.68 107,692,585.42
110,990.67 193,064.03
11,914,990.84 19,267,087.49
42,197,112.37 17,809,100.39
151,334,689.18 208,187,453.87
中原證券 2021 273
2021
19.
2.
(2)
2021 12 31 2020 12 31
(%) (%)
106,993,990.36 35,581,660.44 33.26 133,831,876.43 12,785,582.57 9.55
106,993,990.36 35,581,660.44 133,831,876.43 12,785,582.57
1 51,131,838.12 255,661.24 0.50 56,469,157.79 282,345.90 0.50
1-2 12,398,855.20 619,942.76 5.00 18,713,083.99 935,654.20 5.00
2-3 6,371,639.49 637,163.95 10.00 9,355,826.17 935,582.62 10.00
3-4 9,313,471.55 1,862,694.31 20.00 2,391,853.82 478,370.76 20.00
4-5 2,105,068.77 631,520.63 30.00 1,129,068.48 338,720.54 30.00
5 5,216,938.06 2,608,469.04 50.00 4,105,687.58 2,052,843.80 50.00
86,537,811.19 6,615,451.93 92,164,677.83 5,023,517.82
193,531,801.55 42,197,112.37 225,996,554.26 17,809,100.39
(3)
3.
2020 2021
12 31 12 31
29,304,787.78 17,518,110.89 12,574,654.30 10,032.05 34,238,212.32
29,304,787.78 17,518,110.89 12,574,654.30 10,032.05 34,238,212.32
274 中原證券 2021
2021
19.
4.
2021 12 31 2020 12 31
22,563,560.95 34,416,951.35
22,563,560.95 30,416,951.35
4,000,000.00
5.
(1)
2021 12 31 2020 12 31
40,841,156.74
977,539,981.74
142,550,222.78
875,830,915.70
(2)
2021 12 31 2020 12 31
165,098,079.70
69,537,966.67
771,612,802.11
12,132,290.00
142,550,222.78
875,830,915.70
中原證券 2021 275
2021
19.
5.
(3)
2020 2021
12 31 12 31
142,550,222.78 11,479,740.61 154,029,963.39
142,550,222.78 11,479,740.61 154,029,963.39
20.
2021 12 31 2020 12 31
15,288,471.47 6,015,764.80
— 14,531,200.47 6,015,764.80
— 757,271.00
4,454,060.00
2021 12 31 2020 12 31
276 中原證券 2021
2021
21.
1.
2020 2021
12 31 12 31
75,573,962.68 2,483,297.58 950,322.72 -124,277.65 76,982,659.89
325,783,423.38 10,808,127.71 185,163.47 -25,111.22 336,381,276.40
17,809,100.39 24,739,015.95 325,040.77 -25,963.20 42,197,112.37
266,942,311.46 186,789,750.66 12,191,463.16 441,540,598.96
157,724,630.67 159,520,806.13 23,041.81 -2,528,005.43 314,694,389.56
70,974,959.83 889,287.16 70,085,672.67
9,967,776.77 9,967,776.77
142,550,222.78 11,479,740.61 154,029,963.39
30,416,951.35 7,853,390.40 22,563,560.95
1,097,743,339.31 395,820,738.64 21,907,505.25 154,540,167.63 -2,703,357.50 1,314,413,047.57
30,154,117.51 268,789.24 3,476,571.60 -446,016.55 26,500,318.60
2,483,593.75 2,470,643.76 12,949.99
1,576,209.93 -45,021.73 1,531,188.20
31,730,327.44 2,752,382.99 5,947,215.36 -491,038.28 28,044,456.79
1,129,473,666.75 398,573,121.63 21,907,505.25 160,487,382.99 -3,194,395.78 1,342,457,504.36
中原證券 2021 277
2021
21.
2.
2021 12 31
12
24,604,850.05 151,315.07 52,226,494.77 76,982,659.89
2,827,300.49 333,553,975.91 336,381,276.40
6,615,451.93 35,581,660.44 42,197,112.37
909,881.53 440,630,717.43 441,540,598.96
314,694,389.56 314,694,389.56
377,272.67 69,708,400.00 70,085,672.67
9,967,776.77 9,967,776.77
22,563,560.95 22,563,560.95
25,892,004.25 9,594,067.49 1,278,926,975.83 1,314,413,047.57
2020 12 31
12
21,729,825.88 1,614,024.67 52,230,112.13 75,573,962.68
9,550,197.58 334,042,326.19 343,592,523.77
1,371,808.35 265,570,503.11 266,942,311.46
23,041.81 157,701,588.86 157,724,630.67
1,266,559.83 69,708,400.00 70,974,959.83
9,967,776.77 9,967,776.77
4,922,882.76 641,944.33 136,985,395.69 142,550,222.78
30,416,951.35 30,416,951.35
29,314,118.63 11,806,166.58 1,056,623,054.10 1,097,743,339.31
278 中原證券 2021
2021
22.
2021 12 31 2020 12 31
42,082,000.00
1 256,191,822.27 273,895,554.88
256,191,822.27 315,977,554.88
1
1) 2021 12 31
7,760 1 Hibor+1.50%
2) 2021 12 31
4,850 1 Hibor+1.50%
3) 2021 12 31
10,185 1 Hibor+1.50%
4) 2021 12 31
7,275 1 Hibor+1.50%
5) 2021 12 31
1,000 1 5.20%
中原證券 2021 279
2021
23.
2020 2021
12 31 12 31
18 01 1 150,000 2018 4 27 3 150,000 5.58% 1,557,328,766.98 26,371,233.02 1,583,700,000.00
19 01 2 200,000 2019 3 26 3 200,000 3.90% 2,059,902,946.46 2,059,902,946.46
21 S1 3 100,000 2021 5 20 1 100,000 3.21% 1,019,875,616.43 1,019,875,616.43
21 S2 4 120,000 2021 6 18 1 120,000 3.35% 1,221,696,986.32 1,221,696,986.32
5 288,922.40 2020 12 31
2021 12 31 14~272 288,922.40 3.10%~6.00% 1,868,611,194.94 7,736,625,515.35 7,883,032,070.42 1,722,204,639.87
Guaranteed Bonds due
2021 6 11,000 2020 9 15 363 11,000 5.20% 728,717,847.98 18,572,382.47 747,290,230.45
19 C1 7 100,000 2019 10 30 3 100,000 4.90% 1,008,591,780.85 1,008,591,780.85
4,154,657,809.90 13,091,636,460.90 10,214,022,300.87 7,032,271,969.93
1 2015 中原證券
中原證券
[2017]586
100 2018 4 26 2018 15
3 5.58%
2 2015 中原證券
[2019]326
30 2019 3 25 20
3 3.90%
3 2019 中原證券
[2021]377
50 2021 5 19
10 1 3.21%
4 2019 中原證券
[2021]377
50 2021 6 17
12 1 3.35%
280 中原證券 2021
2021
23.
5 2021 12 31 33,264,000.00
832,564,000.00 436,382,000.00
410,000,000.00 14~341 3.10%~6.00%
6 2020 Chapter 37 of the Rules Governing the
Listing of Securities on The Stock Exchange of Hong Kong Limited and in the Securities and Futures
Ordinance (Cap. 571) of Hong Kong Wending Zhongyuan Company
Limited 2020 9 15 363 1.1
5.20%
7 2015 中原證券
2019 10 29 2019
10 3 4.90%
24.
1.
2021 12 31 2020 12 31
2,900,742,263.92 1,990,620,444.45
1,703,797,777.78
2,900,742,263.92 3,694,418,222.23
2.
2021 12 31 2020 12 31
1 503,004,444.45 2.80%
1 3 1,200,793,333.33 2.80%
3 -1
1,703,797,777.78
中原證券 2021 281
2021
25.
2021 12 31
2 971,171,013.72 971,171,013.72
971,171,013.72 971,171,013.72
2020 12 31
1 778,986,314.11 778,986,314.11
2 577,240,268.93 577,240,268.93
1,356,226,583.04 1,356,226,583.04
1 2020 12 31
2
282 中原證券 2021
2021
26.
1.
2021 12 31 2020 12 31
559,050,286.48 170,134,478.47
9,989,422,041.61 12,030,173,716.26
10,548,472,328.09 12,200,308,194.73
2.
2021 12 31 2020 12 31
10,548,472,328.09 12,200,308,194.73
10,548,472,328.09 12,200,308,194.73
3.
2021 12 31 2020 12 31
12,261,286,301.56 13,375,777,049.15
12,261,286,301.56 13,375,777,049.15
中原證券 2021 283
2021
27.
1.
2021 12 31 2020 12 31
10,147,554,339.10 9,183,094,149.35
1,541,998,240.91 594,826,211.62
11,689,552,580.01 9,777,920,360.97
829,911,582.98 758,296,288.57
52,333,649.49 19,013,901.71
882,245,232.47 777,310,190.28
12,571,797,812.48 10,555,230,551.25
28.
1.
2020 12 31 2021 12 31
558,361,317.06 1,227,232,420.55 1,072,694,206.05 712,899,531.56
— 3,012,356.72 121,748,362.95 69,939,888.58 54,820,831.09
558,864.39 981,204.55 1,127,417.95 412,650.99
561,932,538.17 1,349,961,988.05 1,143,761,512.58 768,133,013.64
284 中原證券 2021
2021
28.
2.
2020 12 31 2021 12 31
456,297,497.60 1,058,440,020.76 928,603,843.00 586,133,675.36
34,212.67 29,643,062.44 29,627,238.00 50,037.11
1,295.00 44,573,981.78 44,459,230.30 116,046.48
510.35 33,129,623.21 33,015,532.84 114,600.72
334.55 617,539.05 617,392.36 481.24
195.10 622,043.31 621,603.25 635.16
255.00 10,195,349.35 10,195,604.35
9,426.86 9,097.50 329.36
48,144,122.67 48,144,122.67
102,028,311.79 46,431,232.90 21,859,772.08 126,599,772.61
558,361,317.06 1,227,232,420.55 1,072,694,206.05 712,899,531.56
3. —
2020 12 31 2021 12 31
83,998.29 61,034,057.26 61,061,006.91 57,048.64
4,609.78 2,628,894.38 2,630,387.52 3,116.64
2,923,748.65 58,085,411.31 6,248,494.15 54,760,665.81
3,012,356.72 121,748,362.95 69,939,888.58 54,820,831.09
2021 12 31
中原證券 2021 285
2021
29.
2021 12 31 2020 12 31
54,615,252.06 114,101,377.09
53,853,381.05 9,375,343.19
10,754,713.60 5,327,159.86
988,889.28 1,262,668.74
730,725.07 899,695.79
378,945.02 396,512.17
59,419.92 59,419.92
239,633.74 181,907.79
121,620,959.74 131,604,084.55
30.
2021 12 31 2020 12 31
107,259,863.08 52,036,482.97
1,618,809.53 1,584,687.23
5,298,606.20 4,289,034.57
29,416,941.71 7,964,367.83
143,594,220.52 65,874,572.60
31.
2021 12 31 2020 12 31
6,321,674.96 13,434,590.75
550,458.72 13,061,090.66
6,872,133.68 26,495,681.41
286 中原證券 2021
2021
32.
2021 12 31 2020 12 31
1,001,741.67
1,001,741.67
2020 12 31
3 20%
33.
2020 2021
12 31 12 31
19 C1 100,000 2019 10 30 3 100,000 4.90% 1,008,591,780.85 40,408,219.15 1,049,000,000.00
19 01 200,000 2019 3 26 3 200,000 3.90% 2,059,237,739.24 18,762,260.76 2,078,000,000.00
20 C1 1 150,000 2020 4 23 3 150,000 4.08% 1,542,420,821.93 61,200,000.02 61,200,000.00 1,542,420,821.95
21 01 2 100,000 2021 3 5 3 100,000 4.03% 1,032,608,330.62 1,032,608,330.62
21 C1 3 110,000 2021 10 22 3 110,000 4.70% 1,110,196,388.84 1,110,196,388.84
660,000 660,000 4,610,250,342.02 2,263,175,199.39 3,188,200,000.00 3,685,225,541.41
1 2019 中原證券
[2020]544
30 2020 4 22 15
3 4.08%
2 2015 中原證券
[2019]326
30 2021 3 4 10
3 4.03%
3 2019 中原證券
[2020]544
30 2021 10 21 2021
11 3 4.70% 2021 3
2021 12
中原證券 2021 287
2021
34.
2021 12 31 2020 12 31
157,162,685.95 157,698,672.45
62,127,455.74 63,101,382.10
157,162,685.95 157,698,672.45
1 5
35.
1.
2021 12 31 2020 12 31
208,850,990.00 249,046,172.59
139,877,623.23 60,275,715.32
28,591,019.48 25,085,590.18
22,289,893.73 4,346,572.63
2,349,825.03 5,669,348.97
401,959,351.47 344,423,399.69
2.
2021 12 31 2020 12 31
102,200,000.00 105,205,000.00
1 1,782,900.00 92,651,296.00
23,622,382.40 14,063,675.84
40,075,920.00
41,169,787.60 37,126,200.75
208,850,990.00 249,046,172.59
1 2,256,766.10
0
288 中原證券 2021
2021
35.
3.
5%
36.
2020 (+ -) 2021
12 31 12 31
4,642,884,700.00 4,642,884,700.00
37.
2020 12 31 2021 12 31
6,575,163,079.07 6,575,163,079.07
-244,540,261.39 27,466,131.91 56,228,366.13 -273,302,495.61
6,330,622,817.68 27,466,131.91 56,228,366.13 6,301,860,583.46
-
中原證券 2021 289
2021
38.
12,549,125.88 -790,763.55 12,016,437.66 614,274.64 -13,421,475.85 -13,421,475.85 -872,349.97
-54,619,229.53 14,507,196.80 11,160,811.09 836,596.43 2,509,789.28 2,509,789.28 -52,109,440.25
53,231,219.86 -33,660.59 855,626.57 -222,321.79 -666,965.37 -666,965.37 52,564,254.49
2,433,175.41 -2,405,906.43 -2,405,906.43 -2,405,906.43 27,268.98
11,503,960.14 -12,858,393.33 -12,858,393.33 -12,858,393.33 -1,354,433.19
12,549,125.88 -790,763.55 12,016,437.66 614,274.64 -13,421,475.85 -13,421,475.85 -872,349.97
39.
2020 12 31 2021 12 31
663,853,582.46 46,769,454.97 710,623,037.43
174,504,665.33 23,384,727.49 197,889,392.82
838,358,247.79 70,154,182.46 908,512,430.25
40.
2020 12 31 2021 12 31
782,419,033.04 64,831,637.09 18,874,049.38 828,376,620.75
659,099,780.36 46,769,454.97 705,869,235.33
1,441,518,813.40 111,601,092.06 18,874,049.38 1,534,245,856.08
290 中原證券 2021
2021
41.
2021 2020
102,780,913.15 88,232,726.32
102,780,913.15 88,232,726.32
513,210,337.25 104,302,038.78
46,769,454.97 20,182,639.89
23,384,727.49 10,091,319.94
64,831,637.09 39,297,252.23
46,769,454.97 20,182,639.89
157,858,079.80
18,874,049.38
295,251,945.46 102,780,913.15
中原證券 2021 291
2021
42.
2021 2020
1,017,022,199.16 959,869,249.40
244,851,893.64 246,792,924.19
540,699,231.26 477,557,852.19
80,633,423.43 82,777,504.62
923,065.44 996,809.98
71,017,634.31 46,354,779.03
4,700,029.38 15,031,439.52
71,303,021.58 54,322,352.87
74,834,346.84 81,401,501.07
496,861.31
253.03 1,488,813.63
878,674,689.37 858,771,546.11
16,824,922.61 46,006,968.10
124,439,414.26 40,983,987.06
60,198,833.27 77,148,662.74
29,744,335.78 30,440,555.57
314,223,872.18 263,724,123.51
40,063,204.19 37,816,799.16
301,919,366.87 363,302,104.60
147,031,829.42 267,812,580.47
10,271,094.68 15,528,329.95
10,733,981.31 14,260,570.99
138,347,509.79 101,097,703.29
292 中原證券 2021
2021
43.
1.
2021 2020
722,184,615.47 702,390,449.73
— 938,102,542.89 901,944,748.51
— 873,331,959.37 849,557,071.59
185,702.18 489,128.51
64,487,543.89 51,559,606.38
— 215,917,927.42 199,554,298.78
— 215,830,631.47 199,399,805.52
55,091.74 30,611.75
123,551,409.22 88,254,594.49
— 186,802,331.83 125,000,223.60
— 63,250,922.61 36,745,629.11
635,907,867.58 206,756,722.44
— 644,656,912.82 217,653,553.36
— 577,416,845.10 114,957,161.13
21,642,673.67 29,729,145.23
45,597,394.05 72,967,247.00
— 8,749,045.24 10,896,830.92
— 4,414,185.24 9,313,489.57
751,014.78 567,107.20
3,583,845.22 1,016,234.15
37,289,783.89 47,316,049.98
— 37,397,073.12 47,758,408.04
— 107,289.23 442,358.06
11,940,569.81 13,254,217.54
— 18,940,480.98 13,254,217.54
— 6,999,911.17
73,962,961.66 81,561,242.32
— 73,962,961.66 81,561,242.32
—
31,971,254.88 32,665,010.33
— 31,971,254.88 32,811,519.76
— 146,509.43
1,636,808,462.51 1,172,198,286.83
1,931,833,558.18 1,419,983,913.13
295,025,095.67 247,785,626.30
中原證券 2021 293
2021
43.
2.
2021 2020
— 4,943,396.23 18,537,735.84
— 866,037.73 1,499,999.99
36,204,114.87 51,913,277.02
42,013,548.83 71,951,012.85
3.
2021 2020
8,037,222,981.02 64,487,543.89 6,506,725,198.64 51,559,606.38
8,037,222,981.02 64,487,543.89 6,506,725,198.64 51,559,606.38
294 中原證券 2021
2021
44.
1.
2021 2020
52,636,085.81 53,783,145.31
31,527,095.80 135,461,265.95
504,231,764.71 417,408,393.21
386,332,380.21 552,723,899.77
833,364,501.56 764,610,338.43
-447,032,121.35 -211,886,438.66
117,899,384.50 -135,315,506.56
216,856,716.72 -74,667,012.96
8,066,690.95 10,380,784.48
-84,891,659.76 -118,841,465.29
-22,132,363.41 47,812,187.21
588,394,946.32 606,652,804.47
2.
2021
833,364,501.56
216,856,716.72
-447,032,121.35
-22,132,363.41
中原證券 2021 295
2021
45.
2021 2020
480,105,778.89 -30,313,666.81
6,097,092.65 -9,215,030.06
3,283,109.56 -8,995,479.58
489,485,981.10 -48,524,176.45
46.
2021 2020
1,542,937,699.11 1,244,565,859.25
8,452,385.62 13,747,986.54
2,702,045.88 2,872,125.98
2,940,760.91 3,317,511.08
1,557,032,891.52 1,264,503,482.85
47.
2021 2020
69,744.36 -20,777.16
69,744.36 -20,777.16
69,744.36 -20,777.16
296 中原證券 2021
2021
48.
1.
2021 2020
9,130,585.76 10,742,594.24
9,130,585.76 10,742,594.24
2.
(1) (2017) 0082
2021
6,089,000.00
(2)
[2019]23
2021 1,126,856.29
(3)
[2019]11 2021
1,732,429.47
49.
2021 2020
10,244,658.25 9,175,747.94
7,829,214.10 6,576,545.43
3,957,274.01 3,623,017.80
22,031,146.36 19,375,311.17
中原證券 2021 297
2021
50.
2021 2020
1,349,961,988.05 933,714,457.22
76,100,281.34 75,348,822.39
41,221,527.48 45,233,347.00
37,932,085.40 31,145,351.42
37,707,679.54 7,811,652.08
29,340,249.64 17,212,389.01
29,057,276.13 32,922,568.19
20,722,753.66 15,984,081.27
18,820,477.38 18,440,320.11
17,893,421.01 13,465,692.06
16,213,352.81 15,615,489.85
14,715,810.11 12,038,255.41
14,169,433.62 12,623,148.95
12,574,654.30 13,585,931.11
87,531,511.60 88,943,326.70
1,803,962,502.07 1,334,084,832.77
4,974,620.14 4,129,881.09
844,739.05
51.
2021 2020
35,547,143.66 6,441,529.85
159,497,764.32 21,475,768.72
-889,287.16 70,774,304.74
11,479,740.61 59,653,102.85
-7,853,390.40 9,612,488.41
1,532,974.86 8,226,439.80
174,598,287.50 166,368,476.54
2,408,888.39
373,913,233.39 344,960,999.30
298 中原證券 2021
2021
52.
2021 2020
2,483,593.75 24,645,128.84
268,789.24 5,530,697.19
1,665,500.52
2,752,382.99 31,841,326.55
53.
2021 2020
1,506,521,199.17 1,223,165,735.20
807,981.73 815,580.92
327,971.52 242,027.21
1,507,657,152.42 1,224,223,343.33
54.
1.
2021 2020
36,033.78 2,516.80 36,033.78
3,702,933.31 4,446,320.46 3,702,933.31
14,997,414.63 1,411,615.78 14,997,414.63
18,736,381.72 5,860,453.04 18,736,381.72
中原證券 2021 299
2021
54.
2.
(1)
2020 3 2021
1,200,000.00
(2) [2018]18
2021
1,850,393.36
3.
55.
2021 2020
1,611,982.80 1,416,680.46 1,611,982.80
8,096,459.00 5,548,811.00 8,096,459.00
1,344,658.66 3,680,453.18 1,344,658.66
11,053,100.46 10,645,944.64 11,053,100.46
56.
1.
2021 2020
196,135,407.28 156,173,707.05
-28,939,914.57 -114,262,405.27
167,195,492.71 41,911,301.78
300 中原證券 2021
2021
56.
2.
2021
718,215,361.99
179,553,840.50
21,456,648.01
-7,688,266.84
-84,500,717.92
7,685,993.57
41,651,140.26
9,036,855.13
167,195,492.71
57.
2021 2020
513,210,337.25 104,302,038.78
22,855,326.04 8,579,668.46
490,355,011.21 95,722,370.32
4,642,884,700.00 4,191,493,200.00
0.11 0.02
0.11 0.02
2021 12 31 2020 12 31
中原證券 2021 301
2021
58.
1.
2021 2020
55,257,502.41
27,830,933.70 15,188,914.70
1,557,032,891.52 1,264,503,482.85
74,834,346.84 219,464,346.95
178,645,534.01
53,487,692.74
69,520,464.33 7,700,390.07
2,016,609,365.55 1,506,857,134.57
2.
2021 2020
113,286,307.99
57,378,977.09 349,703,814.84
298,336,216.86 247,367,702.44
1,506,849,169.72 1,223,407,762.41
123,680,796.68 164,887,579.18
1,986,245,160.35 2,098,653,166.86
3.
2021 2020
28,000,000.00
78,788,455.53 77,920,515.87
94,840,433.19 27,534,113.64
173,628,888.72 133,454,629.51
302 中原證券 2021
2021
59.
1.
2021 2020
1.
551,019,869.28 102,119,090.37
373,913,233.39 344,960,999.30
2,752,382.99 31,841,326.55
29,865,257.86 33,738,149.11
76,100,281.34 75,348,822.39
37,932,085.40 31,145,351.42
12,574,654.30 13,585,931.11
- 1,506,204.66 1,434,940.82
- -489,485,981.10 48,524,176.45
443,183,703.74 459,039,225.10
- -1,578,376.60 3,348,221.20
- -168,232,923.52 -268,978,988.13
- -53,461,717.88 -120,245,657.79
- 24,521,803.31 5,983,252.52
- -1,601,883,580.40 892,744,752.34
- -195,140,806.06 -283,786,470.45
–956,413,909.29 1,370,803,122.31
2.
3.
14,870,067,135.88 13,312,322,291.24
13,312,322,291.24 11,805,475,726.56
1,557,744,844.64 1,506,846,564.68
中原證券 2021 303
2021
59.
2.
2021 12 31 2020 12 31
14,870,067,135.88 13,312,322,291.24
98,430.36 185,324.40
12,224,208,660.72 10,924,832,764.95
88,602,006.84 9,142,683.42
2,557,158,037.96 2,378,161,518.47
14,870,067,135.88 13,312,322,291.24
60.
2021 12 31
15,174,127.73
12,216,894,246.31
18,849,600.00
14,531,200.47
208,110,954.86
2,256,766.10
304 中原證券 2021
2021
61.
29.00 5.00 2.00
26,168.00 5.00 5.00
26,123.00
45.00 5.00 5.00
4,743,456,975.63 3,446,864,014.02 591,854,372.22
25,400,068.05 304,476,073.61
1,973,254,923.58
2,744,801,984.00 3,446,864,014.02 287,378,298.61
5,631,365,502.34 2,256,105,150.42 451,888,652.41
10,000,149.71 279,614,073.61
2,583,062,017.22
3,038,303,335.41 2,256,105,150.42 172,274,578.80
4,935,222,521.37 2,929,646,627.40 270,790,931.66
15,587,349.23 15,855,916.94
2,503,721,705.82 2,691,792,710.46
17,604,119.91 221,998,000.00 70,931.66
2,385,500,000.00
12,809,346.41 270,720,000.00
26,841,389.25 10,299,395.41 148,999.23
中原證券 2021 305
2021
62.
2021 12 31 2021 12 31
7,924,975.50 6.3757 50,527,266.31
230,166.47 7.2197 1,661,732.89
243,215,885.16 0.8176 198,853,307.71
760.04 5.0046 3,803.70
47,229.56 4.6220 218,295.03
132,544.62 0.0554 7,344.96
0.16 0.1912 0.03
1,365,902.95 6.3757 8,708,587.41
10,396,410.24 0.8176 8,500,105.01
94,697.30 0.0554 5,247.65
651.00 1.5266 993.82
49.27 8.6064 424.04
19,482.27 7.2197 140,656.12
70,000.00 6.3757 446,299.00
500,000.00 0.8176 408,800.00
19,422,348.60 0.8176 15,879,712.22
3,274,375.19 6.3757 20,876,433.90
522,500.00 0.0554 28,946.50
18,584.00 1.5266 28,370.33
1,688.33 8.6064 14,530.44
10,962,029.28 0.8176 8,962,555.14
200,001.08 6.3757 1,275,146.89
6,736,254.82 6.3757 42,948,339.83
32,095,923.72 0.8176 26,241,627.26
39,862.88 7.2197 287,798.03
655,040.00 0.0554 36,289.22
18,584.00 1.5266 28,370.33
1,688.33 8.6064 14,530.44
301,095,808.93 0.8176 246,175,933.38
581,572.20 0.8176 475,493.43
129,824,207.71 0.8176 106,144,272.22
155.67 6.3757 992.51
306 中原證券 2021
2021
63.
2021 1 12
Wending Zhongyuan Company
Limited 1
0.8176
1 0.829996
1.
(%)
162,261,400.00 15.00 2021/12/31 -5,091,636.74
%)
50.00 557,843,455.80 573,067,750.00 15,224,294.20
中原證券 2021 307
2021
2021
1 中原證券 2021 11 25
2 17 2021 9 30
3 1 2021 9 30
1.
(%)
33,000 51.36
10,000 51.36
68,000 100.00
10,000 60.00
350,000 100.00
35,000 35.00
180,000 100.00
5 100.00
100,000 100.00
2,000 100.00
60,000 100.00
1,000 100.00
2,000 100.00
Wending Zhongyuan Company 1 100.00
Limited
308 中原證券 2021
2021
1.
(1)
2015
51%
(2)
2021 12 31
4
4
33 —
2014
1
2021 12 31
2021 12 31
1 11,156,838.36 40.78%
500,000,000.00 50.00%
110,000,000.00 15.00%
100,000,000.00 20.00%
100,000,000.00 13.00%
中原證券 2021 309
2021
2.
(%)
48.64 9,677,442.14 6,741,919.80 216,740,687.83
65.00 73,769,481.88 14,088,200.00 287,522,175.52
2015
51%
3.
1,998,238,078.41 510,565,352.87
1,562,801,697.20 65,892,944.72
1,620,634,370.08 165,888,004.18
19,894,829.97 113,491,510.58
19,894,829.97 113,491,510.58
484,649,224.57 -27,355,490.17
310 中原證券 2021
2021
3.
1,909,882,870.38 383,792,372.43
1,480,481,319.14 29,948,274.86
1,354,079,151.89 86,890,028.71
18,121,553.88 27,069,279.52
18,121,553.88 27,069,279.52
-107,950,595.16 -39,512,190.67
1.
1,659,879,203.08 1,067,276,173.44
52,636,085.81 53,783,145.31
-2,405,906.43 181,829.12
50,230,179.38 53,964,974.43
2.
3.
中原證券 2021 311
2021
2021 12 31
8,098,607,820.82 205,767,891.49
439,935,508.01 1,075,744,001.12
2021 12 31
2021 12 31 2020 12 31
2,173,401,808.84 1,328,580,602.71
490,195,882.80 487,750,503.80
2,663,597,691.64 1,816,331,106.51
312 中原證券 2021
2021
(i) (ii)
(iii) (iv)
中原證券 2021 313
2021
314 中原證券 2021
2021
2021 12 31 2020 12 31
中原證券 2021 315
2021
2
22
1.
2018 1 1
—
—
—
2 2021
2021
12 31 2021 2021
316 中原證券 2021
2021
1.
12
2.
12
(PD) (LGD) (EAD)
— 12
—
— 12
3.
中原證券 2021 317
2021
3.
30
2021 12 31
4.
— 90
—
—
—
—
—
—
318 中原證券 2021
2021
5.
2021 1 1 2021 12 31
3
12
6.
7.
中原證券 2021 319
2021
8.
90%
2021 2020
12 31 12 31
1,233,203.04 1,095,113.10
255,821.91 237,910.01
814,801.71 740,075.71
80,225.61 74,487.87
9,805.59 16,932.35
97,287.01 205,596.49
2,116,797.57 2,029,715.88
26,345.25 45,616.89
17,018.40 208,880.51
4,748,348.74 132,664.80
5,093,481.13 4,786,993.61
320 中原證券 2021
2021
9.
2021 12 31
816,058.05 847.54 5,594.39 822,499.98
45,843.10 39,658.64 11,540.91 97,042.65
1,128.20 56,686.49 57,814.69
76,729.67 64,711.40 141,441.07
939,759.02 40,506.18 138,533.19 1,118,798.39
2,551.47 15.13 80,755.16 83,321.76
937,207.55 40,491.05 57,778.03 1,035,476.63
中原證券 2021 321
2021
2021 12 31
1 1-3 3 1 1 5 5
24,623.37 1,027.23 25,650.60
397,651.30 305,849.32 703,500.62
290,267.62 290,267.62
24,930.73 72,186.37 97,117.10
1,055,323.73 1,055,323.73
126,678.38 1,130,501.41 1,257,179.78
124,518.49 108,766.63 157,997.92 391,283.04
14,359.42 14,359.42
23,114.09 23,114.09
126,678.38 2,525,646.86 124,518.49 507,445.16 536,033.60 37,473.51 3,857,796.00
2020 12 31
1 1-3 3 1 1 5 5
31,644.25 31,644.25
8,655.70 79,686.52 334,574.57 422,916.79
249,466.89 120,847.99 370,314.88
77,898.63 57,724.03 135,622.66
1,200,820.87 19,829.62 1,220,650.49
87,081.66 968,441.40 1,055,523.06
493,795.39 493,795.39
6,587.46 6,587.46
106.11 106.11
25,339.27 25,339.27
87,081.66 2,536,927.74 220,364.13 334,574.57 551,625.53 31,926.73 3,762,500.36
322 中原證券 2021
2021
1.
2021 12 31
2.09% 1.18%
2.
中原證券 2021 323
2021
2.
2021 12 31
1 1-3 3 1 1 5 5
1,233,193.20 9.84 1,233,203.04
255,821.91 255,821.91
814,801.71 814,801.71
5.46 5.46
80,225.61 80,225.61
9,805.59 9,805.59
23,303.82 99.63 73,135.81 747.75 97,287.01
12,084.04 6,272.39 60,126.91 1,264,008.23 536,568.63 571,731.72 2,450,791.92
22,924.10 3,421.15 26,345.25
10,425.34 24,458.23 62,159.08 97,042.65
15,155.12 15,155.12
2,372,554.12 9,793.17 157,720.95 1,326,915.06 536,568.63 676,933.34 5,080,485.27
24,597.73 1,021.45 25,619.18
396,377.73 306,849.47 703,227.20
290,074.23 290,074.23
24,930.73 72,186.37 97,117.10
1,054,847.23 1,054,847.23
1,130,501.40 126,678.38 1,257,179.78
46.54 46.54
111,019.64 103,260.83 154,242.08 368,522.55
14,359.42 14,359.42
23,114.09 23,114.09
2,524,951.32 111,019.64 500,660.01 533,277.92 164,198.43 3,834,107.32
-152,397.20 -101,226.47 -342,939.06 793,637.14 536,568.63 512,734.91 733,643.04
324 中原證券 2021
2021
2.
2020 12 31
1 1-3 3 1 1 5 5
1,095,094.57 18.53 1,095,113.10
237,910.01 237,910.01
60,815.68 211,904.24 467,355.79 740,075.71
74,487.87 74,487.87
16,932.35 16,932.35
126,178.03 441.47 73,955.86 5,021.13 205,596.49
34,198.68 15,747.64 458,734.50 1,147,611.52 297,037.16 305,927.75 2,259,257.25
43,497.64 1,120.40 599.56 399.29 45,616.89
5,122.99 11,068.17 182,048.99 10,640.36 208,880.51
2,911.85 7,546.79 59,521.86 2,602.62 1,365.29 38,988.56 112,936.97
1,605,729.45 247,828.71 1,242,216.56 1,166,274.92 298,402.45 436,355.06 4,996,807.15
31,597.76 31,597.76
8,641.78 79,201.92 327,622.08 415,465.78
249,362.49 120,079.33 369,441.82
77,898.63 57,724.03 135,622.66
1,200,220.82 19,810.00 1,220,030.82
968,441.40 87,081.66 1,055,523.06
5.80 5.80
461,025.03 461,025.03
6,587.46 6,587.46
100.17 100.17
25,339.27 25,339.27
2,536,162.88 219,091.25 327,622.08 518,849.23 119,014.19 3,720,739.63
-930,433.43 28,737.46 914,594.48 647,425.69 298,402.45 317,340.87 958,726.65
中原證券 2021 325
2021
3.
10%
2021 12 31 2020 12 31
10% 34,499.74 9,704.27 23,385.33 20,888.05
10% -34,499.74 -9,704.27 -23,385.33 -20,888.05
326 中原證券 2021
2021
—
—
—
—
中原證券 2021 327
2021
2016 2016 2016
10 1
— 100%
— 8%
— 100%
— 100%
2021 12 31
1
2
1 2
3
4
3
328 中原證券 2021
2021
1.
1 2 3
4,363,417,192.04 18,110,822,442.43 2,033,679,544.41 24,507,919,178.88
(1) 3,565,713,724.18 15,145,564,488.72 133,295,673.61 18,844,573,886.51
(2) 513,927,753.07 293,783,063.07 620,339,564.19 1,428,050,380.33
(3) 283,775,714.79 1,628,117,388.40 1,911,893,103.19
(4) 1,043,357,502.24 1,280,044,306.61 2,323,401,808.85
54,610.00 54,610.00
458,431,053.14 396,586,360.40 115,409,134.24 970,426,547.78
4,821,902,855.18 18,507,408,802.83 2,149,088,678.65 25,478,400,336.66
971,171,013.72 971,171,013.72
465,376.83 465,376.83
465,376.83 971,171,013.72 971,636,390.55
中原證券 2021 329
2021
330 中原證券 2021
2021
1.
2021
中原證券 2021 331
2021
2.
— — — —
— —
— —
—
— — — —
—
— —
—
— — — —
—
— —
—
— —
—
332 中原證券 2021
2021
2.
— — — —
—
—
PE PB PS
— — — —
—
— —
—
— — — —
中原證券 2021 333
2021
2021 1 1 2021 12 31
1,286,539,048.95 747,140,495.46 2,033,679,544.41
577,240,268.93 393,930,744.79 971,171,013.72
115,409,134.24 115,409,134.24
2020 1 1 2020 12 31
1,209,210,826.77 77,328,222.18 1,286,539,048.95
399,760,116.86 177,480,152.07 577,240,268.93
115,409,134.24 115,409,134.24
11,265,850.93 11,265,850.93
44,320.00 44,320.00
334 中原證券 2021
2021
2021 12 31
20.99% 1
914100001699542485
1 A 822,983,847
H 4,673.3 H 10,497.7
974,693,847 20.99%
1.
中原證券 2021 335
2021
336 中原證券 2021
2021
91410000169953018F
91410105MA3X6PQ842
91410100MA456R9R3R
91410100MA3X691D21
91410100594892586U
91410000711291895J
9141000070678656XY
914403003267120593
91410000MA448PJU6H
914100007425233538
91410000169955769X
911200007178678241
91410000706780942L
91410500172267086K
914100007191734203
914102002681294387
9141000031741675X6
914100001699995779
91410100MA9G4DKW4X
91410100MA44AMW06L
91410100MA45DE4E88
91410000MA40EF1J3Q
91410000071384697T
91410100MA40XF1874
中原證券 2021 337
2021
1.
2021 2020
1,284,187.09 170,704.58
95,114.44 246,038.79
20,406.07 4,202.49
42,968.94 36,496.87
2.
2021 12 31 2021 2020 12 31 2020
1,686,997.16 45,000,000.00 5,075,164.97
338 中原證券 2021
2021
3.
2021 2020
12 31 12 31
1,967,868.64 1,309,786.65
200,000.00 450,000.00
1,921,146.96
3,710,593.59
20,416,783.22
16,017,647.72
252,359.88
17,932,558.30 11,323,588.02
4,185,687.79 773,380.47
2,436,691.26 4,471,290.10
0.35 2,154.97
387,782.11 28,118.49
中原證券 2021 339
2021
3.
2021 2020
12 31 12 31
7,000,000.00
4,068,998.40 377,648,985.84
132,075.47 302,672.95
40,292,940.03
305,822,609.89 164,524,887.67
4.
2021 2020
3,628,661.86
1,413,503.76 1,435,827.08
1,631,301.42 546,383.63
372,539.60
141,509.43
97,000.00
19,630.56 89,067.58
40,321.58
19,801.98
9,749.92
43,867.92
34,125,663.74
4,277.29
340 中原證券 2021
2021
4.
2021 2020
3,977,378.23 3,947,913.14
402,394.09 434,840.05
29,641.92 1,498,186.40
15,899.51 163,908.08
4,739,622.38 3,773,584.90
7,825,637.69 4,626,525.28
5.
2021 12 31
310,000,000.00 253,456,000.00
12
6.
(1)
2021
2021 2020
1,839.60 1,809.12
中原證券 2021 341
2021
6.
(2)
2021
438,029.69 43,824.00 533,770.31 1,015,624.00
533,931.01 25,344.00 559,275.01
113,460.00 113,460.00
105,000.00 105,000.00
210,000.00 210,000.00
210,000.00 210,000.00
113,460.00 113,460.00
105,000.00 105,000.00
35,136.00 35,136.00
30,720.00 30,720.00
30,720.00 30,720.00
401,001.66 38,755.20 655,262.70 1,095,019.56
390,466.94 25,291.20 154,405.87 570,164.01
431,740.74 29,568.00 445,642.42 906,951.16
1,121,100.00 1,121,100.00
32,273.33 3,885.20 36,158.53
28,731.07 2,921.60 31,652.67
100,800.00 100,800.00
112,920.00 112,920.00
2021 2021
342 中原證券 2021
2021
6.
(3)
2021
2021 2020
4,964,308.76 2,237,985.88
201,009.60 147,787.20
26,350,201.43 11,532,816.66
31,515,519.79 13,918,589.74
2021 2020
2,000,001 2,500,000 3
2,500,001 3,000,000 1
4,000,001 4,500,000 1
4,500,001 5,000,000 1
5,000,001 5,500,000 2
5,500,001 6,000,000 1
10,500,001 11,000,000 1
5 5
(4)
中原證券 2021 343
2021
1.
2021 2020
12 31 12 31
625,798,267.64 32,184,984.30
625,798,267.64 32,184,984.30
2021 12 31
1.
2022 1 中原證券
[2022]39
20 2022 2 24 22 01
185321 20 3.2% 2022 3 8
2.
2020 12 31
431,738,551 9.30%
2018 1 3
2021 1 6 15 6
92,857,694 90
1% 2021 7 26
2021 1 27 2021 7 26 92,857,694
2% 2021 7 26
296,530,857 6.39%
344 中原證券 2021
2021
2.
2021 7 30 292,430,857
6.30% 2021 7 30 15 6
92,857,694 90
1% 2022 2 18
2021 8 20 2022 2 18
92,008,057 1.98% 2022 2 19
3.
2021 10 15
11% 2021 12 20
2022 3 10
[2022]56
2021 10
0.21 2021 12 31 4,642,884,700
97,500,578.70 2021
78,929,039.90 176,429,618.60
中原證券 2021 345
2021
中原證券
8% 2%
1.
(1)
(2)
(3)
(1) 10%
(2)
10%
75%
75%
(1)
(2)
346 中原證券 2021
2021
2.
3.
3
. 91,665.02 57,838.21 61,868.98 46,632.32 21,709.16 162,063.44 -17,642.25 21,130.29 -3,180.32 442,084.85
77,184.60 61,888.86 2,724.26 3,752.68 14,038.54 881.98 3,479.28 -269.35 163,680.85
92,348.26 -39,696.72 -6,087.98 -300.73 15,374.90 -2,798.24 58,839.49
5,262.66 56,596.13 -103.94 -15,421.76 2,615.51 48,948.60
-4.34 176.74 -14.56 157.84
249.19 659.66 849.69 2.13 154,543.75 25.40 422.06 -128.56 156,623.32
14,235.57 -40,432.37 -19.88 43,058.37 1,054.94 -326.93 -3,003.88 -746.90 15.83 13,834.75
. 63,731.61 14,674.90 49,475.06 20,469.45 20,834.21 161,047.31 7,600.86 53,258.19 -20,059.95 371,031.64
. 27,933.41 43,163.31 12,393.92 26,162.87 874.95 1,016.13 -25,243.11 -32,127.90 16,879.63 71,053.21
. 1,092,555.03 2,204,043.37 2,595.87 1,015,711.75 518,217.53 199,823.81 112,297.48 805,675.53 -576,088.02 5,374,832.35
. 1,191,798.15 1,407,292.14 20,134.87 16,577.94 129,248.27 156,280.17 46,540.67 1,038,920.33 -46,368.18 3,960,424.36
.
1 5,381.99 1,639.14 1,220.05 20.25 45.94 493.10 1,142.64 5,712.03 -88.71 15,566.43
2 10,206.41 2,485.69 1,628.38 17.72 242.90 1,034.81 6.93 6,797.53 -356.79 22,063.58
3 2021
2021
12 31 2021 2021
中原證券 2021 347
2021
1.
2021 2020
8,096,459.00 5,548,811.00
8,096,459.00 5,548,811.00
2.
2021 12 31 2020 12 31
2021 2020
12 31 12 31
8,224,999,802.94 7,476,331,076.06
14,531,200.47 6,015,764.80
8,239,531,003.41 7,482,346,840.86
3.
2021 12 31 2020 12 31
427,403,652.00 977,436,370.00
892,869,520.00
103,563,900.00 461,811,840.00
530,967,552.00 2,332,117,730.00
2021 12 31
48,034.65
348 中原證券 2021
2021
4.
2021 12 31
3
5.
2020 12 31 2021 12 31
1 22,592,572,498.77 480,105,778.89 24,507,919,178.87
2 1,357,626.00 54,610.00
3 2,088,805,149.07 3,346,385.71 -889,287.16 970,426,547.78
4
24,681,377,647.84 481,463,404.89 3,346,385.71 -889,287.16 25,478,400,336.65
24,681,377,647.84 481,463,404.89 3,346,385.71 -889,287.16 25,478,400,336.65
1,356,226,583.04 6,097,092.65 971,171,013.72
57,980.91 1,925,483.56 465,376.83
1,356,284,563.95 8,022,576.21 971,636,390.55
中原證券 2021 349
2021
6.
12,332,030,422.75
2,558,219,120.46
8,148,017,143.05
54,610.00
802,256,089.47
98,055,900.27
972,870,075.44
24,507,919,178.87
263,452,484.68
970,426,547.78
25,174,901,236.12 970,426,547.78 — 24,507,973,788.87
350 中原證券 2021
2021
6.
10,951,131,021.90
2,379,100,088.00
7,400,757,113.38
744,878,747.69
169,323,523.34
2,055,964,889.83
22,592,572,498.77
456,168,931.89
2,088,805,149.07
879,830,915.70
25,037,155,231.73 2,088,805,149.07 22,592,572,498.77
中原證券 2021 351
2021
7.
256,191,822.27
465,376.83
7,032,271,969.93
2,900,742,263.92
971,171,013.72
10,548,472,328.09
12,571,797,812.48
143,594,220.52
3,685,225,541.41
50,880,913.21
37,189,176,871.83 971,636,390.55
352 中原證券 2021
2021
7.
315,977,554.88
57,980.91
4,154,657,809.90
3,694,418,222.23
1,356,226,583.04
12,200,308,194.73
10,555,230,551.25
65,874,572.60
4,610,250,342.02
1,001,741.67
29,432,162.81
35,627,151,152.09 1,356,284,563.95
中原證券 2021 353
2021
8.
1 856,883,301.34 -154,317,636.12 655,655,885.88
2 43,785,058.55 321,623.45 36,827,993.39
3 41,123,594.69 23,124,738.12 114,180,424.71
941,791,954.58 -154,317,636.12 23,446,361.57 806,664,303.98
1.
1.
2021 12 31 2020 12 31
5,509,728,953.95 213,448,720.01 5,296,280,233.94 4,126,432,553.95 4,126,432,553.95
5,509,728,953.95 213,448,720.01 5,296,280,233.94 4,126,432,553.95 4,126,432,553.95
2.
2020 2021
12 31 12 31
188,061,592.08 188,061,592.08
700,530,961.87 700,530,961.87
859,340,000.00 663,296,400.00 1,522,636,400.00 213,448,720.01 213,448,720.01
2,256,000,000.00 720,000,000.00 2,976,000,000.00
122,500,000.00 122,500,000.00
4,126,432,553.95 1,383,296,400.00 5,509,728,953.95 213,448,720.01 213,448,720.01
354 中原證券 2021
2021
2.
2021 2020
916,567,743.30 840,710,707.82
219,258,200.52 220,736,495.73
531,690,562.15 464,576,155.58
80,476,510.30 81,991,995.95
923,065.44 996,809.98
71,017,634.31 46,354,779.03
70,560,447.33 54,322,352.87
14,582,023.00 19,083,707.69
827,328,907.93 794,467,457.03
94,608,515.35 27,018,835.31
60,198,833.27 77,148,662.74
29,744,335.78 30,440,555.57
310,977,651.89 263,204,806.08
39,948,175.35 37,816,790.81
301,919,366.87 363,302,104.60
147,031,829.42 267,812,580.47
10,271,094.68 15,528,329.95
9,405,270.52 10,447,927.54
89,238,835.37 46,243,250.79
中原證券 2021 355
2021
3.
1.
2021 2020
716,344,816.88 686,071,935.92
— 931,901,666.30 885,194,369.73
— 866,304,715.56 831,526,528.34
228,065.17 1,031,189.08
64,487,543.89 51,559,606.38
— 215,556,849.42 199,122,433.81
— 215,469,553.47 198,967,940.55
55,091.74 30,611.75
631,244,447.05 200,925,249.51
639,524,915.86 211,653,833.40
— 576,943,747.38 114,957,161.13
18,530,188.67 23,965,274.32
44,050,979.81 72,731,397.95
— 8,280,468.81 10,728,583.89
— 4,175,773.45 9,313,489.57
613,207.53 400,000.00
3,491,487.83 1,015,094.32
25,029,916.17 39,325,418.37
— 25,137,205.40 39,353,812.03
— 107,289.23 28,393.66
68,787,678.69 81,559,355.53
— 68,787,678.69 81,559,355.53
—
31,371,063.10 30,268,783.91
— 31,371,063.10 32,811,519.76
— 2,542,735.85
1,472,777,921.89 1,038,150,743.24
1,696,722,529.35 1,250,572,890.45
223,944,607.46 212,422,147.21
356 中原證券 2021
2021
4.
1.
2021 2020
15,693,080.20 77,307,500.00
917,264,177.78 553,945,936.58
770,347,874.32 695,140,291.04
791,129,965.19 719,988,683.69
-20,782,090.87 -24,848,392.65
146,916,303.46 -141,194,354.46
176,531,064.62 -83,989,378.75
8,066,690.95 10,380,784.48
-15,549,088.70 -121,617,242.72
-22,132,363.41 54,031,482.53
932,957,257.98 631,253,436.58
2.
2021
791,129,965.19
176,531,064.62
-20,782,090.87
-22,132,363.41
中原證券 2021 357
2021
5.
2021 2020
1,211,760,242.22 829,080,934.22
58,319,162.96 56,650,750.59
37,707,679.54 7,811,652.08
36,177,836.12 29,767,221.31
31,701,000.70 35,398,233.30
27,865,195.71 16,396,249.01
26,711,373.01 30,181,550.19
16,249,311.43 15,826,770.89
15,719,537.36 15,204,571.94
15,649,437.68 12,106,802.02
12,777,064.29 10,077,114.18
12,407,616.92 10,840,414.36
11,819,574.01 12,573,176.57
8,384,841.32 8,035,558.53
6,511,606.78 5,776,033.67
6,164,378.39 6,854,700.01
3,674,754.70 5,985,660.37
3,661,672.05 4,215,428.29
33,611,702.52 36,664,382.40
1,576,873,987.71 1,149,447,203.93
358 中原證券 2021
2021
6.
2021 2020
1.
467,694,549.68 201,826,398.89
168,069,536.77 263,120,359.08
213,448,720.01
27,821,612.32 31,299,387.64
58,319,162.96 56,650,750.59
36,177,836.12 29,767,221.31
11,819,574.01 12,573,176.57
- 1,536,091.43 1,413,215.22
- -76,803,683.45 88,807,494.18
402,841,301.93 397,411,742.61
- 189,029.17 646,160.05
- -94,320,218.48 -142,010,637.35
-
-23,877,204.44 -88,296,632.38
-
-3,207,641.13
-
-1,518,104,721.09 191,011,569.97
-
104,774,624.15 -82,028,931.77
-220,413,788.91 958,983,633.48
2.
3.
13,041,401,477.73 11,500,913,337.34
11,500,913,337.34 9,849,533,204.97
1,540,488,140.39 1,651,380,132.37
中原證券 2021 359
2021
20,420,575.16
12,833,519.07
5,556,296.97
11,092,326.41
4,862,738.75
22,855,326.04
(%)
3.78 0.11 0.11
3.61 0.11 0.11
中原證券股份有限公司
360 中原證券 2021
0 0 2 6
1.
1 中原證券 中原證券 2021 12 31
26 1
28 2 101
2 中原證券 中原證券 2021 10 19
7# 101
中原證券 2021 361
2.
1 中原證券 中原證券 2021
11 12 16
2 中原證券 中原證券 2021
6 29
3 中原證券 中原證券 2021
166 12 3
1 1201
4 中原證券 中原證券 2021
11 9 22
116
5 中原證券 中原證券 2021
428 12 21
6 中原證券 中原證券 2021
89 1 6 11
2019 B BBB
2020 A A
2021 B BBB
362 中原證券 2021
Central China Securities Co., Ltd.