Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Tunghsu Optoelectronic Technology Co., Ltd.
The Third Quarterly Report 2018
October 2018
1
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
I. Important Notice
The Board of Directors ,Supervisory Committee, all directors, supervisors and senior executives of the Company
hereby guarantees that there are no misstatement, misleading representation or important omissions in this report
and shall assume joint and several liability for the authenticity, accuracy and completeness of the contents hereof.
All of the directors presented the board meeting at which this Quarterly Report was examined.
Mr.Wang Lipeng, The Company leader, Ms.Feng Qiuju, Chief financial officer and the Mr.Gao Feipeng, the
person in charge of the accounting department (the person in charge of the accounting )declare: the financial
report carried in this report is authentic and completed.
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
II. Basic information about the company
I.Main financial data and financial index
Indicate by tick mark whether the Company needs to retroactively restate any of its accounting data.
√Yes □No
Reasons for retrospective restatements:
Business merger under the same control.
Changes of this period
Same period of last year over same period of
This period
last year（％）
Before adjustment After adjustment After adjustment
Gross assets（Yuan） 67,307,546,318.09 67,683,329,226.91 68,610,779,546.18 -1.90%
Net assets attributable to the
shareholders of the listed company 31,674,599,946.40 30,922,796,455.46 30,949,718,542.41 2.34%
（Yuan）
Increase/decrease over Between beginning of
Changed （%）over
Reporting period the same period of last the year to the end of
end of prev. year
year（%） the report period
Operating revenue (Yuan） 6,133,715,988.34 79.68% 17,263,567,779.22 108.24%
Net profit attributable to the
shareholders of the listed company 456,861,464.93 9.28% 1,315,157,554.01 24.60%
（Yuan）
Net profit after deducting of
non-recurring gain/loss attributable
440,653,348.34 8.72% 1,251,998,827.11 29.15%
to the shareholders of listed
company（Yuan）
Cash flow generated by business
-- -- -515,426,729.96 -210.32%
operation, net（Yuan）
Basic earning per
0.08 0.00% 0.23 9.52%
share(RMB/Share)
Diluted gains per
0.08 0.00% 0.23 9.52%
share(Yuan/Share)
Weighted average income/asset
1.45% -0.24% 4.19% -0.27%
ratio（%）
Items and amount of non-current gains and losses
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
√ Applicable □ Not applicable
In RMB yuan
Amount (Year-beginning to
Items Notes
the end of the report period.)
Non-current asset disposal gain/loss(including the write-off part
-3,418,550.48
for which assets impairment provision is made)
Govemment subsidy recognized in current gain and
loss(excluding those closely related to the Company’s business 60,821,881.55
and granted under the state’s policies)
Gain/loss on entrusting others with investment or asset
13,923,452.07
management
Gain/loss from debt reorganization 484,207.00
Net gain/loss of current term from consolidation of subsidiaries
under common control from beginning of term to the -9,555,668.76
consolidation date
Entrusted with the operating of the trust to obtain fee income 235,849.06
Other non-operating income and expenditure beside for the above
9,012,735.85
items
Less: Influenced amount of income tax 10,315,572.42
Amount of influence of minority interests（After tax） -1,970,393.03
Total 63,158,726.90 --
For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on
information disclosure for Companies Offering their Securities to the Public-Non-recurring Gains and Losses and
its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure
for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as
recurring gains and losses, it is necessary to explain the reason.
□ Applicable√ Not applicable
None of Non-recurring gain /loss items recorgnized as recurring gain /loss/items as defined by the information
disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.
II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period
1. About Total Common Shareholders, Total Preference Shareholders with the Voting Power Recovered
and the Shares Held by Top Ten Common Shareholders
In shares
352,955（Including 335705 shareholders Total preference shareholders with
Total number of common
holding a shares and 17250 shareholders the voting power recovered at the end 0
shareholders at the period-end
holding B shares） of the reporting period(if any)
Shares held by the top 10 shareholders
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Amount of Pledging or freezing
Share
Properties of tradable shares
Shareholder name proportion Quantity Status of the
shareholder with Conditional Quantity
% shares
held
Domestic Non
Tunghsu Group Co., Ltd. -State-owned legal 15.97% 915,064,091 791,889,488 Pledge 799,643,042
person
Domestic Non
Shijiazhuang Baoshi Electronic
-State-owned legal 5.80% 332,382,171 Pledge 153,520,000
Group Co., Ltd.
person
Domestic Non
Shanghai Huimao Enterprise
-State-owned legal 4.58% 262,626,262 262,626,262 Pledge 80,240,722
Management Co., Ltd.
person
Minsheng Royal Fund
Management Co., Ltd－-Ping An
Other 1.70% 97,192,224 97,192,224
Bank-Daye TrustZengli 2 single
Fund Trust
Tunghsu Optoelectronic
Technology Co., Ltd.－The first Other 1.27% 72,639,296 72,639,296
ESOP
Beixin Ruifeng Fund－China
Merchants Bank－Daye Trust－
Other 1.08% 62,095,032 62,095,032
Daye TrustProfit increase 3
single fund plan
Domestic Non
Shenzhen Taianer Information
-State-owned legal 1.07% 61,165,682 Pledge 55,265,682
Technology Co., Ltd.
person
Wanhe Securities－China
Merchants Bank－Wanhe
Other 0.96% 55,246,500
Securities and No.1 Collective
asset management plan
Nuoan Fund-Industrial
Securities-Nanjing Shuangan Other 0.96% 55,246,487
Assets Management Co., Ltd.
Zhonghai Trust Co., Ltd.－
Zhonghai Trust－Tunghsu
Other 0.92% 52,555,280
Optoelectronic ESOP pooled
Fund trust
Shares held by the Top 10 Shareholders of Non-restricted shares
Shareholders’ Names Number of the Share type
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
non-restricted
Share type Quantity
shares held
Shijiazhuang Baoshi Electronic Group Co., Ltd. 332,382,171 RMB Common shares 332,382,171
Tunghsu Group Co., Ltd. 123,174,603 RMB Common shares 123,174,603
Shenzhen Taianer Information Technology Co., Ltd. 61,165,682 RMB Common shares 61,165,682
Wanhe Securities－China Merchants Bank－Wanhe
55,246,500 RMB Common shares 55,246,500
Securities and No.1 Collective asset management plan
Nuoan Fund－Xingye Securities－Nanjing Shuangan
55,246,487 RMB Common shares 55,246,487
Assets Management Co., Ltd.
Zhonghai Trust Co., Ltd.－Zhonghai Trust－Tunghsu
Optoelectronic Employees' Shareholding Plan Collecting 52,555,280 RMB Common shares 52,555,280
Fund Trust
China Life AMP Asset Management Co., Ltd.－Bohai Bank
－Minsheng Trust 托－China Minsheng
48,619,336 RMB Common shares 48,619,336
TrustZhicheng 192 Tunghsu Optoelectronic Private Place
ment Co., Ltd. Trust Plan
# Yang Haihui 31,767,200 RMB Common shares 31,767,200
China securities finance Co., Ltd. 30,906,112 RMB Common shares 30,906,112
Qianhai Equity Investment Fund (LP) 28,094,845 RMB Common shares 28,094,845
Among the shareholders , Tunghsu Group and Baoshi Group have
Explanation on shareholders participating in the margin
relationship and constitute persons taking concerted action，At the
trading business
same time, there is a concerted relationship with Yang Haihui.
the top 10 ordinary shareholder Yang Haihui , holds 31,767,200 shares
Participation of top 10 unconditional common share
through the margin financing and securities lending account,
shareholders in securities margin trading (if any)
accounting for 0.55% of the company's total share capital.
Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a
buy-back agreement dealing in reporting period.
□ Yes √ No
The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company
have no buy –back agreement dealing in reporting period.
2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of
the report period
□ Applicable √Not applicable
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
III Significant Events
I. Particular about major changes from items of main accounting statements d financial indexes as well as
reasons
√ Applicable □ Not applicable
Same period of the
This period/Year-end previous
No Items Changes % Remarks on the change
balance year/Year-beginning
balance
1 Advance 3,977,698,892.40 2,021,119,950.95 96.81% Mainly due to the new prepaid purchase price
payments
2 Assets held for 126,264,435.58 213,034,435.58 -40.73% Mainly due to the divestiture of the Sun
sales company held for sale in the current period
3 Other current 869,301,646.76 2,559,947,333.75 -66.04% Mainly due to the redemption of wealth
asset management products and the tax refund for
input tax to be deducted
4 Available for 243,158,605.30 100,000,056.00 143.16% Mainly due to the new investment thathas no
sale of control, joint control or significant
financial assets influence in the current period.
5 Construction 5,440,305,032.18 3,663,486,639.90 48.50% Mainly due to the construction of the
in progress production line
6 Development 31,746,824.29 15,397,704.97 106.18% Mainly due to the increase in development
expenses projects
7 Long-term 3,626,603,489.32 5,209,726,250.77 -30.39% Mainly due to repayment
loan
8 Business 17,263,567,779.22 8,290,180,051.74 108.24% Mainly due to business growth
income
9 Business cost 14,026,126,902.57 6,064,282,729.77 131.29% Mainly due to the increase in the
corresponding cost of business growth
10 Sales 179,353,037.49 70,558,695.36 154.19% Mainly due to the increase in freight costs
expense such as business growth.
11 Administrative 412,996,869.13 274,418,882.89 50.50% Mainly due to the increase in the
expense corresponding Labor cost of business growth
II. The progress of significant events and influence, as well as the analysis and explanation on resolving
proposal.
□ Applicable √ Not applicable
III. Commitments finished in implementation by the Company, shareholders, actual controller, acquirer,
directors, supervisors, senior executives or other related parties in the reporting period and commitments
unfinished in implementation at the end of the reporting period
□ Applicable √ Not applicable
The company has no commitments completed in period and those without completed till lend of the period from
actual controller, shareholders, related parties, purchaser and companies.
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
IV. Anticipation of Business Performance of 2018
Alert of loss or significant change in net profit from the beginning of year to the end of next report period or
comparing with the same period of last year, and statement of causations.
□ Applicable √ Not applicable
V. Investment in securities
□ Applicable √ Not applicable
No securities investment in period.
VI. Entrusted Financial Management
□ Applicable √Not applicable
There is no Entrusted Financial Management during the report period.
VII. Investment in derivatives
□ Applicable √Not applicable
There is no derivative investment during the report period.
VIII. The registration form of acceptance of investigation, communication and interview in the report
period for future reference
□ Applicable √ Not applicable
The Period has no research, communication and written inquiry from the investors in the report period.
IX. External guarantee get out of line
□ Applicable √Not applicable
The Company has no external guarantee get out of the line in the Period
X. Controlling shareholder and its related parties occupying non-business capital of the listed company
□ Applicable √Not applicable
There are no controlling shareholder and its related parties occupying non-business capital of the listed company
in Period
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
IV. Financial Statement
I. Financial statement
1. Consolidated balance sheet
Prepared by：Tunghsu Optoelectronic Technology Co., Ltd.
September 30,2018
In RMB yuan
Items At the end of term Beginning of term
Current asset：
Cash and bank balances 21,508,239,571.61 27,456,759,768.86
Settlement provision
Outgoing call loan
Financial assets measured at fair value
with variations accounted into current
income account
Derivative financial assets
Notes receivable and account receivable 10,809,462,663.09 8,411,548,269.26
Including： Notes receivable
Account receivable
Advance payment 3,977,698,892.40 2,021,119,950.95
Insurance receivable
Reinsurance receivable
Provisions of Reinsurance contracts
receivable
Other account receivable 1,361,506,117.14 1,094,347,121.61
Repurchasing of financial assets
Inventories 5,099,145,468.16 4,914,482,277.21
Assets held for sales 126,264,435.58 213,034,435.58
Non-current asset due in 1 year
Other current asset 869,301,646.76 2,559,947,333.75
Total of current assets 43,751,618,794.74 46,671,239,157.22
Non-current assets：
Loans and payment on other’s behalf
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
disbursed
Available for sale of financial assets 243,158,605.30 100,000,056.00
Expired investment in possess
Long-term receivable 139,144,281.97 143,988,866.91
Long term share equity investment 2,159,003,068.50 2,130,640,158.90
Property investment 66,573,319.55 58,229,439.86
Fixed assets 10,702,888,519.13 11,378,564,235.15
Construction in progress 5,440,305,032.18 3,663,486,639.90
Production physical assets
Gas & petrol
Intangible assets 1,136,189,650.65 1,001,796,110.02
Development expenses 31,746,824.29 15,397,704.97
Goodwill 2,841,321,629.50 2,587,678,140.99
Long-germ expenses to be amortized 18,792,726.32 26,538,304.02
Deferred income tax asset 495,959,851.13 526,817,792.76
Other non-current asset 280,844,014.83 306,402,939.48
Total of non-current assets 23,555,927,523.35 21,939,540,388.96
Total of assets 67,307,546,318.09 68,610,779,546.18
Current liabilities
Short-term loans 6,413,266,367.29 5,712,826,382.20
Loan from Central Bank
Deposit received and hold for others
Call loan received
Financial liabilities measured at fair value
with variations accounted into current
income account
Derivative financial liabilities
Notes payable and account payable 6,675,528,647.08 5,700,886,719.54
Advance receipts 1,402,400,247.88 1,655,137,563.63
Selling of repurchased financial assets
Fees and commissions receivable
Employees’ wage payable 155,233,371.95 207,697,362.25
Tax payable 541,928,583.08 294,979,419.96
Other account payable 1,933,030,854.75 2,029,716,039.08
Reinsurance fee payable
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Insurance contract provision
Entrusted trading of securities
Entrusted selling of securities
Liabilities held for sales
Non-current liability due in 1 year 3,887,681,238.97 5,045,608,756.45
Other current liability 214,748,255.20 227,155,178.97
Total of current liability 21,223,817,566.20 20,874,007,422.08
Non-current liabilities：
Long-term loan 3,626,603,489.32 5,209,726,250.77
Bond payable 5,628,175,409.65 5,665,126,090.52
Including：preferred stock
Sustainable debt
Long-term payable 2,959,599,596.63 3,276,308,254.44
Long-term payable employee’s
remuneration
Expected liabilities 114,686,312.31 156,421,713.31
Deferred income 634,108,651.72 592,290,617.42
Deferred income tax liability 59,736,869.06 60,149,328.74
Other non-current liabilities 608,000,000.00 608,000,000.00
Total non-current liabilities 13,630,910,328.69 15,568,022,255.20
Total of liability 34,854,727,894.89 36,442,029,677.28
Owners’ equity
Share capital 5,730,250,118.00 5,730,250,118.00
Other equity instrument
Including：preferred stock
Sustainable debt
Capital reserves 21,798,078,776.44 21,987,405,220.42
Less：Shares in stock 4,422,320.00 4,422,320.00
Other comprehensive income 237.81 -4,518.45
Special reserves 1,996,252.00 1,983,921.21
Surplus reserves 224,133,824.86 224,133,824.86
Common risk provision
Retained profit 3,924,563,057.29 3,010,372,296.37
Total of owner’s equity belong to the
31,674,599,946.40 30,949,718,542.41
parent company
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Minority shareholders’ equity 778,218,476.80 1,219,031,326.49
Total of owners’ equity 32,452,818,423.20 32,168,749,868.90
Total of liabilities and owners’ equity 67,307,546,318.09 68,610,779,546.18
Legal Representative: Wang Lipeng Person in charge of accounting：Feng Qiuju Accounting Dept Leader: Gao Feipeng
2.Parent Company Balance Sheet
In RMB yuan
Items At the end of term Beginning of term
Current asset：
Cash and bank balances 6,672,278,334.24 11,224,359,236.39
Financial assets measured at fair value with
variations accounted into current income
account
Derivative financial assets
Notes receivable and account receivable 22,164,942.91 24,037,262.59
Including：Notes receivable
Account receivable
Advance payment 6,608,701.34 16,902,375.19
Other account receivable 6,762,439,501.71 5,497,581,593.85
Inventories 504,897,527.56 509,283,364.38
Assets held for sales
Non-current asset due in 1 year
Other current asset 148,973.38 1,220,148,973.38
Total of current assets 13,968,537,981.14 18,492,312,805.78
Non-current assets：
Available for sale of financial assets 129,500,056.00 100,000,056.00
Expired investment in possess
Long-term receivable
Long term share equity investment 25,078,688,983.90 23,020,364,897.17
Property investment
Fixed assets 41,315,881.64 44,669,881.93
Construction in progress
Production physical assets
Gas & petrol
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Intangible assets 9,426,314.09 9,687,094.58
Development expenses
Goodwill
Long-germ expenses to be amortized
Deferred income tax asset 59,375,663.74 58,105,970.47
Other non-current asset 1,381,400.00 1,381,400.00
Total of non-current assets 25,319,688,299.37 23,234,209,300.15
Total of assets 39,288,226,280.51 41,726,522,105.93
Current liabilities
Short-term loans 2,060,000,000.00 2,760,000,000.00
Financial liabilities measured at fair value
with variations accounted into current
income account
Derivative financial liabilities
Notes payable and account payable 13,606,648.25 15,219,920.86
Advance receipts 1,141,787.90 421,587.90
Employees’ wage payable 4,011,578.92 4,061,413.48
Tax payable 4,013,836.68 28,150,779.48
Other account payable 1,567,955,758.21 503,617,925.37
Classified as held for sale debt
Non-current liability due in 1 year 1,809,433,333.28 2,769,233,333.30
Other current liability
Total of current liability 5,460,162,943.24 6,080,704,960.39
Non-current liabilities：
Long-term loan 515,000,000.00 1,512,500,000.00
Bond payable 5,628,175,409.65 5,665,126,090.52
Including：preferred stock
Sustainable debt
Long-term payable
Long-term payable to employees
Expected liabilities 3,960,000.00
Deferred income
Deferred income tax liability
Other non-current liabilities
Total of Non-current liabilities 6,147,135,409.65 7,177,626,090.52
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Total of liability 11,607,298,352.89 13,258,331,050.91
Owners’ equity
Share capital 5,730,250,118.00 5,730,250,118.00
Other equity instrument
Including：preferred stock
Sustainable debt
Capital reserves 21,833,675,749.27 21,861,207,672.90
Less：Shares in stock 4,422,320.00 4,422,320.00
Other comprehensive income
Special reserves
Surplus reserves 205,144,600.53 205,144,600.53
Retained profit -83,720,220.18 676,010,983.59
Total of owners’ equity 27,680,927,927.62 28,468,191,055.02
Total of liabilities and owners’ equity 39,288,226,280.51 41,726,522,105.93
3.Consolidated Income statement of the Report period
In RMB yuan
Items Amount in this period Amount in last period
I. Total revenue 6,133,715,988.34 3,413,741,447.64
Incl：Business income 6,133,715,988.34 3,413,741,447.64
Interest income
Insurance fee earned
Fee and commission received
II. Total business cost 5,609,139,602.41 2,997,159,141.48
Incl：Business cost 5,036,411,172.85 2,660,258,497.05
Interest expenses
Fee and commission paid
Insurance discharge payment
Net claim amount paid
Net amount provided as insurance
contract reserves
Insurance policy dividend paid
Reinsurance expenses
Business tax and surcharge 23,906,807.14 14,909,735.41
Sales expense 85,460,345.07 28,102,442.79
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Administrative expense 148,717,384.56 107,909,779.70
R & D expenses 167,589,371.79 80,395,649.36
Financial expenses 147,707,593.76 106,725,784.79
Including：Interest cost 260,361,572.27 256,939,772.99
Interest income 116,750,430.74 164,304,886.84
Asset impairment loss -653,072.76 -1,142,747.62
Add： Other gains 46,878,821.37 104,939,239.00
Investment gain（“-”for loss） 17,356,371.68 14,625,434.19
Incl: Investment gains from affiliates 16,524,039.25 -2,123,195.94
Fair value change income
Gains from currency exchange（“-”for
loss）
Assets disposal income -814,481.33
III. Operational profit（“-”for loss） 587,997,097.65 536,146,979.35
Add ：Non-operational income 8,221,514.11 13,578,946.49
Less：Non-operational expenses 1,196,410.58 626,413.87
IV .Gross profit(“-”for loss) 595,022,201.18 549,099,511.97
Less：Income tax expenses 133,529,216.17 98,333,122.92
V. Net profit 461,492,985.01 450,766,389.05
(1) Categorized by going concern 461,492,985.01 450,766,389.05
(2) Termination of operating net profit
Net profit attributable to the owners of
456,861,464.93 418,054,124.34
parent company
Minority shareholders’ equity 4,631,520.08 32,712,264.71
VI. After tax net amount of
-9,338.97 136,333.95
comprehensive income
Net of profit of other comprehensive
income attributable to owners of the -2,996.12 136,333.95
parent company
（I）Other comprehensive income items
that will not be reclassified into
gains/losses in the subsequent
accounting period
1.Re-measurement of defined benefit pl
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
15
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
assified into profit or loss.
（II）
Other comprehensive income that will b -2,996.12 136,333.95
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
-2,996.12 136,333.95
ancial statements
6.Other
Net
after-tax of other comprehensive incom
-6,342.85
e attributable to Minority shareholders’
equity
VII. Total comprehensive income 461,483,646.04 450,902,723.00
Total comprehensive income
attributable to the owner of the parent 456,858,468.81 418,190,458.29
company
Total comprehensive income
4,625,177.23 32,712,264.71
attributable minority shareholders
VIII. Earnings per share
（I）Basic earnings per share 0.08 0.08
(II)Diluted earnings per share 0.08 0.08
The current business combination under common control, the net profits of the combined party before achieved ne
t profit of RMB ：-9,555,668.76, last period the combined party realized RMB-8,413,481.65.
Legal Representative: Wang Lipeng Person in charge of accounting：Feng Qiuju Accounting Dept Leader: Gao Feipeng
4.Income statement of the Parent Company of the Report period
In RMB yuan
Items Amount in this period Amount in last period
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Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
I. Turnover 3,256,300.61 17,030,588.98
Less：Operation cost 2,218,588.34 10,251,594.76
Taxes and surcharge 915,072.46 1,248,209.02
Sales expenses 18,769.00
Administrative expenses 8,823,593.81 13,048,365.78
R & D cost
Financial expenses 103,671,007.85 39,272,333.52
Including：Interest cost
Interest income
Impairment loss on assets -52,500.00 500,988.07
Add：Other gains
Investment gains(“-“for loss) 16,524,776.06 14,624,681.78
Including: investment income from
16,524,776.06 -2,123,948.35
associates and joint ventures
Fair value change income
Assets disposal income
II. Operational profit（“-”for loss） -95,813,454.79 -32,666,220.39
Add ：Non-operational income 973.04 505.00
Less：Non -operational expenses 209,000.00
III.Gross profit(“-”for loss) -96,021,481.75 -32,665,715.39
Less：Income tax expenses
IV. Net profit -96,021,481.75 -32,665,715.39
(1) Categorized by going concern -96,021,481.75 -32,665,715.39
(2) Termination of operating net profit
V.After tax net amount of
comprehensive income
（I）Other comprehensive income
items that will not be reclassified into
gains/losses in the subsequent
accounting period
1.Re-measurement of defined benefit pl
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
assified into profit or loss.
（ II ）
Other comprehensive income that will b
17
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
ancial statements
6.Other
VI. Total comprehensive income -96,021,481.75 -32,665,715.39
VII. Earnings per share：
（I）Basic earnings per share
(II)Diluted earnings per share
5. Consolidated Income statement between the beginning of the year and end of the report period
In RMB yuan
Items Amount in this period Amount in last period
I. Total revenue 17,263,567,779.22 8,290,180,051.74
Including：Business income 17,263,567,779.22 8,290,180,051.74
Interest income
Insurance fee earned
Commission charge and commission
income
II. Total Business cost 15,697,381,720.99 7,159,579,530.93
Including：Business cost 14,026,126,902.57 6,064,282,729.77
Interest expense
Commission chare and commission
expense
Insurance discharge
payment
18
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Net claim amount paid
Insurance policy dividend paid
Insurance policy dividend paid
Reinsurance expenses
Business tax and
210,002,927.84 63,838,423.14
surcharge
Sales expenses 179,353,037.49 70,558,695.36
Administrative expense 412,996,869.13 274,418,882.89
R & D cost 325,561,757.35 213,203,797.00
Financial expenses 542,934,710.06 474,917,712.42
Including：Interest cost 856,102,489.72 829,199,073.46
Interest income 314,912,662.98 361,016,654.63
Asset impairment loss 405,516.55 -1,640,709.65
Add：Other gains 155,240,877.89 191,619,239.00
Investment gain（“-”for loss） 41,062,889.87 21,302,358.40
Including: investment income from
28,360,663.73 -17,629,688.77
associates and joint ventures
Fair value change income
Gains from currency exchange（“-”for
loss）
Assets disposal income -1,479,307.78
III. Operational profit（“-”for loss） 1,761,010,518.21 1,343,522,118.21
Add ：Non-operational income 14,167,411.04 84,087,461.18
Less：Non-operational expenses 3,964,222.59 1,228,911.52
IV. Gross profit(“-”for loss) 1,771,213,706.66 1,426,380,667.87
Less：Income tax expenses 415,659,992.41 289,847,007.45
V. Net profit 1,355,553,714.25 1,136,533,660.42
(1) Categorized by going concern 1,355,553,714.25 1,136,533,660.42
(2) Termination of operating net profit
Net profit attributable to the owners of
1,315,157,554.01 1,055,534,505.81
parent company
Minority shareholders’ equity 40,396,160.24 80,999,154.61
VI.After tax net amount of
4,756.26 134,965.02
comprehensive income
Net of profit of other comprehensive
income attributable to owners of the 4,756.26 134,965.02
parent company
19
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
（I）Other comprehensive income items
that will not be reclassified into
gains/losses in the subsequent
accounting period
1.Re-measurement of defined benefit pl
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
assified into profit or loss.
（II）
Other comprehensive income that will b 4,756.26 134,965.02
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
4,756.26 134,965.02
ancial statements
6.Other
Net
after-tax of other comprehensive incom
e attributable to Minority shareholders’
equity
VII. Total comprehensive income 1,355,558,470.51 1,136,668,625.44
Total comprehensive income
attributable to the owner of the parent 1,315,162,310.27 1,055,669,470.83
company
Total comprehensive income
40,396,160.24 80,999,154.61
attributable minority shareholders
VIII. Earnings per share
（I）Basic earnings per share 0.23 0.21
(II)Diluted earnings per share 0.23 0.21
20
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
The current business combination under common control, the net profits of the combined party before achieved ne
t profit of RMB -9,555,668.76, last period the combined party realized RMB-8,413,481.65.
6.Income Statement of the Parent Between the Beginning of the Year and End of the Report Period
In RMB yuan
Items Amount in this period Amount in last period
I. Turnover 58,572,283.01 55,628,270.16
Less：Business cost 40,711,128.57 38,343,858.04
Taxes and surcharge 3,087,770.21 4,833,522.28
Sales expenses 18,769.00
Administrative expense 33,117,331.75 35,867,422.34
R & D cost
Financial expenses 355,271,284.54 291,064,184.00
Including：Interest cost 486,422,033.13
Interest income 132,632,720.00
Asset impairment loss 7,848,812.69 221,249.92
Add：Other gains
Investment gain（“-”for loss） 21,656,065.50 21,300,415.79
Including: investment income from
28,360,663.73 -17,631,631.38
associates and joint ventures
Fair value change income
Assets disposal income
II. Operational profit（“-”for loss） -359,826,748.25 -293,401,550.63
Add ：Non-operational income 1,644.45 6,893.00
Less：Non-operational expenses 209,000.15
III.Gross profit(“-”for loss) -360,034,103.95 -293,394,657.63
Less：Income tax expenses -1,269,693.27 3,374,750.50
IV. Net profit -358,764,410.68 -296,769,408.13
(1) Categorized by going concern -358,764,410.68 -296,769,408.13
(2) Termination of operating net profit
V.After tax net amount of
comprehensive income
（I）Other comprehensive income
items that will not be reclassified into
gains/losses in the subsequent
accounting period
1.Re-measurement of defined benefit pl
21
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
assified into profit or loss.
（ II ）
Other comprehensive income that will b
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
ancial statements
6.Other
VI. Total comprehensive income -358,764,410.68 -296,769,408.13
VII. Earnings per share：
（I）Basic earnings per share
(II)Diluted earnings per share
7. Consolidated Cash Flow Statement Between the Beginning of the Year and End of the Report Period
In RMB yuan
Items Amount in this period Amount in last period
I.Cash flows from operating activities
Cash received from sales of goods or
15,776,552,566.68 8,276,967,576.33
rending of services
Net increase of customer deposits
and capital kept for brother company
Net increase of loans from central bank
Net increase of inter-bank loans from
other financial bodies
Cash received against original insurance
22
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
contract
Net cash received from reinsurance
business
Net increase of client deposit and
investment
Net increase of the financial assets that
are measured at fair value and whose
movement is counted to the current gain
and loss
Cash received as interest, processing fee
and commission
Net increase of inter-bank fund received
Net increase of repurchasing business
Tax returned 535,606,707.13 298,681,750.98
Other cash received from business
1,445,590,352.94 1,282,855,491.83
operation
Sub-total of cash inflow 17,757,749,626.75 9,858,504,819.14
Cash paid for purchasing of
14,640,101,334.51 7,137,349,852.62
merchandise and services
Net increase of client trade and advance
Net increase of savings n central bank
and brother company
Cash paid for original contract claim
Cash paid for interest, processing fee
and commission
Cash paid for policy dividend
Cash paid to staffs or paid for staffs 873,946,590.61 444,409,310.90
Taxes paid 718,192,319.59 779,879,349.99
Other cash paid for business activities 2,040,936,112.00 1,029,659,881.43
Sub-total of cash outflow from business
18,273,176,356.71 9,391,298,394.94
activities
Cash flow generated by business
-515,426,729.96 467,206,424.20
operation, net
II.Cash flow generated by investing
Cash received from investment
1,251,030,000.00 7,619,999,000.00
retrieving
Cash received as investment gains 13,923,452.07 36,722,122.05
23
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Net cash retrieved from disposal of
fixed assets, intangible assets, and other 3,889,040.00
long-term assets
Net cash received from disposal of
393,727,652.59
subsidiaries or other operational units
Other investment-related cash received 329,439,021.36 488,962.49
Sub-total of cash inflow due to
1,992,009,166.02 7,657,210,084.54
investment activities
Cash paid for construction of fixed
assets, intangible assets and other 2,899,735,048.66 1,577,193,974.96
long-term assets
Cash paid as investment 446,473,324.50 7,870,751,027.51
Net increase of loan against pledge
Net cash received from subsidiaries and
108,724,611.43 27,029,498.90
other operational units
Other cash paid for investment
452,439,739.56 170,000,000.00
activities
Sub-total of cash outflow due to
3,907,372,724.15 9,644,974,501.37
investment activities
Net cash flow generated by investment -1,915,363,558.13 -1,987,764,416.83
III.Cash flow generated by financing
Cash received as investment 6,399,500.00 368,016,041.50
Incl: Cash received as investment from
6,399,500.00 368,016,041.50
minor shareholders
Cash received as loans 4,419,098,213.33 4,796,342,914.00
Cash received from bond placing
Other financing –related ash received 777,589,299.83 708,008,116.32
Sub-total of cash inflow from financing
5,203,087,013.16 5,872,367,071.82
activities
Cash to repay debts 6,926,972,109.28 5,515,503,171.88
Cash paid as dividend, profit, or
1,171,170,999.61 1,128,350,138.75
interests
Incl: Dividend and profit paid by
30,000,000.00
subsidiaries to minor shareholders
Other cash paid for financing activities 704,299,273.76 562,632,737.76
Sub-total of cash outflow due to
8,802,442,382.65 7,206,486,048.39
financing activities
24
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
Net cash flow generated by financing -3,599,355,369.49 -1,334,118,976.57
IV. Influence of exchange rate
7,175,415.44 -5,062,685.46
alternation on cash and cash equivalents
V.Net increase of cash and cash
-6,022,970,242.14 -2,859,739,654.66
equivalents
Add: balance of cash and cash
25,114,660,756.25 25,415,066,312.84
equivalents at the beginning of term
VI ..Balance of cash and cash
19,091,690,514.11 22,555,326,658.18
equivalents at the end of term
8. Cash Flow Statement of the Parent Between the Beginning of the Year and End of the Report Period
In RMB yuan
Items Amount in this period Amount in last period
I.Cash flows from operating activities
Cash received from sales of goods or
70,757,928.40 62,187,688.55
rending of services
Tax returned 13,719.30
Other cash received from business
444,929,669.15 7,556,107,048.49
operation
Sub-total of cash inflow 515,701,316.85 7,618,294,737.04
Cash paid for purchasing of
34,817,201.76 173,174,099.99
merchandise and services
Cash paid to staffs or paid for staffs 24,886,017.39 11,623,310.41
Taxes paid 33,226,454.45 13,066,407.94
Other cash paid for business activities 219,935,549.94 8,920,483,257.03
Sub-total of cash outflow from business
312,865,223.54 9,118,347,075.37
activities
Cash flow generated by business
202,836,093.31 -1,500,052,338.33
operation, net
II.Cash flow generated by investing
Cash received from investment
1,770,000,000.00 7,619,999,000.00
retrieving
Cash received as investment gains 678,923,452.07 608,932,047.17
Net cash retrieved from disposal of
fixed assets, intangible assets, and other
long-term assets
Net cash received from disposal of
25
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
subsidiaries or other operational units
Other investment-related cash received
Sub-total of cash inflow due to
2,448,923,452.07 8,228,931,047.17
investment activities
Cash paid for construction of fixed
assets, intangible assets
and other long-term assets
Cash paid as investment 2,617,565,500.00 11,684,624,110.50
Net cash received from subsidiaries and
other operational units
Other cash paid for investment
20,234,170,247.66 170,000,000.00
activities
Sub-total of cash outflow due to
22,851,735,747.66 11,854,624,110.50
investment activities
Net cash flow generated by investment -20,402,812,295.59 -3,625,693,063.33
III.Cash flow generated by financing
Cash received as investment
Cash received as loans 580,000,000.00 2,666,666,666.66
Cash received from bond placing
Other financing –related ash received 19,085,073,335.80 312,673,897.76
Sub-total of cash inflow from
19,665,073,335.80 2,979,340,564.42
financing activities
Cash to repay debts 3,281,257,300.02 2,397,150,000.02
Cash paid as dividend, profit, or
735,920,735.65 720,739,699.15
interests
Other cash paid for financing activities 28,679,113.18
Sub-total of cash outflow due to
4,017,178,035.67 3,146,568,812.35
financing activities
Net cash flow generated by financing 15,647,895,300.13 -167,228,247.93
IV. Influence of exchange rate
433,490.32
alternation on cash and cash equivalents
V.Net increase of cash and cash
-4,552,080,902.15 -5,292,540,159.27
equivalents
Add: balance of cash and cash
11,224,359,236.39 16,951,756,537.76
equivalents at the beginning of term
VI ..Balance of cash and cash
6,672,278,334.24 11,659,216,378.49
equivalents at the end of term
26
Tunghsu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2018
II. Auditor‘s report
Whether the Q3 report is audited
□ Yes √ No
The Q3 Report is not audited.
Tunghsu Optoelectronic Technology Co., Ltd.
Board Chairman: Wang Lipeng
Issue day approved by the Board of Directors：October 30,2018
27
