无锡威孚高科技集团股份有限公司 2016 年第三季度报告正文 Stock Code: 000581, 200581 Notice No.: 2016-022 Short Form of the Stock: Weifu High-Tech, Su Weifu-B WEIFU HIGH-TECHNOLOGY GROUP CO., LTD. TEXT of 3Q REPORT 2016 Section I. Important Notes Board of Directors and the Supervisory Committee of Weifu High-Technology Group Co., Ltd. (hereinafter referred to as the Company) and its directors, supervisors and senior executives hereby confirm that there are no any fictitious statements, misleading statements, or important omissions carried in this report, and shall take all responsibilities, individual and/or joint, for the reality, accuracy and completion of the whole contents. All directors of the Company are attended the Meeting for quarterly report deliberation. Chen Xuejun, Principal of the Company; Ou Jianbin, Person in Charge of Accounting Work; Ou Jianbin, Person in Charge of Accounting Organization (Accounting Officer) hereby confirm that the Financial Report of the Third Quarterly Report is authentic, accurate and complete. 1 无锡威孚高科技集团股份有限公司 2016 年第三季度报告正文 Section II. Main accounting data and changes of shareholders I. Main accounting data and index Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed and accounting error correction or not □Yes √ No Current period-end Period-end of last year Increase/decrease Total assets(RMB) 16,387,938,080.77 15,704,093,069.04 4.35% Net assets attributable to shareholders 12,522,879,879.40 11,783,228,273.39 6.28% of listed company (RMB) Increase/decrease in Increase/decrease in Year-begin to end of comparison with Current period comparison with same the Period year-begin to period of last year Period-end of last year Operating revenue (RMB) 1,522,896,852.89 37.22% 4,889,373,305.38 8.65% Net profit attributable to shareholders 366,126,109.76 47.70% 1,309,694,645.48 1.22% of the listed company (RMB) Net profit attributable to shareholders of the listed company after deducting 307,178,949.97 42.11% 1,136,811,667.10 3.33% non-recurring gains and losses(RMB) Net cash flow arising from operating -- -- 249,062,317.15 -57.57% activities(RMB) Basic earnings per share 0.36 50.00% 1.30 2.36% (RMB/Share) Diluted earnings per share 0.36 50.00% 1.30 2.36% (RMB/Share) Weighted average ROE 2.98% 0.85% 10.70% -0.72% In RMB Amount from year-begin to Item Note end of the Period Gains/losses from the disposal of non-current asset (including the write-off that -1,172,091.49 accrued for impairment of assets) Governmental subsidy reckoned into current gains/losses (not including the subsidy enjoyed in quota or ration according to national standards, which are closely relevant 23,932,171.74 to enterprise’s business) Gains/losses from entrusted investment or assets management 177,111,392.49 2 无锡威孚高科技集团股份有限公司 2016 年第三季度报告正文 Restoring of receivable impairment provision that tested individually 1,012,469.08 Other non-operating income and expenditure except for the aforementioned items 4,080,436.13 Relocation expenses -57,116.41 Less: impact on income tax 30,833,432.04 Impact on minority shareholders’ equity (post-tax) 1,190,851.12 Total 172,882,978.38 -- Concerning the extraordinary profit (gain)/loss defined by Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss, and the items defined as recurring profit (gain)/loss according to the lists of extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss, explain reasons □ Applicable √ Not applicable In reporting period, the Company has no particular about items defined as recurring profit (gain)/loss according to the lists of extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss. II. Statement of the total shareholders and shares-held of top ten shareholders at end of the Period 1. Common and preferred stockholders with voting rights recover and the top ten share-holding In Share Total common shareholders at the Total preferred stockholders with voting rights recover 45,087 0 end of report period at the end of report period (if applicable) Top ten shareholders Number of share Proportion Amount of Nature of Amount of pledged/frozen Shareholders of shares restricted shareholder shares held State of held shares held Amount share WUXI INDUSTRY DEVELOPMENT GROUP State-owned 20.22% 204,059,398 CO., LTD. corporate Foreign ROBERT BOSCH GMBH 14.16% 142,841,400 corporate Foreign UBS AG 2.97% 29,933,303 corporate State-owned China Securities Finance Corporation Limited 2.63% 26,555,515 corporate Kangjian Assets Management Company –Client’s Foreign 1.56% 15,705,492 fund corporate State-owned Central Huijin Investment Ltd. 1.27% 12,811,200 corporate BBH BOS S/A FIDELITY FD - CHINA FOCUS Foreign 1.23% 12,382,279 FD corporate 3 无锡威孚高科技集团股份有限公司 2016 年第三季度报告正文 Foreign MERRILL LYNCH INTERNATIONAL 1.14% 11,460,002 corporate Foreign Puxin Investment Company- Client’s fund 1.13% 11,375,877 corporate Foreign RBC EMERGING MARKETS EQUITY FUND 0.95% 9,626,264 corporate Particular about top ten shareholders with un-restrict shares held Amount of un-restrict Type of shares Shareholders common shares held Type Amount WUXI INDUSTRY DEVELOPMENT GROUP CO., LTD. 204,059,398 RMB common shares 204,059,398 RMB common shares 115,260,600 ROBERT BOSCH GMBH 142,841,400 Domestically listed 27,580,800 foreign shares UBS AG 29,933,303 RMB common shares 29,933,303 China Securities Finance Corporation Limited 26,555,515 RMB common shares 26,555,515 Kangjian Assets Management Company –Client’s fund 15,705,492 RMB common shares 15,705,492 Central Huijin Investment Ltd. 12,811,200 RMB common shares 12,811,200 Domestically listed BBH BOS S/A FIDELITY FD - CHINA FOCUS FD 12,382,279 12,382,279 foreign shares MERRILL LYNCH INTERNATIONAL 11,460,002 RMB common shares 11,460,002 Puxin Investment Company- Client’s fund 11,375,877 RMB common shares 11,375,877 Domestically listed RBC EMERGING MARKETS EQUITY FUND 9,626,264 9,626,264 foreign shares Among the top ten shareholders, there has no associated relationship between Wuxi Industry Development Group Co., Ltd. and other Explanation on related relationship or concerted action shareholders, the first largest shareholder of the Company; and they among the abovementioned shareholders do not belong to the consistent actionist regulated by the Management Measure of Information Disclosure on Change of Shareholding for Listed Company. Explanation on shareholders involving margin business Not applicable among top ten common shareholders d (if applicable) Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement dealing in reporting period □ Yes √ No The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company have no buy-back agreement dealing in reporting period. 2. Total of shareholders with preferred stock held and the top ten shareholdings □Applicable √Not applicable 4 无锡威孚高科技集团股份有限公司 2016 年第三季度报告正文 Section III. Important events I. Particular about major changes from items of main accounting statements and financial indexes as well as reasons √ Applicable □Not applicable 1. Monetary fund: decreased RMB 2029.8382 million over that of year-beginning with 61.99% down, mainly because out flowing for entrusting increased over that of year-beginning; 2. Other account receivable: increased RMB 4.8904 million over that of year-beginning with 55.46% up, mainly because come-and-go money receivable from units increased over that of year-beginning; 3. Other current assets: increased RMB 2509.0496 million over that of year-beginning with 124.44% up, mainly because purchasing entrusting increased over that of year-beginning; 4. Construction in progress: decreased RMB 83.5703 million over that of year-beginning with 51.46% down, mainly because fixed assets listed in construction in progress; 5. Short-term loans: decreased RMB 202.813 million over that of year-beginning with 56.34% down, mainly because return the bank loans; 6. Deferred income tax liability: decreased RMB 11.7505 million over that of year-beginning with 33.1% down, mainly because sales of financial assets available for sale and decrease of the change of fair value; 7. Other comprehensive income: decreased RMB 66.114 million over that of year-beginning with 35.09% down, mainly because sales of financial assets available for sale and decrease of the change of fair value; 8. Non-operation revenue: decreased RMB 62.2001 million over that of last period with 67.92% down, mainly because compensation for demolition from parent company declined over that of last period; 9. Non-operation expenditure: decreased RMB 67.8481 million over that of last period with 93.67% down, mainly because demolition expenses of the parent company decreased over same period of last year; 10. Net cash flow arising from operation activities: decreased RMB 337.9066 million over that of last period, mainly because sales collecting declined; 11. Net cash flow arising from investment activities: decreased RMB 750.5607 million over that of last period, mainly because cash outflow of purchasing entrusting increased over last year; II. Progress of significant events, their influences, and analysis and explanation of their solutions √ Applicable □Not applicable Wholly-owned subsidiary of the Company has investment intention on industry mergers & acquisitions fund On 31 May 2016, the Company held the 7th meeting of the 8th board of directors, to consider and approve the resolution relating to the wholly-owned subsidiary of the Company proposing to establish industry merger & acquisition funds. In order to accelerate the Company’s industrial upgrade and development speed, preserve merger & acquisition projects, improve its comprehensive strength and realize development strategy, the 5 无锡威孚高科技集团股份有限公司 2016 年第三季度报告正文 Company agreed with Ping’an Securities in reaching for initial cooperation plan. Weifu Auto Diesel, a wholly-owned subsidiary of the Company, proposed to cooperate with Ping’an Ronghui which was established by Ping’an Caizhi (a wholly-owned subsidiary of Ping’an Securities) to establish business merger & acquisition funds. The relevant announcements (No. 2016-013 and No. 2016-015) were published on China Securities, Securities Times, Hong Kong Commercial Daily and Juchao Information website(http://www.cninfo.com.cn). Till now, this matter is being prepared. Overview Disclosure date Query index for interim notice Notice of Planning of Setting Up Industrial Merger & Acquisiti Published on Juchao Website 2016-06-02 on Fund by Wholly-owned Subsidiary (www.cninfo.com.cn) III. Commitments completed during the Period and those un-completed as of the period-end from the Company, shareholders, actual controller, buyer, director, supervisor, senior executives or other related party □Applicable √Not applicable The Company has no commitments completed during the Period and those un-completed as of the period-end from the Company, shareholders, actual controller, buyer, director, supervisor, senior executives or other related party IV. Estimation of operation performance for year of 2016 Estimation of accumulative net profit from the beginning of the year to the end of next report period to be loss probably or the warning of its material change compared with the corresponding period of the last year and explanation of reason □Applicable √Not applicable V. Particular about security investment √ Applicable □Not applicable Proporti Amount Amount Proporti on of of of on of Variet Code stock-h Short form Initial stock-hol stock-hold stock-h Book value at y of of olding Gains and loss Sourc of investment ding at the at the ing at the olding the end of the in the reporting Accountin e of securi securiti securities cost (RMB) beginning beginni end of the at the period (RMB) g subject stock ties es of the period end of (RMB) ng of period (Share) the the (Share) period period Financial Subsc 199,208,000. 23,680,00 19,030,00 258,617,700. assets Stock 600841 SDEC 2.73% 2.20% -350,189.10 riptio 00 0 0 00 available n for sales Financial Subsc Miracle 69,331,500.0 80,493,900.0 assets Stock 002009 4,710,000 1.29% 4,710,000 1.29% -17,238,600.00 riptio Logistics 0 0 available n for sales 268,539,500. 28,390,00 23,740,00 339,111,600.0 Total -- -- -17,588,789.10 -- -- 00 0 0 0 Disclosure date of 2012-03-24 6 无锡威孚高科技集团股份有限公司 2016 年第三季度报告正文 securities investment 2013-06-04 approval from the Board Disclosure date of securities investment approval from the Board VI. Particulars about derivatives investment □ Applicable √ Not applicable The Company had no derivatives investment in Period. VII. Registration form of receiving research, communication and interview in the report period √ Applicable □Not applicable Date Method Type of investors Index for the interview and research Form 1 July to 30 Written The Company answered 42 questions for investors online through the Other September 2016 inquiry investor relations interactive platform(http://irm.p5w.net/dqhd/sichuan/) Telephone Form 1 July to 30 Basic condition of the Company and views on market in 2016, communicat Other September 2016 communication with investors by telephone more than 50 ion VIII. External security against the rules □ Applicable √ Not applicable The Company has no external security against the rules in the Period IX. Controlling shareholders' and its related party's non-business capital occupying of the listed company □ Applicable √ Not applicable There are no controlling shareholders' and its related party's non-business capital occupying of the listed company. Board of Directors of Weifu High-Technology Group Co., Ltd. 27 October 2016 7