深圳南山热电股份有限公司 2014 年第三季度报告全文
Shenzhen Nanshan Power Co., Ltd.
The Third Quarterly Report for 2014
2014-073
October 2014
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Section I. Important Note
Board of Directors, Supervisory Committee, all directors, supervisors and senior executives of Shenzhen Nanshan
Power Co., Ltd. (hereinafter referred to as the Company) hereby confirm that there are no any fictitious statements,
misleading statements, or important omissions carried in this report, and shall take all responsibilities, individual
and/or joint, for the reality, accuracy and completion of the whole contents.
Absent name Title Reasons for absence Attorney
Huangfu Han Director Due to business Chairman Yang Haixian
Chairman Yang Haixian, person in charge of the Company, head of the accounting works Director GM Fu Bo and
CFO Lu Xiaoping as well as Financial Manager Huang Jian, accounting body principals (accountant in charge)
hereby confirms that the Financial Report of the Third Quarterly Report is authentic, accurate and complete.
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Section II. Main accounting data and changes of shareholders
I. Main accounting data and index
Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed and accounting
error correction or not
□Yes √ No
Current period-end Period-end of last year Increase/decrease
Total assets(RMB) 5,433,605,306.10 5,440,291,369.21 -0.12%
Net assets attributable to
shareholders of listed company 1,511,857,696.05 1,601,055,539.87 -5.57%
(RMB)
Increase/decrease in
Increase/decrease in
From year-begin to comparison with
Current period comparison with same
end of the Period year-begin to
period of last year
Period-end of last year
Operating revenue (RMB) 454,105,605.95 20.31% 981,503,161.72 4.09%
Net profit attributable to
shareholders of the listed company -13,949,995.11 -85.35% -89,197,843.82 -54.67%
(RMB)
Net profit attributable to
shareholders of the listed company
-16,522,353.26 -82.85% -93,659,504.39 -54.81%
after deducting non-recurring
gains and losses(RMB)
Net cash flow arising from
-- -- 354,958,633.16 -36.50%
operating activities(RMB)
Basic earnings per share
-0.020 -85.35% -0.150 -54.67%
(RMB/Share)
Diluted earnings per share
-0.020 -85.35% -0.150 -54.67%
(RMB/Share)
Weighted average ROE -0.92% -86.50% -5.73% -57.76%
Items and amount of extraordinary profit (gains)/losses
√Applicable □Not applicable
In RMB
Amount from year-begin to
Item Note
end of the Period
Governmental subsidy reckoned into current gains/losses (not 2,723,401.15
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深圳南山热电股份有限公司 2014 年第三季度报告全文
including the subsidy enjoyed in quota or ration according to
national standards, which are closely relevant to enterprise’s
business)
Other non-operating income and expenditure except for the
1,924,799.52
aforementioned items
Impact on minority shareholders’ equity (post-tax) 186,540.10
Total 4,461,660.57 --
Concerning the extraordinary profit (gain)/loss defined by Q&A Announcement No.1 on Information Disclosure for Companies
Offering Their Securities to the Public --- Extraordinary Profit/loss, and the items defined as recurring profit (gain)/loss according to
the lists of extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their
Securities to the Public --- Extraordinary Profit/loss, explain reasons
□ Applicable √ Not applicable
In reporting period, the Company has no particular about items defined as recurring profit (gain)/loss according to the lists of
extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to
the Public --- Extraordinary Profit/loss.
II. Statement of the total shareholders and shares-held of top ten shareholders at end of the
Period
1. Statement of the total common shareholders and shares-held of top ten common shareholders at end of
the Period
In Share
Total common shareholders in
38,059
reporting period-end
Shares-held of top ten common shareholders
Amount of Number of share pledged/frozen
Nature of Proportion of Amount of shares
Shareholders restricted shares
shareholder shares held held State of share Amount
held
Shenzhen Guangju State-owned
16.72% 100,769,712
Industrial Co., Ltd. corporate
HONG KONG
NAM HOI
Foreign corporate 15.28% 92,123,248
(INTERNATIONA
L) LTD
SHENZHEN
ENERGY State-owned
10.80% 65,106,130
(GROUP) CO., corporate
LTD.
BNP P P/PANDA
Foreign corporate 6.54% 39,426,518
INVESTMENT
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深圳南山热电股份有限公司 2014 年第三季度报告全文
COMPANY
LIMITED
Shenzhen Guoneng
State-owned
International 5.42% 32,673,560
corporate
Trading Co., LTD
Domestic nature
Yang Fangping 0.42% 2,536,073
person
China Everbright
Bank Co., Ltd. –
Prudential
Everbright Other 0.33% 1,981,018
Quantization Core
Securities
Investment Fund
Hongxin Securities
– Everbright –
Hongxin Securities
Other 0.27% 1,620,952
Hongda No.1
Collection Assets
Management Plan
Jinbang Security
Foreign corporate 0.25% 1,500,000
Holding Co., Ltd
Domestic nature
Yang Guoxiong 0.17% 1,005,530
person
Particular about top ten common shareholders with un-restrict shares held
Amount of unrestricted common shares held at Type of shares
Shareholders’ name
reporting period-end Type Amount
Shenzhen Guangju Industrial Co., RMB ordinary
100,769,712 100,769,712
Ltd. shares
Domestically
HONG KONG NAM HOI
92,123,248 listed foreign 92,123,248
(INTERNATIONAL) LTD
shares
SHENZHEN ENERGY (GROUP) RMB ordinary
65,106,130 65,106,130
CO., LTD. shares
Domestically
BNP P P/PANDA INVESTMENT
39,426,518 listed foreign 39,426,518
COMPANY LIMITED
shares
Shenzhen Guoneng International RMB ordinary
32,673,560 32,673,560
Trading Co., LTD shares
Yang Fangping 2,536,073 Domestically 2,536,073
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深圳南山热电股份有限公司 2014 年第三季度报告全文
listed foreign
shares
China Everbright Bank Co., Ltd. –
RMB ordinary
Prudential Everbright Quantization 1,981,018 1,981,018
shares
Core Securities Investment Fund
Hongxin Securities – Everbright –
RMB ordinary
Hongxin Securities Hongda No.1 1,620,952 1,620,952
shares
Collection Assets Management Plan
Domestically
Jinbang Security Holding Co., Ltd 1,500,000 listed foreign 1,500,000
shares
Domestically
Yang Guoxiong 1,005,530 listed foreign 1,005,530
shares
1. Shenzhen Energy (Group) Co., Ltd. holds 100% equities of HONG KONG NAM HOI
Explanation on associated
(INTERNATIONAL) LTD indirectly; 2. Among other social public shareholders, the
relationship among the top ten
Company did not know whether there were associated relationships or belonging to
shareholders or consistent action
consistent actors.
Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement
dealing in reporting period
□ Yes √ No
The shareholders of the Company have no buy-back agreement dealing in reporting period.
2. Total of shareholders with preferred stock held and the top ten shareholdings in Period-end
□Applicable √Not applicable
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Section III. Important events
I. Particular about major changes from items of main accounting statements and financial
indexes as well as reasons
√ Applicable □Not applicable
(I) Ministry of Finance revised the Accounting Standards for Business Enterprise No.2-Long-term Equity Investment, the new
standards states that long-term investment refers to the equity investment on the invested entity with control and significant influence
implemented by the investor as well as the equity investment on its cooperative enterprise. The Company adjusted consolidates
statement for year of 2013 due to the above new standards:
2013-12-31
Equity attributable
Equity
to shareholder of Long-term Financial assets
Basic attributable to
Invested entity parent company equity available for
information shareholder of
dated 1 January investment sale
parent company
2013 (+/-) (+/-) (+/-)
(+/-)
Holds 5%
JXNPC equity in the -57,315,000 +57,315,000
invested entity
Total -- -57,315,000 +57,315,000
(II) 1. Balance of account paid in advance dated 30 September 2014 was 44,693,709.58 Yuan, increased
306.28% over beginning of the Year, mainly because account paid in advance for goods increased.
2. Balance of construction in progress dated 30 September 2014 was 72,530,339.82 Yuan, increased 48.96%
over beginning of the Year, mainly because there is a low-nitrogen renovation project in the Period
3. Balance of note payable dated 30 September 2014 was 90,000,000 Yuan, increased 80% over beginning
of the Year, mainly because there is a trade acceptance in the Period
4. Balance of account payable dated 30 September 2014 was 342,500,656.45 Yuan, increased 338.14% over
beginning of the Year, mainly because payable natural gases increased
5. Balance of account received in advance dated 30 September 2014 was 103,360 Yuan, decreased 79.83%
over beginning of the Year, mainly because overcharge for oil was returned back
6. Balance of taxes payable dated 30 September 2014 was 386,775.05 Yuan, decreased 98.29% over
beginning of the Year, mainly because income tax for year of 2013 was paid in the Year
7. Non-operating expenditure for year of 2014 was 10,380.5 Yuan, decreased 77.2% over same period of
last Year, mainly because other expenditure declined.
8. Net cash flow arising from operating activity for year of 2014 was 354,958,633.16 Yuan, decreased
36.5% over same period of last Year, mainly because subsidy received in the Year decreased over same
period of last year.
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深圳南山热电股份有限公司 2014 年第三季度报告全文
9. Net cash flow arising from investment activity for year of 2014 was -42,919,280.74 Yuan with a negative
growth of 137.46% over same period of last Year, mainly because expenditure for low-nitrogen renovation
increased in the Year.
II. Progress and influence of the main events as well as solution analysis specification
√ Applicable □Not applicable
During the reporting period, in process of private placement preparation, the event still exist major uncertainties,
stock of the Company suspended since open dated 9 January 2014 in order to prevent price fluctuation arising
from the event. The Company released notice of progress once a week during suspension and implemented
information disclosure obligation earnestly.
On 20 August 2014, the Company received a “Letter of Cooperation Termination with Shenzhen nanshan Power”
from strategy investor, the Company decided to release an annoucement for terminated the private placement with
purpose of protect the interest of investors, stock of the Company resume trading since opening on 21 August
2014.
Query indexes of disclosure website for
Overview Disclosure date
interim report
In 2013, Deloitte Touche Tohmatsu CPAs
Co., Ltd. (LLP) issued qualified auditor’s
report with paragraph of emphasized
matters for the Company. During the report
2014-04-25 http://www.cninfo.com.cn/
period, more details of the matter involved
in non-standard qualified opinion please
found in Annual Report of 2013 disclosed
on 25 April 2014.
Notice of Terminate Private Placement and
2014-08-21 http://www.cninfo.com.cn/
Resumption
III. Commitments made by the Company or shareholders holding above 5% shares of the
Company in reporting period or made in previous period and extending to reporting period.
□ Applicable √ Not applicable
The Company had no commitment made by the Company or shareholders holding above 5% shares of the Company in reporting
period or made in previous period and extending to reporting period.
IV. Estimation of operation performance for year of 2014
Estimation on accumulative net profit from the beginning of the year to the end of next report period to be loss probably or the
warning of its material change compared with the corresponding period of the last year and explanation on reason
□ Applicable √ Not applicable
V. Particular about security investment
□ Applicable √ Not applicable
The Company had no security investment in Period.
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Explanation on equity of other listed company held
□ Applicable √ Not applicable
No security investment in Period.
VI. Particulars about derivatives investment
□ Applicable √ Not applicable
The Company had no derivatives investment in Period.
VII. Registration form of receiving research, communication and interview in the report
period
□ Applicable √ Not applicable
The Company had no receiving research, communication or interview in the report period in Period.
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Section IV. Financial Statement
I. Financial statement
1. Consolidated Balance Sheet
Prepared by Shenzhen Nanshan Power Co., Ltd
In RMB
Items Balance at period-end Balance at period-begin
Current assets:
Monetary funds 489,069,981.14 543,054,829.52
Settlement provisions
Capital lent
Financial assets measured by fair
value and whose change is recorded in
current gains and losses
Notes receivable
Accounts receivable 962,132,816.47 876,368,547.41
Accounts paid in advance 44,693,709.58 11,000,834.97
Insurance receivable
Reinsurance receivables
Contract reserve of reinsurance
receivable
Interest receivable
Dividend receivable
Other receivables 35,710,724.50 42,191,268.26
Purchase restituted finance asset
Inventories 1,302,320,346.56 1,288,814,086.30
Divided into assets held ready for
sales
Non-current asset due within one
year
Other current assets 519,078,365.40 565,589,166.99
Total current assets 3,353,005,943.65 3,327,018,733.45
Non-current assets:
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Granted loans and advances
Finance asset available for sales 57,315,000.00 57,315,000.00
Held-to-maturity investment
Long-term account receivable
Long-term equity investment 24,643,326.76 26,366,000.00
Investment property 3,654,659.89 3,986,674.03
Fixed assets 1,839,565,872.64 1,892,316,932.05
Construction in progress 72,530,339.82 48,692,441.81
Engineering material
Disposal of fixed asset
Productive biological asset
Oil and gas asset
Intangible assets 57,219,187.45 58,924,611.98
Expense on Research and
Development
Goodwill
Long-term expenses to be
apportioned
Deferred income tax asset 2,788,794.11 2,788,794.11
Other non-current asset 22,882,181.78 22,882,181.78
Total non-current asset 2,080,599,362.45 2,113,272,635.76
Total assets 5,433,605,306.10 5,440,291,369.21
Current liabilities:
Short-term loans 2,795,890,000.00 2,998,961,917.89
Loan from central bank
Absorbing deposit and interbank
deposit
Capital borrowed
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Notes payable 90,000,000.00 50,000,000.00
Accounts payable 342,500,656.45 78,171,109.54
Accounts received in advance 103,360.00 512,402.70
Selling financial asset of
repurchase
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Commission charge and
commission payable
Wage payable 55,105,384.32 43,361,677.73
Taxes payable 386,775.05 22,682,243.56
Interest payable 109,691,690.89 98,775,045.80
Dividend payable
Other accounts payable 297,488,432.23 263,833,902.66
Reinsurance payables
Insurance contract reserve
Security trading of agency
Security sales of agency
Divided into liability held ready
for sale
Non-current liabilities due within 1
year
Other current liabilities
Total current liabilities 3,691,166,298.94 3,556,298,299.88
Non-current liabilities:
Long-term loans 6,000,000.00
Bonds payable
Long-term account payable
Special accounts payable
Projected liabilities 27,100,000.00 27,500,000.00
Deferred income tax liabilities
Other non-current liabilities 47,990,115.35 50,713,516.50
Total non-current liabilities 75,090,115.35 84,213,516.50
Total liabilities 3,766,256,414.29 3,640,511,816.38
Owner’s equity (or shareholders’
equity):
Paid-in capital (or share capital) 602,762,596.00 602,762,596.00
Capital public reserve 362,670,442.46 362,670,442.46
Less: Inventory shares
Reasonable reserve
Other comprehensive income
Surplus public reserve 332,908,397.60 332,908,397.60
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Provision of general risk
Retained profit 213,516,259.99 302,714,103.81
Balance difference of foreign
currency translation
Total owner’s equity attributable to
1,511,857,696.05 1,601,055,539.87
parent company
Minority interests 155,491,195.76 198,724,012.96
Total owner’s equity(or shareholders’
1,667,348,891.81 1,799,779,552.83
equity)
Total liabilities and owner’s equity(or
5,433,605,306.10 5,440,291,369.21
shareholders’ equity)
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Fu Bo; CFO Lu Xiaoping
Person in charge of accounting institution: Financial Manager Huang Jian
2. Balance Sheet of parent company
Prepared by Shenzhen Nanshan Power Co., Ltd
In RMB
Item Balance at period-end Balance at period-begin
Current assets:
Monetary funds 270,376,439.00 269,557,683.68
Financial assets measured by fair
value and whose change is recorded in
current gains and losses
Notes receivable
Accounts receivable 474,856,380.85 561,165,822.31
Accounts paid in advance 201,548.20 92,985.00
Interest receivable
Dividend receivable 56,264,962.17 654,140,866.58
Other receivables 1,693,122,349.86 1,589,545,170.22
Inventories 83,070,813.58 84,396,527.41
Divided into assets held ready for
sales
Non-current asset due within one year
Other current assets 376,253,065.02 418,542,707.70
Total current assets 2,954,145,558.68 3,577,441,762.90
Non-current assets:
Finance asset available for sales 57,315,000.00 57,315,000.00
Held-to-maturity investment
Long-term account receivable
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Long-term equity investment 691,982,849.76 691,982,849.76
Investment real estate
Fixed assets 257,800,691.19 269,217,021.95
Construction in progress 37,147,479.44 37,711,980.01
Engineering material
Disposal of fixed asset
Productive biological asset
Oil and gas asset
Intangible assets 7,285,084.70 8,010,181.91
Expense on Research and Development
Goodwill
Long-term expenses to be apportioned
Deferred income tax asset
Other non-current asset
Total non-current asset 1,051,531,105.09 1,064,237,033.63
Total assets 4,005,676,663.77 4,641,678,796.53
Current liabilities:
Short-term loans 1,739,000,000.00 1,929,000,000.00
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Notes payable 90,000,000.00 50,000,000.00
Accounts payable 336,252,543.32 140,299,583.60
Accounts received in advance 162,402.70
Wage payable 32,861,857.05 24,911,363.28
Taxes payable 1,713,864.87 11,566,882.79
Interest payable 3,455,704.83 3,526,868.54
Dividend payable
Other accounts payable 109,144,206.49 769,598,877.74
Divided into liability held ready
for sale
Non-current liabilities due within 1 year
Other current liabilities
Total current liabilities 2,312,428,176.56 2,929,065,978.65
Non-current liabilities:
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Long-term loans
Bonds payable
Long-term account payable
Special accounts payable
Projected liabilities
Deferred income tax liabilities
Other non-current liabilities 31,694,157.24 33,655,528.23
Total non-current liabilities 31,694,157.24 33,655,528.23
Total liabilities 2,344,122,333.80 2,962,721,506.88
Owner’s equity (or shareholders’
equity):
Paid-up capital (or share capital) 602,762,596.00 602,762,596.00
Capital public reserve 288,769,132.47 288,769,132.47
Less: Inventory shares
Reasonable reserve
Other comprehensive income
Surplus public reserve 332,908,397.60 332,908,397.60
General risk reserve
Retained profit 437,114,203.90 454,517,163.58
Balance difference of foreign currency
translation
Total owner’s equity(or shareholders’
1,661,554,329.97 1,678,957,289.65
equity)
Total liabilities and owner’s equity(or
4,005,676,663.77 4,641,678,796.53
shareholders’ equity)
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Fu Bo; CFO Lu Xiaoping
Person in charge of accounting institution: Financial Manager Huang Jian
3. Consolidated Profit Statement (this report period)
Prepared by Shenzhen Nanshan Power Co., Ltd
In RMB
Item Amount in this period Amount in last period
I. Total operating income 454,105,605.95 377,459,041.23
Including: Operating income 454,105,605.95 377,459,041.23
Interest income
Insurance gained
Commission charge and commission
income
II. Total operating cost 715,941,502.95 675,373,038.44
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深圳南山热电股份有限公司 2014 年第三季度报告全文
Including: Operating cost 631,861,783.90 611,435,993.69
Interest expense
Commission charge and commission
expense
Cash surrender value
Net amount of expense of compensation
Net amount of withdrawal of insurance
contract reserve
Bonus expense of guarantee slip
Reinsurance expense
Operating tax and extras 1,632,600.04 1,505,393.09
Sales expenses 1,021,254.48 1,107,191.37
Administration expenses 24,009,056.89 22,338,338.27
Financial expenses 57,416,807.64 38,986,122.02
Losses of devaluation of asset
Add: Changing income of fair
value(Loss is listed with “-”)
Investment income (Loss is listed with
-452,525.72
“-”)
Including: Investment income on
affiliated company and joint venture
Exchange income (Loss is listed with
“-”)
III. Operating profit (Loss is listed
-262,288,422.72 -297,913,997.21
with “-”)
Add: Non-operating income 231,558,089.79 181,649,915.35
Less: Non-operating expense 0.00 35,603.65
Including: Disposal loss of non-current
asset
IV. Total Profit (Loss is listed with
-30,730,332.93 -116,299,685.51
“-”)
Less: Income tax expense 229,349.34 0.00
V. Net profit (Net loss is listed with “-”) -30,959,682.27 -116,299,685.51
Including: net profit realized before
consolidation by mergered party
Net profit attributable to owner’s of
-13,949,995.11 -95,254,016.43
parent company
Minority shareholders’ gains and losses -17,009,687.16 -21,045,669.08
VI. Earnings per share -- --
i. Basic earnings per share -0.020 -0.160
ii. Diluted earnings per share -0.020 -0.160
VII. Other consolidated income
16
深圳南山热电股份有限公司 2014 年第三季度报告全文
Inc: Other comprehensive items un-able
to re-classify as gains/losses in later
accounting period
Other comprehensive items able to
re-classify as gains/losses in later
accounting period while regulated
conditions are satisfy
VIII. Total comprehensive income -30,959,682.27 -116,299,685.51
Total consolidated income attributable
-13,949,995.11 -95,254,016.43
to owners of parent company
Total consolidated income attributable
-17,009,687.16 -21,045,669.08
to minority shareholders
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Fu Bo; CFO Lu Xiaoping
Person in charge of accounting institution: Financial Manager Huang Jian
4. Profit Statement of parent company (this report period)
Prepared by Shenzhen Nanshan Power Co., Ltd
In RMB
Items Amount in this period Amount in last period
I. Operating income 167,075,024.68 70,126,843.50
Less: operating cost 253,432,480.70 160,492,787.13
Operating tax and extras 1,372,792.29 1,280,410.52
Sales expenses
Administration expenses 12,780,474.64 7,669,646.17
Financial expenses 15,276,807.35 12,147,809.10
Losses of devaluation of asset
Add: Changing income of fair
value(Loss is listed with “-”)
Investment income (Loss is listed with
“-”)
Including: Investment income on
affiliated company and joint venture
II. Operating profit (Loss is listed
-115,787,530.30 -111,463,809.42
with “-”)
Add: Non-operating income 124,796,390.33 65,849,290.33
Less: Non-operating expense
Including: Disposal loss of non-current
asset
III. Total Profit (Loss is listed with
9,008,860.03 -45,614,519.09
“-”)
Less: Income tax expense
IV. Net profit (Net loss is listed with
9,008,860.03 -45,614,519.09
“-”)
V. Earnings per share -- --
i. Basic earnings per share
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深圳南山热电股份有限公司 2014 年第三季度报告全文
ii. Diluted earnings per share
VI. Other consolidated income
Inc: Other comprehensive items un-able
to re-classify as gains/losses in later
accounting period
Other comprehensive items
able to re-classify as gains/losses in
later accounting period while regulated
conditions are satisfy
VII. Total comprehensive income 9,008,860.03 -45,614,519.09
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Fu Bo; CFO Lu Xiaoping
Person in charge of accounting institution: Financial Manager Huang Jian
5. Consolidated profit statement (from year-begin to end of this period)
Prepared by Shenzhen Nanshan Power Co., Ltd
In RMB
Item Amount in this period Amount in last period
I. Total operating income 981,503,161.72 942,935,976.14
Including: Operating income 981,503,161.72 942,935,976.14
Interest income
Insurance gained
Commission charge and commission
income
II. Total operating cost 1,627,453,193.69 1,737,743,181.81
Including: Operating cost 1,388,326,775.28 1,522,600,218.91
Interest expense
Commission charge and commission
expense
Cash surrender value
Net amount of expense of compensation
Net amount of withdrawal of insurance
contract reserve
Bonus expense of guarantee slip
Reinsurance expense
Operating tax and extras 4,988,393.00 4,529,450.82
Sales expenses 2,681,218.17 2,204,982.07
Administration expenses 67,200,133.52 67,417,079.71
Financial expenses 164,256,673.72 140,991,450.30
18
深圳南山热电股份有限公司 2014 年第三季度报告全文
Losses of devaluation of asset
Add: Changing income of fair
value(Loss is listed with “-”)
Investment income (Loss is listed with
-1,722,673.24
“-”)
Including: Investment income on
affiliated company and joint venture
Exchange income (Loss is listed with
“-”)
III. Operating profit (Loss is listed
-647,672,705.21 -794,807,205.67
with “-”)
Add: Non-operating income 517,174,537.29 564,815,008.67
Less: Non-operating expense 10,380.50 45,603.65
Including: Disposal loss of non-current
asset
IV. Total Profit (Loss is listed with
-130,508,548.42 -230,037,800.65
“-”)
Less: Income tax expense 1,922,112.60
V. Net profit (Net loss is listed with “-”) -132,430,661.02 -230,037,800.65
Including: net profit realized before
consolidation by mergered party
Net profit attributable to owner’s of
-89,197,843.82 -196,789,365.10
parent company
Minority shareholders’ gains and losses -43,232,817.20 -33,248,435.55
VI. Earnings per share -- --
i. Basic earnings per share -0.150 -0.330
ii. Diluted earnings per share -0.150 -0.330
VII. Other consolidated income
Inc: Other comprehensive items un-able
to re-classify as gains/losses in later
accounting period
Other comprehensive items
able to re-classify as gains/losses in
later accounting period while regulated
conditions are satisfy
VIII. Total comprehensive income -132,430,661.02 -230,037,800.65
Total consolidated income attributable
-89,197,843.82 -196,789,365.10
to owners of parent company
Total consolidated income attributable
-43,232,817.20 -33,248,435.55
to minority shareholders
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Fu Bo; CFO Lu Xiaoping
Person in charge of accounting institution: Financial Manager Huang Jian
19
深圳南山热电股份有限公司 2014 年第三季度报告全文
6. Profit Statement of parent company (from year-begin to end of this period)
Prepared by Shenzhen Nanshan Power Co., Ltd
In RMB
Items Amount in this period Amount in last period
I. Operating income 372,908,544.41 214,311,934.01
Less: operating cost 592,135,728.48 483,656,279.61
Operating tax and extras 3,960,335.86 3,823,474.57
Sales expenses
Administration expenses 31,117,830.66 20,615,728.59
Financial expenses 49,177,681.08 45,831,684.12
Losses of devaluation of asset
Add: Changing income of fair
value(Loss is listed with “-”)
Investment income (Loss is listed with
“-”)
Including: Investment income on
affiliated company and joint venture
II. Operating profit (Loss is listed
-303,483,031.67 -339,615,232.88
with “-”)
Add: Non-operating income 286,080,071.99 250,272,170.99
Less: Non-operating expense
Including: Disposal loss of non-current
asset
III. Total Profit (Loss is listed with
-17,402,959.68 -89,343,061.89
“-”)
Less: Income tax expense
IV. Net profit (Net loss is listed with
-17,402,959.68 -89,343,061.89
“-”)
V. Earnings per share -- --
i. Basic earnings per share
ii. Diluted earnings per share
VI. Other consolidated income
Inc: Other comprehensive items un-able
to re-classify as gains/losses in later
accounting period
Other comprehensive items
able to re-classify as gains/losses in
later accounting period while regulated
conditions are satisfy
VII. Total comprehensive income -17,402,959.68 -89,343,061.89
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Fu Bo; CFO Lu Xiaoping
Person in charge of accounting institution: Financial Manager Huang Jian
20
深圳南山热电股份有限公司 2014 年第三季度报告全文
7. Consolidated Cash Flow Statement (from year-begin to end of this period)
Prepared by Shenzhen Nanshan Power Co., Ltd
In RMB
Item Amount in this period Amount in last period
I. Cash flows arising from operating
activities:
Cash received from selling commodities
1,085,104,240.83 1,054,690,247.15
and providing labor services
Net increase of customer deposit and
interbank deposit
Net increase of loan from central bank
Net increase of capital borrowed from
other financial institution
Cash received from original insurance
contract fee
Net cash received from reinsurance
business
Net increase of insured savings and
investment
Net increase of disposal of transaction
financial asset
Cash received from interest,
commission charge and commission
Net increase of capital borrowed
Net increase of returned business
capital
Write-back of tax received
Other cash received concerning
500,907,400.32 730,185,430.66
operating activities
Subtotal of cash inflow arising from
1,586,011,641.15 1,784,875,677.81
operating activities
Cash paid for purchasing commodities
1,071,338,360.92 1,004,529,440.70
and receiving labor service
Net increase of customer loans and
advances
Net increase of deposits in central bank
and interbank
Cash paid for original insurance
contract compensation
Cash paid for interest, commission
charge and commission
Cash paid for bonus of guarantee slip
Cash paid to/for staff and workers 86,740,918.21 85,041,035.84
Taxes paid 35,272,888.84 17,228,311.84
Other cash paid concerning operating
37,700,840.02 119,047,925.26
activities
Subtotal of cash outflow arising from
1,231,053,007.99 1,225,846,713.64
operating activities
Net cash flows arising from operating
354,958,633.16 559,028,964.17
activities
II. Cash flows arising from investing
activities:
Cash received from recovering
investment
Cash received from investment income
21
深圳南山热电股份有限公司 2014 年第三季度报告全文
Net cash received from disposal of
fixed, intangible and other long-term 192,000.00 320,000.00
assets
Net cash received from disposal of
subsidiaries and other units
Other cash received concerning
investing activities
Subtotal of cash inflow from investing
192,000.00 320,000.00
activities
Cash paid for purchasing fixed,
43,111,280.74 10,394,182.98
intangible and other long-term assets
Cash paid for investment 8,000,000.00
Net increase of mortgaged loans
Net cash received from subsidiaries and
other units
Other cash paid concerning investing
activities
Subtotal of cash outflow from investing
43,111,280.74 18,394,182.98
activities
Net cash flows arising from investing
-42,919,280.74 -18,074,182.98
activities
III. Cash flows arising from financing
activities
Cash received from absorbing
investment
Including: Cash received from
absorbing minority shareholders’
investment by subsidiaries
Cash received from loans 2,658,813,209.20 2,278,961,917.89
Cash received from issuing bonds
Other cash received concerning
5,000,000.00
financing activities
Subtotal of cash inflow from financing
2,663,813,209.20 2,278,961,917.89
activities
Cash paid for settling debts 2,867,885,127.09 2,377,867,212.60
Cash paid for dividend and profit
156,998,947.52 191,146,896.68
distributing or interest paying
Including: Dividend and profit of
minority shareholder paid by
subsidiaries
Other cash paid concerning financing
activities
Subtotal of cash outflow from financing
3,024,884,074.61 2,569,014,109.28
activities
Net cash flows arising from financing
-361,070,865.41 -290,052,191.39
activities
IV. Influence on cash and cash
equivalents due to fluctuation in 46,664.61 -175,778.43
exchange rate
V. Net increase of cash and cash
-48,984,848.38 250,726,811.37
equivalents
Add: Balance of cash and cash
538,054,829.52 526,852,121.41
equivalents at the period -begin
VI. Balance of cash and cash
489,069,981.14 777,578,932.78
equivalents at the period -end
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Fu Bo; CFO Lu Xiaoping
Person in charge of accounting institution: Financial Manager Huang Jian
22
深圳南山热电股份有限公司 2014 年第三季度报告全文
8. Cash Flow Statement of parent company (from year-begin to end of this period)
Prepared by Shenzhen Nanshan Power Co., Ltd
In RMB
Item Amount in this period Amount in last period
I. Cash flows arising from operating
activities:
Cash received from selling commodities
511,611,777.85 460,580,584.80
and providing labor services
Write-back of tax received
Other cash received concerning
440,004,323.29 582,445,086.99
operating activities
Subtotal of cash inflow arising from
951,616,101.14 1,043,025,671.79
operating activities
Cash paid for purchasing commodities
338,093,043.95 279,095,567.50
and receiving labor service
Cash paid to/for staff and workers 52,098,759.20 46,666,025.39
Taxes paid 16,459,392.36 8,619,616.43
Other cash paid concerning operating
248,952,323.81 399,580,750.38
activities
Subtotal of cash outflow arising from
655,603,519.32 733,961,959.70
operating activities
Net cash flows arising from operating
296,012,581.82 309,063,712.09
activities
II. Cash flows arising from investing
activities:
Cash received from recovering
investment
Cash received from investment income
Net cash received from disposal of
fixed, intangible and other long-term
assets
Net cash received from disposal of
subsidiaries and other units
Other cash received concerning
investing activities
Subtotal of cash inflow from investing
activities
Cash paid for purchasing fixed,
1,421,519.17 2,145,916.53
intangible and other long-term assets
Cash paid for investment 8,000,000.00
Net cash received from subsidiaries and
other units
Other cash paid concerning investing
activities
Subtotal of cash outflow from investing
1,421,519.17 10,145,916.53
activities
Net cash flows arising from investing
-1,421,519.17 -10,145,916.53
activities
III. Cash flows arising from financing
activities
Cash received from absorbing
investment
Cash received from loans 1,689,000,000.00 1,539,000,000.00
Cash received from issuing bonds
Other cash received concerning
5,000,000.00
financing activities
23
深圳南山热电股份有限公司 2014 年第三季度报告全文
Subtotal of cash inflow from financing
1,694,000,000.00 1,539,000,000.00
activities
Cash paid for settling debts 1,879,000,000.00 1,559,000,000.00
Cash paid for dividend and profit
103,771,227.04 92,332,717.29
distributing or interest paying
Other cash paid concerning financing
activities
Subtotal of cash outflow from financing
1,982,771,227.04 1,651,332,717.29
activities
Net cash flows arising from financing
-288,771,227.04 -112,332,717.29
activities
IV. Influence on cash and cash
equivalents due to fluctuation in -1,080.29 -496.81
exchange rate
V. Net increase of cash and cash
5,818,755.32 186,584,581.46
equivalents
Add: Balance of cash and cash
264,557,683.68 204,114,395.05
equivalents at the period -begin
VI. Balance of cash and cash
270,376,439.00 390,698,976.51
equivalents at the period -end
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Fu Bo; CFO Lu Xiaoping
Person in charge of accounting institution: Financial Manager Huang Jian
II. Audit Report
Whether the third quarter report was audited or not
□Yes √No
The third quarter report of the Company has not been audited
24
