深圳南山热电股份有限公司 2015 年第三季度报告全文
Shenzhen Nanshan Power Co., Ltd.
The Third Quarterly Report for 2015
2015-073
October 2015
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Section I. Important Note
Board of Directors, Supervisory Committee, all directors, supervisors and senior executives of Shenzhen Nanshan
Power Co., Ltd. (hereinafter referred to as the Company) hereby confirm that there are no any fictitious statements,
misleading statements, or important omissions carried in this report, and shall take all responsibilities, individual
and/or joint, for the reality, accuracy and completion of the whole contents.
Absent director Director title Reasons Attorney
Wu Dongxiang director Work Yang Haixian
Tang Tianyun Independent director Work Pan Chengwei
Chairman Yang Haixian, person in charge of the Company, head of the accounting works Director GM Wu
Dongxiang and CFO Huang Jian as well as Financial Manager Gan Baoshan, accounting body principals
(accountant in charge) hereby confirms that the Financial Report of the Third Quarterly Report is authentic,
accurate and complete
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Section II. Main accounting data and changes of shareholders
I. Main accounting data and index
Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed and accounting
error correction or not
□Yes √ No
Current period-end Period-end of last year Increase/decrease
Total assets(RMB) 5,133,490,023.15 5,056,415,825.14 1.52%
Net assets attributable to
shareholders of listed company 1,197,849,200.67 1,270,542,254.88 -5.72%
(RMB)
Increase/decrease in
Increase/decrease in
From year-begin to comparison with
Current period comparison with same
end of the Period year-begin to
period of last year
Period-end of last year
Operating revenue (RMB) 379,682,013.49 -16.39% 1,030,239,250.67 4.97%
Net profit attributable to
shareholders of the listed company 29,772,589.73 -313.42% -72,773,483.33 -18.41%
(RMB)
Net profit attributable to
shareholders of the listed company
-39,952,894.33 141.81% -175,043,536.34 86.89%
after deducting non-recurring gains
and losses(RMB)
Net cash flow arising from
-- -- 416,988,552.21 17.48%
operating activities(RMB)
Basic earnings per share
0.05 -350.00% -0.12 -20.00%
(RMB/Share)
Diluted earnings per share
0 -100.00% 0 -100.00%
(RMB/Share)
Weighted average ROE 2.52% 3.44% -5.90% -0.17%
Items and amount of extraordinary profit (gains)/losses
√Applicable □Not applicable
In RMB
Amount from year-begin to
Item Note
end of the Period
Gains/losses from the disposal of non-current asset (including the -53,757.95
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深圳南山热电股份有限公司 2015 年第三季度报告全文
write-off that accrued for impairment of assets)
Governmental subsidy reckoned into current gains/losses (not
including the subsidy enjoyed in quota or ration according to
2,873,493.83
national standards, which are closely relevant to enterprise’s
business)
Other non-operating income and expenditure except for the
54,769.28
aforementioned items
Import VAT refunds for natural gas 43,717,437.86
Consumption tax return for the imported fuel oil 68,867,833.65
Impact on minority shareholders’ equity (post-tax) 13,189,723.66
Total 102,270,053.01 --
Concerning the extraordinary profit (gain)/loss defined by Q&A Announcement No.1 on Information Disclosure for Companies
Offering Their Securities to the Public --- Extraordinary Profit/loss, and the items defined as recurring profit (gain)/loss according to
the lists of extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their
Securities to the Public --- Extraordinary Profit/loss, explain reasons
□ Applicable √ Not applicable
In reporting period, the Company has no particular about items defined as recurring profit (gain)/loss according to the lists of
extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to
the Public --- Extraordinary Profit/loss.
II. Statement of the total shareholders and shares-held of top ten shareholders at end of the
Period
1. Statement of the total common shareholders and shares-held of top ten common shareholders at end of
the Period
In Share
Total common shareholders in
45,081
reporting period-end
Shares-held of top ten common shareholders
Amount of Number of share pledged/frozen
Nature of Proportion of Amount of shares
Shareholders restricted shares
shareholder shares held held State of share Amount
held
HONG KONG
NAM HOI
Foreign corporate 15.28% 92,123,248 0
(INTERNATION
AL) LTD
Shenzhen
State-owned
Guangju 12.02% 72,451,123 0
corporate
Industrial Co.,
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Ltd.
SHENZHEN
ENERGY State-owned
10.80% 65,106,130 0
(GROUP) CO., corporate
LTD.
Foresea Life
Insurance Co., Domestic non-state
3.31% 19,974,634 0
Ltd. – Ju Fu -owned corporate
products
BOCI
SECURITIES Foreign corporate 1.95% 11,762,598 0
LIMITED
Taifook
Securities
Company Foreign corporate 1.63% 9,827,266 0
Limited-Account
Client
Foresea Life
Insurance Co., Domestic non-state
1.20% 7,245,602 0
Ltd. – Equity -owned corporate
Fund
GUOTAI
JUNAN
SECURITIES(H Foreign corporate 0.76% 4,602,711 0
ONGKONG)
LIMITED
YAO XIU Overseas nature
0.66% 3,998,000 0
GUANG person
Phillip Securities
Foreign corporate 0.66% 3,949,568 0
(HK) Limited
Particular about top ten common shareholders with un-restrict shares held
Amount of unrestricted common shares held at Type of shares
Shareholders’ name
reporting period-end Type Amount
Domestically
HONG KONG NAM HOI
92,123,248 listed foreign 92,123,248
(INTERNATIONAL) LTD
shares
Shenzhen Guangju Industrial Co., RMB ordinary
72,451,123 72,451,123
Ltd. shares
SHENZHEN ENERGY (GROUP) RMB ordinary
65,106,130 65,106,130
CO., LTD. shares
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Foresea Life Insurance Co., Ltd. – Ju RMB ordinary
19,974,634 19,974,634
Fu products shares
Domestically
BOCI SECURITIES LIMITED 11,762,598 listed foreign 11,762,598
shares
Domestically
Taifook Securities Company
9,827,266 listed foreign 9,827,266
Limited-Account Client
shares
Foresea Life Insurance Co., Ltd. – RMB ordinary
7,245,602 7,245,602
Equity Fund shares
GUOTAI JUNAN Domestically
SECURITIES(HONGKONG) 4,602,711 listed foreign 4,602,711
LIMITED shares
Domestically
YAO XIU GUANG 3,998,000 listed foreign 3,998,000
shares
Domestically
Phillip Securities (HK) Limited 3,949,568 listed foreign 3,949,568
shares
1. Shenzhen Energy (Group) Co., Ltd. holds 100% equities of HONG KONG NAM HOI
Explanation on associated
(INTERNATIONAL) LTD indirectly; 2. Among other social public shareholders, the
relationship among the top ten
Company did not know whether there were associated relationships or belonging to consistent
shareholders or consistent action
actors.
Explanation on top ten common
shareholders involving margin N/A
business (if applicable)
Pursuit to the relevant regulation of “Notice to increase the stock of the Company by majority shareholder of the Listed Company
and Director, Supervisor and Senior Executive” issued by CSRC(CSRC Fa [2015] No.51), Shenzhen Guangju Industrial Co.,
Ltd.,--shareholder of the Company, plans to purchase A-stock of the Company with 25.12 million Yuan owned fund at most through
securities company and directional assets management of the fund management company. In the reporting period, shareholder of the
Company Shenzhen Guangju Industrial Co., Ltd. increased holdings of the A-share of the Company with 1,692,500 shares, a 0.28%
in total share capital through directional assets management plan. The stake-raising complies with relevant laws, administrative
regulation and relevant regulation of Shenzhen Stock Exchange. At the same time, the Company will continuous attention to the
share-increasing of Guangju Industrial and will perform information disclosure liability in line with relevant regulations.
Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement
dealing in reporting period
□Yes √No
Top ten common shareholders or top ten common shareholders with un-restrict shares not held have a buy-back agreement dealing in
reporting period
2. Total of shareholders with preferred stock held and the top ten shareholdings in Period-end
□Applicable √Not applicable
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Section III. Important events
I. Particular about major changes from items of main accounting statements and financial
indexes as well as reasons
√ Applicable □Not applicable
In RMB
Y-o-y
Year-begin to period-end Same period of last year Reasons for changes
increase/decrease
generation subsidy
Non-operating revenue 265,761,057.54 517,174,537.29 -49%
declined
Disposal of waste
Non-operating expense 116,532.87 10,380.50 1023%
material
Total profit in the Period
Income tax expenses 803,816.89 1,922,112.60 -58.18%
declined
Expenses of the
Net cash flow arising low-nitrogen
from investment -25,325,080.80 -42,919,280.74 -41% transformation decreased
activities in the Period and made
net cash flows increased
Net cash flow arising
-86,983,457.69 -361,070,865.41 -76% Financed amount growth
from financing activities
Net increase of cash and
304,900,887.77 -48,984,848.38 722.44% Financed amount growth
cash equivalent
Size of financing
Monetary fund 874,507,334.79 578,584,447.02 51%
increase
Bill merchants in the
Notes payable 360,000,000.00 260,000,000.00 38%
Bank increased
Size of financing
Interest payable 55,727,207.04 42,162,535.84 32%
increase
The short-term loans are
Long-term loans 605,000,000.00 150,000,000.00 303% exchange to long-term
loans
Retained profit -100,572,664.51 -27,799,181.18 262% Losses in the Year
Minority interests 62,781,634.54 107,604,935.67 -42% Losses in the Year
II. Progress and influence of the main events as well as solution analysis specification
√ Applicable □Not applicable
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深圳南山热电股份有限公司 2015 年第三季度报告全文
In reporting period, two generating sets owned by the controlling subsidiary of the Company Shen Nan Dian Dongguan Company,
are still in downtime waiting for production due to the approval procedures. The Company and Shen Nan Dian Dongguan Company
are making active preparations for the supportive documents with approval concerned, at the same time, reinforce the daily
maintenance and service of the sets, guarantee the equipment are in good working condition for enabled at any time.
Query indexes of disclosure website for
Overview Disclosure date
interim report
To ensure the development project of 53.82
Mu lands of Shenzhong Property
Company, controlling subsidiary of the
The “Progress Notice of the development
Company, go without a hitch, the
project of 53.82 Mu lands of Shenzhong
Company carries out bidding work for the
Property Company” (Notice No.:
project construction as plan. Through the 2015-07-07
2015-051) released on China Securities
open tendering, Shenzhong Property
Journal, Securities Times, Hong Kong
Company and successful bidder
Commercial Daily and Juchao Website.
Zhongheng Construction Group Co., Ltd.
entered into a construction project contract
dated 2 July 2015.
To meet the demand of capital for
operation development and routine
activities of the Company, enlarge source The “Notice of Plans to Issue MTN”
of finance, optimized financial structure, (Notice No.: 2015-062) released on China
the Company plans to apply for 2015-08-25 Securities Journal, Securities Times, Hong
registration of the MTN (Medium Term Kong Commercial Daily and Juchao
Note) with 500 million Yuan at most (500 Website.
million included) to National Association
of Financial Market Institutional Investors.
In order to expand financing channels,
The “Notice of Offering Corporate Bonds
supplement working capital and promote
Privately” (Notice No.: 2015-063) released
the development of the enterprise, the
2015-08-25 on China Securities Journal, Securities
Company plans to offering corporate bonds
Times, Hong Kong Commercial Daily and
privately with 2 billion Yuan at most (2
Juchao Website.
billion Yuan included)
III. Commitments made by the Company or shareholders holding above 5% shares of the Company in
reporting period or extending to reporting period
√ Applicable □ Not applicable
Commitment Commitment
Commitments Accepter Contents Implementation
time period
Commitments for Share Merger Reform
Commitments in report of acquisition or
equity change
Commitments in assets replacement
Commitments make in Initial public
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深圳南山热电股份有限公司 2015 年第三季度报告全文
offering or re-financing
Shenzhen
Guangju
Industrial Co., Promise not to
Ltd.; preparing the
SHENZHEN material events
ENERGY as material
Other commitments for minority (GROUP) CO., assets
2015-05-19 Within 3 months Completed
shareholders LTD.; HONG reorganization,
KONG NAM acquisition,
HOI stock placement
(INTERNATIO in later three
NAL) months
LIMITED; the
Company
Commitments for Share Merger Reform Yes
IV. Estimation of operation performance for year of 2015
Estimation on accumulative net profit from the beginning of the year to the end of next report period to be loss probably or the
warning of its material change compared with the corresponding period of the last year and explanation on reason
□ Applicable √ Not applicable
V. Particular about security investment
□ Applicable √ Not applicable
The Company had no security investment in Period.
VI. Explanation on equity of other listed company held
□ Applicable √ Not applicable
No security investment in Period.
VII. Particulars about derivatives investment
□ Applicable √ Not applicable
The Company had no derivatives investment in Period.
VIII. Registration form of receiving research, communication and interview in the report
period
√ Applicable □Not applicable
Contents discussed and
Time Place Way Type Reception
material provided
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Basic operation status of
the Company, financial
Jul. to Sep. of Investor relation
Written inquiries Individual Investor (9) situation; and situation of
2015 interactive platform
shareholders’ buying and
selling company stock;
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Section IV. Financial Statement
I. Financial statement
1. Consolidated Balance Sheet
Prepared by Shenzhen Nanshan Power Co., Ltd
2015-10-23
In RMB
Item Closing balance Opening balance
Current assets:
Monetary funds 874,507,334.79 578,584,447.02
Settlement provisions
Capital lent
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial liability
Notes receivable
Accounts receivable 375,335,814.43 502,772,509.41
Accounts paid in advance 5,832,752.63 6,233,357.49
Insurance receivable
Reinsurance receivables
Contract reserve of reinsurance
receivable
Interest receivable
Dividend receivable
Other receivables 35,161,447.43 30,150,229.08
Purchase restituted finance asset
Inventories 1,293,508,471.56 1,284,712,150.88
Divided into assets held for sale
Non-current asset due within one
year
Other current assets 575,181,827.10 613,644,525.13
Total current assets 3,159,527,647.94 3,016,097,219.01
Non-current assets:
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Loans and payments on behalf
Finance asset available for sales 57,315,000.00 57,315,000.00
Held-to-maturity investment
Long-term account receivable
Long-term equity investment 23,352,712.10 24,597,397.33
Investment property 3,243,749.91 3,543,988.51
Fixed assets 1,777,196,810.19 1,839,739,944.19
Construction in progress 32,594,968.58 32,826,131.18
Engineering material
Disposal of fixed asset
Productive biological asset
Oil and gas asset
Intangible assets 54,487,160.79 56,524,171.28
Expense on Research and
Development
Goodwill
Long-term expenses to be
apportioned
Deferred income tax asset 2,889,791.86 2,889,791.86
Other non-current asset 22,882,181.78 22,882,181.78
Total non-current asset 1,973,962,375.21 2,040,318,606.13
Total assets 5,133,490,023.15 5,056,415,825.14
Current liabilities:
Short-term loans 2,239,050,000.00 2,617,890,000.00
Loan from central bank
Absorbing deposit and interbank
deposit
Capital borrowed
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial liability
Notes payable 360,000,000.00 260,000,000.00
Accounts payable 132,203,859.00 139,165,440.83
Accounts received in advance 100,000.00
Selling financial asset of
repurchase
Commission charge and
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深圳南山热电股份有限公司 2015 年第三季度报告全文
commission payable
Wage payable 42,694,981.21 47,122,426.07
Taxes payable 5,451,577.22 7,344,990.85
Interest payable 55,727,207.04 42,162,535.84
Dividend payable
Other accounts payable 361,172,649.68 340,400,926.04
Reinsurance payables
Insurance contract reserve
Security trading of agency
Security sales of agency
Divided into liability held for sale
Non-current liabilities due within 1
year
Other current liabilities
Total current liabilities 3,196,400,274.15 3,454,086,319.63
Non-current liabilities:
Long-term loans 605,000,000.00 150,000,000.00
Bonds payable
Including: preferred stock
Perpetual capital
securities
Long-term account payable
Long-term wages payable
Special accounts payable
Projected liabilities 27,100,000.00 27,100,000.00
Deferred income 44,358,913.79 47,082,314.96
Deferred income tax liabilities
Other non-current liabilities
Total non-current liabilities 676,458,913.79 224,182,314.96
Total liabilities 3,872,859,187.94 3,678,268,634.59
Owner’s equity:
Share capital 602,762,596.00 602,762,596.00
Other equity instrument
Including: preferred stock
Perpetual capital
securities
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Capital public reserve 362,750,871.58 362,670,442.46
Less: Inventory shares
Other comprehensive income
Reasonable reserve
Surplus public reserve 332,908,397.60 332,908,397.60
Provision of general risk
Retained profit -100,572,664.51 -27,799,181.18
Total owner’s equity attributable to
1,197,849,200.67 1,270,542,254.88
parent company
Minority interests 62,781,634.54 107,604,935.67
Total owner’s equity 1,260,630,835.21 1,378,147,190.55
Total liabilities and owner’s equity 5,133,490,023.15 5,056,415,825.14
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Wu Xiangdong; CFO Huang Jian
Person in charge of accounting institution: Financial Manager Gan Baoshan
2. Balance Sheet of Parent Company
In RMB
Item Closing balance Opening balance
Current assets:
Monetary funds 581,819,048.92 332,803,493.04
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial liability
Notes receivable
Accounts receivable 360,280,542.50 348,412,708.95
Account paid in advance 1,462,592.20 1,508,422.20
Interest receivable
Dividends receivable 79,495,331.17 79,495,331.17
Other receivables 1,689,248,254.27 1,716,877,162.13
Inventories 85,498,206.94 83,913,536.01
Divided into assets held for sale
Non-current assets maturing within
one year
Other current assets 431,069,182.27 436,292,055.11
Total current assets 3,228,873,158.27 2,999,302,708.61
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Non-current assets:
Available-for-sale financial assets 57,315,000.00 57,315,000.00
Held-to-maturity investments
Long-term receivables
Long-term equity investments 691,982,849.76 691,982,849.76
Investment property
Fixed assets 258,303,895.75 266,027,993.11
Construction in progress 21,333,966.92 22,436,936.91
Project materials
Disposal of fixed assets
Productive biological assets
Oil and natural gas assets
Intangible assets 5,829,513.02 6,909,693.29
Research and development costs
Goodwill
Long-term deferred expenses
Deferred income tax assets
Other non-current assets
Total non-current assets 1,034,765,225.45 1,044,672,473.07
Total assets 4,263,638,383.72 4,043,975,181.68
Current liabilities:
Short-term borrowings 1,704,000,000.00 1,689,000,000.00
Financial liability measured by fair
value and with variation reckoned into
current gains/losses
Derivative financial liability
Notes payable 360,000,000.00 260,000,000.00
Accounts payable 113,837,603.30 136,675,432.37
Accounts received in advance
Wage payable 22,634,920.72 26,498,739.18
Taxes payable 2,211,959.23 1,277,289.10
Interest payable 3,335,064.57 3,885,184.72
Dividend payable
Other accounts payable 107,788,906.27 154,070,351.82
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Divided into liability held for sale
Non-current liabilities due within 1
year
Other current liabilities
Total current liabilities 2,313,808,454.09 2,271,406,997.19
Non-current liabilities:
Long-term loans 250,000,000.00 150,000,000.00
Bonds payable
Including: preferred stock
Perpetual capital
securities
Long-term account payable
Long-term wages payable
Special accounts payable
Projected liabilities
Deferred income 29,078,995.92 31,040,366.91
Deferred income tax liabilities
Other non-current liabilities
Total non-current liabilities 279,078,995.92 181,040,366.91
Total liabilities 2,592,887,450.01 2,452,447,364.10
Owners’ equity:
Share capita 602,762,596.00 602,762,596.00
Other equity instrument
Including: preferred stock
Perpetual capital
securities
Capital public reserve 288,849,561.59 288,769,132.47
Less: Inventory shares
Other comprehensive income
Reasonable reserve
Surplus reserve 332,908,397.60 332,908,397.60
Retained profit 446,230,378.52 367,087,691.51
Total owner’s equity 1,670,750,933.71 1,591,527,817.58
Total liabilities and owner’s equity 4,263,638,383.72 4,043,975,181.68
3. Consolidated Profit Statement (this report period)
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深圳南山热电股份有限公司 2015 年第三季度报告全文
In RMB
Item Current Period Last Period
I. Total operating income 379,682,013.49 454,105,605.95
Including: Operating income 379,682,013.49 454,105,605.95
Interest income
Insurance gained
Commission charge and commission
income
II. Total operating cost 499,776,826.19 715,941,502.95
Including: Operating cost 419,384,089.65 631,861,783.90
Interest expense
Commission charge and commission
expense
Cash surrender value
Net amount of expense of
compensation
Net amount of withdrawal of
insurance contract reserve
Bonus expense of guarantee slip
Reinsurance expense
Operating tax and extras 1,864,230.96 1,632,600.04
Sales expenses 972,665.59 1,021,254.48
Administration expenses 22,437,738.99 24,009,056.89
Financial expenses 55,118,101.00 57,416,807.64
Losses of devaluation of asset
Add: Changing income of fair
value(Loss is listed with “-”)
Investment income (Loss is listed
-361,340.88 -452,525.72
with “-”)
Including: Investment income on
affiliated company and joint venture
Exchange income (Loss is listed
with “-”)
III. Operating profit (Loss is listed with
-120,456,153.58 -262,288,422.72
“-”)
Add: Non-operating income 132,071,807.24 231,558,089.79
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深圳南山热电股份有限公司 2015 年第三季度报告全文
Including: Disposal gains of
16,544.20
non-current asset
Less: Non-operating expense 87,772.34
Including: Disposal loss of
87,625.73
non-current asset
IV. Total Profit (Loss is listed with “-”) 11,527,881.32 -30,730,332.93
Less: Income tax expense 315,169.72 229,349.34
V. Net profit (Net loss is listed with “-”) 11,212,711.60 -30,959,682.27
Net profit attributable to owner’s of
29,772,589.73 -13,949,995.11
parent company
Minority shareholders’ gains and
-18,559,878.13 -17,009,687.16
losses
VI. Net after-tax of other comprehensive
income
Net after-tax of other comprehensive
income attributable to owners of parent
company
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1. Changes as a result of
re-measurement of net defined benefit
plan liability or asset
2. Share of the other
comprehensive income of the investee
accounted for using equity method which
will not be reclassified subsequently to
profit and loss
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1. Share of the other
comprehensive income of the investee
accounted for using equity method which
will be reclassified subsequently to profit
or loss
2. Gains or losses arising
from changes in fair value of
available-for-sale financial assets
3. Gains or losses arising
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深圳南山热电股份有限公司 2015 年第三季度报告全文
from reclassification of held-to-maturity
investment as available-for-sale financial
assets
4. The effect hedging portion
of gains or losses arising from cash flow
hedging instruments
5. Translation differences
arising on translation of foreign currency
financial statements
6. Other
Net after-tax of other comprehensive
income attributable to minority
shareholders
VII. Total comprehensive income 11,212,711.60 -30,959,682.27
Total comprehensive income
29,772,589.73 -13,949,995.11
attributable to owners of parent Company
Total comprehensive income
-18,559,878.13 -17,009,687.16
attributable to minority shareholders
VIII. Earnings per share:
(i) Basic earnings per share 0.05 -0.02
(ii) Diluted earnings per share 0 0
Legal representative: Chairman Yang Haixian
Person in charge of accounting works: Director GM Wu Xiangdong; CFO Huang Jian
Person in charge of accounting institution: Financial Manager Gan Baoshan
4. Profit Statement of parent company (this report period)
In RMB
Item Current Period Last Period
I. Operating income 82,716,035.10 167,075,024.68
Less: Operating cost 113,538,250.85 253,432,480.70
Operating tax and extras 1,650,810.87 1,372,792.29
Sales expenses
Administration expenses 5,214,630.65 12,780,474.64
Financial expenses 13,487,840.00 15,276,807.35
Losses of devaluation of asset
Add: Changing income of fair
value(Loss is listed with “-”)
Investment income (Loss is
listed with “-”)
19
深圳南山热电股份有限公司 2015 年第三季度报告全文
Including: Investment income
on affiliated company and joint venture
II. Operating profit (Loss is listed
-51,175,497.27 -115,787,530.30
with “-”)
Add: Non-operating income 131,804,597.18 124,796,390.33
Including: Disposal gains of
16,544.20
non-current asset
Less: Non-operating expense
Including: Disposal loss of
non-current asset
III. Total Profit (Loss is listed with
80,629,099.91 9,008,860.03
“-”)
Less: Income tax expense
IV. Net profit (Net loss is listed with
80,629,099.91 9,008,860.03
“-”)
V. Net after-tax of other comprehensive
income
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1. Changes as a result of
re-measurement of net defined benefit
plan liability or asset
2. Share of the other
comprehensive income of the investee
accounted for using equity method
which will not be reclassified
subsequently to profit and loss
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1. Share of the other
comprehensive income of the investee
accounted for using equity method
which will be reclassified subsequently
to profit or loss
2. Gains or losses arising
from changes in fair value of
available-for-sale financial assets
3. Gains or losses arising
20
深圳南山热电股份有限公司 2015 年第三季度报告全文
from reclassification of held-to-maturity
investment as available-for-sale
financial assets
4. The effect hedging
portion of gains or losses arising from
cash flow hedging instruments
5. Translation differences
arising on translation of foreign
currency financial statements
6. Other
VI. Total comprehensive income 80,629,099.91 9,008,860.03
VII. Earnings per share:
(i) Basic earnings per share
(ii) Diluted earnings per share
5. Consolidated profit statement (from year-begin to end of this period)
In RMB
Item Current Period Last Period
I. Total operating income 1,030,239,250.67 981,503,161.72
Including: Operating income 1,030,239,250.67 981,503,161.72
Interest income
Insurance gained
Commission charge and commission
income
II. Total operating cost 1,411,432,057.68 1,627,453,193.69
Including: Operating cost 1,166,291,861.51 1,388,326,775.28
Interest expense
Commission charge and commission
expense
Cash surrender value
Net amount of expense of
compensation
Net amount of withdrawal of
insurance contract reserve
Bonus expense of guarantee slip
Reinsurance expense
Operating tax and extras 5,365,809.98 4,988,393.00
21
深圳南山热电股份有限公司 2015 年第三季度报告全文
Sales expenses 3,156,377.20 2,681,218.17
Administration expenses 65,648,374.06 67,200,133.52
Financial expenses 170,969,634.93 164,256,673.72
Losses of devaluation of asset
Add: Changing income of fair
value(Loss is listed with “-”)
Investment income (Loss is listed
-1,244,685.23 -1,722,673.24
with “-”)
Including: Investment income on
affiliated company and joint venture
Exchange income (Loss is listed
with “-”)
III. Operating profit (Loss is listed with
-382,437,492.24 -647,672,705.21
“-”)
Add: Non-operating income 265,761,057.54 517,174,537.29
Including: Disposal gains of
52,544.20
non-current asset
Less: Non-operating expense 116,532.87 10,380.50
Including: Disposal loss of
106,302.15
non-current asset
IV. Total Profit (Loss is listed with “-”) -116,792,967.57 -130,508,548.42
Less: Income tax expense 803,816.89 1,922,112.60
V. Net profit (Net loss is listed with “-”) -117,596,784.46 -132,430,661.02
Net profit attributable to owner’s of
-72,773,483.33 -89,197,843.82
parent company
Minority shareholders’ gains and
-44,823,301.13 -43,232,817.20
losses
VI. Net after-tax of other comprehensive
income
Net after-tax of other comprehensive
income attributable to owners of parent
company
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1. Changes as a result of
re-measurement of net defined benefit
plan liability or asset
22
深圳南山热电股份有限公司 2015 年第三季度报告全文
2. Share of the other
comprehensive income of the investee
accounted for using equity method which
will not be reclassified subsequently to
profit and loss
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1. Share of the other
comprehensive income of the investee
accounted for using equity method which
will be reclassified subsequently to profit
or loss
2. Gains or losses arising
from changes in fair value of
available-for-sale financial assets
3. Gains or losses arising
from reclassification of held-to-maturity
investment as available-for-sale financial
assets
4. The effect hedging portion
of gains or losses arising from cash flow
hedging instruments
5. Translation differences
arising on translation of foreign currency
financial statements
6. Other
Net after-tax of other comprehensive
income attributable to minority
shareholders
VII. Total comprehensive income -117,596,784.46 -132,430,661.02
Total comprehensive income
-72,773,483.33 -89,197,843.82
attributable to owners of parent Company
Total comprehensive income
-44,823,301.13 -43,232,817.20
attributable to minority shareholders
VIII. Earnings per share:
(i) Basic earnings per share -0.12 -0.15
(ii) Diluted earnings per share 0 0
23
深圳南山热电股份有限公司 2015 年第三季度报告全文
6. Profit Statement of parent company (from year-begin to end of this period)
In RMB
Item Current Period Last Period
I. Operating income 264,804,584.87 372,908,544.41
Less: Operating cost 330,896,594.87 592,135,728.48
Operating tax and extras 4,610,621.64 3,960,335.86
Sales expenses
Administration expenses 29,921,941.44 31,117,830.66
Financial expenses 41,263,236.75 49,177,681.08
Losses of devaluation of asset
Add: Changing income of fair
value(Loss is listed with “-”)
Investment income (Loss is
listed with “-”)
Including: Investment income
on affiliated company and joint venture
II. Operating profit (Loss is listed
-141,887,809.83 -303,483,031.67
with “-”)
Add: Non-operating income 221,030,496.84 286,080,071.99
Including: Disposal gains of
16,544.20
non-current asset
Less: Non-operating expense
Including: Disposal loss of
non-current asset
III. Total Profit (Loss is listed with
79,142,687.01 -17,402,959.68
“-”)
Less: Income tax expense
IV. Net profit (Net loss is listed with
79,142,687.01 -17,402,959.68
“-”)
V. Net after-tax of other comprehensive
income
(I) Other comprehensive income
items which will not be reclassified
subsequently to profit of loss
1. Changes as a result of
re-measurement of net defined benefit
plan liability or asset
24
深圳南山热电股份有限公司 2015 年第三季度报告全文
2. Share of the other
comprehensive income of the investee
accounted for using equity method
which will not be reclassified
subsequently to profit and loss
(II) Other comprehensive income
items which will be reclassified
subsequently to profit or loss
1. Share of the other
comprehensive income of the investee
accounted for using equity method
which will be reclassified subsequently
to profit or loss
2. Gains or losses arising
from changes in fair value of
available-for-sale financial assets
3. Gains or losses arising
from reclassification of held-to-maturity
investment as available-for-sale
financial assets
4. The effect hedging
portion of gains or losses arising from
cash flow hedging instruments
5. Translation differences
arising on translation of foreign
currency financial statements
6. Other
VI. Total comprehensive income 79,142,687.01 -17,402,959.68
VII. Earnings per share:
(i) Basic earnings per share
(ii) Diluted earnings per share
7. Consolidated Cash Flow Statement (from year-begin to end of this period)
In RMB
Item Current Period Last Period
I. Cash flows arising from operating
activities:
Cash received from selling
commodities and providing labor 1,123,040,372.28 1,085,104,240.83
services
25
深圳南山热电股份有限公司 2015 年第三季度报告全文
Net increase of customer deposit
and interbank deposit
Net increase of loan from central
bank
Net increase of capital borrowed
from other financial institution
Cash received from original
insurance contract fee
Net cash received from reinsurance
business
Net increase of insured savings and
investment
Net increase of amount from
disposal financial assets that measured
by fair value and with variation
reckoned into current gains/losses
Cash received from interest,
commission charge and commission
Net increase of capital borrowed
Net increase of returned business
capital
Write-back of tax received
Other cash received concerning
497,062,438.54 500,907,400.32
operating activities
Subtotal of cash inflow arising from
1,620,102,810.82 1,586,011,641.15
operating activities
Cash paid for purchasing
commodities and receiving labor 1,044,522,721.52 1,071,338,360.92
service
Net increase of customer loans and
advances
Net increase of deposits in central
bank and interbank
Cash paid for original insurance
contract compensation
Cash paid for interest, commission
charge and commission
Cash paid for bonus of guarantee
slip
26
深圳南山热电股份有限公司 2015 年第三季度报告全文
Cash paid to/for staff and workers 99,957,144.37 86,740,918.21
Taxes paid 14,266,503.05 35,272,888.84
Other cash paid concerning
44,367,889.67 37,700,840.02
operating activities
Subtotal of cash outflow arising from
1,203,114,258.61 1,231,053,007.99
operating activities
Net cash flows arising from operating
416,988,552.21 354,958,633.16
activities
II. Cash flows arising from investing
activities:
Cash received from recovering
investment
Cash received from investment
income
Net cash received from disposal of
fixed, intangible and other long-term 53,134.00 192,000.00
assets
Net cash received from disposal of
subsidiaries and other units
Other cash received concerning
investing activities
Subtotal of cash inflow from investing
53,134.00 192,000.00
activities
Cash paid for purchasing fixed,
25,378,214.80 43,111,280.74
intangible and other long-term assets
Cash paid for investment
Net increase of mortgaged loans
Net cash received from
subsidiaries and other units obtained
Other cash paid concerning
investing activities
Subtotal of cash outflow from investing
25,378,214.80 43,111,280.74
activities
Net cash flows arising from investing
-25,325,080.80 -42,919,280.74
activities
III. Cash flows arising from financing
activities
Cash received from absorbing
27
深圳南山热电股份有限公司 2015 年第三季度报告全文
investment
Including: Cash received from
absorbing minority shareholders’
investment by subsidiaries
Cash received from loans 2,760,160,000.00 2,658,813,209.20
Cash received from issuing bonds
Other cash received concerning
5,000,000.00
financing activities
Subtotal of cash inflow from financing
2,760,160,000.00 2,663,813,209.20
activities
Cash paid for settling debts 2,684,000,000.00 2,867,885,127.09
Cash paid for dividend and profit
163,143,457.69 156,998,947.52
distributing or interest paying
Including: Dividend and profit of
minority shareholder paid by
subsidiaries
Other cash paid concerning
financing activities
Subtotal of cash outflow from financing
2,847,143,457.69 3,024,884,074.61
activities
Net cash flows arising from financing
-86,983,457.69 -361,070,865.41
activities
IV. Influence on cash and cash
equivalents due to fluctuation in 220,874.05 46,664.61
exchange rate
V. Net increase of cash and cash
304,900,887.77 -48,984,848.38
equivalents
Add: Balance of cash and cash
568,494,957.02 538,054,829.52
equivalents at the period -begin
VI. Balance of cash and cash
873,395,844.79 489,069,981.14
equivalents at the period -end
8. Cash Flow Statement of parent company (from year-begin to end of this period)
In RMB
Item Current Period Last Period
I. Cash flows arising from operating
activities:
Cash received from selling
commodities and providing labor 388,474,294.64 511,611,777.85
services
28
深圳南山热电股份有限公司 2015 年第三季度报告全文
Write-back of tax received
Other cash received concerning
623,782,976.85 440,004,323.29
operating activities
Subtotal of cash inflow arising from
1,012,257,271.49 951,616,101.14
operating activities
Cash paid for purchasing
commodities and receiving labor 323,930,341.25 338,093,043.95
service
Cash paid to/for staff and workers 58,251,874.68 52,098,759.20
Taxes paid 8,042,781.60 16,459,392.36
Other cash paid concerning
372,044,547.02 248,952,323.81
operating activities
Subtotal of cash outflow arising from
762,269,544.55 655,603,519.32
operating activities
Net cash flows arising from operating
249,987,726.94 296,012,581.82
activities
II. Cash flows arising from investing
activities:
Cash received from recovering
investment
Cash received from investment
income
Net cash received from disposal of
fixed, intangible and other long-term 52,000.00
assets
Net cash received from disposal of
subsidiaries and other units
Other cash received concerning
investing activities
Subtotal of cash inflow from investing
52,000.00
activities
Cash paid for purchasing fixed,
925,054.98 1,421,519.17
intangible and other long-term assets
Cash paid for investment
Net cash received from
subsidiaries and other units
Other cash paid concerning
investing activities
29
深圳南山热电股份有限公司 2015 年第三季度报告全文
Subtotal of cash outflow from investing
925,054.98 1,421,519.17
activities
Net cash flows arising from investing
-873,054.98 -1,421,519.17
activities
III. Cash flows arising from financing
activities
Cash received from absorbing
investment
Cash received from loans 1,954,000,000.00 1,689,000,000.00
Cash received from issuing bonds
Other cash received concerning
5,000,000.00
financing activities
Subtotal of cash inflow from financing
1,954,000,000.00 1,694,000,000.00
activities
Cash paid for settling debts 1,839,000,000.00 1,879,000,000.00
Cash paid for dividend and profit
115,101,312.76 103,771,227.04
distributing or interest paying
Other cash paid concerning
financing activities
Subtotal of cash outflow from financing
1,954,101,312.76 1,982,771,227.04
activities
Net cash flows arising from financing
-101,312.76 -288,771,227.04
activities
IV. Influence on cash and cash
equivalents due to fluctuation in 2,196.68 -1,080.29
exchange rate
V. Net increase of cash and cash
249,015,555.88 5,818,755.32
equivalents
Add: Balance of cash and cash
332,803,493.04 264,557,683.68
equivalents at the period -begin
VI. Balance of cash and cash
581,819,048.92 270,376,439.00
equivalents at the period -end
II. Audit Report
Whether the third quarter report was audited or not
□Yes √No
The third quarter report of the Company has not been audited
30
