( ) 2009
1
( ) 2009
1
1.1
1.2
1.3
2
2.1
2009.9.30 2008.12.31
713,575,504.17 565,791,088.77 26.12%
475,584,259.72 417,227,296.51 13.99%
245,124,000.00 245,124,000.00 0.00%
/
1.94 1.70 14.12%
2009 7-9 2009 1-9
129,131,248.69 -0.56% 314,130,345.51 15.00%
15,691,767.35 172.67% 38,303,135.90 -1.89%
- - 40,280,103.72 8.21%
/
- - 0.16 6.67%
/ 0.06 200.00% 0.16 0.00%
/ 0.06 200.00% 0.16 0.00%
% 3.30% 138.65% 8.05% -13.93%
%
1.99% 541.94% 4.19% 208.09%
22,163,053.37
835,709.94
-4,601,770.97
18,396,992.34 -( ) 2009
2
2.2
17,577
144,977,052
1,361,480
1,072,604
961,157
HSBC BROKING SECURITIES (ASIA)
LIMITED-CLIENTS A/C
720,000
667,422
643,850
639,665
590,000
571,849
3
3.1
2009 6
2009 7 17 2009 7
1 314,130,345.51 15.00%
2 1,562,995.83 62.70%
3 -1,234,628.66 89.81% 1277.47
4 26,048,598.65 147.29% 1696.82
5 44,048,202.07 87.34%
6 863,662.10 96.27% 1569.77 711.78
7 100.00%
8 713,575,504.17 26.12%
9 2,600,746.30 271.54% 260.07
10 49,358,394.63 732.76% 3884.57
11 17,161,215.92, -46.15% 950.22
949.89
12 215,907,735.88 48.89%
13 82,757,445.84 100.85%
14 51,641,485.19 54.14%
15 132,694,479.91 58.13% 4341.63
52.05%16 1679.81
16 78,418,753.67 155.88% 4514.42
17 688,456.16 33.69%( ) 2009
3
18 29,079,510.56 54.19% 1544.25
19 24,420,440.32 112.80%
20 2,579,112.82 55.58% _ 116.87
21 7,335,447.80 46.71% 2008
22 63,651,546.01 31.42% 1261.6
23 189,336,981.81 34.48%
24 25,000,000.00 2500
25 13,854,262.64 139.83%
26 48,654,262.64 525.64%
27 237,991,244.45 60.19%
28 101,231,621.34 46.88%
29 98,729,050.00 35.84%
30 12,603,154.87 30.46%
31 11,003,333.24 110.87%
32 40,280,103.72 3,055,655.11 ,
33 5,502,828.76 606.52%
34 24,991,690.41 250.49%
35 31,000.00 99.82%
36 39,253,303.96 73.05%
37 69,778,823.13 47.11%
38 6,977,448.36 74.37%
39 78,000,000.00 47.67%
-16,018,665.57
40 820,040.34 97.34%
41 80,000,000.00 73.91%
42 71,000,000.00 32.59%
43 11,730,817.52 85.56% 2008
44 6,900,000.00 38.00%
45 -9,630,817.52 61,013,434.74
46 14,830,360.06 44,209,141.33
7-9
3.2
3.3
1
2( ) 2009
4
3
1
5%
5%
2
3.4
3.5
1 2009 6 23 7800
52.05% 2009-17
2009-20 2009 6 26 3900 2009 7 17
2009 2009-28 2009 9 23
3900 473,850 2009-30
2
2009-9 2009 8 7
3 2009 9 30 10,973,825
6.49% 11,305,662 6.68 11,305,662
13,453,737.78 82,757,445.84
3.5.1
2009 7 1
9 30
3.6
3.6.1( ) 2009
5
4
4.1
( ) 2009 09 30
98,853,285.24 21,550,429.32 84,022,925.18 35,807,908.88
2,600,746.30 700,000.00
49,358,394.63 5,927,101.61
8,052,987.17 1,114,229.00 10,320,610.92 653,200.00
17,161,215.92 30,866,911.38 31,869,860.76 53,365,895.02
39,881,106.62 12,169,064.23
215,907,735.88 53,531,569.70 145,009,562.70 89,827,003.90
82,757,445.84 82,757,445.84 41,203,383.82 41,203,383.82
51,641,485.19 237,120,984.25 112,611,211.91 172,893,264.44
135,920,381.37 124,909,694.85 142,816,259.43 128,943,964.83
132,694,479.91 37,703,197.65 83,916,970.31 38,817,216.62
78,418,753.67 33,274,528.60 30,646,285.87 30,646,285.87
6,389,891.54 2,250,791.54 5,914,236.00 2,543,228.00
5,968,698.41
688,456.16 1,038,191.17( ) 2009
6
3,188,176.20 2,471,218.29 2,634,987.56 2,642,228.06
497,667,768.29 520,487,861.02 420,781,526.07 417,689,571.64
713,575,504.17 574,019,430.72 565,791,088.77 507,516,575.54
55,000,000.00 45,000,000.00 46,000,000.00 34,000,000.00
29,079,510.56 400,488.57 18,859,027.41 418,508.57
24,420,440.32 492,847.78 11,475,644.76 639,024.58
6,621,119.44 1,653,569.77 9,360,985.83 5,104,987.09
2,579,112.82 2,247,250.74 1,657,766.12 346,846.03
7,335,447.80 7,335,447.80 5,000,000.00 5,000,000.00
63,651,546.01 67,013,886.99 48,433,612.32 61,837,867.20
649,804.86
189,336,981.81 124,143,491.65 140,787,036.44 107,347,233.47
25,000,000.00
2,000,000.00 2,000,000.00
13,854,262.64 13,854,262.64 5,776,755.82 5,776,755.82
7,800,000.00
48,654,262.64 13,854,262.64 7,776,755.82 5,776,755.82
237,991,244.45 137,997,754.29 148,563,792.26 113,123,989.29
245,124,000.00 245,124,000.00 245,124,000.00 245,124,000.00
101,231,621.34 100,703,306.05 68,921,594.03 68,393,278.74
30,499,588.38 30,499,588.38 30,499,588.38 30,499,588.38( ) 2009
7
98,729,050.00 59,694,782.00 72,682,114.10 50,375,719.13
475,584,259.72 436,021,676.43 417,227,296.51 394,392,586.25
475,584,259.72 436,021,676.43 417,227,296.51 394,392,586.25
713,575,504.17 574,019,430.72 565,791,088.77 507,516,575.54
4.2
( ) 2009 7-9
129,131,248.69 13,332,806.85 129,854,891.29 12,951,650.87
129,131,248.69 13,332,806.85 129,854,891.29 12,951,650.87
119,745,822.38 10,269,863.62 131,464,338.27 15,828,789.10
112,676,591.06 7,120,856.21 122,475,445.67 7,038,768.52
892,695.04 611,309.78 905,206.66 577,465.08
-4,222,067.73 -881,363.17 -5,008,789.00 -924,509.39
10,337,534.76 3,336,099.73 12,285,802.10 8,680,702.69
327,643.66 363,834.72 876,672.84 526,362.20
-266,574.41 -280,873.65 -70,000.00 -70,000.00
-
-
8,264,571.56 -4,509,428.44 2,456,289.66 3,525,001.26
2,734,212.43 2,272,381.48 3,920,317.78 3,401,712.69
-
-
17,649,997.87 -1,446,485.21 846,842.68 647,863.03
10,209.40 7,000.00 5,524,846.24 5,117,813.00
37.51 53,558.52( ) 2009
8
-
17,660,169.76 -1,439,485.21 6,318,130.40 5,765,676.03
1,968,402.41 402,642.86 635,263.03 315,518.04
-
15,691,767.35 -1,842,128.07 5,682,867.37 5,450,157.99
15,691,767.35 -1,842,128.07 5,754,957.18 5,450,157.99
-72,089.81
0.06 -0.01 0.02 0.02
0.06 -0.01 0.02 0.02
-4,059,785.71 -4,059,785.71 -6,961,094.29 -6,961,094.29
11,631,981.64 -5,901,913.78 -1,278,226.92 -1,510,936.30
11,631,981.64 -5,901,913.78 -1,206,137.11 -1,510,936.30
-72,089.81
4.3
( ) 2009 1-9
314,130,345.51 38,559,013.07 273,159,566.96 37,422,130.22
314,130,345.51 38,559,013.07 273,159,566.96 37,422,130.22
296,130,742.09 26,250,030.08 260,180,624.82 25,076,710.22
262,259,645.27 8,807,536.71 231,261,030.93 9,233,816.43
2,720,701.14 1,846,297.93 2,699,795.93 1,733,888.29
1,961,310.28 1,416,204.35
28,860,718.23 15,684,592.97 32,731,742.83 23,078,236.00
1,562,995.83 1,160,530.37 4,189,978.01 3,056,616.00
-1,234,628.66 -1,248,927.90 -12,118,127.23 -12,025,846.50( ) 2009
9
-
-
26,048,598.65 12,812,767.70 10,533,588.20 10,014,983.11
3,885,545.28 3,423,714.33 5,338,698.26 4,820,093.17
-
-
44,048,202.07 25,121,750.69 23,512,530.34 22,360,403.11
863,662.10 762,455.70 23,161,847.59 22,730,749.05
27,952.16 405,313.36 300,000.00
-
44,883,912.01 25,884,206.39 46,269,064.57 44,791,152.16
6,580,776.11 4,308,943.52 7,722,861.40 6,836,986.39
-
38,303,135.90 21,575,262.87 38,546,203.17 37,954,165.77
38,303,135.90 0.00 39,042,435.56
0.00 -496,232.39
0.16 0.09 0.16 0.15
0.16 0.09 0.16 0.15
32,310,027.31 32,310,027.31 8,652,911.66 8,652,911.66
70,613,163.21 53,885,290.18 47,199,114.83 46,607,077.43
70,613,163.21 53,885,290.18 47,695,347.22 46,607,077.43
-496,232.39
4.4
( ) 2009 1-9
308,139,907.17 34,569,835.17 319,703,259.66 36,148,735.96( ) 2009
10
23,585,558.83 22,887,691.09
9,681,156.57 10,653,303.39 10,082,921.72 37,092,421.89
341,406,622.57 45,223,138.56 352,673,872.47 73,241,157.85
249,773,835.71 3,812,887.71 265,290,468.91 5,249,900.30
27,746,195.03 9,929,469.38 26,818,638.59 11,018,353.17
12,603,154.87 4,427,757.67 18,122,348.37 11,538,811.67
11,003,333.24 4,186,341.42 5,217,967.99 21,735,028.14
301,126,518.85 22,356,456.18 315,449,423.86 49,542,093.28
40,280,103.72 22,866,682.38 37,224,448.61 23,699,064.57
5,502,828.76 5,502,828.76 778,865.71 778,865.71
24,991,690.41 24,529,859.46 7,130,450.56 6,806,450.56
31,000.00 27,000.00 16,842,217.00 16,669,000.00
39,253,303.96 19,868,150.63 22,683,000.00 22,683,000.00
69,778,823.13 49,927,838.85 47,434,533.27 46,937,316.27
6,977,448.36 3,656,303.54 27,226,125.88 26,544,168.44
78,000,000.00 78,000,000.00
820,040.34 473,850.00 30,876,339.01( ) 2009
11
85,797,488.70 82,130,153.54 58,102,464.89 26,544,168.44
-16,018,665.57 -32,202,314.69 -10,667,931.62 20,393,147.83
80,000,000.00 70,000,000.00 46,000,000.00 34,000,000.00
80,000,000.00 70,000,000.00 46,000,000.00 34,000,000.00
71,000,000.00 59,000,000.00 105,322,393.54 84,000,000.00
11,730,817.52 10,926,328.54 6,321,858.72 5,620,699.00
6,900,000.00 5,000,000.00 5,000,000.00 2,500,000.00
89,630,817.52 74,926,328.54 116,644,252.26 92,120,699.00
-9,630,817.52 -4,926,328.54 -70,644,252.26 -58,120,699.00
199,739.43 4,481.29 -121,406.06 -120,646.31
14,830,360.06 -14,257,479.56 -44,209,141.33 -14,149,132.91
84,022,925.18 35,807,908.88 124,908,748.97 51,415,565.66
98,853,285.24 21,550,429.32 80,699,607.64 37,266,432.75
4.5
