1398
4603
4604
84602
H
2016
9 30 571 XIVA
13.09
1.
1.1
1.2 2016 10 28 2016
14 12 2
1.3
1.4
1
2.
2.1
A 601398
H 1398
ICBC USDPREF1 4603
ICBC EURPREF1 4604
ICBC CNHPREF1-R 84602
1 360011
55
100140
86-10-66108608
86-10-66107571
ir@icbc.com.cn
2.2
2.2.1
2016 9 30 2015 12 31 %
23,646,472 22,209,780 6.47
12,914,203 11,933,466 8.22
284,365 280,654 1.32
5,469,130 5,009,963 9.17
21,692,477 20,409,261 6.29
17,754,418 16,281,939 9.04
1,877,479 2,265,860 (17.14)
1,942,287 1,789,474 8.54
5.21 4.80 8.54
2
2016 1 9 2015 1 9 %
484,015 503,833 (3.93)
223,468 222,291 0.53
222,792 221,761 0.46
283,803 752,630 (62.29)
0.63 0.62 1.61
0.63 0.62 1.61
% 16.53 18.60 2.07
2.2.2
2016 9
30
3
2.3
573,028 H 133,715 A
439,313
10 2016 9 30
%
A 34.71 123,717,852,951
A 34.60 123,316,451,864
H 24.14 86,051,702,233 -7,855,380
(3)
A 0.14 493,761,677 185,437,500
A 1.32 4,697,561,618 323,301,532
A 1.21 4,322,828,137
A 0.40 1,420,781,042
A 0.28 1,013,921,700
(4)
A 0.11 390,487,231
A 0.09 317,038,927 100
005L CT001
A 0.06 209,342,769 -40,443,100
(1) H H
(2)
(3) 86,051,702,233 H 493,761,677
A
(4)
4
2.4
XV 2 3
2016 9 30
336
A
A
A % %
118,006,174,032 43.77 33.11
(1)
124,731,774,651 46.26 35.00
(2)
(1) 2016 9 30
123,316,451,864
(2) 2016 9 30
123,717,852,951
1,013,921,700
H
H
H % %
Temasek Holdings 8,682,954,081 10.00 2.44
(Private) Limited
8,663,703,234 9.98 2.43
JPMorgan Chase & Co. 1,409,722,416 1.62 0.40
97,841,975 0.11 0.03
75,620 0.00 0.00
2,857,679,138 3.29 0.80
4,365,319,149 5.02 1.23
157,848,359 0.18 0.04
BlackRock, Inc. 5,239,437,085 6.04 1.47
1,440,000 0.00 0.00
5
2.5
28
2 26
10 2016 9 30
%
Cede & Co. 147,000,000 47.9
The Bank of New 120,000,000 39.1
York Depository
(Nominees) 40,000,000 13.0
Limited
(1)
(2)
(3) 10
(4)
6
10 2016 9 30
%
200,000,000 44.4
50,000,000 11.1
35,000,000 7.8
30,000,000 6.7
15,000,000 3.3
15,000,000 3.3
15,000,000 3.3
15,000,000 3.3
10,000,000 2.2
10,000,000 2.2
10,000,000 2.2
(1)
(2)
10
(3)
7
3.
2,234.68 0.53% 2,227.92
0.46% 1.30%
16.53%
4,840.15 3.93% 3,513.58 7.52%
0.31 2.18% 1,326.57
7.08% 1,137.48 2.31% 1,321.99
13.88% 24.30%
236,464.72 14,366.92 6.47%
129,142.03 9,807.37 8.22%
7,622.96 7.19% 80,745.86
40,277.82 8,118.35 54,691.30
4,591.67 9.17%
216,924.77 12,832.16 6.29%
177,544.18 14,724.79 9.04%
85,328.63 89,726.11 2,489.44
19,539.95 1,534.76 8.52%
2,088.80 1.62%
136.14%
12.58% 13.13% 14.18%1
1
8
4.
4.1
2016 9 30 2015 12 31 %
235,134 132,838 77.01
554,690 996,333 (44.33)
620,036 458,699 35.17
446,604 337,191 32.45
40,126 63,266 (36.58) 2015
2016 1 9 2015 1 9 %
5,259 3,830 37.31
(345) (5,931)
9
4.2
4.3 5%
5% 2016 9 30
2016
4.4
2016 6 24 2015 2016 7 7
2015 1 1 2015 12 31
10 2.333 831.50
2016 10 28
2016 11 23
4.5% 4.5%
20.25 2016
12 12 6% 6%
24.06
4.5
10
5.
5.1
5.2
6.
(www.hkexnews.hk)
(www.icbc-ltd.com)
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2016 10 28
M C
11
2016 9 30
2016 2016 2015 2015
7 9 1 9 7 9 1 9
195,466 590,694 219,693 656,988
(78,388) (239,336) (91,835) (277,043)
117,078 351,358 127,858 379,945
36,981 127,797 38,431 123,761
(4,948) (14,049) (4,368) (12,578)
32,033 113,748 34,063 111,183
1,925 5,259 1,665 3,830
(92) (345) (849) (5,931)
1,088 3,653 980 3,593
3,002 10,342 3,379 11,213
155,034 484,015 167,096 503,833
(41,605) (132,199) (52,012) (153,511)
(19,354) (63,245) (19,301) (61,253)
(119) (661) (317) (316)
93,956 287,910 95,466 288,753
835 1,956 377 1,768
94,791 289,866 95,843 290,521
(21,979) (66,398) (22,978) (68,230)
72,812 223,468 72,865 222,291
12
2016 9 30
2016 2016 2015 2015
7 9 1 9 7 9 1 9
72,575 222,792 72,740 221,761
237 676 125 530
72,812 223,468 72,865 222,291
0.20 0.63 0.20 0.62
0.20 0.63 0.20 0.62
13
2016 9 30
2016 2016 2015 2015
7 9 1 9 7 9 1 9
72,812 223,468 72,865 222,291
(5)
(2) (12)
5,085 (50) 5,207 12,879
30 (206) (26) (60)
(317) (918) 226 (71)
1,935 7,708 (1,148) (4,274)
6,731 6,517 4,259 8,474
79,543 229,985 77,124 230,765
79,019 229,264 77,167 230,128
524 721 (43) 637
14
2016 9 30
2016 2015
9 30 12 31
3,302,564 3,059,633
724,055 683,793
235,134 132,838
257,858 210,434
69,860 78,870
554,690 996,333
12,629,838 11,652,812
4,976,138 4,666,691
28,101 24,185
233,040 224,426
15,158 21,066
620,036 458,699
23,646,472 22,209,780
15
2016 9 30
2016 2015
9 30 12 31
178 210
339,693 303,927
74,278 76,826
1,877,479 2,265,860
446,604 337,191
198,881 183,352
17,754,418 16,281,939
40,126 63,266
1,033 995
338,651 306,622
621,136 589,073
21,692,477 20,409,261
356,407 356,407
86,056 79,375
79,375 79,375
6,681
578,776 571,704
921,048 781,988
1,942,287 1,789,474
11,708 11,045
1,953,995 1,800,519
23,646,472 22,209,780
16
2016 9 30
2016 2015
1 9 1 9
289,866 290,521
(1,956) (1,768)
10,244 12,247
4,614 4,742
(2,922) (2,666)
63,245 61,253
661 316
(18,373) (1,917)
10,427 9,751
(3,900) (3,087)
(3,462) (3,443)
(208) (36)
345 5,931
(101) (598)
(191) (150)
348,289 371,096
17
2016 9 30
2016 2015
1 9 1 9
(212,231) 283,165
219,536 (224,304)
(101,359) (130,279)
(44,523) 13,623
72,986 142,098
(997,888) (866,897)
(401,801) (174,975)
(1,465,280) (957,569)
36,147 (123,973)
(32) (293)
(406,107) 506,295
109,413 (62,726)
11,304 (29,557)
1,447,843 944,961
285,398 176,194
1,483,966 1,410,901
366,975 824,428
(83,172) (71,798)
283,803 752,630
18
2016 9 30
2016 2015
1 9 1 9
(12,663) (29,037)
973 1,393
(1,917,733) (1,455,087)
1,605,275 936,493
(1,186)
17
553 1,094
(324,764) (545,144)
6,691
1,520 323
705,468 76,155
(9,344) (7,428)
(681,011) (75,607)
(83,150) (91,026)
(59,826) (97,583)
(100,787) 109,903
1,441,298 994,264
22,506 9,873
1,363,017 1,114,040
600,138 649,268
(232,616) (254,074)
19
2016 9 30 2015 12 31
1,839,989 1,693,455 1,701,495 1,571,403
1,919,729 1,772,830 1,781,062 1,650,778
2,073,340 1,918,269 2,012,103 1,869,237
12.58% 12.57% 12.87% 12.88%
13.13% 13.16% 13.48% 13.53%
14.18% 14.24% 15.22% 15.32%
11.78% 12.12% 11.83% 12.09%
14.55% 14.62% 14.75% 14.67%
2016 2016 2016 2015
9 30 6 30 3 31 12 31
1,919,729 1,847,634 1,854,320 1,781,062
25,357,448 25,309,554 24,599,374 23,813,992
7.57% 7.30% 7.54% 7.48%
20
2016
1 4,662,765
2 8,947,696 884,769
3 155,603 5,560
4 8,792,093 879,209
5 10,184,878 3,414,848
6 5,966,195 1,447,832
7 4,050,201 1,798,534
8 168,482 168,482
9 42,815
10 2,894,787 1,079,217
11 914,820 914,820
12
13 1,979,967 164,397
14 35,168 35,147
15 710,800 16,309
16 5,473,105
17 937,810 262,389
18 1,255,000 789,902
19 922,749 918,400
20 3,115,559 1,970,691
21 4,662,765
22 3,502,414
23 % 133.14
21