1398
4603
4604
84602
2017
9 30 571 XIVA
13.09
1.
1.1
1.2 2017 10 30 2017
1.3
1.4
1
2.
2.1
A 601398
H 1398
ICBC USDPREF1 4603
ICBC EURPREF1 4604
ICBC CNHPREF1-R 84602
1 360011
55 100140
86-10-66108608
86-10-66107571
ir@icbc.com.cn
2.2
2.2.1
2017 2016
9 30 12 31 %
25,764,798 24,137,265 6.74
14,095,664 13,056,846 7.96
326,588 289,512 12.81
5,640,733 5,481,174 2.91
23,663,656 22,156,102 6.80
19,329,643 17,825,302 8.44
1,714,586 2,016,799 (14.98)
2,088,946 1,969,751 6.05
5.62 5.29 6.24
2
2017 7 9 2017 1 9
7 9 % 1 9 %
169,526 9.35 506,265 4.60
75,399 3.55 229,086 2.51
75,004 3.35 227,999 2.34
716,796 152.57
0.21 5.00 0.64 1.59
0.21 5.00 0.64 1.59
% 15.25 0.73 15.53 1.00
2.2.2
2017 9
30
3
2.3
499,269 H 130,248 A
369,021
10
%
A 34.71 123,717,852,951
A 34.60 123,316,451,864
H 24.15 86,083,193,699 31,468,503
A 0.14 489,343,052 24,882,471
A 1.22 4,357,971,715 -204,264,280
A 1.05 3,731,330,676 -591,497,461
A 0.40 1,420,781,042
A 0.28 1,013,921,700
A 0.11 390,924,588 73,885,661
005L CT001
A 0.06 207,691,297
A 0.05 178,241,469 -69,453,300
(1) 2017 9 30
(2)
(3)
(4) 86,083,193,699 H 489,343,052
A
4
2.4
XV 2 3
2017 9 30
336
A
A
A % %
118,006,174,032 43.77 33.11
(1)
124,731,774,651 46.26 35.00
(2)
(1) 2017 9 30
123,316,451,864
(2) 2017 9 30
123,717,852,951
1,013,921,700
H
H
H % %
8,663,703,234 9.98 2.43
Temasek Holdings 7,317,475,731 8.43 2.05
(Private) Limited
4,471,968,800 5.15 1.25
(1)
BlackRock, Inc. 4,357,784,110 5.02 1.22
534,000 0.00 0.00
(1)
2017 9 28
4,378,196,839 H
5
2.5
28
2 26
10
%
Cede & Co. 147,000,000 47.9
The Bank of New 120,000,000 39.1
York Depository
(Nominees) 40,000,000 13.0
Limited
(1) 2017 9 30
(2)
(3) 10
(4)
6
10
%
200,000,000 44.4
50,000,000 11.1
35,000,000 7.8
30,000,000 6.7
15,000,000 3.3
15,000,000 3.3
15,000,000 3.3
15,000,000 3.3
10,000,000 2.2
10,000,000 2.2
10,000,000 2.2
(1) 2017 9 30
(2)
005L CT001
10
(3)
7
3.
2,290.86 2.51% 1.22%
15.53%
5,062.65 4.6% 3,841.51 9.33%
2.17% 2016 1
1,076.43 5.37% 1,203.01
2.30% 23.76%
257,647.98 16,275.33 6.74%
140,956.64 10,388.18 7.96%
8,684.58 7.59% 89,851.40
47,798.51 3,306.73 56,407.33
1,595.59 2.91%
236,636.56 15,075.54 6.80%
193,296.43 15,043.41 8.44%
93,966.36 97,447.43 1,882.64
21,011.42 1,199.79 6.06%
2,200.43 82.42
1.56% 0.06 148.42%
11.73
12.88% 13.40% 14.67% 1
1
8
4.
4.1
2017 9 30 2016 12 31 %
68,027 189,331 (64.07)
390,538 285,144 36.96
484,626 366,752 32.14
2017 1 9 2016 1 9 %
1,631 3,653 (55.35)
88,116 63,245 39.32
1,087 676 60.80
9
4.2
4.2.1
2017 9 14
120
2017 9 26
4.2.2
2017 8 30
80
12
4.2.3
2016 6 24 2015
880 2017 12 31
880
4.3
2017 6 27 2016 2017 7 10
2016 1 1 2016 12 31
10 2.343 835.06
2017 10 30
2017 11 23
4.5% 4.5%
20.25 2017
12 11 6% 6%
24.16 9
10
4.4
4.5
5.
5.1
5.2
5.3
6.
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2017 10 30
C
11
2017 9 30
2017 2017 2016 2016
7 9 1 9 7 9 1 9
218,279 636,632 195,466 590,694
(85,050) (252,481) (78,388) (239,336)
133,229 384,151 117,078 351,358
35,571 120,973 36,981 127,797
(4,598) (13,330) (4,948) (14,049)
30,973 107,643 32,033 113,748
1,507 4,419 1,925 5,259
(391) (394) (92) (345)
997 1,631 1,088 3,653
3,211 8,815 3,002 10,342
169,526 506,265 155,034 484,015
(45,653) (125,923) (41,605) (132,199)
(27,115) (88,116) (19,354) (63,245)
(1,158) (1,500) (119) (661)
95,600 290,726 93,956 287,910
661 2,033 835 1,956
96,261 292,759 94,791 289,866
(20,862) (63,673) (21,979) (66,398)
75,399 229,086 72,812 223,468
12
2017 9 30
2017 2017 2016 2016
7 9 1 9 7 9 1 9
75,004 227,999 72,575 222,792
395 1,087 237 676
75,399 229,086 72,812 223,468
0.21 0.64 0.20 0.63
0.21 0.64 0.20 0.63
13
2017 9 30
2017 2017 2016 2016
7 9 1 9 7 9 1 9
75,399 229,086 72,812 223,468
(11) (5)
(1) (2) (12)
(871) (19,116) 5,085 (50)
205 309 30 (206)
153 (27) (317) (918)
(4,420) (7,400) 1,935 7,708
385 356
(4,549) (25,889) 6,731 6,517
70,850 203,197 79,543 229,985
70,651 202,697 79,019 229,264
199 500 524 721
14
2017 9 30
2017 2016
9 30 12 31
3,541,914 3,350,788
980,043 797,473
68,027 189,331
390,538 285,144
92,587 94,452
834,862 755,627
13,769,076 12,767,334
5,182,168 5,006,699
31,006 30,077
243,377 246,209
36,603 28,398
594,597 585,733
25,764,798 24,137,265
15
2017 9 30
2017 2016
9 30 12 31
477 545
484,626 366,752
86,631 89,960
1,714,586 2,016,799
683,663 589,306
269,994 218,427
19,329,643 17,825,302
51,807 52,640
662 604
408,912 357,937
632,655 637,830
23,663,656 22,156,102
356,407 356,407
86,051 86,051
562,113 586,630
1,084,375 940,663
2,088,946 1,969,751
12,196 11,412
2,101,142 1,981,163
25,764,798 24,137,265
16
2017 9 30
2017 1 9 2016 1 9
292,758 289,866
(2,033) (1,956)
9,760 10,244
4,455 4,614
17,842 (2,922)
88,116 63,245
1,500 661
3,517 (18,373)
11,783 10,427
(2,451) (3,900)
(1,416) (3,462)
(399) (208)
394 345
(989) (101)
(215) (191)
422,622 348,289
17
2017 9 30
2017 2016
1 9 1 9
(190,683) (212,231)
84,229 219,536
124,221 (101,359)
(104,124) (44,523)
64,664 72,986
(1,149,029) (997,888)
(13,552) (401,801)
(1,184,274) (1,465,280)
117,315 36,147
(68) (32)
(269,200) (406,107)
94,357 109,413
61,364 11,304
1,556,281 1,447,843
(15,147) 285,398
1,544,902 1,483,966
783,250 366,975
(66,454) (83,172)
716,796 283,803
18
2017 9 30
2017 2016
1 9 1 9
(8,586) (12,663)
1,538 973
(1,930,271) (1,917,733)
1,687,422 1,605,275
(1,579) (1,186)
17
1,403 553
(250,073) (324,764)
6,691
792 1,520
643,117 705,468
(10,716) (9,344)
(584,569) (681,011)
(83,506) (83,150)
(309)
(35,191) (59,826)
431,532 (100,787)
1,189,368 1,441,298
(21,281) 22,506
1,599,619 1,363,017
674,805 600,138
(239,654) (232,616)
19
2017 9 30 2016 12 31
1,994,134 1,821,604 1,874,976 1,723,839
2,074,109 1,900,979 1,954,770 1,803,214
2,271,980 2,083,919 2,127,462 1,960,840
12.88% 12.92% 12.87% 12.90%
13.40% 13.49% 13.42% 13.49%
14.67% 14.78% 14.61% 14.67%
11.06% 11.34% 11.71% 11.96%
13.36% 13.38% 14.29% 14.26%
2017 2017 2017 2016
9 30 6 30 3 31 12 31
2,074,109 2,003,429 2,017,717 1,954,770
27,689,701 27,467,633 26,753,069 25,904,533
7.49% 7.29% 7.54% 7.55%
20
2017
1 4,637,340
2 9,247,473 921,705
3 47,708 1,729
4 9,199,765 919,976
5 11,212,813 3,833,678
6 6,231,650 1,511,986
7 4,922,292 2,262,821
8 58,871 58,871
9 36,835
10 3,567,395 1,244,129
11 1,035,145 1,035,145
12
13 2,532,250 208,984
14 48,423 48,021
15 1,193,213 27,954
16 6,112,322
17 889,811 282,932
18 1,477,586 1,061,236
19 1,051,890 1,040,492
20 3,419,287 2,384,660
21 4,637,340
22 3,727,662
23 % 124.46%
92
21