(1)
(2)
(3)
(1) (2)
(3) 1
43
(1)
(2) (3)
(4)
44 45
(1)
(2) (3)
(4)
46 76
*
..................................................................... ii
................................................................ 1
........................................................ 44
.............................................................. 46
...................................................... 77
....................................... 83
–i–
A
A A
25 H
36.36%
A H
– ii –
62
– iii –
H 1.00
H H
– iv –
(1)
(2)
(3)
(4)
(1)
(2) (3)
–v–
571
A H
A H
1
6
(1)
(2)
(3)
(4)
%
– vi –
62
100082
62
100082
99
9
(1)
(2)
(3)
–1–
.
(1) (2)
(3)
4
.
1.
(i)
–2–
(ii)
2.
(a)
(i)
(ii)
–3–
(b)
(a)
(i)
–4–
(ii)
(iii)
(b)
(i)
(ii)
(1)
(a)
–5–
(b)
5%
–6–
(c)
5%
–7–
(2)
(a)
(i)
(ii)
–8–
(iii)
5%
–9–
(b)
(i)
– 10 –
(ii)
5%
– 11 –
(iii)
5%
5%
– 12 –
(a)
(b)
(c)
– 13 –
(1)
5%
(2)
(a)
(b)
– 14 –
(d)
– 15 –
– 16 –
(a) 10%
20%
70%
10% 20% (b) (c)
(e)
(i)
(ii)
– 17 –
(f)
– 18 –
3.
(a)
307 550 327 550 154 550
(b) 2,223 5,900 5,198 6,420 1,420 6,950
(c) 66 360 49 360 13 360
(d)
1,525 6,500 1,205 10,000 1,175 10,000
(e) 435 1,200 412 1,200 220 1,200
(f) 75 110 63 110 2 110
(b) 10,938 14,100 11,194 15,300 5,715 16,400
(f) 33 100 41 100 19 100
(g) 97 300 77 400 46 500
– 19 –
4.
(a)
500 500 500
(b) 8,600 9,300 10,000
(c) 360 360 360
(d)
9,500 13,100 8,300
(e) 500 500 500
(f) 200 200 200
(b) 17,700 19,100 20,700
(f) 100 100 100
– 20 –
(a)
5 9%
(i)
(ii)
(b)
86 93 100
28% 36% 44% (i)
10 (ii)
8%
177 191 207
8%
8%
– 21 –
(c)
3.6
(d)
95 131 83
Boffa
– 22 –
(e)
5 58%
(f)
2 82%
(1)
(2)
(3)
1
– 23 –
5.
(1)
(2)
(3)
6.
14A
– 24 –
(i) (ii)
5%
(i) (ii)
(iii) ; (iv)
0.1% 5%
(1)
(2)
(1)
(2)
– 25 –
7.
H A
36.36%
.
1.
2.
2.1
– 26 –
2.2
(1)
(2)
2.3
2.4
2.5
2.6
30
– 27 –
2.7
3.
30
30
(i)
(ii)
4,186,536
4,311,997
6,111,534
(iii)
– 28 –
30
13
11
– 29 –
4.
5.
14A
5%
14A
– 30 –
6.
H A
.
1.
– 31 –
2.
2.1
2.2
(1)
(2)
2.3
2.4
(1)
(2)
2.5
100
– 32 –
2.6
2.7
1
2.8
– 33 –
3.
100
100
(i)
534
5
100
– 34 –
(ii)
6 4.35%
6 1 4.35%
1 3 4.75%
3 5 4.75%
5 4.90%
(iii)
(iv) 5%
32.02
– 35 –
4.
– 36 –
5.
14A
5% 14A
6.
H A
– 37 –
.
54
– 38 –
571 XV
13.51(2) (h) (v)
.
– 39 –
50
571 XV
– 40 –
13.51(2) (h) (v)
.
62
(www.hkex.com.hk)
– 41 –
5,419,610,988
5,012,816,939 A
A 238,377,795 7,140,254
H 161,276,000
36.36% (i) (ii)
(iii)
.
44 45
(1)
(2)
(3) (4)
46 76 (1)
(2)
(3)
(4)
– 42 –
(1)
(2) (3)
.
*
– 43 –
(1)
(2)
(3)
(1)
(2)
(3)
(4)
46 76
– 44 –
1 43
(1)
(2)
(3) (4)
(1)
(2) (3)
*
– 45 –
39
18
(i)
(ii)
(iii)
(iv)
(v)
– 46 –
14A
(i)
(ii)
(iii)
(i)
(ii)
A (iii)
– 47 –
– 48 –
1.
A H
82,056,113 180,080,750 144,228,916
1,360,713 2,363,949 1,221,373
1,801
24.9%
12 24
93.6%
– 49 –
– 50 –
(www.stats.gov.cn)
33.2% 54.3%
3.9% 3.3%
– 51 –
360 3,280
15.7%
3,540 7.9%
1,080 850 3,890 6,970
9,620
LME 23.3%
21.2%
– 52 –
14%
3,700 60%
(2009) 2013 36
(2009) 38 (2013) 41
(2017) 656 2017 (2017) 29
– 53 –
2.
(i)
(ii)
(i)
(ii)
(1)
(2)
– 54 –
(a)
(i)
(ii)
(iii)
(b)
(i)
(ii)
(a)
(i)
– 55 –
(ii)
5%
(iii)
5%
(b)
(i)
– 56 –
5%
(ii)
– 57 –
5%
(i)
(ii)
– 58 –
(i)
(ii)
(i)
(ii)
5%
5%
SZ000686
3%-4% 3% 5%
5% 5%
– 59 –
(i) (ii)
2.223 5.198 1.420 8.6 9.3 10.0
10.938 11.194 5.715 17.7 19.1 20.7
(i)
10 (ii)
8%
8%
– 60 –
22 52
133.8%
60.4%
10
72.1% 52 + 10 86
63.2%
60%
(www.stats.gov.cn)
74,318
11.8%
74,318 10.0%
8%
– 61 –
100
1,657 6.0%
207
1,801 11.5%
3.
– 62 –
(1)
(2)
– 63 –
(i) 10% 20%
70%
10% 20% (ii)
(iii)
(i) (ii)
– 64 –
(i) (ii)
1.525 1.205 1.175 9.5 13.1 8.3
367
309
– 65 –
(i)
(ii)
131
1,657 7.9%
4.
73 80 9.2%
28.9%
– 66 –
(1)
(2)
– 67 –
(i)
(ii)
(i)
(ii)
(i)
(ii)
11 30
73 80
9.2%
28.9%
– 68 –
(i)
(ii)
(iii)
(iv)
85 30
5.
– 69 –
(1)
(2)
– 70 –
(1)
(2)
– 71 –
1
(i)
(ii)
(i)
(ii) (1) (2) (3)
(1) (2) (3)
(1)
(2)
(iii)
100
1
– 72 –
1.5% 7%
(i)
(ii)
32.02 100
67 56
5%
– 73 –
(i)
(ii)
(iii)
534
100 5
(iv)
145 100
6.
14A.53 14A.55 (i)
(ii)
(iii)
– 74 –
14A.56
(i) (ii)
(iii) (iv)
(v)
– 75 –
(i)
(ii)
6 14
– 76 –
1.
2.
A
10,000
A 0.000091%
XV
(a) XV 7 8 (b)
352 (c)
XV 2 3
– 77 –
XV 2 3
5%
1
A 5,258,334,988(L) 47.98%(L) 35.28%(L)
1
H 161,276,000(L) 4.09%(L) 1.08%(L)
2
JPMorgan Chase & Co. H 231,677,682(L) 5.87%(L) 1.55%(L)
2
30,025,297(S) 0.76%(S) 0.20%(S)
183,135,805(P) 4.64%(P) 1.23%(P)
– 78 –
3
The Capital Group Companies, Inc. H 275,175,500(L) 6.98%(L) 1.85%(L)
Templeton Asset Management Ltd. H 196,017,100(L) 4.97%(L) 1.32%(L)
4
BlackRock, Inc. H 286,448,332(L) 7.26%(L) 1.92%(L)
4
1,814,000(S) 0.05%(S) 0.01%(S)
(L) L
(S) S
(P) P
H
1. 5,012,816,939 A
245,518,049 A
238,377,795 A 7,140,254 A
161,276,000 H
2. JPMorgan Chase & Co. H
13,325,470 H H 15,558,455 H
3. The Capital Group Companies, Inc.
4. BlackRock, Inc. H 68,000
H H 1,304,000 H
– 79 –
XV 2 3
336
3.
4.
1
6
– 80 –
5.
6.
7.
8.10
8.
(1) 62
(2) H
183 17M
(3)
– 81 –
9.
10 14
(1)
(2)
(3)
(4)
(5)
(6)
– 82 –
33.63%
62
– 83 –
1.
2.
(a)
(b)
24
(c)
*
– 84 –