華泰證券                     HTSC
                                      6886




            2021     1     29




14.86%




                     14A


                  14.07
         0.1%        5%                                    14A


                                                          14.07
                           0.1%                     14A



                                  1
I.

     2021    1    29




      2020       12    31

      (1)


      (2)

      (3)

      (4)




                  3

        1




                       2
3,000,000,000



                                        (%)

                        600,000,000         20
                      1,200,000,000         40
                        600,000,000         20
                        600,000,000         20

                      3,000,000,000   100.00



                             40%      30%
30%




(1)
                75%


(2)




(1)


      1%

           3
(2)




                                     1%

                        5
                               2
                    1
                  1/2




(1)                         100%




(2)
                            100%
                                   8%




(3) 80/20                          80%
                                         20%




      (1)   (2)




            4
II.




III.

              1991   4




                             100%




       100%


                         5
      100%




IV.


       14.86%




                         14A


                       14.07
                0.1%           5%
      14A

                                              14.07
                                    0.1%   14A


V.




                                    6
                 華泰證券股份有限公司
                             2007 12            7
     華泰證券有限責任公司
 HTSC                            16

     Huatai Securities Co., Ltd.
       H      2015 6 1
                         6886      A     2010   2
26                                     601688
                  2019   6
          HTSC




     14.86%




              7
                        2020   12   31




%




    2021   1   29




                    8