Charles Robert Schwab was the founder of Charles Schwab & Co., Inc., founded in 1971, where the title of Chief Executive Officer was held from 2004 to 2008. Mr. Schwab is the founder of The Charles Schwab Corp., founded in 1986, holding the title of Co-Chairman starting in 2022. Mr. Schwab is the founder of Charles Schwab, Hong Kong, Ltd., founded in 1997, with no titles listed. Current jobs include Co-Chairman at Charles Schwab Bank SSB since 2022, Chairman of Charles & Helen Schwab Foundation since 1989, Chairman at San Francisco Museum of Modern Art, Director at JustAnswer LLC, and Trustee at Stanford University. Former jobs include Chairman & Chief Executive Officer at Schwab Corp., Chairman-Trustees Board at Schwab Annuity Portfolios from 2014 to 2015, Chairman-Trustees Board at Schwab Capital Trust from 2014 to 2015, Chairman-Trustees Board at Charles Schwab Family of Funds from 2014 to 2015, Chairman-Trustees Board at Schwab Investments from 2014 to 2015, Chairman at Laudus Institutional Trust from 2014 to 2015, Chairman-Trustees Board at Laudus Trust from 2012 to 2015, Director at Gap, Inc. from 1986 to 2004, Director at Bank of America Corp. from 1983 to 1986, Director at Siebel Systems, Inc. from 1994 to 2004, Independent Director at Yahoo!, Inc. from 2014 to 2016, Director at US Trust Corp., and Director at United States Trust Co., NA. Education history includes an undergraduate degree from Stanford University conferred in 1959 and an MBA from Stanford Graduate School of Business conferred in 1961.
Walter William Bettinger
Walter William Bettinger was the founder of The Hampton Co., Inc., founded in 1983, where the title held was President & Chief Executive Officer from 1983 to 1995. Mr. Bettinger currently holds the position of Co-Chairman at The Charles Schwab Corp. starting in 2025, Co-Chairman at Charles Schwab Bank SSB starting in 2022, Co-Chairman at Charles Schwab & Co., Inc. (Broker) starting in 2025, Co-Chairman at Charles Schwab Trust Bank (589496) starting in 2022, Director at TD Ameritrade Holding Corp., Trustee at Schwab Annuity Portfolios, Trustee at Schwab Capital Trust, Trustee at Charles Schwab Family of Funds, Trustee at Schwab Investments, Trustee at Laudus Institutional Trust, Trustee at Schwab Strategic Trust, and Trustee at Laudus Trust. Former jobs include President, Chief Executive Officer & Director at Charles Schwab & Co., Inc. from 2008 to 2021, Co-Chairman & Chief Executive Officer at Charles Schwab, Hong Kong, Ltd., Chief Executive Officer at Charles Schwab Corp., Co-Chairman at Charles Schwab Premier Bank, Principal at Westfield Group (Ohio) in 1983, President at Schwab Investor Services from 2005 to 2007, and Senior Advisor at Clayton Dubilier & Rice LLC. Education includes an undergraduate degree from The Ohio University conferred in 1982.
Walter William Bettinger
Walter William Bettinger was the founder of The Hampton Co., Inc., founded in 1983, where the title held was President & Chief Executive Officer from 1983 to 1995. Mr. Bettinger currently holds the position of Co-Chairman at The Charles Schwab Corp. starting in 2025, Co-Chairman at Charles Schwab Bank SSB starting in 2022, Co-Chairman at Charles Schwab & Co., Inc. (Broker) starting in 2025, Co-Chairman at Charles Schwab Trust Bank (589496) starting in 2022, Director at TD Ameritrade Holding Corp., Trustee at Schwab Annuity Portfolios, Trustee at Schwab Capital Trust, Trustee at Charles Schwab Family of Funds, Trustee at Schwab Investments, Trustee at Laudus Institutional Trust, Trustee at Schwab Strategic Trust, and Trustee at Laudus Trust. Former jobs include President, Chief Executive Officer & Director at Charles Schwab & Co., Inc. from 2008 to 2021, Co-Chairman & Chief Executive Officer at Charles Schwab, Hong Kong, Ltd., Chief Executive Officer at Charles Schwab Corp., Co-Chairman at Charles Schwab Premier Bank, Principal at Westfield Group (Ohio) in 1983, President at Schwab Investor Services from 2005 to 2007, and Senior Advisor at Clayton Dubilier & Rice LLC. Education includes an undergraduate degree from The Ohio University conferred in 1982.
Paula A. Sneed
Paula A. Sneed is the founder of Phelps Prescott Group LLC, founded in 2007, serving as Chairman & Chief Executive Officer. Current jobs include Chairman at FII-National since 2018, Independent Director at The Charles Schwab Corp. since 2002, Director at NewSchools Venture Fund, Director at The Family Independence Initiative since 2013, and Director at Surge Institute since 2017. Former jobs include Independent Director at Airgas, Inc. from 1999 to 2016, Director at Hercules, Inc., Independent Director at Berry Global Group, Inc. from 2018 to 2022, Independent Director at TE Connectivity Ltd. from 2007 to 2020, Director at The American Marketing Association, Director at Teach For America, Inc. from 2014 to 2017, Director at Communispace Corp., Director at Turnaround for Children, Inc., Director at TE Connectivity Corp., Director at TE Connectivity Germany GmbH, Director at Right To Play USA from 2015 to 2017, Director at Berry Global, Inc., EVP-Global Marketing Resources & Initiatives at Mondelez International, Inc. from 2005 to 2006, Vice President-eCommerce & Marketing Services at Kraft Foods Group, Inc. from 1977 to 1994, Vice President-Consumer Affairs at General Foods Corp. from 1977 to 1994, Trustee at Illinois Institute of Technology, Trustee at Simmons University from 2001 to 2014, and Senior VP-Global Marketing Resources & Initiatives at Kraft Foods North America, Inc. from 2000 to 2005. Education includes undergraduate degree from Simmons University and MBAistration from Harvard Business School, conferred in 1977.
Arun Sarin
Arun Sarin is the founder of Trepont Acquisition Corp. I, founded in 2020, and served as Chairman from 2020 to 2022. Current jobs include Independent Director at The Charles Schwab Corp. since 2009, Director at Mobileum, Inc. since 2017, Lead Independent Director at Accenture Plc starting 2025, Non-Executive Director at ANI Technologies Pvt Ltd. since 2015, Non-Executive Director at Rainshine Entertainment Pvt Ltd., Non-Executive Director at Ola Electric Mobility Ltd. since 2019, Director at Ola Financial Services Pvt Ltd. since 2020, Director at Lifelink Systems, Inc., and Director at Krutrim SI Designs Pvt Ltd. Former jobs include Vice Chairman & Chief Executive Officer at Avantax, Inc. (2000–2001), Chief Executive Officer & Director at Vodafone Group Plc (2003–2008), Chief Executive Officer at Accel-KKR LLC (2003), Chief Executive Officer-USA & Asia Pacific Region at Vodafone AirTouch Plc (2000), Chief Executive Officer at Vodafone US, Inc. (1999–2000), Group Chief Executive Officer at Vodafone US, Inc., Chief Executive Officer at Vodafone Asia Pacific Ltd., Vice Chairman at Vodafone India Ltd., Independent Chairman at Cerence, Inc. (2019–2026), Chairman at Airlinq, Inc., Independent Non-Executive Director at Cisco Systems, Inc. (2009–2020), Director at Cisco Systems, Inc. (1998–2003), Director at Gap, Inc. (2003), Independent Director at Safeway, Inc. (2011–2015), Independent Director at Blackhawk Network Holdings, Inc. (2009–2018), Non-Executive Director at Bank of England (2005–2009), President & Chief Operating Officer at AirTouch Communications (1997–1999), Chief Financial Officer & Vice President at Pacific Bell Telephone Co. (2000–2001), and Vice President-Corporate Strategy at Pacific Telesis Group (1984–2008). Education includes undergraduate degree from Indian Institute of Technology Kharagpur and graduate and MBA degrees from the University of California, Berkeley.
Stephen A. Ellis
Stephen A. Ellis currently serves as Independent Director at The Charles Schwab Corp. since 2012. Holds Director positions at Renaissance Learning, Inc., DreamBox Learning, Inc., Greenhouse Software, Inc., Melanoma Therapeutics Foundation, EverFi, Inc., and Attainment Holdco LLC. Serves as Co-Managing Partner at TPG Growth LLC. Formerly served as Independent Director at e.l.f. Beauty, Inc. in 2019. Served as Managing Director at Bain & Co., Inc. from 2005 to 2012. Served as Director at Asurion LLC in 2015. Held positions at TPG Capital LLC as Managing Partner, at The Bridgespan Group as Trustee, and at Knowledge Edge Corp. as Principal. Earned an MBA from Stanford University in 1990 and completed undergraduate studies at the University of California, Berkeley in 1985.
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Christopher Vincent Dodds
Christopher Vincent Dodds is the founder of Crown Oak Advisors LLC, founded in 2020, where the title held is Managing Member. Current jobs include Independent Director at The Charles Schwab Corp. since 2014, Director at Charles Schwab Bank SSB since 2007, Independent Director at Conifer Financial Services LLC, and Operating Partner at Cynosure Group. Former jobs include Independent Director at Virtu ITG Holdings LLC from 2008 to 2015, Director at World Market LLC from 2006 to 2009, Director at Baron Capital, Inc., Director at US Trust Corp., Director at The TCW Group, Inc., Director at Coinbase Global, Inc., Treasurer at Exxon Corp., Board Member at Avalon Advisors LLC, Senior Advisor at The Carlyle Group LP (Corporate Private Equity), Officer at American Hawaii Cruises, Inc., Treasurer at Gulf Oil LP, and Senior Vice President-Sales at Expesite LLC. Education includes an MBA from the University of Pittsburgh and undergraduate studies at Clemson University.
John K. Adams
John K. Adams is an Independent Director at The Charles Schwab Corp. since 2015 and a Director at Charles Schwab Bank SSB since 2015. Former positions include Independent Director at Navient Corp. from 2014 to 2018, Director & Vice President at Good Shepherd Services (New York), and Managing Director-Financial Institutions Group at UBS Investment Bank (Stamford) from 2002 to 2013. Education includes an MBA from Harvard University and an undergraduate degree from Boston College.
Frank C. Herringer
Frank C. Herringer currently serves as Independent Director at The Charles Schwab Corp. since 1996. He is Director at Cardax Pharma, Inc. since 2013. He holds Director positions at Charles Schwab Bank SSB, Aegon U.S. Corp., and Tuck School of Business at Dartmouth. He is Trustee at California Pacific Medical Center Foundation since 2013. Formerly, Mr. Herringer was Chairman at Transamerica Corp. from 1999 to 2015. He was Chairman at AEGON USA LLC from 1999 to 2000. He served as Independent Director at Amgen, Inc. from 2011 to 2019. He was Director at AT&T Corp. in 2005. He was Independent Director at Safeway, Inc. from 2011 to 2015. He held a Director role at Unocal Corp. He was Director at Koffee Korner, Inc. in 2014. He was Director at Aegon US Holding Corp. from 1999 to 2015. He served as Independent Director at Cardax Pharmaceuticals, Inc. from 2006 to 2015. He was Independent Director at Cardax, Inc. from 2014 to 2015. He was Member-Executive Board at Aegon Ltd. from 1999 to 2000. He was Trustee at California Pacific Medical Center in 2009. Mr. Herringer completed undergraduate and MBAistration degrees at Dartmouth College in 1964.
Joan T. Dea
Joan T. Dea is the founder of Beckwith Investment Corp., founded in 2008, serving as Managing Director. Ms. Dea is the founder of Beckwith Investments LLC, founded in 2008, serving as Managing Director. Current jobs include Chairman at LEAP: The Pecaut Centre For Social Impact; Independent Director at The Charles Schwab Corp. since 2017; Director at Charles Schwab Bank SSB since 2011; Director at Cineplex Entertainment LP; Director at Cineplex Entertainment Corp. since 2006; and Member-Development Council at Yale University. Former jobs include Vice Chairman at The National Ballet of Canada; Independent Director at Old PSG Wind-down Ltd. from 2015 to 2017; Independent Director at Torstar Corp. from 2009 to 2015; Director & Partner at The Boston Consulting Group, Inc. from 1994 to 2003; Director at Women's Initiative; Director at Banque Chemical du Canada; Director at GLOBALGIRL Media; Independent Director at Cineplex, Inc. from 2006 to 2025; Trustee at Cineplex Galaxy Income Fund from 2006 to 2011; EVP, Head-Strategic Management & Marketing at BMO Financial Group, Inc. from 2003 to 2008; Founding Partner at Luminator USA; Trustee at Marin Academy; Partner at The Canada Consulting Group, Inc.; and Member-Steering Committee at CivicAction Leadership Foundation. Education includes undergraduate degree from Yale University and graduate degree from London School of Economics & Political Science.
Charles A. Ruffel
Charles A. Ruffel was the founder of Asset International, Inc., founded in 1989, where the title held was Chief Executive Officer & Director in 2010. Mr. Ruffel is the founder of Kudu Investment Management LLC, founded in 2015, holding the title of Chairman & Managing Partner since 2015. Mr. Ruffel is also the founder of Asset International, Inc. (Connecticut). Current jobs include Independent Director at The Charles Schwab Corp. since 2018, Independent Non-Executive Director at EnTrust Global Emerging Markets Holdings NV since 2016, and Director at Charles Schwab Bank SSB since 2018. Former jobs include Chief Executive Officer & Managing Partner at Kudu Advisors, LLC from 2009 to 2015; Director at Case Interactive Media, Inc. from 2010 to 2014; Director at Aspire Financial Services LLC from 2012 to 2019; Trustee at Schwab Annuity Portfolios, Schwab Capital Trust, Charles Schwab Family of Funds, Schwab Investments, Laudus Institutional Trust, and Laudus Trust from 2015 to 2018; Fund Trustee at Charles Schwab & Co., Inc.; Trustee at Schwab Strategic Trust from 2009 to 2018; Principal at Institutional Investor; Principal at McCann Erickson (Germany). Education includes graduate degrees from The Trustees of Columbia University in The City of New York and the University of Cambridge.
Marianne C. Brown
Ms. Marianne C. Brown is an Independent Director at International Business Machines Corp., an Independent Director at The Charles Schwab Corp., an Independent Director at Akamai Technologies, Inc., an Independent Director at Northrop Grumman Corp., a Member at The Economic Club of New York and a Member at Women's Forum, Inc. She is on the Board of Directors at International Business Machines Corp., Charles Schwab Bank SSB, The Charles Schwab Corp., Akamai Technologies, Inc. and Northrop Grumman Corp. Ms. Brown was previously employed as an Independent Director by VMware, Inc., a Chief Operating Officer by Global Financial Solutions, Inc., a COO-Institutional & Wholesale Business by Fidelity National Information Services, Inc., a Chief Operating Officer by SunGard Financial Systems, a President, Chief Executive Officer & Director by Omgeo LLC, a Chief Executive Officer by Securities Industry Automation Corp., a General Manager-Brokerage Processing Services by Automatic Data Processing, Inc., a General Manager-Brokerage Processing Services by Brokerage Services, Inc., and a President by Careers For People With Disabilities, Inc. She received her undergraduate degree from Concordia College (Minnesota).
Bharat B. Masrani
Bharat B. Masrani is currently a Trustee at The Hospital for Sick Children since 2018. Formerly, Mr. Masrani was Chief Executive Officer & Senior Vice President at Interactive Investor Holdings Ltd. From 2007 to 2012, served as President & Chief Executive Officer at TD Banknorth NA. From 2008 to 2013, held the positions of President, Chief Executive Officer & Director at TD Bank, NA and TD Bank US Holding Co. From 2014 to 2025, was Group President, CEO & Non-Independent Director at The Toronto-Dominion Bank. Also served as President & Chief Executive Officer at The Toronto-Dominion Bank (New York Branch). From 2013 to 2020, was Vice Chairman at TD Ameritrade Holding Corp. Held director roles at TD Auto Finance LLC, TD Bank USA, National Association, The Clearing House (2014-2025), Bank Policy Institute (2018-2025), and The Charles Schwab Corp. (2020-2025). Served as Trustee at Maine Medical Center. Education includes an undergraduate degree from York University in 1978 and an MBA from The Schulich School of Business in 1979.
Brian Michael Levitt
Brian Michael Levitt currently works at C.D. Howe Institute, as Vice Chairman, Judicial Compensation & Benefits Commission of Canada, as Chairman, Xebec Adsorption, Inc., as Independent Director from 2021, Charles Schwab Corp., as Director, Cargojet, Inc., as Director from 2024, EVAH Corp., as Director, and Bishop's University, as Chancellor. Mr. Levitt also formerly worked at Imasco Ltd., as President & Chief Executive Officer from 1991 to 2000, The Charles Schwab Corp., as Vice Chairman from 2020 to 2025, Osler, Hoskin & Harcourt LLP, as Vice Chairman from 2014 to 2015, Alcan, Inc., as Director in 2003, Domtar, Inc., as Director from 2007 to 2021, BCE, Inc., as Director from 1998 to 2011, Repsol Oil & Gas Canada, Inc., as Independent Director from 2013 to 2015, Cossette, Inc., as Director in 2004, Stelco, Inc. (Canada), as Director, Telesat Canada Ltd., as Director, Bell Canada, as Director from 2003 to 2011, Domtar Corp., as Independent Non-Executive Director from 2007 to 2021, TD Ameritrade Holding Corp., as Independent Director from 2016 to 2020, Fednav Ltd., as Director, Montr al Museum of Fine Arts, as Director from 2008 to 2010, Stelco Holdings, Inc., as Lead Independent Director from 2017 to 2019, and The Toronto-Dominion Bank, as Independent Director in 2024. Mr. Levitt received his undergraduate degree and graduate degree from the University of Toronto.
Carrie Schwab-Pomerantz
Carrie Schwab-Pomerantz currently serves as Director at The Charles Schwab Corp. since 2022, Managing Director-Consumer Education at Charles Schwab & Co., Inc. since 2005, and Director at Haas School of Business and Boys & Girls Clubs of Metro Los Angeles. Previously, Ms. Schwab-Pomerantz was Chairman at Donor Advised Charitable Giving, Inc. from 2012 to 2023, Chairman & President at Charles Schwab Foundation from 2014 to 2023, Director at Common Sense Media, Inc., Principal at Boys & Girls Clubs of America, and Chairman at Boys & Girls Clubs of America from 2021 to 2022. Education includes an MBA from George Washington University and undergraduate studies at the University of California, Berkeley.
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