Guotai Junan Securities Co., Ltd.

                                      02611




              2022   11   4                                           8%


2022   11    29                                      2022   12   31




                                  51%

       10%
                                                                           A


                                              0.1%          5%
                                 A




                                  1
                  2022   11   4                                 8%


     2022   11   29                            2022      12    31




                                             2022   12    31

                                  (i)

                                  (ii)




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                                         2
     




2.




     

     


     

     

     

     




     

     


     




        3
1.




     




            2%




     




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   SHIBOR






                            (1)
            B-S   (2)











                        5
2.

     




     

     




     




     


     


     




        6






















   7
                                         2022
                2020      2021      9

        2



                502.57   2,804.24       4,491.88
                616.07   6,055.27       5,948.66

    3

                 79.85    178.00          99.50
                  1.22     21.79          27.46




                              2022 11 4
                               2022 12 31


        6

4
                                          1,461
5
                                          3,265


                                          114.1
                                           9.15




            8
1.   2022   11   4



2.




3.




4.



5.



6.




                     9
(1)   2020   2021   12   31   2022   9   30




(2)




(3)


(4)




(1)   2020   2021   12   31   2022   9   30


(2)




(3)




                         10
          51%

10%
                            A


                0.1%   5%
      A




          11
           51%

10%




                                            1999 8
                                            A
                                     601211     H
                                    02611




                             2022    11   29
                                                2022
      11   29         2022   12     31




                 12
                                               2001
                 12




                                    1998   6




                           33.35%




                                           2015   3




2022   11   29




                      13