Guotai Junan Securities Co., Ltd.
                                              02611




                 2022   11   29
                             2022   12   31


    2022   12   29                                           2023   12   31




                                         51%

     10%

A

                                                      0.1%      5%
                                                  A




                                         1
                  2022       11 29
                               2022 12     31


     2022   12   29                                                  2023   12   31




                            2023   1   1            2023   12   31

                      (i)

                      (ii)




1.




      




      




      




                                                2
     




2.




     

     


     

     

     




     

     


     




        3
1.




     




            2%




     




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   SHIBOR






                            (1)
            B-S   (2)











                        5
2.

     




     

     




     




     


     




        6






















   7
    1




                                    2022    9
                2020      2021

        2



                502.57   2,804.24     4,491.88
                616.07   6,055.27     5,948.66

    3

                 79.85    178.00           99.50
                  1.22     21.79           27.46




                                       2023

        6

4
                                      5,389.97
5
                                      5,508.55

    7

                                       256.32
                                        43.94




            8
1.   2022   11   4



2.




3.




4.




5.




6.




7.




                     9
   2020   2021   12   31   2022   9   30











                                       2023







   2020   2021   12   31   2022   9   30











                      10
      51%

10%
                           A


               0.1%   5%
           A




      11
              51%   20%   12%     12%   5%

10%




                           1999    8
                     A
           601211    H
      02611




      12
                                     2001   12




33.53%




                            1998 6
                         2022 11




              33.35%

                                     1990   2




                  2022   12   29
                                     2023   1    1
 2023     12    31




         13
                                      2022   11   29
                                                         2022     11
                 29     2022     12   31




                                                         1998     11




                 98.7654%   1.2346%




                                                       2015   3




2022   12   29




                            14