Zhengzhou Coal Mining Machinery Group Company Limited
00564
2020
2020
2020
2020
2020
2021
2021
2021
2021
2020
2021 H
2021 6 4 167
A H
H 45 51
H
2021 6 3
H
2021 5 14
............................................................... 1
......................................................... 4
................................................ 23
...................................................... 25
2020 ............................................ 45
2021 H .................................. 49
A 2020 ....................... 52
B 2021 ........................ 62
C 2021 ............. 102
D .............................................. 107
–i–
2021 2021
2021 2021
2021 6 4
167
45 48
A 1.00
601717
A A
A 2021 6 4
167
2021 A
–1–
A H
00564 601717
A H 10
2.15 2020
A
H
H 1.00
00564
H H
–2–
H 2021 6 4
167
2021 H
49 51
2021 7 12
1.00
2021 5 11
2021
%
–3–
Zhengzhou Coal Mining Machinery Group Company Limited
00564
167
248
40
2020
2020
2020
2020
2020
2021
2021
2021
2021
2020
2021 H
–4–
H
H
1 2020
2 2020
3 2020
4 2020
5 2020
6 2021
7
8
9
10 2021
11 2021
12 2021
1 2020
2020 2020
2021 4 29 2020
2 2020
2020 2020
2021 4 29 2020
–5–
3 2020
2021 4 29 2020
4 2020
2020
A
5 2020
2020
2021 3 26 2020 12 31
2020 12 31 10 2.15
372,481,344.55
A H
10 2.15
372,481,344.55 30.06%
2021 7 12
2021 7 7 2021
7 12
H 2021 7
6 4 30 H
183
17 1712–1716 H 2021
7 30
–6–
A H
2020
10%
H
10%
H
10%
2011 6 28 (1993) 045
10%
H H
10%
A
–7–
10%
10%
A
H
H
H
H
H
[2014]81
[2016]127
H
H 20%
H
H
–8–
6 2021
(i)
2021
(ii) 2021 2,470,000
3,650,000 (iii) 2021
2021
(iv)
7
1
20
2
3
2020 2021
–9–
4
8
2020
100,000 2021
100,000
– 10 –
1 10,000
2 SEG Automotive Germany GmbH
20,000
3 20,000
4
50,000
100,000
173,247.1370
167
2020 12 31
2,165,132.68 734,453.58
1,430,679.10
– 11 –
1
10,000.00
105
2020 12 31
28,668.72 18,915.78
9,752.94
2 SEG Automotive Germany GmbH
SEG Automotive Germany GmbH SEG
25,000
Lotterbergstrae 30, 70499 Stuttgart, Germany
2020 12 31 SEG
881,295.08 759,982.08
121,313.00
– 12 –
3
10,000.00
6975
1-1-1601
2020 12 31
15,861.93 5,427.84
10,434.09
– 13 –
[2003]56 [2005]120
395,085.44
28.15%
295,823.30
21.08%
9
– 14 –
1
2
3
12
8
4
– 15 –
5
1
2
3
4
1
– 16 –
2
3
4
5
10 2021
2021 4 17 2021
2021 A H
2021 B
– 17 –
2021
2021 17
2021
14A
2021
2021 4 17
2021
2021 H
– 18 –
11 2021
2021
2021
C
12 2021
1
(1)
(2)
(3)
(4)
– 19 –
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
– 20 –
2
3
4
2021 6 1 2021 6 4
H 2021 6 4
H H
H H 2021
5 31 4 30 H
183
17 1712–1716 2020 H
2021 7 30
– 21 –
2021 7
12 H 2021 7 7
2021 7 12 H
H
2021 7 6 4 30
H
183 17 1712–1716
H
13.39(4)
H
121 H
123
H
H
2021 5 14
– 22 –
Zhengzhou Coal Mining Machinery Group Company Limited
00564
2021
2021 5 14
2021
14A
14A
2021
4 22 25 44
– 23 –
2021
H
2021 5 14
– 24 –
88
173
12 1209
2021 5 14
B
2021 4 18 2021 4 19
A H
42,300,000
2.442%
42,300,000 (i)17,100,000
20 (ii)25,200,000 166
14A
– 25 –
(i)
(ii)
(iii)
2021 H
13.80
– 26 –
1
– 27 –
2020 12 31
2020 12 31
2020 2019 2018 2017 2016
12 31 12 31 12 31 12 31 12 31
26,519,393 25,721,417 26,011,730 7,546,701 3,628,530
1,239,149 1,040,253 832,344 284,250 61,997
2016 12 31 62.0 2020 12
31 1,239.1
2020 12 31
B
B
– 28 –
(i)
(ii)
B
(i)
(ii)
(iii)
– 29 –
2
B
0.01% 0.17%
B
A
2021 3 19 2021 4 18
A
– 30 –
16
(i)
A
(ii)
20 60
120
A A
A
2021 4 17 24 0.01%
(SH600704) 65% 36
48
2021 4 15 12 0.02%
(SH603085) 50% 24
36
– 31 –
(i)
A
(ii)
20 60
120
A A
A
2021 4 13 12
50% 24
(SH603005) 36
2021 4 9 12
50% 24
(SH601686) 36
– 32 –
(i)
A
(ii)
20 60
120
A A
A
2021 4 7 12 0.014%
50% 24 0.019%
(SH601827) 1 36
2021 4 6 12 0.02%
(SH600422) 50% 24 0.09%
36
– 33 –
(i)
A
(ii)
20 60
120
A A
A
2021 4 6 24
(SH600098) 60% 36
48
– 34 –
(i)
A
(ii)
20 60
120
A A
A
2021 3 31 12 0.04%
(SH603360) 50% 24 0.15%
36
2021 3 31 12 0.02%
50% 24 0.04%
(SH603507)
– 35 –
(i)
A
(ii)
20 60
120
A A
A
2021 3 31 12 0.0075%
50% 24 0.0208%
(SH605266) 36
2021 3 30 12 0.005%
50% 24 0.011%
(SH603678)
– 36 –
(i)
A
(ii)
20 60
120
A A
A
2021 3 26 12 0.05%
50% 24 0.08%
(SH603619) 36
2021 3 25 12 0.07%
50% 24 0.22%
(SH603277) 36
– 37 –
(i)
A
(ii)
20 60
120
A A
A
2021 3 23 12 0.03%
(SH600691) 60% 24 0.06%
36 2
EBITDA
3
– 38 –
(i)
A
(ii)
20 60
120
A A
A
2021 3 22 12 0.02%
(SH601519) 50% 24 0.05%
36
2021 3 19 12 0.10%
4 24 0.19%
(SH600070) 36
– 39 –
1
60%
2
3 EBITDA
4 50%
http://www.cninfo.com.cn/
A
A 0.005% 0.22%
0.01% 0.17%
B
5.88 5.88
A
A
(i) 1 A
50% 5.81 (ii) 20
A 50% 5.88
(i) (ii)
(a) A 1
50% (b) A 20
60 120 50%
– 40 –
A
A
(i) A
(ii) 20 60 120
A 50%
B
48
12
– 41 –
12 40%
24
24 30%
36
36 30%
48
(i)
A 12 (ii)
A 12
B
A
A
– 42 –
B
(i) (ii)
3
17,100,000
0.99%
4 2021
B
2021 4 16
5.85
24,745.50
– 43 –
2021 4 16 2021
2021 2022 2023 2024
80,422.9 111,354.8 43,304.6 12,372.8 247,455
2020 12 31
1,378.78
6% 8% 3% 1%
1
2
2021
(i)
(ii)
2021 H
2021 5 14
6
25
– 44 –
2020
Zhengzhou Coal Mining Machinery Group Company Limited
00564
2021 6 4
167
2020
1 2020
2 2020
3 2020
4 2020
5 2020
6 2021
7
8
9
– 45 –
2020
10 2021
11 2021
12 2021
(1)
2020 2020 2020
2020 2020
(2)
(www.hkexnews.hk) (www.zmj.com)
(3) 2021 6 1 2021 6 4
H 2021 5 31 4 30
H
183 17 1712–1716
2020 2021 7
12 2021 7 7
2021 7 12
H 2021 7
6 4 30 H
183
17 1712–1716 2020 H
2021 7 30
(4)
– 46 –
2020
(5)
H 2021 6 3
H
183 17M
(6)
(7)
(8)
2021 6 4 2021 H
H 2021
2021
H
H
H
24 2021 6 3 9
183 17M
– 47 –
2020
(1)
(2)
(3)
(9)
(10)
167
450016
86-371-6789 1199
86-371-6789 1000
2021 5 5
– 48 –
2021 H
Zhengzhou Coal Mining Machinery Group Company Limited
00564
2021 H
2021 6 4
167
2021 H
1 2021
2 2021
3 2021
(1)
(www.hkexnews.hk) (www.zmj.com)
(2) 2021 6 1 2021 6 4
H
2021 5 31 4 30
H
183 17 1712–1716
– 49 –
2021 H
(3)
(4)
H 2021 6 3
H
183 17M
(5)
(6)
(7)
2021 6 4 2021 H
H 2021
2021
H
H
H
24 2021 6 3 9
183 17M
– 50 –
2021 H
(1)
(2)
(3)
(8)
(9)
167
450016
86-371-6789 1199
86-371-6789 1000
2021 5 5
– 51 –
A 2020
2020
2014 6
2020 6 4
1970 11
1996
IPO
2015 2
– 52 –
A 2020
1963 6 1993
2003
2012
2015 2
1967 9
2018 6 2020 4
2020 1 2019
10
– 53 –
A 2020
1
2020 9 3 2
4 4 0 0
9 9 0 0
9 9 0 0
9 9 0 0
0 0
3 3
3 3
3 3
– 54 –
A 2020
2
4 1
2 2 0 1 1 0
4 4 0 1 1 0
4 4 0 1 1 0
2 2 0 – – –
– 55 –
A 2020
1 2020 3 27 2020
2019
2020
1 2020 3 9
2 2020 3 27 2019
2019
2019
2019
2019
2020
– 56 –
A 2020
2019
2020
3 2020 7 31 2019
– 57 –
A 2020
2020
– 58 –
A 2020
2019
2020
2020 A
2020 H
2019 2020 6 15 2019
2019
10 1.85
3.21 2019
30.81%
– 59 –
A 2020
2020
2020
2020
– 60 –
A 2020
2021
2021 3 26
– 61 –
B 2021
601717
2021
– 62 –
B 2021
– 63 –
B 2021
1
2
3
4 4,230
2.442%
10%
1%
5
A 5.88
A
(1) 1 A 50%
5.81
(2) 20 A 50%
5.88
– 64 –
B 2021
6
7 186
5%
8
48
9 12
36 3
12 40%
24
24 30%
36
36 30%
48
– 65 –
B 2021
10
2020 2021
2020 30%
2020 2022
2020 60%
2020 2023
2020 90%
80 ≤ 60 ≤
≤ 100 80 60
1.0 0.8 0
=
– 66 –
B 2021
11
12
13
14 60
60
60
15
– 67 –
B 2021
........................................................ 69
............................................... 71
........................................... 72
.................................. 73
.............................. 75
...... 78
................... 81
............................ 82
.................................... 86
...................................... 89
............... 91
............................ 94
............................ 96
.................................. 99
............................ 100
..................................................... 101
– 68 –
B 2021
2021
2021
48
– 69 –
B 2021
2021
– 70 –
B 2021
1
2
3
4
5
6
– 71 –
B 2021
– 72 –
B 2021
1
2
186
1
2
5%
(1) 12
(2) 12
– 73 –
B 2021
(3) 12
(4)
(5)
(6)
(1)
10
(2) 6
(3)
5
– 74 –
B 2021
A
4,230
2.442%
1% A 1%
A
10% A 10%
300 7.09% 0.17%
200 4.73% 0.12%
240 5.67% 0.14%
200 4.73% 0.12%
– 75 –
B 2021
70 1.65% 0.04%
70 1.65% 0.04%
70 1.65% 0.04%
70 1.65% 0.04%
60 1.42% 0.03%
60 1.42% 0.03%
40 0.95% 0.02%
30 0.71% 0.02%
40 0.95% 0.02%
20 0.47% 0.01%
20 0.47% 0.01%
80 1.89% 0.05%
– 76 –
B 2021
30 0.71% 0.02%
50 1.18% 0.03%
30 0.71% 0.02%
30 0.71% 0.02%
166 2,520 59.57% 1.45%
4,230 100.00% 2.44%
1
2 2021 4 19
(www.sse.com.cn) 2021
3
4
– 77 –
B 2021
48
60 60
(1) 30
30 1
(2) 10
(3)
2
(4)
60
6
6
– 78 –
B 2021
1
12
2
12 40%
24
24 30%
36
36 30%
48
– 79 –
B 2021
1
25%
2
6
(1) 25%
(2)
(3)
3
6 6
4
– 80 –
B 2021
5.88
5.88 A
A
1 1 A 50%
5.81
2 20 A 50%
5.88
– 81 –
B 2021
(1)
(2)
(3) 36
(4)
(5)
(1) 12
(2) 12
(3) 12
(4)
(5)
(6)
– 82 –
B 2021
(1)
(2)
(3) 36
(4)
(5)
(1) 12
(2) 12
(3) 12
(4)
(5)
(6)
– 83 –
B 2021
2021-2023
2020 2021
2020 30%
2020 2022
2020 60%
2020 2023
2020 90%
– 84 –
B 2021
80 ≤ 60 ≤
≤ 100 80 60
1.0 0.8 0
=
2021-2023 2020
30% 60% 90%
– 85 –
B 2021
1
Q Q0 1 n
Q0 n
Q
2
Q Q0 P1 1 n P1 P2 n
Q0 P1
P2 n
Q
3
Q Q0 n
Q0 n 1
n Q
4
– 86 –
B 2021
1
P P0 1 n
P0 n
P
2
P P0 P1 P2 n [P1 1 n ]
P0 P1 P2
n P
3
P P0 n
P0 n P
4
P P0-V
P0 V P
P 1
5
– 87 –
B 2021
– 88 –
B 2021
11 22
11 22
=
– 89 –
B 2021
2021 4 16
5.85
24,745.50 2021 6
2021 2022 2023 2024
8,042.29 11,135.48 4,330.46 1,237.28 24,745.50
1
2
– 90 –
B 2021
1
2
3
4
10
5
5 6
6
2/3
5%
7
– 91 –
B 2021
1
2 60
60
3
3
4
5
1
– 92 –
B 2021
2
3
1
2
(1)
(2)
3
1
2
3
3
– 93 –
B 2021
1
2
3
4
5
6
7
8
– 94 –
B 2021
1
2
3
4
5
6
7
8
– 95 –
B 2021
1
(1)
(2)
(3) 36
(4)
(5)
2
(1)
(2)
3
– 96 –
B 2021
1
(1) 12
(2) 12
(3) 12
(4)
(5)
(6)
(7)
(8)
(9)
– 97 –
B 2021
2
3
4
5
6
– 98 –
B 2021
1
P P0 1 n
P P0
n
2
P P0 P1 P2 n [P1 1 n ]
P P0
P1 P2 n
3
P P0 n
P P0
n 1 n
4
P P0-V
P P0
V P 1
– 99 –
B 2021
1
2
– 100 –
B 2021
2021 4 17
– 101 –
C 2021
2021
2021
2021
2021
– 102 –
C 2021
1
2
3
4
2021-2023 3
2020 2021
2020 30%
2020 2022
2020 60%
2020 2023
2020 90%
– 103 –
C 2021
80 ≤ 60 ≤
≤ 100 80 60
1.0 0.8 0
=
– 104 –
C 2021
1
2
1
2
5
5
– 105 –
C 2021
1
(10)
2
1
2
3
2021 4 17
– 106 –
D
1
2
XV 7 8
352
% %
A 2,901,964 0.19 0.17
A 1,895,120 0.13 0.11
A 2,526,720 0.17 0.15
A 200,000 0.01 0.01
A 1,895,040 0.13 0.11
A 11,500 0.00 0.00
A 100,000 0.01 0.01
– 107 –
D
% %
A 700,000 0.05 0.04
A 600,000 0.04 0.03
2021
XV 7 8
352
– 108 –
D
3
XV 2
3 336
% %
% %
(1) A 346,404,576 23.26 19.99
A 277,195,419 18.61 16.00
(1)
A 243,892,381 16.38 14.08
(2)
A 243,892,381 16.38 14.08
(2)
H 36,191,111 14.88 2.09
(3) H 12,370,942 5.09 0.71
H 1,639,960 0.67 0.09
UBS Group AG(4) H 15,786,660 6.49 0.91
– 109 –
D
(1) 69,209,157 A
317(1)(a)
277,195,419 A
346,404,576 A
(2) 243,892,381 A
243,892,381 A
(3) 12,370,942
1,639,960 H
H
Morgan Stanley International 100.00 12,317,342
Holdings Inc. 1,639,627
Morgan Stanley International Morgan Stanley 100.00 12,317,342
Limited International 1,639,627
Holdings Inc.
Morgan Stanley Investments Morgan Stanley 100.00 12,317,342
(UK) International Limited 1,639,627
Morgan Stanley & Co. Morgan Stanley 100.00 12,317,342
International plc Investments (UK) 1,639,627
Morgan Stanley Capital 100.00 53,600
Management, LLC 333
Morgan Stanley Domestic Morgan Stanley Capital 100.00 53,600
Holdings, Inc. Management, LLC 333
Morgan Stanley & Co. LLC Morgan Stanley Domestic 100.00 53,600
Holdings, Inc.
Morgan Stanley Capital Morgan Stanley Domestic 100.00 333
Services LLC Holdings, Inc.
243,403 360
H
– 110 –
D
(4) UBS Group AG 15,786,660
H UBS Group AG
H UBS Group AG
UBS AG UBS Group AG 100.00 1,475,600
UBS Asset Management UBS Group AG 100.00 9,211,061
(Hong Kong) Ltd
UBS O’Connor LLC UBS Group AG 100.00 3,000,000
UBS Switzerland AG UBS Group AG 100.00 2,099,999
1,108,000 H
XV 2 3
10%
4
(i)
(ii)
(iii)
5
– 111 –
D
6
2020
12 31
7
2020 12 31
8
6
2020 12 31
2020 12
31
– 112 –
D
2020 12
31
2020 12 31
9
10
(a)
167
(b) 248
40
(c)
(d) H
183 17 1712–1716
(e) 2005 7
– 113 –
D
(f)
(g)
11
2021 6 4
(a) 4 22
(b) 23 24
(c) 25 44
(d)
(e) 2018 12 31 2019 12 31 2020 12 31
(f) 2021
– 114 –