上海君實生物醫藥科技股份有限公司 Shanghai Junshi Biosciences Co., Ltd.* ( 於中華人民共和國註冊成立的股份有限公司 ) 股份代號 : 1877 2020 中期報告 * 僅供識別 2 4 8 27 45 46 48 50 51 53 74 2 2 1 2 Roy Steven Herbst Roy Steven Herbst 1 2 3 36 58 2 13 16 183 54 H 2 1 183 54 1 3 H 01877 A 688180 871,276,500 688,530,000 A 182,746,500 H H 200 H www.junshipharma.com 1 2020 7 24 2 2020 6 19 3 2020 6 19 4 2020 575 2019 86% 90% 2020 709 2019 369 92% (ADC) JS016 2020 6 2019 11% 2,026 593 2019 105% (license-in) 21 19 2 15 2 NDA UC NPC NSCLC EC SCLC TNBC HCC GC RCC 5 – 2020 3 FDA – 2020 4 5 2020 7 – 2020 6 Merck KGaA TAB004/JS004 BTLA 2020 4 I I JS005 IL-17A 2020 5 I I 2020 3 JS016 SARS-CoV-2 COVID-19 – 2020 5 COVID-19 JS016 – 2020 5 JS016 SARS- CoV-2 6 – 2020 6 JS016 I 2020 7 I I JS016 40 Ib II/III JS016 18A.09 18A.11 2020 7 15 B A A 2020 7 15 Revitope Oncology, Inc. Revitope Limited Revitope Revitope T T Revitope 5 TEAC Trop2 Tub196 JS108 PARP Senaparib(IMP4297) 50% IMP4297 7 6 30 2020 2019 % 574,932 309,306 86 484,436 268,727 80 (228,170) (110,687) 106 (708,912) (368,737) 92 (144,014) (93,315) 54 (593,273) (289,347) 105 (0.76) (0.37) 105 (0.76) (0.37) 105 2020 2019 6 30 12 31 % 2,757,015 2,511,324 10 1,809,062 1,911,116 (5) 4,566,077 4,422,440 3 830,736 828,548 – 1,336,466 605,376 121 2,167,202 1,433,924 51 2,398,875 2,988,516 (20) 8 first-in-class best-in-class JS001 PD-1 JS002 UBP1213 IND PCSK9 BLyS TAB004/JS004 BTLA FDA NMPA JS016 (ADC) 9 2018 12 17 2 2 JS001 PD-11 1. JS001 2. II III JS003 PD-L1 TAB004/JS004 BTLA JS006 TIGIT / JS007 CTLA-4 / JS009 / JS011 / JS012 / JS101 Pan-CDK JS104 Pan-CDK / JS105 PI3K-α / JS014 IL-21 / VEGF JS501 Trop2 -Tub196 JS108 JS002 PCSK9 JS008 / TNF-α UBP1211 JS005 IL-17A UBP1213 BLyS JS010 / JS016 S 10 11 (license-in) 21 19 2 1 JS001 PD-1 11 IND JS001 Ib UBP1211 NDA JS002 PCSK9 II III TAB004/JS004 BTLA BTLA I JS016 SARS-CoV-2 I JS501 JS003 PD-L1 JS101 Pan-CDK JS005 IL-17A I UBP1213 BLyS JS108 Trop2 Tub196 10 12 1. JS001 PD-1 2 2018 12 17 2019 (CSCO) 17.3% 57.5% 1 69.3% 13 1 30 15 1 Ib 2020 4 2020 5 2020 3 FDA 2020 6 2018 12 17 2 2 JS001 PD-11 1 JS001 2 II III 14 2. TNF-α UBP1211 UBP1211 TNF-α NDA 3. PCSK9 JS002 JS002 PCSK9 JS002 I II JS002 LDL-C JS002 III 4. BTLA TAB004/JS004 TAB004/JS004 (first-in-human) B T (BTLA) BTLA TAB004/JS004 PD-1 2019 3 FDA 2019 4 IND 2019 10 I TAB004/JS004 2020 1 IND 2020 4 I 15 5. SARS-CoV-2 JS016 JS016 SARS-CoV-2 COVID-19 2020 5 JS016 1,000 SARS- CoV-2 2.45 2020 6 JS016 I 2020 7 I I JS016 40 Ib II/III JS016 SARS-CoV-2 16 2020 2020 2020 1-6 575 86% 709 2019 92% 1. (1) 2020 1 BTLA TAB004/JS004 NMPA 2020 4 I TAB004/JS004 NMPA FDA (IND) TAB004/JS004 T (2) 2020 4 NPC PD-1 NPC NDA NPC III JUPITER-02 (NCT03581786) 17 (3) 2020 5 UC UC UC (4) EGFR NSCLC III NMPA NDA (5) (6) 2020 5 JS005 IL-17A I I JS005 IL-17 IL-17A (7) 2020 6 JS016 SARS-CoV-2 2020 7 I JS016 JS016 18 2. 2019 92% 123% 2020 6 30 61 51 10 1 JS001 2020 2 Clinical Cancer Research IF 10.107 2 JS001 2020 4 Clinical Cancer POLARIS-01 Research IF 10.107 127 (ORR) 17.3% (DCR) 57.5% 2 (DOR) (PFS) 3.6 (OS) 22.2 PD-L1 3 JS016 Nature 202 0 5 SARS- IF 43.070 CoV-2 (SARS- CoV-2) CB6 19 3. 2020 3 (JS016) JS016 SARS-CoV-2 ACE2 2020 5 JS016 JS016 2020 7 I Ib II/III JS016 JS016 2020 4. A A 2020 7 15 JS004 JS001 5. 1,875 2020 6 30 325 20 1. 2020 575 a. 426 2020 254 2020 90% b. 144 2020 5 JS016 SARS-CoV-2 COVID-19 2. 6 30 2020 2019 6,155 11,815 4,079 708 10,234 12,523 (i) (ii) (iii) 3. 2019 6 30 2020 6 30 369 709 (i) (ii) (iii) 21 4. 2019 6 30 2020 6 30 111 228 5. 2019 6 30 2020 6 30 93 144 (i) (ii) 6. 2020 6 30 2019 12 31 1,214 676 H - (i) (ii) (iii) 2020 7 15 A 2020 6 30 13 54,838 22 (a) 6 30 2020 2019 (597,899) (289,189) 6 30 2020 2019 784,146,500 783,092,953 (b) 2018 2 23 2019 6 30 2019 6 30 2020 6 30 2018 5 14 2018 12 16 2019 1 2019 6 30 2020 6 30 23 2020 2019 6 30 12 31 10,000 – 93,416 69,345 103,416 69,345 2018 4 15 5% 2018 9 3 15% 2019 10 51 4.5479% 2020 6 30 4.2773% 2020 2 10 2.86% 2020 6 30 75 24 30 60 2019 30 45 2020 2019 6 30 12 31 0 30 115,487 96,647 31 90 117,197 60,235 91 180 8,631 534 241,315 157,416 15 60 2019 15 60 2020 2019 6 30 12 31 0 30 48,836 58,726 31 60 6,679 2,946 61 180 4,013 11,426 180 5,012 1,518 64,540 74,616 25 2020 6 30 269 4.35% 900 2019 9 12 2022 11 29 2020 6 30 800 5.23% i) ii) 2020 6 30 2020 2019 6 30 12 31 1,725,167 1,607,916 60,644 62,425 1,785,811 1,670,341 349,919 76,891 720,000 744,896 1,069,919 821,787 2020 6 30 26 2019 7 5 2,000,000 228 2020 6 30 2019 6 30 – 227,250 2020 6 30 405 2019 12 31 427 5% 2020 3,000 100% 2020 6 30 16% 27 2020 6 30 46 73 15 6 4 5 Roy Steven Herbst 2020 6 19 2020 7 24 2020 4 26 2020 6 19 28 5 13.51B(1) 2019 9 2020 3 23 9969)) 2019 11 2020 8 2020 4 24 9926)) 29 2020 6 19 2020 4 24 600100 2018 2020 4 27 2020 4 26 2020 4 27 2020 6 30 XV XV 7 8 352 30 (1) (1) (1) 87,252,968 (L) 14.51% 11.13% 129,978,568 (L) 21.61% 16.58% (2) 13,140,000 (L) 2.18% 1.68% 3,657,600 (L) 0.61% 0.47% 7,774,500 (L) 1.29% 0.99% (3) 195,550,736 (L) 32.52% 24.94% (4) 8,608,000 (L) 1.43% 1.10% (5) 78,852,000 (L) 13.11% 10.06% H 37,189,000 (L) 20.35% 4.74% (5) 1. 2020 6 30 784,146,500 601,400,000 182,746,500 H 2. (i) 2017 12 25 2017 2020 6 30 2017 108,297,768 41,060,000 (ii) 2019 7 26 2019 2020 6 30 2019 21,680,800 2020 6 30 (i) 20% 4,372,144 2017 (ii) 40% 4,600,000 43,584,000 2017 86.28% 52,556,144 31 3. 2020 6 30 7,774,500 60% 86.28% 2017 4. 2020 6 30 8,608,000 5. 2020 6 30 76,590,000 2,262,000 99.99% 2020 6 30 Loyal Valley Capital Advantage Fund LP LVC Fund I Loyal Valley Capital Advantage Fund II LP LVC Fund II LVC Renaissance Fund LP LVC Renaissance Fund LVC Fund I LVC Fund II LVC Funds 10,106,000 H 12,127,000 H 14,956,000 H Loyal Valley Capital Advantage Fund GP Limited LVC Fund I GP LVC Fund I Loyal Valley Capital Advantage Fund II Limited LVC Fund II GP LVC Fund II LVC Renaissance Limited LVC Renaissance GP LVC Renaissance Fund LVC Fund I GP LVC Fund II GP LVC Renaissance GP LVC Holdings Limited LVC Innovate Limited LVC Bytes Limited Jovial Champion Investments Limited Jovial Champion Investments Limited Vistra Trust (Singapore) Pte. Limited LVC Renaissance Fund(i) Golden Valley Global Limited 20.13% 99.99% (ii) Loyal Valley Innovation Capital (HK) Limited 33.28% LVC Funds 37,189,000 H 2020 6 30 XV 352 32 2020 6 30 XV 2 3 336 (1) (2) (2) (3) (4) 41,060,000 (L) 6.83% 5.24% 154,490,736 (L) 25.69% 19.70% (4) 43,584,000 (L) 7.25% 5.56% 151,966,736 (L) 25.27% 19.38% (4) 4,600,000 (L) 0.76% 0.59% 190,950,736 (L) 31.75% 24.35% (4) 4,372,144 (L) 0.73% 0.56% 191,178,592 (L) 31.79% 24.38% (4) 4,288,400 (L) 0.71% 0.55% 191,262,336 (L) 31.80% 24.39% (4) 3,789,720 (L) 0.63% 0.48% 191,761,016 (L) 31.89% 24.45% (4) 3,719,504 (L) 0.62% 0.47% 191,831,232 (L) 31.90% 24.46% (4) 2,884,000 (L) 0.48% 0.37% 192,666,736 (L) 32.04% 24.57% (5) 21,680,800 (L) 3.61% 2.76% 87,252,968 (L) 14.51% 11.13% 30,750,000 (L) 5.11% 3.92% (6) 76,590,000 (L) 12.74% 9.77% (6) 78,852,000 (L) 13.11% 10.06% (6) 76,590,000 (L) 12.74% 9.77% (6) 76,590,000 (L) 12.74% 9.77% 33 (1) (2) (2) (6)(8) 76,590,000 (L) 12.74% 9.77% (8) 2,262,000 (L) 0.38% 0.29% (7)(8) H 37,189,000 (L) 20.35% 4.74% Loyal Valley Capital Advantage Fund LP (7)(9) H 10,106,000 (L) 5.53% 1.29% Loyal Valley Capital Advantage Fund GP Limited (7) H 10,106,000 (L) 5.53% 1.29% Loyal Valley Capital Advantage Fund II LP(7)(10) H 12,127,000 (L) 6.64% 1.55% Loyal Valley Capital Advantage Fund II Limited (7) H 12,127,000 (L) 6.64% 1.55% LVC Renaissance Fund LP (7) H 14,956,000 (L) 8.18% 1.91% LVC Renaissance Limited (7) H 14,956,000 (L) 8.18% 1.91% LVC Holdings Limited(7) H 22,233,000 (L) 12.17% 2.84% LVC Management Holdings Limited (7) H 22,233,000 (L) 12.17% 2.84% LVC Bytes Limited LVC Innovate Limited) (7) H 37,189,000 (L) 20.35% 4.74% Jovial Champion Investments Limited (7) H 37,189,000 (L) 20.35% 4.74% Vistra Trust (Singapore) Pte. Limited(7) H 37,189,000 (L) 20.35% 4.74% (9) H 10,106,000 (L) 5.53% 1.29% Eminent Azure Limited (9) H 10,106,000 (L) 5.53% 1.29% Prosperous Wealth Global Limited (9) H 10,106,000 (L) 5.53% 1.29% Highbury Investment Pte Ltd(10) H 18,190,000 (L) 9.95% 2.32% H 12,127,000 (L) 6.64% 1.55% GIC (Ventures) Pte. Ltd. (10) H 30,317,000 (L) 16.59% 3.87% GIC Special Investments Private Limited (10) H 30,317,000 (L) 16.59% 3.87% GIC Private Limited(10) H 30,317,000 (L) 16.59% 3.87% H 13,339,000 (L) 7.30% 1.70% H 13,339,000 (L) 7.30% 1.70% Gaoling Fund, L.P. (11) H 10,715,000 (L) 5.86% 1.37% Hillhouse Capital Advisors, Ltd.(11) H 11,400,000 (L) 6.24% 1.45% (12) H 9,271,700 (L) 5.07% 1.18% 34 1. L S P 2. 2020 6 30 784,146,500 601,400,000 182,746,500 H 3. 2020 6 30 41,060,000 2017 2017 154,490,736 87,252,968 4. 2017 2017 5. 2019 2019 6. 2020 6 30 76,590,000 99.99% 76,590,000 2,262,000 7. 2020 6 30 Loyal Valley Capital Advantage Fund LP LVC Fund I Loyal Valley Capital Advantage Fund II LP LVC Fund II LVC Renaissance Fund LP LVC Renaissance Fund LVC Fund I LVC Fund II LVC Funds 10,106,000 H 12,127,000 H 14,956,000 H Loyal Valley Capital Advantage Fund GP Limited LVC Fund I GP LVC Fund I H Loyal Valley Capital Advantage Fund II Limited LVC Fund II GP LVC Fund II H LVC Renaissance Limited LVC Renaissance GP LVC Renaissance Fund H LVC Fund I GP LVC Fund II GP LVC Holdings Limited LVC Management Holdings Limited LVC Holdings Limited LVC Management Holdings Limited LVC Fund I LVC Fund II H LVC Fund I GP LVC Fund II GP LVC Renaissance GP LVC Innovate Limited LVC Bytes Limited LVC Innovate Limited Jovial Champion Investments Limited Vistra Trust (Singapore) Pte. Limited LVC Innovate Limited LVC Bytes Limited Jovial Champion Investments Limited Vistra Trust (Singapore) Pte. Limited LVC Funds H 35 8. 9. 2020 630 Eminent Azure Limited Prosperous Wealth Global Limited LVC Fund I 33.34% LVC Fund I 10,106,000 H 10. 2020 6 30 Highbury Investment Pte Ltd Highbury 18,190,000 H Highbury LVC Fund II 90.90% LVC Fund II 12,127,000 H Highbury GIC (Ventures) Pte. Ltd. GIC Ventures GIC Special Investments Private Limited GIC SIPL GIC Private Limited GIC Private GIC Ventures GIC SIPL GIC Private Highbury H 11. 2020 6 30 Hillhouse Capital Advisors, Ltd. Gaoling Fund, L.P. YHG Investment, L.P. Gaoling Fund, L.P. YHG Investment, L.P. 10,715,000 H 685,000 H 12. 2020 6 30 CICC CICC Securities 8,871,700 H CICC Financial Trading Limited CICC Financial Trading 400,000 H CICC CICC Securities CICC Financial Trading H 17 2020 6 30 784,146,500 601,400,000 182,746,500 H A 55.50 87,130,000 A 2020 5 8 A 2020 7 15 A 36 A 2020 7 15 A 55.50 87,130,000 A 4,836 4,497 2020 6 19 2020 A 4,645,421 A 2020 5 27 2020 7 1 2020 5 27 2020 5 8 A 2020 7 15 2018 5 14 2019 6 17 2018 2019 2019 H 2019 5 27 2020 5 11 2019 2020 2020 H 2020 4 20 37 2018 3 12 268 6,023,000 (a) 12 (b) (c) 29 38 (d) (e) 9.2 (f) 25% 12 5 35% 5 17 40% 17 29 (g) H 39 2020 6 30 4,992,000 210 4,992,000 2020 6 30 0.64% 1,031,000 58 1,031,000 2020 2020 1 1 (2) 6 30 (1) 10,000 – – – – 10,000 2019 3 12 2022 12 14 2019 3 12 5,203,000 – – – 221,000 4,982,000 2022 12 14 5,213,000 – – – 221,000 4,992,000 1. 25% 12 5 35% 5 17 40% 17 29 2. 2019 5 27 2020 4 20 40 2020 7 15 87,130,000 A A 2020 7 A 18A.09 18A.11 H 2018 12 24 18A 8.05(3) 18A.12 2020 7 9 18A.09 18A.11 2020 7 15 B 2020 7 10 2020 7 13 41 H H H 3,003 2020 6 30 320 H 2019 8 29 2019 8 2020 8 28 H 2020 8 28 2020 8 28 H 2020 6 30 2020 2019 6 30 2020 6 30 2019 12 31 4 1,952,203 65% 2,162,440 72% 2,086,005 76,435 286,672 79% 2021 12 31 1,201,356 40% 1,201,356 40% 1,186,895 14,461 104,562 43% 2021 JS001 12 31 480,542 16% 480,542 16% 466,621 13,921 134,057 20% 2021 12 31 JS004 1a 42 2020 2019 6 30 2020 6 30 2019 12 31 4 270,305 9% 480,542 16% 432,489 48,053 48,053 16% 2021 1b 12 31 750,847 25% 540,610 18% 303,478 237,132 26,895 11% 2022 12 31 1c 300,339 10% 300,339 10% 326,849 3 6,286 3 6,286 10% 2021 12 31 3,003,389 100% 3,003,389 100% 2,716,332 319,853 3 319,853 100% 1. 2019 8 2019 8 a. b. c. 2. 3. H 33 4. 43 2020 7 Trop2 Tub196 JS108 2020 7 21 2020 7 Revitope Revitope T 2020 7 14 2020 8 PARP Senaparib(IMP4297) 50% IMP4297 2020 8 20 2020 8 26 2020 8 2020 20 3.10(2) 3.21 2020 6 30 44 2020 6 30 2020 8 28 * 45 * 46 73 2020 6 30 34 34 34 2410 34 2020 8 28 * 46 2020 6 30 6 30 2020 2019 3 574,932 309,306 (90,496) (40,579) 484,436 268,727 4 10,234 12,523 5 22,090 (9,468) (44) 750 (708,912) (368,737) (228,170) (110,687) (144,014) (93,315) (3,020) (160) (22,005) (9,324) (10,109) (8,697) (599,514) (318,388) 6 1,615 28,889 7 (597,899) (289,499) 4,626 152 (593,273) (289,347) 47 2020 6 30 6 30 2020 2019 (597,899) (289,189) – (310) (597,899) (289,499) (593,273) (289,037) – (310) (593,273) (289,347) 9 (0.76) (0.37) (0.76) (0.37) 48 2020 6 30 2020 2019 6 30 12 31 10 2,026,147 1,827,868 10 198,715 179,518 6,486 6,291 11 68,204 71,224 1,022 1,022 22,205 20,590 13 330,820 335,466 103,416 69,345 2,757,015 2,511,324 274,497 180,666 12 241,315 157,416 13 616,949 352,163 17 17 14 – 6,828 14 676,284 1,214,026 1,809,062 1,911,116 15 964,513 514,639 16 349,919 76,891 22,034 13,846 1,336,466 605,376 472,596 1,305,740 3,229,611 3,817,064 49 2020 6 30 2020 2019 6 30 12 31 16 720,000 744,896 66,842 56,320 43,894 27,332 830,736 828,548 2,398,875 2,988,516 17 784,147 784,147 1,614,731 2,204,372 2,398,878 2,988,519 (3) (3) 2,398,875 2,988,516 50 2020 6 30 2020 1 1 784,147 4,143,394 37,338 – 12,535 (1,988,895) 2,988,519 (3) 2,988,516 – – – – – (597,899) (597,899) – (597,899) – – – – 4,626 – 4,626 – 4,626 – – – – 4,626 (597,899) (593,273) – (593,273) – – 3,632 – – – 3,632 – 3,632 2020 6 30 784,147 4,143,394 40,970 – 17,161 (2,586,794) 2,398,878 (3) 2,398,875 2019 1 1 760,310 3,775,539 21,700 (9,367) 9,357 (1,235,293) 3,322,246 (1,113) 3,321,133 – – – – – (289,189) (289,189) (310) (289,499) – – – – 152 – 152 – 152 – – – – 152 (289,189) (289,037) (310) (289,347) 23,837 380,001 – – – – 403,838 – 403,838 H – (12,146) – – – – (12,146) – (12,146) – – 8,066 – – – 8,066 – 8,066 2019 6 30 784,147 4,143,394 29,766 (9,367) 9,509 (1,524,482) 3,432,967 (1,423) 3,431,544 9 51 2020 6 30 6 30 2020 2019 (525,943) (660,090) 6,155 11,815 (242,716) (390,712) (1,044) (2,179) – (43,535) (2,304) (520) 234 – (10,000) (1,000) 106 4,562 – (23,310) 6,828 16,482 9,443 – (3,744) (5,876) – (2,900) 1,948 – (235,094) (437,173) H – 403,838 (7,218) (7,442) 1 (2,319) – H – (23,297) 323,570 700,225 (75,615) (478,686) (23,654) (8,754) 214,764 585,884 52 2020 6 30 6 30 2020 2019 (546,273) (511,379) 1,214,026 2,763,570 8,531 43,758 676,284 2,295,949 53 2020 6 30 1. 2012 12 27 2015 5 2015 8 833330 2018 12 24 1877 2020 7 15 2020 5 8 A 2020 7 15 688180 34 2. 2020 6 30 2019 12 31 54 2020 6 30 2. (a) (b) 55 2020 6 30 2. 2020 1 1 1 8 3 9 39 7 2.1 1 8 2020 12 31 56 2020 6 30 3. 6 30 2020 2019 430,694 308,341 i 70,956 – ii 73,282 965 574,932 309,306 (i) 2020 6 30 2020 6 30 10,000,000 70,956,000 245,000,000 2020 6 30 2020 6 30 IND 2020 6 30 (ii) (i) IND 10,328,000 73,282,000 2020 6 30 2020 6 30 57 2020 6 30 4. 6 30 2020 2019 6,155 11,815 4,079 708 10,234 12,523 (i) (ii) (iii) 5. 6 30 2020 2019 24,177 62 (469) (33,949) (48) – (1,570) – – 14,513 – 9,906 22,090 (9,468) 58 2020 6 30 6. 6 30 2020 2019 – – – (408) – (408) 1,615 29,297 1,615 28,889 25% 2018 11 2 15% 15% 21% 8.84% 59 2020 6 30 7. 6 30 2020 2019 849 378 43,467 18,310 (24,457) – 19,010 18,310 12,771 9,215 (1,634) (2,053) 11,137 7,162 3,336 3,480 21,189 9,324 47,415 39,629 117,319 34,825 318,851 176,430 2,737 11,167 3,632 8,066 (20,897) (21,986) (12,848) (12,639) 291,475 161,038 8. 60 2020 6 30 9. (a) 6 30 2020 2019 (597,899) (289,189) 6 30 2020 2019 784,146,500 783,092,953 (b) 2018 2 23 2019 6 30 2019 6 30 2020 6 30 18 2018 5 14 2018 12 16 2019 1 2019 6 30 2020 6 30 61 2020 6 30 10. 241,648,000 2019 299,033,000 1-5 31,968,000 2019 4,491,000 31,968,000 2019 4,491,000 11. 2020 2019 6 30 12 31 73,746 73,746 (4,071) (1,181) (1,471) (1,341) 68,204 71,224 12. 30 60 2019 30 45 2020 2019 6 30 12 31 0 30 115,487 96,647 31 90 117,197 60,235 91 180 8,631 534 241,315 157,416 62 2020 6 30 13. 2020 2019 6 30 12 31 a 5,139 4,548 9,356 8,584 b 263,886 300,927 c 191,314 201,156 d 400 6,099 e 2,715 5,430 f 6,255 25,371 130,150 125,726 g 338,737 10,376 947,952 688,217 (183) (588) 947,769 687,629 616,949 352,163 330,820 335,466 947,769 687,629 63 2020 6 30 13. (a) (b) (c) (d) (e) 2016 12 13,574,000 60% 8,144,000 15,000 8,159,000 2017 8 20% 20% 2,715,000 2019 5,430,000 2020 6 30 (f) 2020 6 30 6,255,000 2019 25,371,000 2020 6 30 130,150,000 2019 125,726,000 2021 6 30 2020 6 30 (g) 14. 2020 4 30 2020 6 30 0.05% 2.7% 2019 0.3% 3.6% 64 2020 6 30 15. 2020 2019 6 30 12 31 64,540 74,616 91,868 112,561 236,562 98,621 9,967 14,919 29,095 42,948 105,238 113,311 8,628 10,409 348,793 13,565 69,822 33,689 964,513 514,639 15 60 2019 15 60 2020 2019 6 30 12 31 0 30 48,836 58,726 31 60 6,679 2,946 61 180 4,013 11,426 180 5,012 1,518 64,540 74,616 65 2020 6 30 16. 2020 2019 6 30 12 31 801,161 746,085 268,758 75,702 1,069,919 821,787 349,919 76,891 720,000 744,896 1,069,919 821,787 (349,919) (76,891) 720,000 744,896 4.35% 5.23% 2019: 4.35% 5.23% 66 2020 6 30 17. 1.0 2019 1 1 760,310,000 760,310 H 23,836,500 23,837 2019 6 30 , 2019 12 31 2020 6 30 784,146,500 784,147 2019 1 9 19.38 16.94 23,836,500 H 461,951,000 403,838,000 23,836,500 380,001,500 18. 2018 3 12 6,023,000 9.2 2018 5 14 2018 3 12 12 25% 2018 3 12 24 35% 2018 3 12 36 40% 67 2020 6 30 18. 2019 2020 5 11 9 4 2020 2020 1 1 6 30 2018 5 14 9.20 2019 3 12 2019 3 12 2020 3 12 2020 12 15 1,303,250 (55,250) 1,248,000 2018 5 14 9.20 2020 3 12 2020 12 16 2021 3 12 2021 12 15 1,824,550 (77,350) 1,747,200 2018 5 14 9.20 2021 3 12 2021 12 16 2022 3 12 2022 12 15 2,085,200 (88,400) 1,996,800 5,213,000 (221,000) 4,992,000 1,248,000 9.2 9.2 9.2 68 2020 6 30 18. 2018 5 14 1 2 3 a 18.00 18.00 18.00 9.20 9.20 9.20 b 36.40% 31.40% 43.30% 0% 0% 0% 2.90% 3.10% 3.20% 9.11 9.47 10.34 (a) (b) 19. 2020 2019 6 30 12 31 405,130 427,095 69 2020 6 30 20. 70 2020 6 30 20. 2020 2019 6 30 12 31 17 17 15,000 15,000 27% 2019 EV/S 24% 8.03 2019 5.44 3,000 3,000 26% 2019: P/R&D 26%) 4.70 (2019: 4.70) 75,416 51,345 2020 2020 25% 2019: 2019 P/R&D 2019 17.96 2019 10,000 – 2020 2020 2019: 2019 71 2020 6 30 20. 2019 1 1 – 15,000 2019 6 30 15,000 2020 1 1 18,000 5 24,177 (106) 51,345 2020 6 30 93,416 72 2020 6 30 21. (a) 6 30 2020 2019 * 7,200 * 2019 (b) 6 30 2020 2019 * – 456 73 2020 6 30 21. (c) 6 30 2020 2019 29,988 19,881 11 431 184 316 30,183 20,628 22. 2020 7 15 2020 5 8 A 2020 7 15 87,130,000 A 688,530,000 A 688180 A 55.5 4,835,715,000 2020 8 19 IMPACT Therapeutics, Inc.* 100,000,000 50% 2020 8 3 2020 20,000,000 74 A 1.00 2020 7 15 A A 622 1.00 2020 5 8 2020 7 15 A FDA H 1.00 75 H H 2018 12 24 H H IND NDA NMPA 2018 12 11 H 76 2020 6 30 571 2018 3 2018 5 14 2020 7 15 1.00 H A 2020 7 15 % *