2022 年度報告 2 4 8 53 151 152 185 193 255 285 290 398 403 1 2022 Margaret Han Dugan 3 Ranjeev Krishana Donald W. Glazer Michael Goller Anthony C. Hooper Alessandro Riva 1 Margaret Han Dugan 1 Donald W. Glazer Michael Goller Anthony C. Hooper ** Alessandro Riva 4 Ranjeev Krishana Margaret Han Dugan 1 Thomas Malley Michael Goller Alessandro Riva 1 Thomas Malley Corazon (Corsee) D. Sanders Corazon (Corsee) D. Sanders Thomas Malley Anthony C. Hooper Anthony C. Hooper Margaret Han Dugan 2 Corazon (Corsee) D. Sanders Ranjeev Krishana Corazon (Corsee) D. Sanders * 2022 1 31 2022 6 22 ** Anthony C. Hooper 2023 4 17 2022 12 31 2023 4 16 Anthony C. Hooper 2022 2 (FCG, HKFCG) Vistra Corporate Services (HK) Limited Mourant Ozannes 183 Ernst & Young LLP 17 1712-1716 Mourant Governance Services (Cayman) Limited 94 Solaris Avenue, Camana Bay Mourant Governance Services Grand Cayman KY1-1108 (Cayman) Limited Cayman Islands 94 Solaris Avenue Camana Bay Grand Cayman KY1-1108 Cayman Islands 06160 www.beigene.com 1. 2022 2 1 2. 2022 2 25 3. 2022 9 13 4. 2022 2 1 2022 11 20 3 2022 2022 4 5 2022 ADS 2022 6 7 2022 3 (BTK) PD-1 PARP1 PARP2 13 2,700 50 80 30 3 18,000 CMO 2010 29 9,000 2022 8 ( ) NASDAQ: BGNE; HK: 06160; SSE: BeiGene (Hong Kong) Co., BeiGene UK, Ltd. Limited ( ) ( ) ( ( ) ( ) ) ( ) 9 2022 12 1. 950 14 3 (CLL) (PFS) (ORR) BCL-2 BGB-11417 HPK1 BGB-15025 BTK (CDAC) BGB-16673 OX40 LAG-3 TIM-3 CDAC ADC CAR-NK mRNA 2. 2,300 (CRO) 75% 2022 10 3. 29 35 4,800 800 ALPINE BTK 2022 (ASH) BCL-2 PD-1 PD-1/PDL-1 OX40 TIGIT LAG-3 TIM-3 4. 3,500 BTK PD-1/PDL-1 13 65 5. 2023 11 2022 2023 2 27 CLL/SLL R/R BTK MCL WM R/R MZL 1 1 65 R/R MCL2 R/R CLL/ SLL2 R/R WM2 3 WM R/R MZL R/R CLL/SLL 1L NSCLC PD-1 2/3L NSCLC R/R BLA 2 2/3L HCC 2 MAA4 R/R PD-L1+ UC 2 MSI-H dMMR 2L ESCC 1L NPC 1L GC/GEJC 3L BRCA 2 PARP 8 RANK (SRE) 8 R/R 8 CD19 CD3 T (BiTE) R/R 8 2022 12 R/R DNA Castleman IL-6 2 GD2 VEGF 5 BRAF 7 5 MEK 7 VEGFR 7 6 mTOR 7 ALK NSCLC ALK 7 13 2022 1. 2. 3. (EU) 27 4. (ESCC) (ESCC) (NSCLC) 5. (NSCLC) 6. (VEGF) 7. 8. ALK= BLA= BRAF=B CLL= EGFR= ESCC= GC= GEJC= HCC= MAA= MCL= MEK= mTOR= MZL= NPC= NSCLC= R/R= SLL= UC= VEGFR= WM= zanubrutinib BTK BTK BTK 2022 14 2019 11 (MCL) (WM) CD20 (R/R) (MZL) MCL MZL 2023 1 (FDA) (CLL) (SLL) (EC) WM MZL CLL MCL CLL SLL R/R WM (NMPA) CLL SLL WM sNDA 2021 12 R/R WM NSHA NRDL 2023 2 65 15 2022 (NHL) (HL) 2022 BTK 85 2026 BTK 200 tislelizumab 1(PD-1) IgG4 Fcγ (FcγR) T (NSCLC) NSCLC NSCLC (ESCC) (NPC) PD-L1 (NMPA) (cHL) PD-L1 12 (UC) (HCC) (MSI-H) (dMMR) 2020 cHL UC NRDL 2021 NSCLC NSCLC 2/3L HCC NRDL 2022 NSCLC MSI-H ESCC (NPC) NRDL 2022 16 NMPA (CDE) 2 (sBLA) (HCC) 17 13 3 4 2 2021 1 FDA ESCC (BLA) 2022 PD-1/PD-L1 360 2022 PD-1/L1 22 2025 500 17 2022 pamiparib 1(PARP1) PARP2 PARP-DNA 1,300 2021 5 BRCA(gBRCA) 2021 XGEVA denosumab RANK (RANKL) (MM) (SRE) (GCTB) 70 2019 5 GCTB 2020 11 SRE 2020 7 2020 12 GCTB 2023 BLINCYTO blinatumomab CD-19 CD3 T T (BiTE) 60 (ALL) 2020 12 ALL 2022 4 B 2021 8 KYPROLIS carfilzomib 60 (MM) 2021 7 R/R MM 2022 1 2023 3 2022 18 REVLIMID lenalidomide 2013 (MM) 2018 2 NMPA MM 2017 6 2019 11 2020 11 NMPA VIDAZA azacitidine DNA 2017 4 -2 (MDS) (CMML) 20% 30% (AML) 2018 1 ABRAXANE 2020 3 ABRAXANE 2020 3 25 NMPA ABRAXANE 2021 10 180 ABRAXANE ABRAXANE ABRAXANE EUSA Pharma SYLVANT siltuximab -6(IL-6) (HIV) -8(HHV-8) Castleman (iMCD) 2021 12 (HIV) -8(HHV-8) Castleman (MCD) MCD(iMCD) 19 2022 QARZIBA β dinutuximab beta GD2 NMPA 12 (R/R) 2021 12 (BAT1706) NSCLC 2021 11 NMPA 2021 NSCLC 2020 11 EMA FDA BLA 2022 60 2022 20 14 95% 2017 2022 2023 1 2023 3 1 9 (EGFR) (ALK) (NSCLC) EGFR ALK NSCLC 2022 1 2023 NRDL (MSI-H) (dMMR) 2022 3 2023 NRDL 21 2022 2022 4 2023 NRDL 2022 6 2023 NRDL (EGFR) (ALK) 2021 6 2021 NRDL (HCC) 2021 6 2021 NRDL 2021 1 2021 NRDL PD-L1 12 (UC) 2020 4 2020 NRDL 2 (cHL) 2019 12 2020 NRDL 2022 22 3 (WM) 2021 6 2021 NRDL (MCL) 2020 6 2020 NRDL (CLL) SLL) 2020 6 2020 NRDL BRCA(gBRCA) 2021 5 2021 NRDL 2023 3 1 2 2023 3 2020 NRDL 23 2022 2017 2019 2018 2020 2018 4+7 11 2018 2019 (Medicare) (Medicaid) (PBM) myBeiGene (Co-Pay) 2022 24 2023 2 27 R/R (CLL) (SLL) (MCL) R/ + R (MZL) BTK +/- Bcl-2 (CLL) (SLL) + CD20 R/R (FL) 2L (ESCC) 1L (HCC) 2L/3L (NSCLC) (HCC) R/R (cHL) 1L (ESCC) 1L (GC) PD-1 + (GEJC) 1L (NPC) + zanidatamab HER2 1L (GEA) + + sitravatinib RTK 2L (NSCLC) + (VEGFR)* 1L PD-L1 (NSCLC) + 2L PD-L1+ (ESCC) 2/3L (TIGIT) + + 1L (NSCLC) PD-L1+ + + (NSCLC) 1L (SCLC) 25 2022 Surzebiclimab + + - BGB-A425 TIM-3 LBL-007 LAG-3 BGB-A445(OX40) + + B + BGB-10188(PI3K) B + BGB-15025(HPK1) + 1L (GC) PARP 1/2 + BRAF BGB-3245(BRAF) + mirdametinib MEK Lifirafenib(RAF) R/R (MCL) R/R (CLL) (SLL) B BGB-11417(Bcl-2) + + + + + t(11:14) R/R (MM) BGB-16673 (BTK B CDAC) BGB-23339(TYK2)** BGB-24714 SMAC + ^ BGB-B167 CEA x + 4-1BB cHL= CLL= ESCC= FL= GC= GEA= GEJC= HCC= MCL= MZL= NPC= NSCLC= R/R= SCLC= SLL= TN= 2022 26 2023 2 27 Sotorasib (CRC) (NSCLC) tarlatamab^^ (SCLC) acapatamab ^^ (NSCLC) AMG 176 AMG 427^^ (AML) AMG 509 AMG 199^^ (GC) (GEJC) AMG 650 AMG 256 Sitravatinib+ (NSCLC) Sitravatinib+ (HCC) (GC) (GEJC) Sitravatinib + Zanidatamab + (GEA) + Zanidatamab (BTC) Zanidatamab (BC) (GC) (GEA) ZW49 HER2 BGB-32451 SEA-CD70 (MDS) (AML) DKN-01 + (GC) + (GEJC) LBL-007 + ABI-H3733 ^ BiTE ^^ BiTE XmAb Xencor Mirati sitravatinib (NSCLC) 3 SAPPHIRE ZW25 1 MapKure SpringWorks Therapeutics AML= BC= BTC= CRC= GC= GEA= GEJC= HCC= MDS= NSCLC= SCLC= 27 2022 SEC BTK B 24 BTK BTK BTK 2022 12 5 26 Adium Pharma NewBridge Pharmaceuticals Erkim Nanolek Medison 10 10 5 3 5 2 2022 28 WM 3 ASPEN NCT03053440 CLL/SLL 3 SEQUOIA NCT03336333 CLL/SLL 3 ALPINE NCT03734016 CLL 3 MCL 3 (NCT04002297) 3 FL MZL 3 (NCT05100862) 2 MCL WM CLL/SLL NCT03206970 NCT03332173 NCT03206918 MZL MAGNOLIA NCT03846427 FL 2 ROSEWOOD NCT03332017 2022 (EHA) ROSEWOOD MCL MZL CLL/SLL CLL/SLL 2023 1 2022 11 CLL/SLL 10 PD-1 PD-1 21 13 3 4 2 29 2022 NSCLC 3 (NCT03358875) NSCLC 3 NCT03594747 NCT03663205 SCLC 3 (NCT04005716) NSCLC 3 (NCT04379635) HCC 3 (NCT03412773) HCC 2 (NCT03419897) 3 (NCT03777657) (cHL) 3 (NCT04486391) cHL 2 (NCT03209973) 2022 30 3 (NCT03967977) 2 (NCT04004221) ESCC ESCC 3 (NCT03430843) ESCC 3 (NCT03783442) ESCC 3 (NCT03957590) MSI-H/dMMR 2 (NCT03736889) 3 (NCT03924986) 2022 12 31 11,000 4,000 11 31 2022 PARP1 PARP2 pamiparib 1(PARP1) PARP2 DNA PARP 2021 5 BRCA(gBRCA) 3 (NCT03519230) 2 (NCT03427814) 1b (NCT03150810) (BGB-A1217) TIGIT (BGB-A1217) TIGIT IgG1 3 NSCLC AdvanTIG- 301(NCT04866017) AdvanTIG-302(NCT04746924) 2022 12 1,600 8 2021 12 Ociperlimab AdvanTIG-202 (NCT04693234) 2023 2 2022 32 Lifirafenib(BGB-283) BGB-3245 RAF Lifirafenib RAF Lifirafenib BRAF V600E V600E BRAF KRAS/NRAS lifirafenib (MAPK) BRAF BRAF KRAS/NRAS lifirafenib NSCLC SpringWorks Therapeutics(SpringWorks) 1b (NCT03905148) lifirafenib SpringWorks MEK mirdametinib(PD-0325901) SpringWorks MapKure, LLC RAF BGB-3245 MapKure BGB-3245 v-RAF B(B-RAF) 1 (NCT04249843) Sitravatinib 2018 1 Mirati Therapeutics, Inc(Mirati) Mirati sitravatinib Sitravatinib RET TAM TYRO3 Axl MER VEGFR2 KIT Mirati sitravatinib 2019 sitravatinib NSCLC 3 SAPPHIRE 2022 Mirati sitravatinib PD-L1 ESCC 2 (NCT05461794) 33 2022 sitravatinib NSCLC 3 (NCT04921358) BGB-11417 Bcl-2 BGB-11417 Bcl-2 BGB-11417 (IND) Bcl-2 Bcl-xL Bcl-2 2022 ASH CLL (AML) (MM) 1 NCT04883957 NCT04277637 NCT04771130 NCT04973605 2022 BCL-2 BGB-11417 (NCT05471843) CLL/SLL (NCT05479994) 2 2023 BGB-A445 OX40 BGB-A445 OX40 BGB-A445 OX40 OX40 BGB-A445 BGB-A445 TLR9 PI3Kδ sitravatinib BGB-A445 1 (NCT04215978) 2022 1 (NCT04215978) (NCT05661955) 2022 34 ZW25(zanidatamab) HER2 Zanidatamab AzymetricTM HER2 Zymeworks Inc. zanidatamab zanidatamab HER2 1/2 (NCT04215978) zanidatamab zanidatamab PD-1 zanidatamab HER2 (BTC) 2b HERIZON-BTC-01(NCT04466891) 2022 2021 3 (NCT05152147) zanidatamab HER2 2022 2L Surzebiclimab(BGB-A425) TIM-3 S u r z e b i c l i m a b ( B G B - A425) T -3( T I M -3) I g G1 surzebiclimab 1/2 (NCT03744468) BGB-15025 HPK1 BGB-15025 HPK1 HPK1 TCR HPK1 T BGB-15025 2021 BGB-15025 1 (NCT04649385) 2023 BGB-15025 BGB-16673 BTK CDAC BGB-16733 BTK (CDAC) BTK BGB-16673 BTK BTK BTK BTK (R/R)B 1 (NCT05006716) 35 2022 BGB-23339 TYK2 BGB-23339 2(TYK2) TYK2 JAK BGB-23339 TYK2 (JH2) (IL)-12 IL-23 1 (IFN) BGB-23339 1 (NCT05093270) BGB-24714 SMAC BGB-24714 (SMAC) BGB-24714 1 (NCT05381909) BGB-B167 CEA 4-1BB BGB-B167 CEA 4-1BB BGB-B167 CEA (CRC) 1 (NCT05494762) BGB-10188 PI3K BGB-10188 PI3Kδ 1 (NCT04282018) 2022 36 10 60 12 (CMO) CMO (cGMP) cGMP 37 2022 13,000 1 2 x 500 6 50,000 100,000 2019 9 2020 12 24,000 54,000 2023 10,000 64,000 42 95 100 2022 38 CMO CRO Catalent Pharma Solutions, LLC(Catalent) Catalent (API) CMO 30 39 2022 CRO API 30 60 2019 10 31 BeiGene Switzerland GmbH 2020 1 2 2022 40 12.5 LUMAKRAS (Sotorasib)(AMG510) AMG510 AMG 510 2023 2 (i) 2023 1 1 2023 8 31 AMG 510 (ii) AMG 510 41 2022 2019 10 31 2020 1 2 15,895,001 206,635,013 20.5% 27.8 13.45 174.85 (1) (a) (b) (c) (2) 5% (3) (a) (b) (1) (2) 12 5% 20.6% 2022 42 2020 3 17 2020 9 24 20.6% 20.4% (1) (2) 2020 12 1 (a) 20% (b) 60 (c)2023 12 1 2021 1 11 2021 2 26 Novartis Pharma AG 6.5 13 2.5 43 2022 (i) (ii) PD-1 (Spartalizumab) BLA Spartalizumab 120 180 2022 44 Ociperlimab 2021 12 19 TIGIT ociperlimab 3 2023 2023 6 7 7.45 11.5 ociperlimab ociperlimab ociperlimab ociperlimab ociperlimab ociperlimab ociperlimab ociperlimab ociperlimab 50% 25% ociperlimab ociperlimab ociperlimab 45 2022 ociperlimab 120 ociperlimab 180 (1) (2) (Hart-Scott-Rodino Antitrust Improvements Act) 2017 7 5 2017 8 31 ABRAXANE 2020 3 25 NMPA ABRAXANE 2021 10 180 ABRAXANE ABRAXANE ABRAXANE 2022 46 10 2023 1 30 48 32 PCT PCT FDA FDA 47 2022 2023 1 30 1 2034 2034 B 2034 2037 2034 2033 2033 2033 2033 2033 2033 2033 2033 2033 2033 2031 2031 2031 2031 2036 2038 2031 2031 2036 2038 (1) 2022 48 BMS 2023 1 30 2023 2023 2023 2023 2023 1 30 2022 2029 2025 NMPA 49 2022 20 FDA FDA 14 BeiGene BeiGene 2022 50 CD20 B BTK BTK 2013 FDA MCL 90 BTK CALQUENCE (acalabrutinib) 2017 FDA MCL 2019 11 CLL/SLL 2023 1 27 FDA JAYPIRCA pirtobrutinib BTK BTK R/R MCL 2017 2020 –FDA PD-1 PD-L1 BMS BAVENCIO LIBTAYO JEMPERLI PD-1 PD-L1 2023 2 1 PD-1 H PD-L1 Akeso PD-1xCTLA-4 (cadonilimab) 40 PD-1 PD-L1 51 2022 PARP 2018 8 2019 12 NMPA 2020 12 TIGIT Agenus Arcus Compugen iTeos Therapeutics Mereo Biopharma Seagen TIGIT 3 2022 52 53 2022 . 2017 2019 10 2019 2020 2021 2022 54 . 55 2022 . Medicare Medicaid (Centers for Medicare and Medicaid Services, CMS) CMS 2022 56 FDA 57 2022 2022 58 59 2022 2022 60 61 2022 (IRB) CRO GMP IRB 2022 62 NMPA 63 2022 2020 3 25 NMPA ABRAXANE ABRAXANE ABRAXANE (Federal Anti-Kickback Statute) (Federal False Claims Act) 2003 4 (April 2003 Office of Inspector General Compliance Program Guidance for Pharmaceutical Manufacturers) 2022 64 Medicare Medicaid 65 2022 340B FSS Tricare CMS 340B 340B 340B 340B D FSS Tricare FCA 2022 66 340B 340B 340B 340B FDA FDA FDA FDA (NMPA) (EMA) 67 2022 FDA NMPA EMA 2022 68 2022 6 2023 1 2022 7 FDA (ESCC) FDA FDA FDA FDA 2020 3 FDA FDA FDA FDA 69 2022 FDA FDA FDA IND (i) GCP (ii)FDA FDA (i) (ii) (iii) FDA FDA FDA FDA FDA FDA 2022 70 FDA NMPA EMA 2020 3 25 NMPA ABRAXANE ABRAXANE ABRAXANE FDA NMPA EMA FDA NMPA EMA 71 2022 FDA NMPA EMA FDA NMPA EMA FDA NMPA EMA FDA NMPA EMA FDA NMPA EMA 2022 72 2022 FDORA FDA FDORA FDA FDA FDA 73 2022 FDA 2020 1 ABRAXANE ABRAXANE 2020 3 25 NMPA ABRAXANE ABRAXANE 2020 8 2022 74 Hatch-Waxman FDA FDA 30 2020 NMPA (NIPA) AE 75 2022 SAE SEC AE SAE IRAE (REMS) 2022 76 2022 8 2022 (Inflation Reduction Act of 2022) D 2,000 D B D 77 2022 (Affordable Care Act) 2017 2021 2022 12 31 71 12.5 2022 78 2022 2021 2020 12 31 15 13 13 2022 2021 2020 20 15 16 2017 2017 9 2019 12 79 2022 2022 80 2022 12 31 39 550 6.653 2022 12 31 81 2022 18 2022 82 (USPTO) 83 2022 2022 84 FDA ANDA ANDA ANDA FTC ANDA ANDA FTC 85 2022 2022 86 2023 2024 2027 PARP 2027 2031 TIGIT PD-1 ociperlimab 2034 87 2022 FDA 2022 88 89 2022 Catalent Pharma Solutions, LLC Catalent 2022 90 FDA 91 2022 2020 3 25 NMPA ABRAXANE ABRAXANE ABRAXANE 2022 92 2017 8 ABRAXANE 2020 3 25 NMPA ABRAXANE ABRAXANE ABRAXANE 2019 2021 1 (Novartis Pharma AG) PD-1 2021 12 TIGIT ociperlimab 2017 2019 6 2021 10 ABRAXANE 93 2022 (i) (ii) (iii) 2022 94 95 2022 GMP 2020 3 25 NMPA ABRAXANE ABRAXANE ABRAXANE 2022 96 HGRAC 2020 2022 KRAS G12C LUMAKRAS (sotorasib)(AMG510) HGRAC AMG 510 2023 2 (i) 2023 1 1 2023 8 31 AMG 510 (ii) AMG 510 HGRAC 97 2022 * 2022 8,000 9,000 15% 2022 98 99 2022 2019 2022 100 2022 7 7 2022 9 1 HGRAC NMPA 2021 3 1 2021 4 15 101 2022 FDA NMPA EMA FDA NMPA EMA FDA NMPA EMA FDA NMPA EMA 2022 102 103 2022 1934 2002 404 2022 104 2020 1 206,635,013 20.5% (i) (ii) (iii) 2022 6 2022 8 1 105 2022 2020 2 2022 106 107 2022 2022 108 109 2022 PIPL 2022 110 PIPL PIPL 2022 9 111 2022 2022 9 1 100 1 1 10 1 2023 3 2022 112 2022 2 15 1 31 113 2022 PIPL PIPL PIPL 5,000 5% PIPL PIPL 2022 114 2019 115 2022 FDA FDA FDA 2022 116 117 2022 2022 118 2017 LIBOR 2021 LIBOR LIBOR 2020 11 30 2021 12 31 LIBOR 2023 6 30 LIBOR LIBOR LIBOR LIBOR LIBOR 119 2022 OECD/G20 (BEPS) 2020 2019 1 1 2.0 2019 4 30 2019 1 1 2019 7 1 2019 1 1 2022 120 121 2022 2021 7 2021 7 VIE 2023 2 17 5 2023 3 31 ADS 2022 122 2023 2 24 2023 3 31 123 2022 10-K 2014 2021 Holding Foreign Companies Accountable Act HFCAA 2020 12 2021 2022 3 30 10-K 2022 3 8 2022 12 Accelerating Holding Foreign Companies Accountable Act AHFCAA 2022 124 Ernst &Young LLP 2022 12 31 2022 8 26 2022 9 11 2022 12 Ernst & Young LLP Ernst & Young LLP 2021 10 125 2022 2012 2014 2015 2014 2021 Ernst &Young LLP 2022 12 31 2022 126 1979 2020 1 2021 1 18 127 2022 2020 3 2022 128 2023 2 17 5 2023 3 31 3 3 129 2022 2022 130 2020 12 2021 1 18 131 2022 10% 50% 2022 12 31 35 2016 2022 132 10% 25% 5% BeiGene (Hong Kong) Co., Ltd. 2010 11 22 (i) (ii) (iii) (iv) 133 2022 25% 10% 20% 10% 20% 2022 134 25% 10% 135 2022 2022 136 137 2022 2022 138 ADS BGNE 06160 688235 ADS 2023 2 14 1,356,140,180 0.0001 863,876,312 66,452,024 13 115,055,260 139 2022 2020 5 11 S-3 300,197,772 17,297,026 224,861,338 2022 140 141 2022 2022 142 21 14 143 2022 \ 2022 144 2021 12 15 1933 145 2022 2022 146 2018 0.2% 0.1% 147 2022 2022 148 2023 2 14 55% (1) 75% (2) 50% (PFIC) 2022 12 31 (Internal Revenue Service) 149 2022 F 50% 50% 10% 10% 1986 (Internal Revenue Code of 1986) 2022 150 12 31 2018 2019 2020 2021 2022 130,885 222,596 308,874 633,987 1,254,612 67,335 205,616 – 542,296 161,309 198,220 428,212 308,874 1,176,283 1,415,921 169,515 357,022 238,217 1,011,377 1,129,446 689,829 943,586 1,618,194 1,438,588 1,961,037 674,033 950,578 1,628,591 1,457,816 2,003,815 673,769 948,628 1,624,974 1,457,816 2,003,815 (%) 86% 83% 77% 86% 80% (%) -340% -222% -527% -124% -142% 12 31 2018 2019 2020 2021 2022 740,713 620,775 1,390,005 4,382,887 3,875,037 1,068,509 364,728 3,268,725 2,241,962 665,251 1,697,390 862,384 3,885,491 6,014,325 3,738,550 2,249,684 1,612,289 5,534,795 8,535,525 6,379,290 496,037 633,934 1,731,514 2,402,962 1,995,935 14,445 16,150 – – – 1,753,647 978,355 3,803,281 6,132,563 4,383,355 (1) 10-K 151 2022 3 (BTK) PD-1 PARP1 PARP2 13 2,700 50 80 30 3 18,000 CMO 2010 29 9,000 2022 152 2023 2 24 NMPA PD-L1 (G/GEJ) 2023 1 19 FDA (CLL) (SLL) 2023 1 19 (MHRA) CLL CD20 (MZL) 2023 1 18 PD-1 2022 RANKL 2023 3 1 2022 12 30 NMPA (CDE) (HCC) (sBLA) 2022 11 17 (EC) (TN) (R/R)CLL 2022 11 10 (WM) CD20 (R/R)MZL 153 2022 12 1. 950 14 3 (CLL) (PFS) (ORR) BCL-2 BGB-11417 HPK1 BGB-15025 BTK (CDAC) BGB-16673 OX40 LAG-3 TIM-3 CDAC ADC CAR-NK mRNA 2. 2,300 (CRO) 75% 2022 154 3. 29 35 4,800 800 ALPINE BTK 2022 (ASH) BCL-2 PD-1 PD-1/PDL-1 OX40 TIGIT LAG-3 TIM-3 4. 3,500 BTK PD-1/PDL-1 13 65 5. 2023 155 2022 2021 1 (1) (2) 2022 156 2021 12 TIGIT 5 (1) (2) (3) 157 2022 (CROs) CMOs 2022 158 BTK PD-1 TIGIT PARP1 PARP2 BGB-15025 1(HPK1) BGB-11417 Bcl-2 BGB-A445 OX40 BGB-16673 BTK CDAC BGB-A425 TIM-3 BGB-10188 PI3Kδ BGB-23339 2(TYK2) LBL-007 LAG-3 Mirati Therapeutics, Inc. Mirati ZW25(Zanidatamab) ZW49 Zymeworks Inc. Zymeworks HER2 (BAT1706) 159 2022 2022 160 161 2022 2021 12 2022 162 2022 2021 12 31 2022 2021 12 31 12 31 2022 2021 % 1,254,612 633,987 620,625 97.9% 161,309 542,296 (380,987) (70.3)% 1,415,921 1,176,283 239,638 20.4% 286,475 164,906 121,569 73.7% 1,640,508 1,459,239 181,269 12.4% 1,277,852 990,123 287,729 29.1% 751 750 1 0.1% 3,205,586 2,615,018 590,568 22.6% (1,789,665) (1,438,735) (350,930) 24.4% 52,480 (15,757) 68,237 (433.1)% (223,852) 15,904 (239,756) (1,507.5)% (1,961,037) (1,438,588) (522,449) 36.3% 42,778 19,228 23,550 122.5% (2,003,815) (1,457,816) (545,999) 37.5% 163 2022 2021 12 31 12 2022 12 31 2.396 14 6.50 2022 2021 12 31 12 31 2022 2021 % 1,254,612 633,987 620,625 97.9% – 484,646 (484,646) (100.0)% 46,822 53,671 (6,849) (12.8)% 104,994 3,979 101,015 2,538.7% 9,493 – 9,493 161,309 542,296 (380,987) (70.3)% 1,415,921 1,176,283 239,638 20.4% 12 31 2022 2021 % 564,651 217,987 346,664 159.0% 422,885 255,119 167,766 65.8% 79,049 70,065 8,984 12.8% 63,398 45,956 17,442 38.0% 38,124 1,353 36,771 2,717.7% 36,107 12,515 23,592 188.5% 15,213 19,591 (4,378) (22.3)% 13,696 – 13,696 5,460 3,661 1,799 49.1% 16,029 7,740 8,289 107.1% 1,254,612 633,987 620,625 97.9% 2022 164 2022 12 31 13 6.34 2021 8 2022 (NRDL) NRDL 2022 12 31 5.647 159.0% 2022 12 31 3.897 1.157 237.0% MCL WM MZL 2022 12 31 1.503 48.6% CLL SLL 2022 12 31 4.229 65.8% 2022 12 31 2021 3 2022 1 NRDL 2021 4,560 2021 12 31 5,750 2021 3 1 NRDL 2022 1 1 NRDL NRDL 2021 12 31 NRDL NRDL 2022 12 31 1.613 2022 12 31 4,680 1.05 950 2021 12 31 5.423 4.846 2021 12 31 5,370 400 4 165 2022 2021 12 31 1.649 2022 12 31 2.865 2021 8 2021 12 31 4.691 2022 12 31 9.681 74.0% 2022 12 31 77.2% 2021 12 31 15 1.813 12.4% 2022 12 31 16 2022 2021 12 31 12 31 2022 2021 % 469,497 477,761 (8,264) (1.7)% 68,665 83,500 (14,835) (17.8)% 1 98,955 115,464 (16,509) (14.3)% 637,117 676,725 (39,608) (5.9)% 1,003,391 782,514 220,877 28.2% 1,640,508 1,459,239 181,269 12.4% 1. 2022 12 31 1.954 9,900 9,640 2022 166 2022 12 31 CRO 2.209 28.2% 10 1.147 5,760 4,760 2,500 2,400 2021 12 31 9.901 2.877 29.1% 2022 12 31 12.779 1.764 4,600 3,750 167 2022 2,780 2021 12 31 1,580 6,820 433.1% 2022 12 31 5,250 2021 2021 12 31 1,590 2.398 2022 12 31 2.239 2022 12 31 2022 12 31 4,280 2021 12 31 1,920 2022 12 31 2017 (IRC) 174 2022 1 1 2022 12 31 (1) 17 (2) 190 28 (3) 44.8 2022 168 2021 12 31 483.1 64.2% 2022 12 31 173.2 3.0 2021 12 31 242.6 16.4% 2022 12 31 282.3 2021 12 31 270.2 19.8% 2022 12 31 216.6 (1) (2) (3) 2021 12 31 587.6 44.0% 2022 12 31 845.9 2022 12 31 2021 12 31 294.8 262.4 169 2022 12 31 2022 2021 3 290,284 257,977 3 6 2,570 3,210 6 1 1,379 1,110 1 548 103 294,781 262,400 2022 12 31 2021 12 31 12 31 2022 2021 184,775 139,966 139,168 213,922 51,806 71,560 18,815 45,661 41,817 59,639 30,971 27,307 467,352 558,055 2021 12 31 558.1 16.3% 2022 12 31 467.4 (i) (ii) 2022 170 2022 12 31 12 31 2022 2021 3,875,037 4,382,887 665,251 2,241,962 538,117 629,678 2022 2021 12 31 20 15 2022 12 31 71 2017 9 2022 12 31 12 2021 12 15 192.60 391.68 115,055,260 34 171 2022 2021 1 6.5 2021 12 TIGIT 2022 1 3 2022 2021 12 31 12 31 2022 2021 4,382,887 1,390,005 (1,496,619) (1,298,723) 1,077,123 640,659 (18,971) 3,636,911 (69,383) 14,035 (507,850) 2,992,882 3,875,037 4,382,887 2022 12 31 15 20 2.239 3.748 1.324 2022 172 2021 12 31 13 15 1.183 2.774 2022 12 31 11 16 3.254 1.437 1,590 150 2021 12 31 6.407 21 2.629 4,340 4,350 850 31 2022 12 31 1,900 4.171 3.138 4,700 3,740 2021 12 31 36 2021 12 34 4.064 9,280 5,000 1,680 3.218 173 2022 2021 12 15 217 SEC 2020 5 SEC 2022 174 2022 12 31 63,024 26,278 36,746 117,293 74,449 42,844 538,117 328,969 209,148 45,947 16,632 29,315 595,702 231,697 364,005 16,000 7,000 9,000 22,327 5,829 16,498 7,760 2,553 5,207 404,914 404,914 – 1,811,084 1,098,321 712,763 2022 12 31 1.173 5,530 BMS 6,190 BMS 175 2022 3.290 2.091 16 12.5 2022 12 31 6 1,900 2022 12 31 1,600 2022 12 31 2,230 2022 12 31 260 2022 176 2022 12 31 4.049 42 7,520 2 177 2022 NRDL 2022 178 179 2022 2 2022 12 31 2021 12 31 39 44 550 720 7 22 2022 12 31 2022 180 100 2022 12 31 210 210 2022 12 31 2021 12 31 1.732 4.831 2021 12 31 3 1994 (PBOC) 181 2022 2005 2022 2021 12 31 8.2% 2.3% 2022 12 31 2022 12 31 2021 12 31 10.3% 12.3% 2022 182 2022 12 31 2022 12 31 75.2 42 2022 12 31 2022 12 31 9,000 2021 12 31 8,000 2022 12 31 14 2021 10 183 2022 2022 12 31 5.5 2021 12 31 7.2 123.9 2021 12 31 145.8 2022 12 31 2021 12 31 2022 12 31 2022 184 11 2023 4 18 55 60 Margaret Han Dugan 66 Donald W. Glazer 78 Michael Goller 48 Anthony C. Hooper 68 Ranjeev Krishana 49 Thomas Malley 54 Alessandro Riva 62 Corazon (Corsee) D. Sanders 66 51 55 2010 10 2005 2009 BioDuro, LLC Pharmaceutical Product Development Inc. 2002 2004 Galenea Corp. 1998 2002 Telephia, Inc. 2007 (The Nielsen Company) 1997 1998 Genta Inc. (McKinsey & Company) 1990 6 1996 1 185 2022 60 2016 2 2011 2003 2010 2020 1997 2010 Howard Hughes Medical Institute 2001 2010 George L. MacGregor 2004 Joyant Pharmaceuticals, Inc. 2197 1984 7 1991 5 2004 2013 2022 186 Margaret Han Dugan 66 2022 2 1 Dugan Dracen 2018 Dracen 20 Dugan American Cyanamid Dugan Dugan Donald W. Glazer 78 2013 2 2000 Glazer GMO Trust 2005 GMO Trust Glazer Provant, Inc. 2002 2010 1992 1995 Glazer Mugar/Glazer Holdings 1992 1993 WHDH-TV, Inc. 1997 Glazer Goodwin Procter LLP 1970 1978 Ropes & Gray LLP 1978 1992 Ropes & Gray 1978 1991 Provant, Inc. Glazer Environics Inc. Kronos Incorporated Reflective Technologies, Inc. Teleco Oilfield Services Inc. Glazer 1966 6 1969 6 1970 5 Glazer Glazer and FitzGibbon on Legal Opinions Massachusetts Corporation Law& Practice Glazer Michael Goller 48 2015 4 Goller Baker Brothers Investments 2005 Baker Brothers Goller 1999 2003 JPMorgan Partners, LLC 1997 1999 Goller (Merrill Lynch and Co.) Goller DBV Technologies SA 2017 2019 Levo Therapeutics, Inc. Goller 1997 5 2005 5 Goller 187 2022 Anthony C. Hooper 68 2020 1 Hooper 2020 1 2018 9 2020 1 2011 2018 8 2010 2011 Hooper Bristol Myers Squibb Company (BMS) 2009 2010 Hooper BMS 2004 2009 Hooper BMS Hooper BMS BMS Hooper Hooper 1978 1988 MBA Hooper MannKind Corporation MNKD Hooper Hooper Ranjeev Krishana 49 2014 10 2020 2 Krishana 2011 Baker Bros. Advisors LP Baker Bros. Krishana (Pfizer, Inc.) Krishana 2003 2007 2008 2011 2008 2010 Krishana Krishana Accenture plc Krishana 1995 5 2001 6 Krishana Thomas Malley 54 2016 1 2007 5 Malley Mossrock Capital, LLC 1991 4 2007 5 Malley Janus Mutual Funds 1999 1 2007 5 Malley Janus Global Life Sciences Fund Janus 1991 1998 Malley Janus Malley 1991 6 Malley Kura Oncology, Inc. 2015 Kiniksa Pharmaceuticals, Ltd. 2016 OvaScience Inc. 2018 12 Millendo Therapeutics, Inc. 2012 2017 Synageva BioPharma Corp. 2015 5 2006 2015 Puma Biotechnology, Inc. 2011 2015 Cougar Biotechnology, Inc. 2009 7 2007 2009 Malley 2022 188 Corazon (Corsee) D. Sanders 66 2020 8 Sanders (Bristol Myers Squibb Corporation) 2019 11 2020 2 Sanders 2018 3 2019 11 2017 1 2018 3 Juno Therapeutics 1994 2017 Sanders Genentech Genentech (Late Stage Portfolio Committee) Genentech (Late Stage Clinical Operations) Genentech Genentech Genentech DATA Sanders (Fred Hutchinson Cancer Research Center) (Board of Trustees) Molecular Templates Inc. MTEM Legend Biotech Corporation LEGN AltruBio Inc. AbGenomics Ultragenyx Pharmaceutical Inc. RARE Sanders (Magna Cum Laude) Sanders Alessandro Riva 62 2022 2 1 Riva Intima Bioscience, Inc. 2019 2021 Ichnos Sciences 2017 2019 Riva Kite Pharma 2005 2016 Riva GSK Riva Century Therapeutics, Inc. iPSC NK T Riva Transgene SA TNG TNG Farmitalia Carlo Erba Rhne-Poulenc Rorer Aventis (BCIRG) (CIRG) Riva Riva 189 2022 51 2014 10 (Hillhouse Capital) 2005 1995 7 2003 5 2023 4 18 61 52 46 * 2022 3 2 2022 4 3 61 2018 4 2021 4 1 25 17 2018 4 2009 2018 4 2017 2018 4 (Pfizer Essential Health) 2004 2009 2001 2004 1992 2008 2018 (RDPAC) 2015 2018 (NDPE) 2017 2017 2017 1993 4 1990 1 2022 190 52 2021 6 2020 6 2018 2020 (Alexion Pharmaceuticals) 50 2015 2018 (Quest Diagnostics) 2007 2012 Johnson & Johnson (J&J) (Xian- Janssen) (PepsiCo) 1999 (Duke University) (Fuqua School of Business) 1992 46 2021 4 2011 5 20 10 Joyant Pharmaceuticals 1996 2001 191 2022 13.51B(1) 2022 12 31 13.51B(1) 2022 1 31 Margaret Han Dugan 2022 2 1 2022 2 25 2022 9 13 Alessandro Riva 2022 2 1 2022 11 20 2022 6 22 Corazon (Corsee) D. Sanders 2022 11 20 Anthony C. Hooper Anthony C. Hooper 2023 4 17 2022 192 2022 12 31 2010 10 28 2018 8 8 06160 2016 2 3 BGNE 2021 12 15 688235 EUSA Pharma ociperlimab 4 17 195 198 2023 4 25 2022 12 31 193 2022 1 151 2022 12 31 293 2022 12 31 69.0% 18.1% 2022 2021 12 31 2021 12 31 73.6% 26.0% 2022 2021 12 31 23.9% 29.4% 2022 2021 12 31 12.0% 16.2% 2022 12 31 5% 2022 194 2023 4 25 2022 12 31 Anthony C. Hooper 2023 4 17 2023 4 18 195 2022 2022 196 197 2022 10-K 2020 1 2 174.85 15,895,001 206,635,013 20.5% 2,779,241,000 (a) 2019 10 30 30 36% (b) 1.00 7.84 2019 10 31 26% (c) 2019 10 31 26% 2022 198 2019 11 29 2022 12 31 2022 2021 2022 12 31 12 31 12 31 (%) (a) 2,779,241 100.00% 1,869,643 2,080,068 699,173 (a) 12.5 2019 11 29 2026 2019 11 1 2019 12 9 2020 1 3 2020 9 24 20.6% 20.4% 75,000,000 199 2022 90 2020 12 1 (a) 20% (b) 60 (c) 2020 3 18 2020 9 25 2020 10 9 2021 9 165,529 2,151,877 50,000,000 2022 12 31 50,000,000 2020 7 2020 7 15 2020 202,995,338 2020 7 12 14.2308 185 145,838,979 20.8 (a) (b) (c) (d) 2020 7 13 2020 7 16 2022 12 31 2022 200 2021 12 15 2021 6 16 2021 192.60 234.89 391.68 115,055,260 3,392,616,000 (i) (ii) (iii) (iv) (v) 2020 11 16 2021 1 29 2021 4 20 2021 5 14 2021 6 1 2021 6 21 2021 6 28 2021 6 30 2021 7 9 2021 7 28 2021 10 15 2021 11 16 2021 11 23 2021 11 24 2021 11 29 2021 11 30 2021 12 2 2021 12 6 2021 12 7 2021 12 13 2021 12 21 2021 12 28 2022 4 29 2022 6 27 2022 8 30 2022 9 28 2021 4 30 201 2022 2022 12 31 83 134 2022 12 31 2022 2021 2022 12 31 12 31 12 31 13,245,940 – 4,499,849 8,746,091 467,700 – 376,601 91,099 150,000 – 153,451 – 3,451* 136,360 – 71,580 64,780 6,000,000 – 2,662,674 3,337,326 1,630,155 – 489,000 1,141,155 21,630,155 – 8,253,155 13,377,000 * 2022 202 2022 12 31 2022 12 31 296 31 31 2022 12 31 11 2022 12 31 538.1 2021 629.7 203 2022 2022 12 31 6.8 2021 0.7 2022 12 31 2020 3 17 2020 9 24 20.6% 2021 9 165,529 2,151,877 50 2022 12 31 2022 204 2022 12 31 Margaret Han Dugan 1 Donald W. Glazer Michael Goller Anthony C. Hooper 2 Ranjeev Krishana Thomas Malley Alessandro Riva 1 Corazon (Corsee) D. Sanders (1) 2022 2 1 Margaret Han Dugan Alessandro Riva (2) Anthony C. Hooper 2023 4 17 2022 12 31 2023 4 16 Anthony C. Hooper * 2022 1 31 2022 6 22 205 2022 2023 2024 2025 2023 Margaret Han Dugan Alessandro Riva Margaret Han Dugan Alessandro Riva 2022 2 Margaret Han Dugan Alessandro Riva 2022 2023 Margaret Han Dugan Alessandro Riva 2026 2022 12 31 3.13 Anthony C. Hooper 2022 206 2023 3 27 65,000 2022 5,000 2023 4 1 2022 65,000(1) 35,000(2) 17,500(1) 30,000(2) 15,000(1) 18,000(3) 9,000(4) 20,000(5) 10,000(6) 20,000(5) 10,000(6) (1) 2022 5,000 (2) 2022 10,000 (3) 2022 3,000 (4) 2022 1,500 (5) 2022 2,000 (6) 2022 1,000 207 2022 400,000 400,000 2021 50% 50% (i) 100% (ii) 100% (i) (ii) 2016 2016 1,000,000 2019 2 2021 2022 12 31 21.2 20.6 26 27 28 2022 208 2017 4 25 800,000 100% 60 (i) (ii) (iii) (iv) (i) (ii) 12 (iii) (iv) 20,000 (v) 2015 2017 20 20 12 24 18 209 2022 2010 2018 7 24 2018 2021 2 24 2021 1 1 2023 12 31 2021 2018 100,000 2021 2021 1 1 2023 12 31 30 2021 2023 28 2022 12 31 2022 12 31 2022 210 2022 12 31 2022 12 31 18 2022 12 31 8.10 211 2022 2022 12 31 XV (a) XV 7 8 (b) 352 (c) (1) 25,204,014(2) 1.86% 9,633,361(3) 0.71% 102,188 (4) 0.008% 7,727,927(5) 0.57% 29,072,476 (6) 2.15% 510,941 (7) 0.04% 481,533(8) 0.04% 1,456,052 (9) 0.11% 15,797,527 (10) 1.17% 172,372(11) 0.01% 4,123,998 (12) 0.31% 1,127,542(13) 0.08% 50 (14) 0.000004% Margaret Han Dugan 73,918 (15) 0.005% Donald W. Glazer 3,150,782(16) 0.23% Michael Goller 413,335 (17) 0.03% Anthony C. Hooper 143,988 (18) 0.01% Ranjeev Krishana 413,335(19) 0.03% Thomas Malley 1,326,083 (20) 0.10% Alessandro Riva 73,918(21) 0.005% Corazon (Corsee) D. Sanders 104,117(22) 0.008% 396,253 (23) 0.03% 2022 212 (1) 2022 12 31 1,351,430,376 (2) (1) 1,260,566 (2) 23,499,740 (3) 443,708 (3) Roth IRA PENSCO (4) The John Oyler Legacy Trust (5) (6) Oyler Investment LLC Oyler Investment LLC 99% (7) The Oyler Family Legacy Trust (8) (9) (10) (1) 5,464,801 (2) 10,219,971 (3) 112,755 (11) (12) Wang Investment LLC Wang Investment LLC 99% 213 2022 (13) (14) (15) (1) Dugan Dugan 57,226 (2) Dugan 16,692 (16) (1) Glazer 2,746,729 (2) Glazer Glazer 379,561 (3) Glazer 24,492 (17) (1) Goller 17,082 (2) Goller Goller 379,561 (3) Goller 16,692 (18) (1) Hooper Hooper 119,496 (2) Hooper 24,492 (19) (1) Krishana 17,082 (2) Krishana Krishana 379,561 (3) Krishana 16,692 (20) (1) Malley 407,082 (2) Malley Malley 902,309 (3) Malley 16,692 (21) (1) Riva Riva 57,226 (2) Riva 16,692 (22) (1) Sanders 7,800 (2) Sanders Sanders 79,625 (3) Sanders 16,692 (23) (1) 379,561 (2) 16,692 2022 12 31 (a) XV 7 8 (b) 352 (c) 2022 214 2022 12 31 XV 2 3 336 (1) Amgen Inc. 246,269,426 18.22% Julian C. Baker (2) 152,875,363 11.31% Felix J. Baker(2) 152,875,363 11.31% Baker Bros. Advisors (GP) LLC(2) 152,419,703 11.28% Baker Bros. Advisors LP (2) 152,419,703 11.28% Baker Brothers Life Sciences 139,823,423 10.35% Capital, L.P.(2) HHLR Fund, L.P.(3) 129,433,059 9.58% HHLR Advisors, Ltd. (3) 133,587,655 9.88% The Capital Group Companies, 108,706,886 8.04% Inc. (4) JPMorgan Chase & Co.(5) 13,269,714 0.98% 13,208,484(S) 0.98%(S) 1,192,989 0.09% 1,210,887 0.09% 6,565 0.0005% 84,543,618 6.26% (S) (1) 2022 12 31 1,351,430,376 (2) Julian C. Baker Felix J. Baker Baker Bros. Advisors (GP) LLC Baker Bros. Advisors (GP) LLC Baker Bros. Advisors LP BBA BBA 667, L.P. Baker Brothers Life Sciences, L.P. Baker Brothers Life Sciences Capital, L.P. Baker Brothers Life Sciences, L.P. BBA Michael Goller Ranjeev Krishana BBA 215 2022 Baker Brothers Life Sciences Capital, L.P. 2021 12 15 2021 12 15 140,543,649 Baker Brothers Life Sciences, L.P. Julian C. Baker Felix J. Baker Baker Bros. Advisors (GP) LLC BBA 667, L.P. 11,152,058 Baker Brothers Life Sciences, L.P. 140,543,649 723,996 BBA Baker Brothers Life Sciences Capital, L.P. Baker Brothers Life Sciences, L.P. 140,543,649 723,996 BBA Julian C. Baker Felix J. Baker 270,868 FBB3 LLC 151,004 (3) (i) 133,587,655 HHLR Fund, L.P. YHG Investment, L.P. (ii) 13,447,603 Hillhouse BGN Holdings Limited HHLR Adrisors, Ltd. YHG Investment, L.P. HHLR Fund, L.P. Hillhouse Capital Management, Ltd. Hillhouse Fund II, L.P. Hillhouse Fund II, L.P. Hillhouse BGN Holdings Limited HHLR Adrisors, Ltd. HHLR Fund, L.P. YHG Investment, L.P. 133,587,655 Hillhouse Capital Management, Ltd. Hillhouse BGN Holdings Limited 13,447,603 Hillhouse Fund II, L.P. Hillhouse BGN Holdings Limited 13,447,603 (4) (i) 14,715,171 Capital International, Inc. (ii) 715,234 Capital International Limited (iii) 2,129,219 Capital International Sarl (iv) 87,554,010 Capital Research and Management Company (v) 198,926 Capital Group Investment Management Private Limited (vi) 3,394,326 Capital Group Private Client Services, Inc. Capital Group International, Inc. Capital Research and Management Company Capital International, Inc. Capital International Limited Capital International Sarl Capital Group Investment Management Private Limited Capital Group Private Client Services, Inc. Capital Group International, Inc. Capital Research and Management Company Capital Group International, Inc. Capital International, Inc. Capital International Limited Capital International Sarl Capital Group Investment Management Private Limited Capital Group Private Client Services, Inc. 21,152,876 Capital Research and Management Company The Capital Group Companies Inc. The Capital Group Companies Inc. Capital Research and Management Company 103,965,748 (5) JPMorgan Chase & Co. 2022 12 29 JPMorgan Chase & Co. 100,505,091 13,517,314 84,540,483 1,430,466 646,946 2022 12 31 XV 2 3 336 2022 216 2011 2016 2018 2018 2022 6 22 2016 2018 2023 1 1 2023 1 1 49,490,753 3.69% 2022 9 1 2023 3 31 2018 2023 3 31 1. 2011 2011 4 15 2015 4 17 2011 2016 2 2 2016 2011 2011 2011 43,560,432 2016 2 2 2016 2011 2022 1 1 2011 2,908,297 2011 2022 1 1 2022 12 31 265,109 2022 12 31 2023 4 18 2,643,042 1,688,704 2023 4 18 0.12% 2011 217 2022 2011 2011 10 2011 2011 0.01 1.85 2011 2011 2016 2 2 2016 2011 2011 2018 7 30 2022 218 2011 2022 12 31 2011 240 2011 2011 5 20 2016 1 31 2022 1 1 2022 12 31 2011 2022 2022 1 1 12 31 2011 5 20 (1) 10 0.01 – – – – – 2013 4 3 (1) 10 0.01 879,267 – – – 879,267 2015 6 29 (1) 10 0.50 500,000 – – – 500,000 Thomas Malley 2016 1 25 (2) 10 1.85 552,752 – – – 552,752 2012 7 6 (3) 10 0.01 12 – – – 12 – 2013 4 3 (3) 10 0.01 12 – – – 12 2015 6 29 (3) 10 0.50 11 – – – 11 2011 5 20 10 0.01 828,937 – 165,113(4) – 130 663,694 2016 1 31 1.85 (3) 2011 5 20 10 0.01 147,306 – 99,996(5) – 4 47,306 2016 1 31 1.85 (3) 2,908,297 – 265,109 – 146 2,643,042 (1) 20% 80% 20% 48 219 2022 (2) (3) 20%/25% 80%/75% 20%/25% 48/36 (4) 13 10.37 20.74 (5) 13 10.08 12.43 2. 2016 2018 11 7 2018 12 7 2016 2016 1 14 2016 2016 2020 4 13 2020 6 17 2016 2016 57,200,000 2016 2030 2022 4 17 2022 6 22 2016 2016 2016 2016 66,300,000 2016 20 2016 2016 2022 220 2016 2022 6 22 10% 2016 30% 2022 1 1 2016 50,871,196 2022 1 1 2022 12 31 51,224,485 2016 2022 12 31 2023 4 18 75,034,504 74,808,629 2016 2022 1 1 2016 140,532,001 2016 2022 1 1 2022 12 31 17,714,112 2022 12 31 2023 4 18 189,114,821 184,187,444 2023 4 18 13.56% 2016 2016 12 1% 221 2022 10 (i) 1/13 (ii) 1/13 2016 2016 2016 2030 4 13 2016 7 2016 2022 12 31 2016 1,078 2016 2016 2 8 2022 12 31 2016 0.5 28.81 2022 222 2022 1 1 54,065,073 2016 2022 12 31 58,683,144 2016 2022 2022 1 1 12 31 (1) (2) 2016 10 2.79 2.84 2,047,500 – – – – 2,047,500 11 16 (3) 2017 10 6.73 7.70 935,000 – – – – 935,000 9 27 (3) 2018 10 13.37 13.04 996,810 – – – – 996,810 4 30 (3) 2018 10 12.70 12.34 1,310,088 – – – – 1,310,088 6 26 (3) 2019 10 9.25 9.23 2,193,282 – – – – 2,193,282 6 5 (3) 2020 10 13.33 13.42 1,821,976 – – – – 1,821,976 6 17 (3) 2021 10 25.54 26.53 906,906 – – – 906,906 6 16 (3) 2022 10 11.74 11.98 – 1,887,678 – – – 1,887,678 6 22 (3) 2016 10 2.79 2.84 1,613,430 – – – – 1,613,430 11 16 (3) 2017 9 10 6.73 7.70 750,000 – – – – 750,000 27 (3) 2018 10 12.70 12.34 655,044 – – – – 655,044 6 26 (3) 2019 10 9.25 9.23 747,708 – – – – 747,708 6 5 (3) 223 2022 2022 2022 1 1 12 31 (1) (2) 2020 10 13.33 13.42 560,599 – – – – 560,599 6 17 (3) 2021 10 25.54 26.53 241,839 – – – – 241,839 6 16 (3) 2022 10 11.74 11.98 – 471,913 – – – 471,913 6 22 (3) Anthony C. Hooper* 2020 10 12.62 12.22 21,970 – – – – 21,970 3 3 (5) 2020 10 13.33 13.42 45,383 – – – – 45,383 6 17 (5) 2021 10 25.54 26.53 17,498 – – – – 17,498 6 16 (5) 2022 10 11.74 11.98 – 34,645 – – – 34,645 6 22 (5) 2016 10 2.61 15.49 2.42 188,926 – 188,916 – 10 2 8 (4) 2017 10 2.94 13.93 3.15 65,988 – 65,988 – – 6 2 (5) 2018 10 15.73 16.15 17,442 – – – – 17,442 6 6 (5) 2019 10 9.25 9.23 64,610 – – – – 64,610 6 5 (5) 2020 10 13.33 13.42 45,383 – – – – 45,383 6 17 (5) 2021 10 25.54 25.63 17,498 – – – – 17,498 6 16 (5) Margaret Han Dugan 2022 10 16.47 16.22 – 22,581 – – – 22,581 2 28 (5) 2022 10 11.74 11.98 – 34,645 – – – 34,645 6 22 (5) 2022 224 2022 2022 1 1 12 31 (1) (2) Donald W. Glazer 2017 10 2.84 2.83 199,992 – – – – 199,992 4 19 (4) 2018 10 15.73 16.15 17,442 – – – – 17,442 6 6 (5) 2019 10 9.25 9.23 64,610 – – – – 64,610 6 5 (5) 2020 10 13.33 13.42 45,383 – – – – 45,383 6 17 (5) 2021 10 25.54 25.63 17,498 – – – – 17,498 6 16 (5) 2022 10 11.74 11.98 – 34,645 – – – 34,645 6 22 (5) Michael Goller 2017 10 2.84 2.83 199,992 – – – – 199,992 4 19 (4) 2018 10 15.73 16.15 17,442 – – – – 17,442 6 6 (5) 2019 10 9.25 9.23 64,610 – – – – 64,610 6 5 (5) 2020 10 13.33 13.42 45,383 – – – – 45,383 6 17 (5) 2021 10 25.54 25.63 17,498 – – – – 17,498 6 16 (5) 2022 10 11.74 11.98 – 34,645 – – – 34,645 6 22 (5) Ranjeev Krishana 2017 10 2.84 2.83 199,992 – – – – 199,992 4 19 (4) 2018 10 15.73 16.15 17,442 – – – – 17,442 6 6 (5) 2019 10 9.25 9.23 64,610 – – – – 64,610 6 5 (5) 2020 10 13.33 13.42 45,383 – – – – 45,383 6 17 (5) 2021 10 25.54 25.63 17,498 – – – – 17,498 6 16 (5) 2022 10 11.74 11.98 – 34,645 – – – 34,645 6 22 (5) 225 2022 2022 2022 1 1 12 31 (1) (2) Thomas Malley 2017 10 2.94 3.15 169,988 – – – – 169,988 6 2 (5) 2018 10 15.73 16.15 17,442 – – – – 17,442 6 6 (5) 2019 10 9.25 9.23 64,610 – – – – 64,610 6 5 (5) 2020 10 13.33 13.42 45,383 – – – – 45,383 6 17 (5) 2021 10 25.54 25.63 17,498 – – – – 17,498 6 16 (5) 2022 10 11.74 11.98 – 34,645 – – – 34,645 6 22 (5) Corazon D. 2020 10 18.50 18.26 27,482 – – – – 27,482 Sanders 8 24 (5) 2021 10 25.54 25.63 17,498 – – – – 17,498 6 16 (5) 2022 10 11.74 11.98 – 34,645 – – – 34,645 6 22 (5) Alessandro 2022 10 16.47 16.22 – 22,581 – – – 22,581 Riva 2 28 (5) 2022 10 11.74 11.98 – 34,645 – – – 34,645 6 22 (5) 2018 10 12.92 13.85 12.72 63,290 – 63,284 6 – 4 1 (4) 2019 10 9.25 9.23 64,610 – – – – 64,610 6 5 (5) 2020 10 13.33 13.42 45,383 – – – – 45,383 6 17 (5) 2021 10 25.54 25.63 17,498 – – 17,498 – – 6 16 (5) 2022 226 2022 2022 1 1 12 31 (1) (2) 2017 10 2.84 2.83 199,992 – – – – 199,992 4 19 (4) 2018 10 15.73 16.15 17,442 – – – – 17,442 6 6 (5) 2019 10 9.25 9.23 64,610 – – – – 64,610 6 5 (5) 2020 10 13.33 13.42 45,383 – – – – 45,383 6 17 (5) 2021 10 25.54 25.63 17,498 – – – – 17,498 6 16 (5) 2022 10 11.74 11.98 – 34,645 – – – 34,645 6 22 (5) 2018 10 13.37 13.04 766,599 – – – – 766,599 4 30 (6) 2019 10 9.25 9.23 797,550 – – – – 797,550 6 5 (3) 2020 10 13.42 13.33 756,821 – – – – 756,821 6 17 (3) 2021 10 25.54 25.63 483,678 – – – – 483,678 6 16 (3) 2022 10 11.74 11.98 – 1,061,814 – – – 1,061,814 6 22 (3) 2020 10 14.55 14.66 104,754 – – – – 104,754 6 30 (3) 2021 10 25.54 26.53 177,853 – – – – 177,853 6 16 (3) 2022 10 11.74 11.98 – 589,888 – – – 589,888 6 22 (3) 227 2022 2022 2022 1 1 12 31 (1) (2) 2016 10 2.27 10.66 2.29 233,948 – 233,948 – – – 7 13 (3) 2017 10 3.50 10.66 3.49 999,999 – 999,999 – – – 6 27 (3) 2018 10 12.70 12.34 364,208 – – – – 364,208 6 26 (3) 2019 10 9.25 9.23 558,285 – – – – 558,285 6 5 (3) 2020 10 13.33 13.42 525,564 – – – – 525,564 6 17 (3) 2021 10 25.54 26.53 332,527 – – – – 332,527 6 16 (3) 2022 10 11.74 11.98 – 707,876 – – – 707,876 6 22 (3) 2016 10 2.26 2.27 207,575 – – – – 207,575 9 2 (3) 2017 10 3.50 3.49 850,465 – – – – 850,465 6 27 (3) 2018 10 12.70 15.31 12.34 122,798 – 78,000 – – 44,798 6 26 (3) 2019 10 9.25 9.23 211,276 – – 115,752 – 95,524 6 5 (3) 2020 10 13.33 16.85 13.42 204,971 – 68,172 136,799 – – 6 17 (3) 2021 10 25.54 26.53 157,196 – – 117,897 – 39,299 6 16 (3) 2022 228 2022 2022 1 1 12 31 (1) (2) 2016 7 13 (3) 10 2.27 2.29 15,385 – – – 15,385 2016 7 13 (3) 10 2.27 12.29 2.29 3,247,450 – 16,029 – 1 3,231,420 2016 7 22 (3) 10 2.13 13.97 2.10 105,487 – 14,001 – 26 91,460 2016 7 22 (6) 10 2.13 14.94 2.10 981,325 – 194,025 – 692 786,608 2016 7 29 (3) 10 2.11 2.02 26 – – – 12 14 2016 8 9 (3) 10 2.04 2.10 – – – – – 2016 8 22 (3) 10 2.28 2.24 – – – – – 2016 9 12 (3) 10 2.33 2.42 – – – – – 2016 9 19 (3) 10 2.51 2.38 – – – – – 2016 9 26 (3) 10 2.35 2.27 – – – – – 2016 10 12 (3) 10 2.48 12.06 2.42 134,498 – 134,492 – 6 2016 10 12 (6) 10 2.48 12.02 2.42 1,020 – 1,020 – – 2016 10 17 (3) 10 2.42 2.55 61,399 – – – 61,399 2016 11 1 (3) 10 2.56 2.57 – – – – – 229 2022 2022 2022 1 1 12 31 (1) (2) 2016 11 7 (3) 10 2.43 2.46 – – – – – 2016 11 8 (3) 10 2.46 2.51 – – – – – 2016 11 16 (3) 10 2.79 2.84 – – – – – 2016 11 21 (3) 10 2.46 2.42 – – – – – 2016 11 28 (3) 10 2.49 17.48 2.38 39,000 – 39,000 – – 2016 11 30 (3) 10 2.43 2.44 1,274 – – – 1,274 2016 12 1 (3) 10 2.44 2.37 – – – – – 2016 12 9 (3) 10 2.07 2.09 34,099 – – – 34,099 2017 1 3 (3) 10 2.34 12.63 2.39 16,965 – 9,165 – 7,800 2017 1 5 (3) 10 2.44 2.39 63,661 – – – 63,661 2017 1 9 (3) 10 2.37 16.24 2.43 158,496 – 26,000 – 132,496 2017 1 17 (3) 10 2.51 2.53 – – – – – 2017 1 17 (6) 10 2.51 15.06 2.53 88,556 – 41,340 – 47,216 2017 1 23 (3) 10 2.46 14.33 2.49 108,875 – 108,875 – – 2017 1 30 (3) 10 2.80 2.62 – – – – – 2022 230 2022 2022 1 1 12 31 (1) (2) 2017 2 1 (3) 10 2.68 2.77 144,989 – – – 144,989 2017 2 6 (3) 10 2.76 2.76 32,201 – – – 32,201 2017 2 8 (3) 10 2.67 2.78 – – – – – 2017 2 13 (3) 10 2.77 13.82 2.77 71,643 – 31,200 – 40,443 2017 2 27 (3) 10 2.97 2.93 – – – – – 2017 3 6 (3) 10 3.14 3.06 – – – – – 2017 3 13 (3) 10 3.08 15.19 3.02 142,701 – 26,000 – 116,701 2017 3 20 (3) 10 3.04 3.04 84,968 – – – 84,968 2017 3 27 (3) 10 2.79 2.79 – – – – – 2017 3 31 (6) 10 2.81 15.60 2.82 85,683 – 44,278 – 41,405 2017 4 3 (3) 10 2.82 13.99 2.82 5,928 – 5,928 – – 2017 4 10 (3) 10 2.86 2.91 – – – – – 2017 4 11 (3) 10 2.91 2.95 – – – – – 2017 4 17 (3) 10 2.92 13.91 2.95 109,590 – 98,163 – 11,427 2017 4 24 (3) 10 2.82 2.89 – – – – – 231 2022 2022 2022 1 1 12 31 (1) (2) 2017 4 26 (3) 10 3.01 3.09 – – – – – 2017 5 1 (3) 10 3.14 15.86 3.13 531,245 – 270,582 – 260,663 2017 5 2 (6) 10 3.13 13.94 3.12 115,349 – 10,244 416 104,689 2017 5 3 (3(3) 10 3.12 3.12 11,999 – – – 11,999 2017 5 8 (3) 10 3.02 2.98 – – – – – 2017 5 10 (3) 10 2.88 2.92 – – – – – 2017 5 15 (3) 10 2.81 2.90 9,100 – – – 9,100 2017 5 30 (3) 10 2.88 2.88 21,060 – – – 21,060 2017 6 1 (6) 10 2.83 14.68 2.94 1,150,045 – 55,848 507 1,093,690 2017 6 12 (3) 10 2.99 10.69 3.00 12,844 – 117 – 12,727 2017 6 14 (3) 10 3.04 14.12 3.05 776,581 – 192,686 – 583,895 2017 6 15 (6) 10 3.05 14.64 3.04 4,029,896 – 872,989 10,088 2,535 3,144,284 2017 6 21 (3) 10 3.31 3.45 17,784 – – – 17,784 2017 6 23 (3) 10 3.41 3.45 – – – – – 2017 6 27 (3) 10 3.50 11.75 3.49 2,233,309 – 49,296 – 2,184,013 2022 232 2022 2022 1 1 12 31 (1) (2) 2017 6 29 (3) 10 3.50 3.45 43,654 – – – 43,654 2017 7 10 (3) 10 5.40 13.76 5.45 156,624 – 149,864 – 6,760 2017 7 17 (3) 10 5.67 14.19 4.19 41,106 – 41,106 – – 2017 7 17 (6) 10 5.67 15.39 4.19 366,366 – 73,541 – 292,825 2017 7 24 (3) 10 5.95 5.65 – – – – – 2017 7 31 (3) 10 5.58 15.50 5.42 119,574 – 14,911 4,667 99,996 2017 7 31 (6) 10 5.58 13.75 5.42 371,072 – 34,801 – 336,271 2017 8 1 (3) 10 5.42 13.75 5.58 473,200 – 317,200 – 156,000 2017 8 2 (6) 10 5.58 5.45 – – – – – 2017 8 3 (3) 10 5.45 5.51 19,994 – – – 19,994 2017 8 7 (3) 10 5.56 16.15 5.95 114,309 – 16,809 – 97,500 2017 8 8 (3) 10 5.95 6.03 12,649 – – – 12,649 2017 8 10 (3) 10 5.95 5.59 – – – – – 2017 8 11 (3) 10 5.59 5.46 – – – – – 2017 8 17 (3) 10 5.39 12.09 5.32 18,317 – 18,317 – – 233 2022 2022 2022 1 1 12 31 (1) (2) 2017 8 25 (3) 10 5.38 5.29 – – – – – 2017 8 28 (3) 10 5.29 5.28 24,167 – – – 24,167 2017 8 31 (3) 10 5.30 5.30 – – – – – 2017 8 31 (6) 10 5.30 14.79 5.30 281,242 – 96,096 4,550 180,596 2017 9 5 (3) 10 5.78 5.68 269,997 – – – 269,997 2017 9 12 (3) 10 5.39 5.43 – – – – – 2017 9 13 (3) 10 5.43 5.82 – – – – – 2017 9 18 (3) 10 6.22 6.37 22,269 – – – 22,269 2017 9 22 (3) 10 6.53 16.62 6.55 90,155 – 21,567 – 68,588 2017 9 25 (3) 10 6.55 11.72 6.56 153,569 – 31,577 – 121,992 2017 9 26 (3) 10 6.56 8.71 – – – – – 2017 9 29 (3) 10 7.49 7.96 37,492 – – – 37,492 2017 11 1 (3) 10 7.10 6.84 226,356 – – – 226,356 2017 11 30 (3) 10 6.38 6.15 10,764 – – – 10,764 2018 1 5 (3) 10 7.72 7.58 19,071 – – – 19,071 2022 234 2022 2022 1 1 12 31 (1) (2) 2018 1 31 (3) 10 9.52 13.34 10.44 84,385 – 4,368 – 80,017 2018 2 28 (3) 10 11.61 11.04 7,904 – – – 7,904 2018 4 30 (3) 10 13.37 13.04 17,407 – – 2,990 8,268 6,149 2018 6 26 (3) 10 12.70 15.15 12.34 935,961 – 74,932 1,794 13,091 844,571 2018 6 29 (3) 10 11.90 11.83 12,103 – – – 12,103 2018 8 31 (3) 10 13.67 13.66 13,741 – – – 13,741 2018 8 31 (7) 10 13.67 13.66 108,537 – – – 108,537 2018 9 28 (3) 10 13.28 13.25 65,433 – – – 65,433 2018 9 28 (8) 10 13.28 13.25 39,260 – – – 39,260 2018 11 30 (3) 10 11.07 11.79 11,028 – – – 11,028 2018 12 31 (3) 10 10.53 16.23 10.79 144,053 – 6,682 4,108 133,263 2018 12 31 (8) 10 10.53 10.79 12,727 – – – 12,727 2019 1 25 (3) 10 9.62 10.44 38,649 – – – 38,649 2019 2 28 (3) 10 10.77 15.13 10.54 130,754 – 107,718 7,436 15,600 2019 3 5 (3) 10 11.68 11.51 78,494 – – – 78,494 235 2022 2022 2022 1 1 12 31 (1) (2) 2019 5 10 (3) 10 9.33 10.32 44,213 – – – 44,213 2019 6 5 (3) 10 9.25 14.31 9.23 3,074,162 – 524,186 249,249 1,651 2,299,076 2019 6 28 (3) 10 9.67 9.53 38,714 – – 24,609 14,105 2019 8 30 (3) 10 11.14 11.06 97,201 – – – 97,201 2019 11 29 (3) 10 15.71 15.83 39,221 – – 14,105 25,116 – 2019 12 31 (3) 10 12.80 12.92 29,523 – – 13,689 15,834 2020 3 3 (3) 10 12.62 15.08 12.19 20,657 – 7,800 12,857 – 2020 3 31 (3) 10 9.65 9.67 294,775 – – – 294,775 2020 5 12 (3) 10 12.56 15.19 12.18 38,597 – 23,920 14,677 – 2020 5 29 (3) 10 12.49 13.08 12.73 21,281 – 11,505 9,776 – 2020 6 17 (3) 10 13.33 15.26 13.42 2,220,140 – 92,690 484,666 99,541 1,543,243 2020 6 30 (3) 10 14.55 14.66 212,771 – – – 212,771 2020 8 7 (3) 10 17.24 16.99 40,248 – – – 40,248 2020 8 31 (3) 10 18.69 18.85 14,040 – – 8,528 5,512 – 2020 9 30 (3) 10 21.65 22.03 8,021 – – – 8,021 2022 236 2022 2022 1 1 12 31 (1) (2) 2020 11 6 (3) 10 23.08 23.07 175,708 – – – 175,708 2020 11 30 (3) 10 21.99 20.99 26,962 – – 5,915 5,291 15,756 2021 1 22 (3) 10 27.46 28.81 64,441 – – 6,890 2,288 55,263 2021 2 26 (3) 10 25.36 25.81 6,331 – – – 6,331 2021 3 31 (3) 10 25.61 26.78 158,834 – – 7,514 2,496 148,824 2021 5 7 (3) 10 24.15 24.78 84,240 – – – 84,240 2021 5 28 (3) 10 27.00 27.58 121,485 – – – 121,485 2021 6 16 (3) 10 25.54 26.53 2,333,955 – – 408,096 86,437 1,839,396 2021 6 30 (3) 10 27.48 27.28 88,829 – – 29,432 59,397 2021 8 6 (3) 10 25.84 25.61 158,262 – – 7,839 150,423 2021 8 31 (3) 10 23.22 23.72 153,322 – – – 153,322 2021 9 30 (3) 10 27.81 28.73 61,230 – – 4,212 57,018 2021 11 5 (3) 10 28.38 28.08 45,786 – – – 45,786 2021 11 30 (3) 10 26.40 26.85 64,649 – – – 64,649 2021 12 31 (3) 10 21.03 20.84 59,332 – – – 59,332 237 2022 2022 2022 1 1 12 31 (1) (2) 2022 1 27 (3) 10 17.27 18.61 – 371,059 – – 371,059 2022 2 28 (3) 10 16.47 16.22 – 171,626 – – 171,626 2022 3 31 (3) 10 15.85 15.46 – 135,694 – – 135,694 2022 5 6 (3) 10 12.27 12.50 – 80,821 – – 80,821 2022 5 31 (3) 10 10.30 10.56 – 123,604 – – 123,604 2022 6 22 (3) 10 11.74 11.98 – 6,111,027 – 294,337 5,816,690 2022 6 22 (9) 10 11.74 11.98 – 11,804 – – 11,804 2022 6 30 (3) 10 12.48 12.81 – 77,974 – – 77,974 2022 8 5 (3) 10 14.70 14,96 – 188,929 – – 188,929 2022 8 31 (3) 10 12.73 13.32 – 22,009 – – 22,009 2022 9 30 (3) 10 10.48 10.58 – 66,690 – – 66,690 2022 11 10 (3) 10 13.56 14.52 – 54,106 – – 54,106 2022 11 30 (3) 10 13.84 14.74 – 17,745 – – 17,745 2022 12 30 (3) 10 17.22 17.26 – 7,592 – – 7,592 54,065,073 12,516,816 5,623,280 2,022,498 252,967 58,683,144 2022 238 * Anthony C. Hooper 2023 4 17 (1) 13 (2) 13 (3) 25% 75% 25% 36 (4) (5) (6) 20% 80% 20% 48 (7) 48 (8) (9) 50% 50% 50% 12 239 2022 2016 (3) 1,887,678 2022 6 22 (1) 11.98 – 11.74 11,999,969 471,913 2022 6 22 (1) 11.98 – 11.74 2,999,951 Anthony Hooper 34,645 2022 6 22 (2) 11.98 – 11.74 199,967 Margaret Han Dugan 22,581 2022 2 28 (2) 16.22 – 16.47 149,037 Margaret Han Dugan 34,645 2022 6 22 (2) 11.98 – 11.74 199,967 Donald W. Glazer 34,645 2022 6 22 (2) 11.98 – 11.74 199,967 Michael Goller 34,645 2022 6 22 (2) 11.98 – 11.74 199,967 Ranjeev Krishana 34,645 2022 6 22 (2) 11.98 – 11.74 199,967 Thomas Malley 34,645 2022 6 22 (2) 11.98 – 11.74 199,967 Corazon D. Sanders 34,645 2022 6 22 (2) 11.98 – 11.74 199,967 Alessandro Riva 22,581 2022 2 28 (2) 16.22 – 16.47 149,037 Alessandro Riva 34,645 2022 6 22 (2) 11.98 – 11.74 199,967 34,645 2022 6 22 (2) 11.98 – 11.74 199,967 1,061,814 2022 6 22 (1) 11.98 – 11.74 6,749,952 589,888 2022 6 22 (1) 11.98 – 11.74 3,749,918 707,876 2022 6 22 (1) 11.98 – 11.74 4,499,968 2022 1 27 10.56 10.30 7,440,680 2022 12 30 (1) 18.61 – 17.27 48,008,319 12,516,816 80,105,854 (1) 25% 75% 25% 36 2022 240 (2) (3) 2016 2022 12 31 2016 13,150 2016 2017 9 26 2022 12 31 2022 1 1 35,546,446 2016 2022 12 31 2016 55,397,173 2022 2022 2022 1 1 12 31 (1) 2018 4 30 13.37 143,754 – 143,754 – – 12.19 2018 6 26 12.70 47,086 – 47,086 – – 12.02 2021 6 16 25.54 146,250 – 36,556 – 109,694 10.52 2022 6 22 11.74 – 334,009 – – 334,009 – 2018 6 26 12.70 23,543 – 23,543 – – 12.02 2021 6 16 25.54 39,000 – 9,750 – 29,250 10.52 2022 6 22 11.74 – 83,499 – – 83,499 – Anthony C. Hooper 2021 6 16 25.54 7,800 – – – 7,800 – 2022 6 22 11.74 – 16,692 – – 16,692 – 2021 6 16 25.54 7,800 – 7,800 – – 10.52 Margaret Han Dugan 2022 6 22 11.74 – 16,692 – – 16,692 – Donald W. Glazer 2021 6 16 25.54 7,800 – – – 7,800 – 2022 6 22 11.74 – 16,692 – – 16,692 – 241 2022 2022 2022 2022 1 1 12 31 (1) Michael Goller 2021 6 16 25.54 7,800 – 7,800 – – 10.52 2022 6 22 11.74 – 16,692 – – 16,692 – Ranjeev Krishana 2021 6 16 25.54 7,800 – 7,800 – – 10.52 2022 6 22 11.74 – 16,692 – – 16,692 – Thomas Malley 2021 6 16 25.54 7,800 – 7,800 – – 10.52 2022 6 22 11.74 – 16,692 – – 16,692 – Corazon D. Sanders 2021 6 16 25.54 7,800 – 7,800 – – 10.52 2022 6 22 11.74 – 16,692 – – 16,692 – Alessandro Riva 2022 6 22 11.74 – 16,692 – – 16,692 – 2021 6 16 25.54 7,800 – – 7,800 – – 2021 6 16 25.54 7,800 – 7,800 – – 10.52 2022 6 22 11.74 – 16,692 – – 16,692 2022 242 2022 2022 2022 1 1 12 31 (1) 2018 4 30 13.37 459,979 – 229,970 – 230,009 12.19 2019 6 5 9.25 216,736 – 108,368 – 108,368 10.58 2020 6 17 13.33 100,620 – 33,527 – 67,093 10.29 2021 6 16 25.54 78,000 – 19,500 – 58,500 10.52 2022 6 22 11.74 – 187,876 – – 187,876 – 2020 6 30 14.55 41,405 – 13,793 – 27,612 12.48 2021 6 16 25.54 28,678 – 7,163 – 21,515 10.52 2022 2 28 16.47 – 61,750 – – 61,750 – 2022 6 22 11.74 – 104,377 – – 104,377 – 2018 6 26 12.70 13,104 – 13,104 – – 12.02 2019 6 5 9.25 37,947 – 18,954 – 18,993 10.68 2020 6 17 13.33 69,875 – 23,283 – 46,592 10.29 2021 6 16 25.54 53,625 – 13,403 – 40,222 10.52 2022 6 22 11.74 – 125,255 – – 125,255 – 243 2022 2022 2022 2022 1 1 12 31 (1) 2018 6 26 12.70 11,141 – 11,141 – – 12.02 2019 6 5 9.25 31,434 – 15,704 15,730 – 10.68 2020 6 17 13.33 36,335 – 12,103 24,232 – 10.29 2021 6 16 25.54 25,350 – 6,331 19,019 – 10.52 2018 1 31 18.55 33,848,542 – 11,219,715 4,422,860 18,205,967 (2) 2021 12 31 2022 1 1 12.46 – 37,617,853 2,938 2,276,469 35,338,446 (3) 2022 12 31 2019 2 4 12.01 23,842 – 15,158 – 8,684 (4) 2021 12 31 2022 1 1 17.70 – 42,822 19,188 – 23,634 (5) 2022 12 31 35,546,446 38,707,669 12,090,832 6,766,110 55,397,173 (1) 13 (2) 13 10.10 16.92 (3) 13 16.92 (4) 13 10.10 16.92 (5) 13 16.92 2022 244 (4) 334,009 2022 6 22 (1) – 11.74 3,999,886 83,499 2022 6 22 (1) – 11.74 999,933 Anthony C. Hooper 16,692 2022 6 22 (2) – 11.74 199,893 Margaret Han Dugan 16,692 2022 6 22 (2) – 11.74 199,893 Donald W. Glazer 16,692 2022 6 22 (2) – 11.74 199,893 Michael Goller 16,692 2022 6 22 (2) – 11.74 199,893 Renjeev Krishana 16,692 2022 6 22 (2) – 11.74 199,893 Thomas Malley 16,692 2022 6 22 (2) – 11.74 199,893 Corazon D. Sanders 16,692 2022 6 22 (2) – 11.74 199,893 Alessandro Riva 16,692 2022 6 22 (2) – 11.74 199,893 16,692 2022 6 22 (2) – 11.74 199,893 187,876 2022 6 22 (1) – 11.74 3,999,886 61,750 2022 2 28 (1) – 16.47 999,970 104,377 2022 6 22 (1) – 11.74 4,999,873 125,255 2022 6 22 (1) – 11.74 5,999,945 2022 1 31 10.48 37,617,853 2022 12 30 (1) – 16.38 458,791,912 2022 1 31 16.38 42,822 2022 12 30 (3) – 17.22 757,899 38,707,669 482,348,341 (1) 25% (2) (3) (4) 245 2022 3. 2018 2018 11 7 2018 12 7 2018 2018 6 6 2018 2019 6 5 2018 2021 6 2018 2021 9 1 2018 2018 15% 2018 2018 2018 2018 5% 2018 1% 10% 25,000 2022 246 3 1 9 1 2018 85% 2018 2018 247 2022 2018 7,355,315 2022 1 1 2018 5,194,546 2022 1 1 2021 9 1 1,528,475 2018 2022 12 31 2023 4 18 3,666,071 2,735,219 2018 2022 12 31 2022 12 31 2022 9 1 2018 7,355,315 2022 1 1 2018 5,194,546 2021 9 1 2022 3 1 1,528,475 2018 2022 12 31 2023 4 18 3,666,071 2,735,219 2023 4 18 0.20% 2018 2018 2018 2018 12 7 2018 5.5 2018 2021 9 1 2022 3 1 2022 9 1 2,992 3,106 3,039 2018 2022 248 2018 2021 9 1 2022 3 1 2022 3 1 2021 9 1 (1) (2) 2021 9 1 6 13.76 10,623 6,800 13.76 494 2021 9 1 6 11.22 15,117 8,317 2022 3 1 13.76 11.22 741 6,800 13.76 494 2021 9 1 6 11.22 20,538,382 9,169,704 2022 3 1 13.76 13.76 666,172 9,659,016 11.22 860,574 9,667,337 1. 2021 9 1 2022 3 1 23.72 16.20 184.71 126.40 4,107,060 31,956,623 5,284,675 41,290,434 2021 9 1 2022 3 1 2018 249 2022 2. 2021 9 1 2022 3 1 2018 2022 2 28 2022 8 31 13.76 11.22 1,528,475 2022 2 28 2022 8 31 16.47 12.73 128.59 99.90 10,803,886 84,351,988 11,373,333 89,260,078 3. 2022 9 1 10,512,096 930,852 4. 2018 4. 2018 2018 6 6 2018 12,000,000 2018 2022 6 22 2016 2018 2018 20 2018 2022 250 5635(c)(4) 2018 2018 12,000,000 2022 1 1 2018 9,344,659 2022 12 31 2018 2018 2022 6 22 2022 12 31 2023 4 18 0 0 2023 4 18 0% 2018 2022 1 1 2018 9,881,715 2022 12 31 2018 452,582 2018 2022 6 22 2022 12 31 2018 2022 12 31 2023 4 18 0 0 2023 4 18 0% 2018 2018 2018 2022 6 22 2016 2018 2018 2018 12 1% 251 2022 10 (i) 1/13 (ii) 1/13 2018 2018 2022 2022 1 1 12 31 (1) (2) 2018 8 31 (3) 10 13.67 14.05 13.66 30,901 9,828 21,073 30,901 9,828 21,073 2022 252 (1) 13 (2) 13 (3) 25% 75% 25% 36 Thomas Malley Anthony C. Hooper Corazon (Corsee) D. Sanders 2022 12 31 Thomas Malley Corazon (Corsee) D. Sanders Anthony C. Hooper Thomas Malley 2022 12 31 253 2022 13.20 13.21 13.22 2023 4 18 2018 8 8 2022 2022 3 23 2021 2022 3 23 Ernst & Young LLP 2022 12 31 Ernst & Young LLP 2023 2023 4 18 2022 254 2022 12 31 2022 C.2.1 Ranjeev Krishana 255 2022 3.21 D.3.3 D.3.7 Thomas Malley Anthony C. Hooper 2023 4 17 Corazon (Corsee) D. Sanders Thomas Malley 3.10(2) 3.21 3.25 E.1.2 Margaret Han Dugan Ranjeev Krishana Margaret Han Dugan 2022 6 22 2022 9 13 Margaret Han Dugan B3.1 Donald W. Glazer Michael Goller Anthony C. Hooper 2023 4 17 Alessandro Riva Donald W. Glazer 2022 256 2022 12 31 B.8 2022 1 1 257 2022 2022 12 31 * Margaret Han Dugan Donald W. Glazer Michael Goller Anthony C. Hooper Ranjeev Krishana Thomas Malley Corazon (Corsee) D. Sanders Alessandro Riva * Anthony C. Hooper 2023 4 17 2022 12 31 2023 4 16 Anthony C. Hooper 2022 1 31 2022 6 22 2022 258 2022 3.13 2023 2024 2025 259 2022 2022 260 10-K 261 2022 Thomas Malley Anthony C. Hooper Corazon (Corsee) D. Sanders Thomas Malley Anthony C. Hooper Corazon (Corsee) D. Sanders Anthony C. Hooper 2023 4 17 2022 12 31 2023 4 16 Anthony C. Hooper Thomas Malley 3.10(2) 3.21 Anthony C. Hooper Corazon (Corsee) D. Sanders 3.10(2) 3.21 2022 12 31 13 271 www.beigene.com HKEX investors 2022 2021 2022 2022 2022 262 Margaret Han Dugan Ranjeev Krishana Margaret Han Dugan 2022 6 22 2022 9 13 Margaret Han Dugan 2022 12 31 26 25,000,001 105,000,000 263 2022 2022 12 31 271 www.beigene.com HKEX investors 2022 Donald W. Glazer Michael Goller Anthony C. Hooper Alessandro Riva Donald W. Glazer 2022 1 31 2022 2 1 Alessandro Riva 2022 264 2022 12 31 www.beigene.com HKEX investors 2022 2022 3.13 2022 12 31 271 Margaret Han Dugan Michael Goller Thomas Malley Alessandro Riva Corazon (Corsee) D. Sanders Alessandro Riva 2022 11 20 Alessandro Riva Corazon (Corsee) D. Sanders www.beigene.com HKEX investors 265 2022 2022 12 31 271 Anthony C. Hooper Margaret Han Dugan Ranjeev Krishana Corazon (Corsee) D. Sanders Anthony C. Hooper 2022 2 25 Margaret Han Dugan 2022 6 22 www.beigene.com HKEX investors 2022 266 2020 2022 www.beigene.com HKEX investors 2023 4 18 11 2 9 1 3 6 1 LGBTQ+ 1 2022 2021 24% 2022 33% 52% 2023 4 25 267 2022 2021 2022 268 (Mourant Governance Services (Cayman) Limited, 94 Solaris Avenue, Camana Bay,Grand Cayman KY1-1108, Cayman Islands (a) (b) 1934 14a-8(b)(2) (c) (d) (e) (f) (i) (ii) (g) 269 2022 A.2.1 2022 12 31 2022 270 2022 12 31 * 7/7 1/1 Anthony C. Hooper (5) 7/7 13/13 4/4 1/1 7/7 4/4 1/1 (4) 2/7 3/5 2/4 0/1 Margaret Han Dugan (2) 7/7 1/5 4/4 3/4 1/1 Donald W. Glazer 7/7 1/1 Michael Goller 7/7 4/4 1/1 Ranjeev Krishana 7/7 5/5 4/4 1/1 Thomas Malley 7/7 11/13 4/4 1/1 Alessandro Riva (3) 7/7 4/4 1/1 Corazon (Corsee) D. Sanders 7/7 13/13 4/4 4/4 1/1 (1) 6/7 5/5 3/4 1/1 * 2022 12 31 2022 12 31 (1) 2022 1 31 (2) 2022 2 1 Margaret Han Dugan 2022 2 25 Dugan 2022 9 13 Dugan 271 2022 (3) 2022 2 1 Alessandro Riva 2022 11 20 Alessandro Riva (4) 2022 6 22 (5) Anthony C. Hooper 2023 4 17 C.2.7 2022 12 31 2022 12 31 2022 12 31 2022 272 2022 2 1 Margaret Han Dugan Alessandro Riva 2022 1 Dugan Riva 2022 12 31 Anthony C. Hooper Margaret Han Dugan Donald W. Glazer Michael Goller Ranjeev Krishana Thomas Malley Alessandro Riva Corazon (Corsee) D. Sanders 2022 2021 12 31 Ernst & Young LLP 2022 2021 7,037 7,227 57 – 7,094 7,227 10-Q 2022 273 2022 2019 10 31 2020 1 2 18.2% 14A 14A 12.5 LUMAKRAS (sotorasib) 2022 274 sotorasib (AMG 510) AMG 510 2023 2 (i) 2023 1 1 2023 8 31 AMG 510 (ii) AMG 510 14A.52 14A.53(1) 14A.52 14A.53(1) (a) 14A (b) (c) (d) 14A.55 14A.56 (e) 2019 11 1 275 2022 (a) = 50% x (b) (i) (ii) (iii) (x) (y) 20 AMG 510 = x = x 2022 276 12.5 1,250 3,750 (a) (b) (c) 14A.56 3000 740 2022 12 31 2022 12 31 (a) (b) (c) 277 2022 2020 3 17 2020 9 24 20.6% 20.4% (i) (ii) 2020 12 1 (a) 20% (b) 60 (c)2023 12 1 2020 3 18 2020 9 25 2020 10 9 2021 9 165,529 2,151,877 50,000,000 2022 2022 278 2020 9 24 73,640,000 500,000,000 14,728,000 100,000,000 58,912,000 400,000,000 200,000,000 (i)2021 11 9 (ii) 2021 10 8 (i)2022 11 9 (ii) 2022 10 10 13,980,000 100,000,000 14A 16 2022 12 31 14A.71 2,069,546 399.43 137 15 10 2022 12 31 28 279 2022 14A Committee of Sponsoring Organizations of the Treadway Commission 2013 404 2022 280 281 2022 (i) (ii) 2022 282 2022 12 31 D.2.3 Chan Lee 2022 12 31 3.29 61 62 21 21 21 283 2022 (Mourant Governance Services (Cayman) Limited, 94 Solaris Avenue, Camana Bay, Grand Cayman KY1- 1108,Cayman Islands (Mourant Governance Services (Cayman) Limited, 94 Solaris Avenue, Camana Bay, Grand Cayman KY1-1108, Cayman Islands [ ] (i) (ii) (iii) (iv) (v) (vi) 2023 2022 2022 284 290 396 2022 12 31 2022 12 31 285 2022 2022 12 31 1,640.5 2022 12 31 139.2 2 2022 286 287 2022 2022 288 2023 3 29 289 2022 12 31 2022 2021 3,869,564 4,375,678 5 196 328 6 665,251 2,241,962 7 173,168 483,113 8 282,346 242,626 14 216,553 270,173 5,207,078 7,613,880 5 5,277 6,881 11 845,946 587,605 10 109,960 117,431 12 40,616 46,679 14 170,413 163,049 1,172,212 921,645 6,379,290 8,535,525 15 294,781 262,400 14 467,352 558,055 4 213,861 187,414 13 25,189 21,395 10 24,041 21,925 4 114,335 120,801 16 328,969 427,565 1,468,528 1,599,555 2022 290 12 31 2022 2021 16 209,148 202,113 4 42,026 220,289 10 34,517 43,041 13 15,996 14,169 4 179,625 269,561 14 46,095 54,234 527,407 803,407 1,995,935 2,402,962 25 0.0001 9,500,000,000 2022 12 31 2021 12 31 1,356,140,180 1,334,804,281 135 133 11,540,979 11,191,007 21 (77,417) 17,950 (7,080,342) (5,076,527) 4,383,355 6,132,563 6,379,290 8,535,525 291 2022 12 31 2022 2021 17 1,254,612 633,987 4 161,309 542,296 1,415,921 1,176,283 286,475 164,906 1,640,508 1,459,239 1,277,852 990,123 12 751 750 3,205,586 2,615,018 (1,789,665) (1,438,735) 52,480 (15,757) 6 (223,852) 15,904 (1,961,037) (1,438,588) 13 42,778 19,228 (2,003,815) (1,457,816) 19 (1.49) (1.21) 19 1,340,729,572 1,206,210,049 (19.43) (15.71) 103,133,044 92,785,388 2022 292 12 31 2022 2021 (2,003,815) (1,457,816) 21 (90,421) 13,714 24 365 1,865 21 (5,311) (4,571) (2,099,182) (1,446,808) 293 2022 12 31 2022 2021 (2,003,815) (1,457,816) 66,278 46,457 20 303,162 240,712 4 68,665 83,500 4 (96,402) (112,486) 6 21,996 (7,632) 2,059 3,377 9,047 23,510 304,112 (423,019) (56,689) (153,333) (3,282) (107,128) (4,352) 20,008 45,627 140,044 (151,816) 407,703 (1,209) (2,620) (1,496,619) (1,298,723) (325,434) (262,942) (1,485) (2,147,881) 1,563,618 3,146,891 (143,665) (8,500) 12 – (43,409) 6 (15,911) (43,500) 1,077,123 640,659 2022 294 12 31 2022 2021 22 – 3,392,616 22 – 50,000 16 37,372 16,838 16 313,774 406,449 16 (417,081) (321,754) 46,964 92,762 (18,971) 3,636,911 (69,383) 14,035 (507,850) 2,992,882 4,382,887 1,390,005 3,875,037 4,382,887 3,869,564 4,375,678 196 328 5,277 6,881 29,500 15,695 25,169 29,967 95,346 53,197 – 75,000 295 2022 2020 12 31 1,190,821,941 118 7,414,932 6,942 (3,618,711) 3,803,281 115,055,260 12 3,392,604 – – 3,392,616 2,151,877 – 50,000 – – 50,000 28,778,893 3 92,759 – – 92,762 (2,003,690) – – – – – – – 240,712 – – 240,712 – – – 11,008 – 11,008 – – – – (1,457,816) (1,457,816) 2021 12 31 1,334,804,281 133 11,191,007 17,950 (5,076,527) 6,132,563 – – (152) – – (152) 1,375,621 – – – – – 19,960,278 2 46,962 – – 46,964 – – 303,162 – – 303,162 – – – (95,367) – (95,367) – – – – (2,003,815) (2,003,815) 2022 12 31 1,356,140,180 135 11,540,979 (77,417) (7,080,342) 4,383,355 2022 296 1. 3 (BTK) PD-1 PARP1 PARP2 13 2,700 50 80 30 3 18,000 CMOs 2010 29 9,000 297 2022 1. 2022 12 31 48 BeiGene 101 – 100% BeiGene AUS Pty Ltd 56,947,230 100% BeiGene Australia BeiGene Austria GmbH 35,000 100% BeiGene (Beijing) Co., Ltd. * 1,922,787,023 100% BeiGene Beijing BeiGene Biologics Co., Ltd. * 14,540,000,000 100% BeiGene Biologics BeiGene (Canada) ULC 100 100% BeiGene ESP, S.L.U. 3,000 100% BeiGene France Sarl 7,500 100% * 12,490,389,800 100% * 263,000,000 100% BeiGene Germany GmbH 25,000 100% 2022 298 1. BeiGene (Hong Kong) Co., Limited 1 100% 13,700,000,000 * 4,000,000 100% BeiGene International GmbH 20,000 100% BeiGene (Italy) S.r.l. 10,000 100% BeiGene Brazil Ltda. 2,450,190 100% BeiGene Poland sp. z o.o. 5,000 100% BeiGene South Africa Pty Ltd. – 100% BeiGene Sweden AB 25,000 100% BeiGene Turkey Medical Products 10,000 100% Trade Limited Company BeiGene Ireland Limited – 100% BeiGene Ireland BeiGene Japan, Ltd. 1,781,660 100% BeiGene Korea Y.H. 145,000,000 100% BeiGene Netherlands B.V. – 100% BeiGene NZ Unlimited 100,000 100% BeiGene NZ, Limited BeiGene Pharmaceuticals GmbH 20,000 100% 299 2022 1. * 3,800,000 100% BeiGene Pharmaceuticals Israel Ltd. 10,000 100% * 7,000,000 100% * 1,000,000 100% * 1,434,344,311 100% * 1,000,000 100% * 270,000,000 100% BeiGene Singapore Pte. Ltd. 1 100% * 3,673,218,389 100% BeiGene Switzerland GmbH 20,000 100% BeiGene Switzerland 168,000,000 100% BeiGene UK, Ltd. BeiGene UK 143 100% BeiGene United Kingdom, Ltd. 110 100% BeiGene USA, Inc. 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NRDL 808 808 808 808 606 808 606 313 2022 2. 2022 314 2. 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Shoreline Biosciences, Inc. 2021 6 Shoreline Biosciences Inc. Shoreline Shoreline iPSC Shoreline Shoreline Shoreline Shoreline 2022 1 45,000,000 2021 12 31 2021 12 LBL-007 LAG-3 2022 1 30,000,000 742,000,000 2021 12 31 EUSA Pharma 2020 1 EUSA Pharma EUSA β EUSA EUSA 40,000,000 120,000,000 2020 12 31 2021 EUSA 341 2022 4. Assembly Biosciences, Inc. 2020 7 Assembly Biosciences, Inc Assembly Assembly Assembly ABI-H0731 ABI-H2158 ABI-H3733 Assembly Assembly 40,000,000 503,750,000 Assembly 2020 12 31 2020 8 (BAT1706) 2020 9 10 2020 9 18 2020 10 20,000,000 145,000,000 2020 12 31 2021 11 2022 342 4. 2022 2021 12 31 5. 2022 12 31 2021 12 31 5,473,000 7,209,000 343 2022 6. 2022 12 31 674,262 – 9,011 665,251 674,262 – 9,011 665,251 2021 12 31 2,245,662 – 3,700 2,241,962 2,245,662 – 3,700 2,241,962 2022 12 31 2022 12 31 2022 12 31 2022 344 6. Leap Therapeutics, Inc. (Leap) 2020 1 Leap 5,000,000 Leap B B 2020 3 Leap Leap 2021 9 Leap 7,250,000 Leap 2022 12 31 Leap 7.4% 11.7% 2022 2021 12 31 30,102,000 9,386,000 2022 12 31 2021 12 31 12 31 2022 2021 Leap 3,307 23,809 Leap 706 10,306 2022 12 31 2021 12 31 57,054,000 43,722,000 2022 12 31 5,065,000 2021 12 31 345 2022 6. 2022 12 31 2021 12 31 27,710,000 22,955,000 2022 2021 12 31 3,682,000 1,796,000 7. 12 31 2022 2021 173,379 483,528 (211) (415) 173,168 483,113 30 120 12 31 2022 2021 6 172,633 483,113 6 12 535 – 173,168 483,113 2022 346 7. 12 31 2022 2021 1 1 415 112 (219) 309 1 – 14 (6) 12 31 211 415 8. 12 31 2022 2021 88,957 78,140 20,886 9,397 172,503 155,089 282,346 242,626 347 2022 9. (CTA) (MAA) 2017 3 200,000,000 95% 100,000,000 5% 2017 3 7 900,000,000 2019 9 100% 95% 2022 348 9. 2020 9 5% 28,723,000 195,262,000 2020 11 9,116,000 100% 19,599,000 132,061,000 900,000,000 36,558,000 249,140,000 200,000,000 120,000,000 80,000,000 2020 10 80,000,000 118,320,000 2021 10 9 198,320,000 200,000,000 73,640,000 500,000,000 14,728,000 100,000,000 58,912,000 400,000,000 2021 12 31 15,693,000 100,000,000 2022 11 16 349 2022 10. 50 36 30 12 12 31 2022 2021 25,938 22,536 6,834 4,892 1,299 1,823 34,071 29,251 12 31 2022 2021 56,008 60,762 53,952 56,669 109,960 117,431 24,041 21,925 34,517 43,041 58,558 64,966 2022 350 10. 2023 12 31 26,278 2024 12 31 21,647 2025 12 31 11,312 2026 12 31 2,821 2027 12 31 966 63,024 (4,466) 58,558 12 31 2022 2021 28,064 19,962 22,278 37,454 12 31 2022 2021 3 3 5.76% 5.15% 351 2022 11. 12 31 2022 2021 65,485 65,485 158,908 118,203 53,786 50,288 222,448 144,083 175,679 119,585 47,483 27,404 723,789 525,048 (171,470) (124,286) 293,627 186,843 845,946 587,605 2021 11 75,197,000 42 2022 352 11. 2022 2021 12 31 12 31 2022 2021 224,392 90,229 33,332 63,361 12,256 17,178 23,647 16,075 293,627 186,843 2022 2021 12 31 62,302,000 44,742,000 12. 2022 12 31 2021 12 31 2022 12 31 2021 12 31 7,500 (4,000) 3,500 7,500 (3,250) 4,250 41,235 (4,119) 37,116 43,394 (965) 42,429 816 (816) – 816 (816) – 49,551 (8,935) 40,616 51,710 (5,031) 46,679 353 2022 12. 10 2018 9 2020 2 2024 2 12 12 31 2022 2021 3,225 965 751 750 3,976 1,715 2022 12 31 12 31 2023 3,170 750 3,920 2024 3,170 750 3,920 2025 3,170 750 3,920 2026 3,170 750 3,920 2027 3,170 500 3,670 2028 21,266 – 21,266 37,116 3,500 40,616 2022 354 13. 12 31 2022 2021 (583,610) (606,752) 67,744 34,923 (1,445,171) (866,759) (1,961,037) (1,438,588) 12 31 2022 2021 27,905 15,252 4,844 (9) 6,547 805 39,296 16,048 3,480 4,919 – (35) 2 (1,704) 3,482 3,180 42,778 19,228 355 2022 13. 12 31 2022 2021 (1,961,037) (1,438,588) 25% 25% (490,259) (359,647) 288,133 185,874 30,598 (2,826) 33,872 (27,411) 229,550 254,768 (49,116) (31,530) 42,778 19,228 (2.2)% (1.3)% 12 31 2022 2021 97,896 84,766 862,214 625,114 19,700 14,982 86,000 82,060 798,563 937,069 10,348 11,571 63,156 – (10,098) (11,322) 1,927,779 1,744,240 (1,943,775) (1,758,409) (15,996) (14,169) 2022 356 13. 2022 12 31 2022 2021 12 31 229,550,000 254,768,000 2022 2021 12 31 5,077,247,000 3,644,981,000 2022 12 31 2024 2032 1,633,101,000 2025 2029 3,397,529,000 26,079,000 108,861,000 2036 2042 2022 2021 12 31 12 31 2022 2021 1 1 9,925 7,123 – – – – 1,630 2,802 – – 12 31 11,555 9,925 357 2022 13. 2022 12 31 12 2022 2021 12 31 2022 12 31 2013 2022 2012 2022 2018 2022 2015 2022 2012 2022 2025 2022 12 31 3,894,000 0.01 2022 12 31 2,379,000 2022 358 14. 12 31 2022 2021 71,488 87,239 20,478 58,579 22,777 12,010 3,039 5,052 3,664 1,695 58,950 78,538 1,510 2,982 34,647 24,078 216,553 270,173 12 31 2022 2021 109 109 22,025 14,140 (1) 48,642 24,237 804 17,162 7,054 6,609 91,779 100,792 170,413 163,049 (1) 359 2022 14. 12 31 2022 2021 184,775 139,966 139,168 213,922 51,806 71,560 18,815 45,661 41,817 59,639 30,971 27,307 467,352 558,055 12 31 2022 2021 38,176 46,352 7,760 7,814 159 68 46,095 54,234 2022 360 15. 2022 12 31 2021 12 31 12 31 2022 2021 3 290,284 257,977 3 6 2,570 3,210 6 1 1,379 1,110 1 548 103 294,781 262,400 16. 2022 2021 12 31 12 31 2022 2021 2018 4 4 580,000 9 2027 4 4 (1) 7,250 50,000 1,255 8,000 2020 1 22 (2) 9 2029 1 20 (2) 1,450 10,000 1,569 10,000 2020 11 9 378,000 9 2029 11 8 (3) 5,437 37,500 – – 2020 9 24 200,000 (4) 4.3% 150,000 1,034,554 200,000 1,274,535 2020 9 24 500,000 (5) 4.5% – – 15,693 100,000 2022 2 25 50,000 1 2023 2 25 2.2% 50,000 344,851 – – (6) 114,832 792,000 209,048 1,332,197 328,969 2,268,905 427,565 2,724,732 361 2022 16. 12 31 2022 2021 2018 4 4 580,000 9 2027 4 4 (1) 75,395 520,000 89,444 570,000 2020 1 22 (2) 9 2029 1 20 (2) 49,369 340,500 53,353 340,000 2020 11 9 378,000 9 2029 11 8 (3) 47,847 330,000 59,316 378,000 2022 7 29 480,000 10 2032 7 28 (7) 36,537 252,000 – – 209,148 1,442,500 202,113 1,288,000 1. 2022 12 31 4.7% 2022 12 31 1,171,000 8,000,000 2. 2020 1 22 1,100,000,000 2020 12 31 1,100,000,000 350,000,000 2022 12 31 4.4% 2022 12 31 1,484,000 10,000,000 2017 3 3 3. 2022 12 31 4.0% 4. 2020 9 200,000,000 120,000,000 80,000,000 2021 10 8 2021 10 8 2022 10 8 2022 9 30 2022 10 10 200,000,000 150,000,000 2022 362 16. 5. 2020 9 73,640,000 500,000,000 14,728,000 100,000,000 58,912,000 400,000,000 (i)2021 11 9 (ii) 2021 10 8 (i)2022 11 9 (ii) 2022 10 10 13,980,000 100,000,000 Hillhouse Capital Hillhouse Capital Hillhouse Capital 6. 2022 12 31 2,435,000,000 2021 1 19 2023 9 18 2022 12 31 113,774,000 792,000,000 2022 12 31 200,446,000 1,332,197,000 2022 12 31 2.6% 7. 2022 7 480,000,000 2022 12 31 4.2% 2022 12 31 37,372,000 252,000,000 2022 12 31 2023 12 31 328,969 2024 12 31 29,412 2025 12 31 35,136 2026 12 31 44,697 2027 12 31 44,697 55,206 538,117 363 2022 16. 2022 2021 12 31 21,699,000 29,263,000 2,594,000 1,054,000 17. 2022 2021 12 31 12 31 2022 2021 1,438,440 748,824 (183,828) (114,837) 1,254,612 633,987 2022 364 17. 2022 2021 12 31 12 31 2022 2021 564,651 217,987 422,885 255,119 79,049 70,065 63,398 45,956 38,124 1,353 36,107 12,515 13,696 – 15,213 19,591 5,460 3,661 16,029 7,740 1,254,612 633,987 2022 2021 12 31 12 31 2022 2021 1 1 59,639 11,874 183,828 114,837 (201,650) (67,072) 12 31 41,817 59,639 365 2022 18. 12 31 2022 2021 286,475 164,906 11 62,302 44,742 1,640,508 1,459,239 10 25,938 22,536 12 3,976 1,715 7,037 3,821 1,000,890 720,551 303,162 240,712 50,358 38,810 1,354,410 1,000,073 233,812 5,991 7 (218) 309 (74,234) (13,528) 44 106 2022 2021 12 31 602,585,000 463,441,000 2022 366 19. 12 31 2022 2021 (2,003,815) (1,457,816) 1,340,729,572 1,206,210,049 (1.49) (1.21) 2022 2021 12 31 2022 2021 12 31 367 2022 20. 2016 2016 1 2016 2016 2016 2 65,029,595 2016 2011 2011 2016 2011 2022 12 31 2011 2016 5,166,653 2016 2017 1 1 (i) (5)% (ii) 2018 1 1 29,603,616 2016 2018 8 2016 2018 12 2016 38,553,159 2020 6 2016 57,200,000 2030 4 13 2016 2022 12 31 2016 75,034,504 2016 2016 2016 66,300,000 2022 3 31 5% 2022 6 22 2022 368 20. 2018 2018 6 2018 2018 12,000,000 5635(c)(4) 5635(c)(4) 2018 2018 2016 2018 8 2018 2016 2018 2022 6 22 2018 2018 6 2018 3,500,000 2018 8 2018 12 3,855,315 7,355,315 6 15% 10% 369 2022 20. 2018 1 2 2022 8 31 861,315 171.66 13.20 145.91 11.22 9,667 2022 2 28 667,160 210.52 16.19 178.94 13.76 9,183 2021 8 31 425,386 308.30 23.72 262.06 20.16 8,575 2021 2 26 436,124 236.30 18.18 200.86 15.45 6,738 2020 8 31 485,069 164.06 12.62 139.45 10.73 5,203 2020 2 28 425,425 145.54 11.20 123.71 9.52 4,048 1 2 2022 12 31 3,666,071 2022 370 20. 10 2011 2016 2018 2020 12 31 84,991,715 5.27 6,244,524 26.46 12.40 (17,233,853) 4.52 367,110 (1,797,498) 13.27 2021 12 31 72,204,888 7.08 12,516,816 12.34 6.40 (5,898,217) 4.63 52,258 (2,296,634) 16.46 2022 12 31 76,526,853 7.85 5.33 745,340,712 2022 12 31 58,017,219 5.67 4.2 673,364,735 2022 12 31 73,842,956 7.60 5.2 734,904,195 371 2022 20. 2022 12 31 15,825,737 88,859,000 2.4 2022 2021 12 31 62,548,000 53,571,000 12 31 2022 2021 5.51 ~ 9.04 9.94 ~ 14.97 1.8% ~ 3.9% 1.1% ~ 1.7% 2.8 2.8 51% ~ 60% 51% ~ 59% 0% 0% 10 10 2022 2021 12 31 2022 12 31 2022 372 20. 2016 2018 2020 12 31 34,876,972 12.50 17,173,767 25.58 (10,703,381) 12.23 (5,264,376) 15.82 2021 12 31 36,082,982 18.33 38,707,669 12.46 (12,533,586) 16.37 (6,859,892) 16.72 2022 12 31 55,397,173 14.87 2022 12 31 47,392,282 14.87 2022 12 31 580,815,000 2.9 2022 2021 12 31 12 31 2022 2021 139,348 114,357 163,814 126,355 303,162 240,712 373 2022 21. 2020 12 31 14,184 871 (8,113) 6,942 13,714 (4,504) 309 9,519 (1) – (67) 1,556 1,489 13,714 (4,571) 1,865 11,008 2021 12 31 27,898 (3,700) (6,248) 17,950 (90,421) (5,311) (446) (96,178) (1) – – 811 811 (90,421) (5,311) 365 (95,367) 2022 12 31 (62,523) (9,011) (5,883) (77,417) (1) 2022 374 22. 2022 2021 12 31 2019 10 31 2019 12 6 2020 9 24 (SPA) 2021 9 165,529 2,151,877 50,000,000 2021 12 192.60 391.68 115,055,260 3,392,616,000 23. 10% 50% 375 2022 23. 2022 2021 12 31 10% 2022 12 31 2021 12 31 3,548,881,000 760,476,000 24. 2022 2021 12 31 83,860,000 63,772,000 401(k) 401(k) 401(k) 401(k) 2021 4% 2022 12 31 2021 12 31 401(k) 10,298,000 7,483,000 2022 376 24. 2022 2021 12 31 3,887,000 2,986,000 2022 12 31 2021 12 31 45,835,000 34,517,000 38,075,000 26,703,000 14 2023 2,553,000 2022 12 31 2023 68 2024 545 2025 442 2026 260 2027 755 2028 –2032 7,185 9,255 377 2022 25. 2022 12 31 117,293,000 55,346,000 61,947,000 BMS BMS 2022 12 31 404,914,000 1,250,000,000 2022 12 31 595,702,000 2022 12 31 22,327,000 19,000,000 2022 12 31 16,000,000 2022 378 25. (CRO) 26. 383(1)(a) (b) (c) (f) 2 2022 2021 12 31 12 31 2022 2021 795 724 910 828 1,120 919 * 17,760 18,703 14 14 19,804 20,464 20,599 21,188 * 26 27 379 2022 26. 2022 2021 12 31 20 (a) 2022 2021 12 31 2022 12 31 Thomas Malley 93 – – 391 – 484 1 39 – – 210 – 249 Donald W. Glazer 74 – – 391 – 465 Michael Goller 77 – – 391 – 468 Ranjeev Krishana 79 – – 391 – 470 85 – – 391 – 476 2 6 – – -190 – -184 Corazon (Corsee) D. Sanders 96 – – 391 – 487 Alessandro Riva 3 71 – – 330 – 401 Margaret Han Dugan 4 77 – – 330 – 407 697 – – 3,026 – 3,723 1. 2022 6 22 2. 2022 1 31 3. Alessandro Riva 2022 2 1 4. Margaret Han Dugan 2022 2 1 2022 380 26. (a) 2021 12 31 Thomas Malley 89 – – 345 – 434 76 – – 345 – 421 Donald W. Glazer 70 – – 345 – 415 Michael Goller 73 – – 345 – 418 Ranjeev Krishana 76 – – 345 – 421 84 – – 345 – 429 72 – – 396 – 468 Corazon (Corsee) D. Sanders 92 – – 339 – 431 632 – – 2,805 – 3,437 (b) 2022 2021 12 31 2022 2021 12 31 12 31 2022 2021 – – 910 828 1,120 919 14,343 15,553 14 14 16,387 17,314 381 2022 26. (b) 2022 2021 12 31 Anthony C. Hooper 2022 2021 12 31 28 2022 12 31 100 – 150 3,989 – 4,239 Anthony C. Hooper 98 – – 391 – 489 198 – 150 4,380 – 4,728 2021 12 31 100 – 150 4,704 – 4,954 Anthony C. Hooper 92 – – 345 – 437 192 – 150 5,049 – 5,391 2022 382 27. 2022 2021 12 31 26 2022 2021 2 2 3 3 5 5 12 31 2022 2021 1,991 1,983 1,433 1,385 18,653 17,646 37 32 22,114 21,046 2022 2021 25,000,001 30,000,000 1 – 35,000,001 40,000,000 – 2 45,000,001 50,000,000 1 – 80,000,001 85,000,000 – 1 100,000,001 105,000,000 1 – 3 3 383 2022 27. 2022 2021 12 31 20 28. 2022 2021 12 31 2022 12 31 (i) 100,000 2021 100,000 (ii) 150,000 2021 150,000 (iii) 471,913 2021 241,839 3,000,000 2021 3,000,000 (iv)83,499 2021 39,000 1,000,000 2021 1,000,000 14A 29. 2022 384 29. 12 31 2022 2021 840,032 517,173 502,626 495,265 73,263 163,845 1,415,921 1,176,283 2022 12 31 2022 12 31 112,916,000 389,710,000 2021 12 31 379,607,000 115,658,000 2022 12 31 48,393,000 24,870,000 2021 12 31 385 2022 30. 2022 12 31 (i) (iii) (iv) (1,640,508) (14,697) – 471 (1,654,734) (1,277,852) (19,296) – 366 (1,296,782) 52,480 – – (3,142) 49,338 (1,961,037) (33,993) – (2,305) (1,997,335) (42,778) – 10,311 – (32,467) (2,003,815) (33,993) 10,311 (2,305) (2,029,802) 2022 386 30. 2021 12 31 (i) (iii) (1,459,239) (21,541) – (1,480,780) (990,123) (27,189) – (1,017,312) (1,438,588) (48,730) – (1,487,318) (19,228) 5,253 (11,775) (25,750) (1,457,816) (43,477) (11,775) (1,513,068) 387 2022 30. 2022 12 31 (i) (iii) (ii) (iv) 109,960 – – (2,305) 107,655 6,379,290 – – (2,305) 6,376,985 11,540,979 33,993 – – 12,056,915 174,049* 307,894* – (7,080,342) (33,993) – (2,305) (7,598,583) 10,311 – – (184,360)* (307,894)* – 4,383,355 – – (2,305) 4,381,050 2022 388 30. 2021 12 31 (i) (ii) (iii) – 5,253 – 110,424 125,744 10,067* – – 8,535,525 15,320 – 110,424 8,661,269 11,191,007 48,730 – 56,237 11,809,005 125,319* 307,894* 79,818* (5,076,527) (48,730) – (11,775) (5,568,781) 5,253 (307,894)* (13,856)* (115,252)* – – 6,132,563 15,320 – 110,424 6,258,307 * 389 2022 30. (i) 2022 12 31 33,993,000 2021 48,730,000 2021 5,253,000 (ii) 2016 2 307,894,000 307,894,000 2022 390 30. (iii) 2022 12 31 110,424,000 2022 12 31 10,311,000 (iv) 2019 1 1 16 391 2022 30. (v) 9 2022 12 31 2022 12 31 2022 392 31. 12 31 2022 2021 1,742,320 3,715,170 51 14 548,303 2,044,198 804,471 920,819 3,095,145 6,680,201 914,653 67,434 7,510 6,563 6,328 7,031 1,621,824 543,502 2,550,315 624,530 5,645,460 7,304,731 446,362 292,988 57,316 123,341 114,335 120,801 297,868 247,076 915,881 784,206 393 2022 31. 12 31 2022 2021 179,625 269,561 166,599 118,401 346,224 387,962 1,262,105 1,172,168 0.0001 9,500,000,000 2022 2021 12 31 1,356,140,180 1,334,804,281 135 133 11,540,979 11,191,007 (77,417) 17,950 (7,080,342) (5,076,527) 4,383,355 6,132,563 5,645,460 7,304,731 2022 394 31. 2020 12 31 1,190,821,941 118 7,414,932 6,942 (3,618,711) 3,803,281 115,055,260 12 3,392,604 – – 3,392,616 2,151,877 – 50,000 – – 50,000 28,778,893 3 92,759 – – 92,762 (2,003,690) – – – – – – – 240,712 – – 240,712 – – – 11,008 – 11,008 – – – – (1,457,816) (1,457,816) 2021 12 31 1,334,804,281 133 11,191,007 17,950 (5,076,527) 6,132,563 – – (152) – – (152) 1,375,621 – – – – – 19,960,278 2 46,962 – – 46,964 – – 303,162 – – 303,162 – – – (95,367) – (95,367) – – – – (2,003,815) (2,003,815) 2022 12 31 1,356,140,180 135 11,540,979 (77,417) (7,080,342) 4,383,355 395 2022 32. 2022 12 31 2021 12 31 33. 2023 3 29 2022 396 2 2021 2022 2021 2022 3 31 6 30 9 30 12 31 306,626 341,572 387,628 380,095 (443,287) (439,399) (438,357) (468,622) (435,198) (565,726) (557,556) (445,335) (435,198) (565,726) (557,556) (445,335) (0.33) (0.42) (0.41) (0.33) 2021 3 31 6 30 9 30 12 31 605,872 149,992 206,440 213,979 70,167 (474,838) (462,325) (571,739) 55,580 (484,604) (438,114) (590,678) 55,580 (484,604) (438,114) (590,678) 0.05 (0.41) (0.36) (0.48) 0.04 (0.41) (0.36) (0.48) 397 2022 2011 2011 4 15 2015 4 17 2011 2016 2016 1 14 2016 2022 4 29 2018 2018 2021 6 16 2021 9 1 2018 2018 6 6 2018 8 7 2018 2018 2022 6 22 13 ADS 1987 4 7 2019 10 31 2020 1 2 2021 6 16 2021 12 15 2022 398 2010 10 28 2017 1 25 2017 3 3 BeiGene Switzerland GmbH 2017 9 1 BLA CMO 622 CRO EMA (European Medicines Agency) 399 2022 EUSA EUSA Pharma FDA (U.S. Food and Drug Administration) (General Data Protection Regulation) (EU)2016/679 1998 11 27 GEM 2022 400 NMPA (National Medical Products Administration) Novartis Pharma AG 2018 7 30 2022 12 31 sBLA 571 2019 10 31 401 2022 sNDA 15 2022 402 BRAF B-raf B BTK cHL CLL Fcγ Fcγ MCL NSCLC PARP ADP DNA DNA PD-1 1 T pro-B PD-L1 PD-L2 PD-1 T 403 2022 RAF RAF BRAF-BRAF BRAF-CRAF CRAF-CRAF SLL T T T B TIM-3 T 3 Th1 UC WM 2022 404