2018 ANNUAL REPORT 2 3 4 9 28 38 82 86 104 122 126 127 128 130 132 133 234 15 3205 3207 32 10 100125 8 18 H 183 17 1712-1716 2000 3 26 40 4009-4010 01787 600547 (ACIS, ACS) http://www.sdhjgf.com.cn 2 54,787,877 51,041,303 49,072,691 38,774,481 (50,856,661) (47,398,660) (45,567,129) (36,175,053) 3,931,216 3,642,643 3,505,562 2,599,428 (37,227) (31,152) (34,440) (34,768) (1,383,702) (1,214,344) (1,225,662) (1,090,491) (321,041) (273,559) (265,333) (153,795) 12,275 15,979 14,845 8,536 (218,258) (30,625) 39,952 68,550 1,983,263 2,108,942 2,034,924 1,397,460 36,796 37,445 10,988 12,429 (697,855) (575,966) (375,598) (451,033) (661,059) (538,521) (364,610) (438,604) 37,985 34,024 27,662 22,881 1,360,189 1,604,445 1,697,976 981,737 (487,946) (431,452) (385,194) (268,480) 872,243 1,172,993 1,312,782 713,257 816,048 1,118,920 1,286,642 647,930 56,195 54,073 26,140 65,327 872,243 1,172,993 1,312,782 713,257 0.42 0.60 0.85 0.46 45,611,689 43,131,721 29,366,421 26,096,421 21,975,011 25,637,955 12,676,700 13,674,631 1,923,793 1,026,341 1,008,906 1,216,195 21,712,885 16,467,425 15,680,815 11,205,595 3 (i) (ii) (i) (ii) (iii) 4 401.12 25.02 5.87% 345.97 6.28% 39.32 9.57% 50 5 1/4 90% 6 231 58 3 8 6 40 7 (MSCI) 50 2000 A 5 8 39.32 3.43 9.57% 456.1 5.75% 219.8 256.4 14.27% 48.19% 11.26% 217.1 164.7 31.82% 547.9 37.5 7.35% 39.3 2.9 7.97% 9 52.46 A+H H 6.99%, H 29.8% 33.74% 2,784 631 29.33% 1,429 44 3.15% 1,355 588 76.62% 1.59 0.21 11.75% 2.28 0.05 0.85 0.15 91.82% 0.16 0.17% 73.14% 1.59 1.99% 10 3.4 3.6 209.1 3.6 3.8 224.1 3.4 3.4 233.8 3.6 3.5 232.5 2.0 2.0 139.7 1.5 2.0 135.7 1.6 2.0 130.6 1.9 1.7 143.4 0.4 0.4 55.0 0.2 0.2 38.7 0.4 0.4 36.6 0.4 0.5 36.5 (3) 0.6 0.6 36.3 0.8 0.8 52.4 0.3 0.3 26.7 0.5 0.4 25.7 0.5 0.5 12.4 0.5 0.5 16.1 0.3 0.4 29.0 0.4 0.5 36.4 0.3 0.2 21.4 0.3 0.3 26.5 0.1 0.2 14.5 0.2 0.2 17.9 (1) 13.4 14.0 944.9 13.7 14.2 986.0 (2) 11.7 13.0 926.5 13.4 13.8 942.5 (4) 16.3 7.7 208.8 15.7 13.5 278.4 29.7 21.6 1,153.7 29.4 27.7 1,264.4 1 100% 2 100% 70.65% 60.78% 73.52% 90.31% 70% 3 4 50% 50% 5 1 31.1 11 (%) 54,787,877 51,041,303 7.3 (50,856,661) (47,398,660) 7.3 (37,227) (31,152) 19.5 (1,383,702) (1,214,344) 13.9 (321,041) (273,559) 17.4 (661,059) (538,521) 22.8 2,870,738 3,850,474 (25.4) (3,784,811) (11,135,344) (66.0) 425,532 8,498,416 (95.0) 12 (%) (%) (%) (%) 10,678,465 6,942,624 35.0% 8.8% 8.5% 0.6% 44,109,412 43,914,037 0.4% 7.0% 7.1% -21.3% 54,787,877 50,856,661 7.2% 7.3% 7.3% 0.5% (%) (%) (%) (%) 52,412,139 48,844,611 6.8% 6.3% 6.1% 2.4% 2,375,738 2,012,050 15.3% 37.4% 47.5% -27.4% 54,787,877 50,856,661 7.2% 7.3% 7.3% 0.5% 13 45,604,852 89.7% 42,245,054 89.1% 1,353,704 2.7% 1,167,569 2.5% 1,796,571 3.5% 1,484,483 3.1% 503,335 1.0% 609,371 1.3% 891,327 1.8% 1,009,389 2.1% 56,543 0.1% 85,667 0.2% 204,847 0.4% 189,200 0.4% 85,138 0.2% 66,671 0.2% 16,325 0.0% 21,999 0.0% 23,606 0.0% 23,836 0.1% 320,413 0.6% 495,421 1.0% 50,856,661 47,398,660 416 75.8% 64.1% 409 70.3% 65.8% 5% 14 321,041 273,559 354,580 276,013 (%) 0.65 0.54 768 396 (%) 4.79 2.75 (%) 25.79 20.45 6,432,174,000 10,974,926,000 23,636,678,000 17,493,766,000 27.2% 62.7% 54.5% 95.6% 5,751,411 8,684,341 (8,726) (7,988,300) 6,438,726 5,751,411 8,684,341 (8,726) (7,988,300) 6,438,726 15 1,937,718 4.2% 2,402,814 5.6% (465,096) 1,058,192 2.3% 720,841 1.7% 337,351 1,037,144 2.3% 399,208 0.9% 637,936 3,623,352 7.9% 796,879 1.8% 2,826,473 62,000 0.1% 2,086,228 4.8% (2,024,228) 687,862 1.5% 1,296,252 3.0% (608,390) 2,058,960 4.5% 6,795,567 15.8% (4,736,607) 9,080,984 19.9% 4,905,879 11.4% 4,175,105 H 16 98,973 102,542 201,515 51,041.3 7.3% 54,787.9 47,398.7 7.3% 50,856.7 50% 3,642.6 7.9% 3,931.2 6,489.2 7,696.8 4,618.8 (i) 4,560.1 (ii) 600.0 (iii) 611.0 17 10,424.3 3,685.4 1,937.7 (a) (b) 608.4 4.35% 13,000,000 100.0 1,300 4.80% 4.94% 687.9 3.64% 4.79% 3,685.4 10 3.85% (i) 740 (ii) 300 LIBOR 1.25% LIBOR 1.23% H 4,506.1 18 2,870,738 3,850,474 (3,784,811) (11,135,344) 425,532 8,498,416 (488,541) 1,213,546 23,445 29,473 1,937,718 2,402,814 2,870.7 3,377.8 543.9 36.8 3,784.8 3,540.0 600.0 84.7 425.5 H 4,618.8 4,802.0 2,156.0 8,684.3 7,406.3 7,975.2 2,611.0 19 39,031,053 36,868,727 6,580,636 6,262,994 21,712,885 16,467,425 1,923,793 1,026,341 7,697,529 12,885,770 14,277,482 12,752,185 (7,696,846) (6,489,191) 31,334,207 30,379,536 6,489.2 7,696.8 4,618.8 (i) 4,560.1 (ii) 600.0 (iii) 611.0 1,062.8 92.5 8% 20 (i) 1,071.4 (ii) 1,126.9 (iii) 347.3 (iv) 129.0 (v) 100.0 (vi) 100.0 (i) (ii) 500 8% 10% 1,300 1,270.23 1,255.59 1.17% 21 401.119 12 25.023 5.87% 345.973 55.146 112.783 23.47% 513.902 0.69% 52.42% 55.08% 40.65% 44.55% 6.75 24.3% 8.85 3.23 18% H 22 (%) (%) 52,412,139 95.7% 6.3% 2,375,738 4.3% 37.4% 54,787,877 100% 7.3% NI 43-101 BAW RPA (1)(2) (3)(4) 100% 100% (5) (6) – 28.9 28.9 41.2 70.1 6,738 6,738 – 26.3 26.3 2,350 2,350 13 2019.09.01 2023.11.03 2022.11.11 2022.06.01 2019.03.31 2020.5.6 2019.02.02 2018.02.11 – 13.9 13.9 19.4 33.3 3,278 3,278 – 9.3 9.3 934 934 4 2019.09.01 2021.5.25 2021.6.21 2018.12.27 2018.06.30 – 30.4 30.4 46.8 77.2 7,706 7,706 – 26.0 26.0 2,611 2,611 11 2021.02.01 2019.06.28 2020.10.16 23 (1)(2) (3)(4) 100% 100% (5) (6) – 5.5 5.5 51.0 56.5 5,056 5,056 – 4.8 4.8 461 461 4 2018.6.2 2025.5.2 2021.11.10 2020.08.08 2018.05.06 2018.3.31 – 0.7 0.7 1.8 2.6 334 236 – 0.5 0.5 107 76 2 2020.4.23 2018.3.31 – 1.3 1.3 1.3 2.6 244 145 – 1.1 1.1 97 56 5 2021.12.14 2021.9.30 2022.5.17 2018.10.14 2018.7.29 2017.7.5 2017.3.16 2016.12.31 – 5.4 5.4 3.6 9.0 1,386 1,386 – 5.6 5.6 664 664 9 2021.11.11 2021.9.24 2019.6.30 2019.3.31 2019.3.31 – 1.3 1.3 0.9 2.2 481 481 – 1.3 1.3 219 219 5 2022.7.11 2018.4.7 2018.4.12 2019.3.31 2017.12.31 – 4.1 4.1 14.6 18.6 654 654 – 0.1 0.1 7 7 – 2021.11.11 2021.11.11 2025.4.21 2020.8.19 24 (1)(2) (3)(4) 100% 100% (5) (6) – 91.4 91.4 180.6 272.0 25,879.0 25,678.3 – 75.0 75.0 7,450 7,379 – – 1.0 1.0 0.4 1.4 235 173 – 1.0 1.0 176 130 3 2025.12.8 2019.11.1 2019.2.14 2018.12.14 – 0.9 0.9 0.3 1.2 160 145 – 0.7 0.7 83 75 3 2029.6.2 2020.2.13 – 6.8 6.8 7.3 14.1 1,036 725 – 6.0 6.0 436 305 20+ 2034.4.28 2020.2.11 2019.2.12 – 8.7 8.7 8.0 16.7 1,431.0 1,042.5 – 7.7 7.7 695 510 – – 100.1 100.1 188.6 288.7 27,309.9 26,723.7 – 82.7 82.7 8,146 7,889 – 18.9 158.7 177.6 35.9 213.4 8,820 4,410 15.5 91.1 106.6 5,076 2,538 7 v IPEEM MAS 2003.7.30-2028.7.30 MAS 18.9 258.8 277.7 224.5 502.1 36,129.9 31,133.2 15.5 173.8 189.3 13,222 10,427 – (1) BAW (2) RPA 1,500 1.0 20.0 0.14 0.26 25 (3) BAW 1,231 1 6.57 0.99 1.24 1.37 1.01 1.71 1.38 2.99 1.19 1.31 2.70 1.33 1.34 1.40 2.15 (4) RPA 1,200 1.0 20.0 1 2 0.18 0.32 (5) 50% 26 136.6 5,245.7 4,524.5 4,506.1 91.9 27 9 3 3 3 48 57 58 48 50 55 41 56 42 42 28 10 H 1697 30 29 30 27 30 31 18 32 33 3 54 50 48 34 57 41 58 55 54 53 35 121,678 0.0055% 36 162,238 0.0073% 121,678 0.0055% H H 18 37 (i) (ii) (i) (ii) (iii) 126 128 129 6 150 14 350 30 2018-029 30,000 (i) 2018-050 (ii) 38 [2016]54 10 (i) 2018-057 (ii) 39 410,000 11,215,745 788,818 30,000 10,765,017 (231,725) 3,000,000 8,756,981 126,618 26,800 5,253,292 (126,214) 300,000 4,459,110 254,580 350,000 2,520,733 (733) 257,000 1,960,144 5,067 200,000 1,852,144 5,274 80,172 1,053,296 29,716 621,670 974,088 77,533 214,000 689,633 3,267 54,000 647,252 (3,888) 50,000 645,982 49,907 10,018 601,736 76,374 171,000 504,782 (16,350) 300,000 81,440 – 200,000 34,902 168 10% (%) 3,812,929 1,034,039 788,818 90.4% 1,189,676 332,021 254,580 29.2% 40 4,345.1 4.45% 2,200 334.6 1,159.1 92.5 651.5 276.7 74% 401.119 12 25.023 5.87% 345.973 55.146 112.783 23.47% 513.902 0.69% 52.42% 55.08% 40.65% 44.55% 1,151.43 6 5.73% 736.29 5.71% 285.20 3.19% 24.00 7.69% 105.94 17.48% 1,852.52 41 40 20 660 42 37.87 43 44 45 46 47.06% 30 682.15 16 57.55 47 FML 49.53% 65% 100,000,000 160,000,000 14.00% 155 (a) (b) (c) (d) 48 1 15.19 1 2 3 85.54 2023 4 19.37 1 49 50 5 1 6 1.01 2 7 2.00 2 8 2 9 0.22 2 10 382.58 1 11 133.14 1 12 2 13 3.86 1 14 5.25 1 15 0.57 1 16 2 51 52 17 0.83 2 18 1.48 1 19 10.04 1 20 2 21 0.86 2 22 1 23 1 24 2.27 2 25 2.78 2 26 2 27 12.94 2 28 1.67 2 29 0.56 2 30 2 682.15 1 2020 2 2023 53 54 1 1.58 1 2 1.49 1 3 0.79 1 4 0.99 1 5 4.64 1 6 6.32 1 7 3.94 1 8 1.71 1 55 56 9 7.65 1 10 2.08 1 11 5.49 1 12 6.72 1 13 10.33 1 14 1.55 1 15 2.15 2 16 Au:0.126 Ag:11.02 57.55 1 2020 2 2023 57 569,848,000 79,637,200 5,397,700 74.57% 569,848,000 56,000,000 3,879,390 96% 4% 1.5 1.48 3 1% 14A.76(1)(b) A 58 92% 25% (i) (ii) (iii) (iv) 1,300 8.5 420 11 600 50 (1) 1,174.15 9.31 (2) 418.52 7.95 (3) 537.00 0.14 59 1,500 1,650 1,800 20 23 25 800 850 900 22 23 25 700 800 900 50 50 50 14.07 0.1% 5% 14A.35 14A.36 14A.39 14A.71 14A.90 60 14A.76 A A 70% 30% 61 400.0 450.0 500.0 140.0 140.0 140.0 10.0 10.0 10.0 650.0 650.0 650.0 50.0 50.0 50.0 1,250.0 1,300.0 1,350.0 5.0 5.0 5.0 675.0 725.0 775.0 60.0 60.0 60.0 10.0 10.0 10.0 750.0 800.0 850.0 62 (i) (ii) 386.78 114.46 4.77 220.62 38.46 765.10 0.76 114.60 0.39 6.10 121.85 63 14A.56 3000 740 (i) (ii) (iii) (iv) (i) (ii) (iii) 40 A 64 2.1.2 84 14.30 128 11,645,629 166,532,494.70 36 0.53% 17 65 26 130 10,424,278,000 9,710,812,000 66 15 3 0.28 29 30 14.07(1) 8% 622D 67 13.51B (1) 13.51B (1) 68 9 41 3.13 69 XV (a) XV 7 8 (b) 352 (c) (1) A 152,098 0.0082% 0.0069% (1) 152,098 (2) 131,818 352 70 336 XV 2 3 (1) A 831,933,836 44.80% 37.58% A 210,052,107 11.31% 9.49% (2) A 99,424,515 5.35% 4.49% A 99,424,515 5.35% 4.49% (3) (4) H 80,037,000 22.43% 3.62% H 80,037,000 22.43% 3.62% (4) H 80,037,000 22.43% 3.62% (4) (4) H 80,037,000 22.43% 3.62% (4) 1 H 80,037,000 22.43% 3.62% Barrick Gold Corporation H 63,942,000 17.92% 2.89% (5) H 46,200,000 12.95% 2.09% 71 (6) H 37,541,500 10.52% 1.70% China Credit Trust Co., Ltd. H 37,541,500 10.52% 1.70% (6) (6) H 37,541,500 10.52% 1.70% H 26,679,000 7.48% 1.21% H 24,011,000 6.73% 1.08% (1) 100,000,000 160,000,000 11.74% 155 (2) 210,052,107 A 99,424,515 A 71,932,142 A 20,979,020 A 16,054,672 A 1,661,758 A 95.65% (3) (4) 38.2% 58.0% 1 (5) 601398 1398 (6) 75.8% China Credit Trust Co., Ltd. 40% 72 XV 2 3 10% 336 104 121 16,032 14,378 22.915 19.067 73 2,092 13,940 16,032 0 10,961 8 1,478 252 3,333 16,032 306 2,474 2,802 5,420 5,030 16,032 54 4,822 74 122 5,791 64 1,471 3 4 3 30 1 2 1 4 20,609,886 737,409,800 26 327,730,000 H 29,159,500 H 356,889,500 H 1,857,118,809 2,214,008,309 75 H 2018.9.28 14.7 327,730,000 2018.9.28 327,730,000 – 2018.10.26 14.7 29,159,500 2018.10.26 29,159,500 – 327,730,000 H 29,159,500 H 356,889,500 H 76 13 01 122273 – 5.16% 13 02 122284 687,862 4.80% 611,004,000 6,110,040 12 3 3 3 A H 16,213,200 H 63,942,000 77 MAS 104,400,000 MAS 104,400,000 5,399,534.53 MAS 1,864,285.71 30 128 36 13 78 30% 126 127 10 1 221.4 10 4 2,214,008,309 H 13,015,060 4.3 79 10% H 10% H 10% H (1993) 045 10% H H 10% A 10% 10% A 80 H H [2014]81 [2016]127 H 20% 25% 885,600,000 10,000,000 100 1,000,000,000 3.85% 81 1. < > < > < > < > 2. 2018 3. 4. 82 5. 83 680,000,000.00 84 85 ESG ESG ESG ESG ESG 46% 15% 90% ESG ESG ESG ESG 86 ESG ESG 11 ESG ESG 11 ESG 87 2-3 1. 2. 1,000 COD 10mg/L DB37/676-2007 COD 50mg/L 500 COD 15mg/L DB37/676-2007 COD 50mg/L 88 3. GB18579–2001 HJ 943–2018 4. 100% 5. GB12348–90 6. 3 0.667 16.706 16.039 89 13% 99.5% 1. 2. 90 LED 180 12.6 4,800 50 330 5,500 220 97 4,000 380 25 40 LED 26 3 91 1. 2. 591 3. 10 22 3 SO2 NOx 144 216 4. 2018-2020 4 3 5 92 7,000 1.5 81.95 14.96 5.41 76.54 13.08 5.29 1.99 41.57 3,350.06 611.46 COD 408.38 20.53 97.13 17.73 1,073.56 195.95 93 2015 IPCC 1,209.27 22.07 509.48 13,044.42 3,501.04 169.13 1,009,880.70 1,744.40 318.39 (GB32032-2015) 94 1. 2. 95 26 9.6 3. 4. 5. 96 1. (1) 556 12.3 339 9.22 97 (2) (3) (4) 1,018 123,215 2. 100% 98 1,816 3 4 3 30 1 2 1 4 99 ISO9001 ISO14001 OHSAS18001 LBMA CNAS 100% 100 287 75 PCT1 231 101 100% 102 1,000 5 1 103 3.10 3.10A 3.13 104 D.3.1 105 9 3 (i) (ii) (iii) (iv) (v) 106 11 11 3 8 0 0 2 9 0 8 1 0 1 11 3 8 0 0 2 11 3 8 0 0 2 11 3 8 0 0 2 11 3 8 0 0 3 11 1 10 0 0 1 11 3 8 0 0 0 11 1 10 0 0 0 11 1 8 2 4 1/10 1/3 10 107 3 35 37 1,000,000 3 108 10% 10 5 45 20 3% 3% 10 http://www.sdhjgf.com.cn. A.6.5 109 1. 2. 3. 4. 5. 6. 7. 110 1. 2. 3. 4. 5. 6. 7. 111 1. 2. 112 3. 4. 5. 6. 7. 8. 9. 113 1. 2. 3. 4. 5. 6. 7. 8. 9. 114 6/6 6/6 6/6 6/6 6/6 1. 2. 3. 4. 5. 115 3 2 116 ( ) ( ) ( ) : 117 A H 5 200 3.29 15 118 300 30 100 H (http://www.sdhjgf.com.cn) 2000 3 (+86) 0531-67710382 (+86) 0531-67710380 ir@sd-gold.com 119 2018 ESG 447 9 260 100 300 140 120 622 121 126 233 122 4(a) 19 1,177.3 123 124 Chong Heng Hon 125 5 54,787,877 51,041,303 8 (50,856,661) (47,398,660) 3,931,216 3,642,643 8 (37,227) (31,152) 8 (1,383,702) (1,214,344) 8 (321,041) (273,559) 6 12,275 15,979 7 (218,258) (30,625) 1,983,263 2,108,942 10 36,796 37,445 10 (697,855) (575,966) 10 (661,059) (538,521) 12 37,985 34,024 1,360,189 1,604,445 13 (487,946) (431,452) 872,243 1,172,993 816,048 1,118,920 56,195 54,073 872,243 1,172,993 14 0.42 0.60 126 872,243 1,172,993 (49) (56) (23,094) (2,482) (23,143) (2,538) 849,100 1,170,455 792,905 1,116,382 56,195 54,073 849,100 1,170,455 127 15 23,082,902 21,110,946 16 216,570 226,684 17 340,242 339,824 18 12,234,123 12,014,845 19 1,177,325 1,126,673 12 1,037,144 399,208 21 – 2,015 21 2,000 – 24 269,223 143,896 31 142,704 152,421 25 – 520,198 22 528,820 832,017 39,031,053 36,868,727 24 3,352,927 2,958,398 23 1,058,192 720,841 30,284 31,197 25 201,515 149,744 25 1,937,718 2,402,814 6,580,636 6,262,994 45,611,689 43,131,721 26(a) 2,214,008 1,857,119 26(b) (6,385) (6,385) 27 9,080,984 4,905,879 10,424,278 9,710,812 21,712,885 16,467,425 1,923,793 1,026,341 23,636,678 17,493,766 128 30 2,746,822 8,091,819 31 4,097,447 4,135,396 12,186 17,526 32 779,061 570,586 33 62,013 70,443 7,697,529 12,885,770 28 3,883,042 3,927,444 258,449 177,231 30 3,685,352 2,883,107 33 11,913 12,992 29 6,438,726 5,751,411 14,277,482 12,752,185 21,975,011 25,637,955 45,611,689 43,131,721 (7,696,846) (6,489,191) 31,334,207 30,379,536 126 233 129 1,857,119 (6,385) 4,905,879 9,710,812 16,467,425 1,026,341 17,493,766 – – – 816,048 816,048 56,195 872,243 – – (49) – (49) – (49) – – (23,094) – (23,094) – (23,094) – – (23,143) – (23,143) – (23,143) – – (23,143) 816,048 792,905 56,195 849,100 – – 12,243 (12,243) – – – 27(a)(ii) – – 135,281 – 135,281 864,719 1,000,000 39 – – (1,536) – (1,536) (2,222) (3,758) 34 – – – (73,764) (73,764) – (73,764) – – – – – (20,609) (20,609) H 26(a) 27(a) 356,889 – 4,052,576 – 4,409,465 – 4,409,465 15(a) – – (316) (16,575) (16,891) (631) (17,522) 356,889 – 4,198,248 (102,582) 4,452,555 841,257 5,293,812 2,214,008 (6,385) 9,080,984 10,424,278 21,712,885 1,923,793 23,636,678 130 1,857,119 (6,385) 4,825,012 9,005,069 15,680,815 1,008,906 16,689,721 – – – 1,118,920 1,118,920 54,073 1,172,993 – – (56) – (56) – (56) – – (2,482) – (2,482) – (2,482) – – (2,538) – (2,538) – (2,538) – – (2,538) 1,118,920 1,116,382 54,073 1,170,455 – – 81,488 (81,488) – – – 39 – – 1,312 – 1,312 (13,368) (12,056) 34 – – – (331,938) (331,938) – (331,938) – – – – – (23,190) (23,190) – – 605 249 854 (80) 774 – – 83,405 (413,177) (329,772) (36,638) (366,410) 1,857,119 (6,385) 4,905,879 9,710,812 16,467,425 1,026,341 17,493,766 131 35(a) 3,377,848 4,230,525 36,796 37,445 (543,906) (417,496) 2,870,738 3,850,474 (600,000) – – (6,704,624) (95,235) (1,620,576) (3,540,012) (2,269,474) 21,715 10,556 (518) (329) (12,529) (36,115) 6,221 – (84,651) 11,305 520,198 (526,087) (3,784,811) (11,135,344) H 4,618,818 – (136,581) – 27(a)(ii) 1,000,000 – (3,758) (12,056) 4,801,952 10,015,896 (7,406,336) (3,090,712) (459,776) (296,090) 2,156,000 1,579,300 (1,826,900) (1,410,000) 8,684,341 6,467,964 (7,975,172) (3,956,193) (2,611,004) (400,000) (19,723) (16,390) (227,184) (184,160) (139,380) (134,246) (29,765) (64,897) 425,532 8,498,416 (488,541) 1,213,546 2,402,814 1,159,795 23,445 29,473 1,937,718 2,402,814 132 1 A H H 327.73 29.16 H H 14.70 4,409.47 2000 3 2 2.1 4 133 2 2.1 2.1.1 7,696,846,000 (a) (b) 13,763,860,000 2.1.2 (a) 16 17 23 19 28 1 8 10 28 3 9 134 2 2.1 2.1.2 (a) 16 16 92,467,000 37(b) 16 12 135 2 2.1 2.1.2 (b) 9 9 15 15 9 15 9 39 39 9 7 15 18 18 11 11 11 (i) 9 9 9 9 9 2,015 (2,015) – 19,066 (19,066) – – 21,081 21,081 21,081 – 21,081 136 2 2.1 2.1.2 (b) (i) 9 9 9 39 2,015 19,066 – a (2,015) – 2,015 b – (19,066) 19,066 9 – – 21,081 (a) 39 9 (b) 19,066,000 9 (ii) 15 15 2.24 28(c) 15 15 137 2 2.2 2.2.1 (a) 39 138 2 2.2 2.2.1 (b) (c) (d) 2.2.2 139 2 2.3 20% 50% 140 2 2.4 11 11 a) b) c) d) e) 2.5 2.6 (a) 141 2 2.6 (b) (c) (i) (ii) (iii) 142 2 2.6 (d) 2.7 5 50 2 20 LOM 143 2 2.7 (i) (ii) (iii) 2.11 2.8 16 13 42 144 2 2.9 50 2.10 (a) (b) (c) 20 (d) 15 20 3 5 145 2 2.11 2.12 2.12.1 (a) 12 (b) 12 2.14 2.15 (c) 146 2 2.12 2.12.1 20 2.12.2 147 2 2.12 2.12.2 148 2 2.12 2.12.2 2.12.3 2.12.4 (a) 149 2 2.12 2.12.4 (b) 9 9 9 9 3.1(b) 2.13 150 2 2.14 2.12.2 2.12.4 2.15 3 2.16 2.17 2.18 151 2 2.19 2.20 (a) (b) 152 2 2.20 (b) (c) 2.21 (a) (b) 153 2 2.21 (b) (c) 2.22 154 2 2.22 2.23 (i) (ii) (iii) (iv) (v) 43-101 2.7 155 2 2.24 (a) (b) (c) 156 2 2.24 15 15 (a) (b) (c) 2.25 157 2 2.26 2.27 2.28 2.29 2.30 158 2 2.31 3 3.1 (a) (i) 159 3 3.1 (a) (i) (ii) 50 50 (7,841) (25,813) 50 7,841 25,813 (iii) 160 3 3.1 (b) 161 3 3.1 (b) (i) 12 12 30 60 120 65,430,000 8,302,000 162 3 3.1 (b) (ii) 9 0.3% 10% 20% 75% 114,775 77 82 7,198 122,132 (316) (8) (16) (5,405) (5,745) 0.1% 10% 23% 98% 567,539 4,577 69 7,245 579,430 (788) (458) (16) (7,079) (8,341) 163 3 3.1 (b) (ii) 0.2% 17% 64% 90% 92,383 22,523 2,880 81,535 199,321 (1,797) (3,764) (1,831) (73,699) (81,091) 0.2% 19% 65% 92% 11,744 20,812 4,675 80,639 117,870 (25) (3,954) (3,039) (74,020) (81,038) 164 3 3.1 (c) 25(b) 3,885,172 2,714,228 – – 6,599,400 3,598,165 – – – 3,598,165 11,913 23,649 18,518 19,846 73,926 6,438,726 – – – 6,438,726 13,933,976 2,737,877 18,518 19,846 16,710,217 3,144,245 270,279 8,274,831 – 11,689,355 3,515,273 – – – 3,515,273 12,992 23,027 19,426 27,990 83,435 5,751,411 – – – 5,751,411 12,423,921 293,306 8,294,257 27,990 21,039,474 165 3 3.2 30 6,432,174 10,974,926 25(a) (201,515) (669,942) 25(b) (1,937,718) (2,402,814) 4,292,941 7,902,170 23,636,678 17,493,766 27,929,619 25,395,936 15% 31% 30(a)(i) 30(b) 166 3 3.3 6,438,726 – – 6,438,726 5,751,411 – – 5,751,411 167 4 (a) 2.11 19 (b) LOM (c) (d) 168 4 (e) (f) 5 169 5 10,661,701 52,118,705 (8,009,326) 54,771,080 16,764 33 – 16,797 (8,009,326) – 8,009,326 – 2,669,139 52,118,738 – 54,787,877 1,970,475 1,873 10,915 1,983,263 34,039 2,757 – 36,796 (693,459) (4,396) – (697,855) 37,985 – – 37,985 1,349,040 234 10,915 1,360,189 (486,980) (966) – (487,946) 862,060 (732) 10,915 872,243 2,421,875 43,364 – 2,465,239 556 – – 556 2,218 (689) – 1,529 44,918,141 2,520,733 (1,827,185) 45,611,689 1,037,144 – – 1,037,144 4,811,257 28,608 – 4,839,865 21,826,261 1,965,020 (1,816,270) 21,975,011 170 5 9,791,566 49,048,579 (7,818,574) 51,021,571 19,732 – – 19,732 (7,818,574) – 7,818,574 – 1,992,724 49,048,579 – 51,041,303 1,981,275 127,667 – 2,108,942 34,216 3,229 – 37,445 (569,979) (5,987) – (575,966) 34,024 – – 34,024 1,479,536 124,909 – 1,604,445 (400,257) (31,195) – (431,452) 1,079,279 93,714 – 1,172,993 2,206,722 49,238 – 2,255,960 5,832 – – 5,832 (9,159) 454 – (8,705) 42,380,200 2,297,777 (1,546,256) 43,131,721 399,208 – – 399,208 11,413,472 21,423 – 11,434,895 25,470,360 1,713,851 (1,546,256) 25,637,955 171 5 52,412,139 49,312,459 2,375,738 1,728,844 54,787,877 51,041,303 35,105,167 37,178,200 30,595,353 28,960,854 8,290,996 7,753,437 38,886,349 36,714,291 6 12,275 15,979 172 7 (84,651) 11,305 (27,005) (22,267) (106,623) (17,547) 21 (2,116) (218,258) (30,625) 8 78,342 (1,154,533) 45,608,375 43,715,441 9 2,291,517 1,906,718 1,932,846 1,607,282 532,393 648,678 769,779 859,218 121,548 150,171 56,543 85,667 204,847 189,200 96,666 98,760 89,300 73,375 8,870 3,600 50,818 40,452 23 1,529 (8,705) – 5,832 755,258 696,559 52,598,631 48,917,715 173 8 (a) 15 1,961,996 1,645,585 16 10,984 11,017 1,972,980 1,656,602 (40,134) (49,320) 1,932,846 1,607,282 1,796,571 1,484,483 136,275 122,799 1,932,846 1,607,282 (b) 17 12,111 10,500 18 508,056 615,271 12,427 23,110 532,594 648,881 (201) (203) 532,393 648,678 503,335 609,371 29,058 39,307 532,393 648,678 174 9 1,567,345 1,322,977 (a) 120,537 103,617 (b) 257,350 198,482 346,285 281,642 2,291,517 1,906,718 (a) 5% 12% 5% 12% (b) 18% 20% 18% 20% AGBII 28% 28% (c) 1 2 4 3 5 5 3,970 2,268 250 283 4,220 2,551 175 9 (c) 1,000,000 – 3 1,000,000 1,500,000 4 – AGBII 10 285,520 131,770 7,671 9,908 114,583 169,685 32 10,346 5,021 139,380 134,246 115,186 69,851 29,765 64,897 702,451 585,378 (4,596) (9,412) 697,855 575,966 29,046 34,766 7,750 2,679 36,796 37,445 661,059 538,521 176 11A 410,000,000 100% 100% – 350,000,000 100% 100% – 257,000,000 100% 100% – (a)(i) 300,000,000 74.57% 74.57% 25.43% 26,800,000 100% 100% – 200,000,000 70% 70% 30% 50,000,000 100% 100% – 621,670,000 70.65% 70.65% 29.35% 80,172,426 60.78% 60.78% 39.22% 410,000,000 100% 100% – 350,000,000 100% 100% – 257,000,000 100% 100% – 300,000,000 100% 100% – 26,800,000 100% 100% – 200,000,000 70% 70% 30% 50,000,000 100% 100% – 621,670,000 70.65% 70.65% 29.35% 80,172,426 60.43% 60.43% 39.57% 177 11A (a) 297,569 297,324 355,184 353,602 262,811 240,698 i 864,719 – 1,780,283 891,624 (i) 27(a)(ii) 10 25.43% 402,306,600 (ii) (b) 39 178 11A (b) 170,220 161,868 12,235 12,365 883,076 873,749 1,839,908 1,831,940 1,053,296 1,035,617 1,852,143 1,844,305 (206,758) (188,262) (305,240) (265,244) (30,384) (31,445) (362,958) (400,390) (237,142) (219,707) (668,198) (665,634) 816,154 815,910 1,183,945 1,178,671 211,236 111,472 1,343,897 189,787 762,852 788,364 3,115,213 2,783,303 974,088 899,836 4,459,110 2,973,090 (63,248) (64,373) (1,015,229) (774,137) (15,402) (15,368) (43,494) (41,452) (78,650) (79,741) (1,058,723) (815,589) 895,438 820,095 3,400,387 2,157,501 179 11A (b) 287,831 331,201 152,880 123,922 37,726 65,369 (198) (21,243) (8,010) (15,246) 5,471 10,124 29,716 50,123 5,273 (11,119) – – – – 29,716 50,123 5,273 (11,119) 11,722 20,500 1,582 (3,336) 9,399 9,964 – – 339,902 414,422 1,189,676 1,102,896 90,290 112,661 332,021 247,613 (12,757) (28,304) (77,441) (61,077) 77,533 84,357 254,580 186,536 – – – – 77,533 84,357 254,580 186,536 22,756 24,759 – – – 4,388 – – 180 11A (b) 75,040 122,353 53,172 51,548 249 735 113 79 (7,708) (19,596) – – 67,581 103,492 53,285 51,627 (50,189) (56,771) (37,501) (28,212) (11,067) (46,557) (15,644) (23,326) 6,325 164 140 89 775 611 155 66 7,100 775 295 155 15,441 163,876 458,775 415,757 554 883 672 290 (8,221) – (66,270) (53,199) 7,774 164,759 393,177 362,848 (21,180) (94,058) (1,475,444) (332,548) 500 (68,518) 1,175,173 (7,649) (12,906) 2,183 92,906 22,651 19,641 17,458 23,276 624 6,735 19,641 116,182 23,275 181 11B Barrick Gold Corporation AGBII 50% AGBII Minera Andina del Sol SRL. MAS Minera Argentina Gold SRL 2.155% MAS 50% 960 990 6,705 141 935 MAS 50% AGBII MAS 95.69% 2.155% 2.155% MAS AGBII MAS AGBII MAS AGBII 50% AGBII AGBII AGBII 12 399,208 371,461 600,000 – 37,985 34,024 (49) (56) – (6,221) 1,037,144 399,208 182 12 30% 30% 600,000,000 3,987,002 1,107,864 4,303,813 1,308,008 8,290,815 2,415,872 5,237,429 4,436,235 62,404 57,779 5,299,833 4,494,014 466,165 3,408,836 – – 3,457,147 1,330,694 183 12 213,317 197,631 168,284 150,920 126,618 113,414 (164) (187) 126,454 113,227 1,330,694 1,238,204 2,000,000 – 126,618 113,414 (164) (187) – (20,737) 3,457,148 1,330,694 (30%) 1,037,144 399,208 1,037,144 399,208 184 13 (a) 406,851 368,250 (b) 219,186 187,138 626,037 555,388 31 (138,091) (123,936) 487,946 431,452 (a) 25% 25% 25% 15% 15% (b) AGBII 30% 35% 19,577,000 9,909,000 (c) 185 13 (d) 1,360,189 1,604,445 (25%) 340,047 401,111 18,388 18,439 (15,889) (9,918) 52,854 32,069 (7,085) (5,281) 4,100 14,261 (30,985) (28,420) 19,577 9,909 (2,309) (718) (5,646) – 114,894 – 487,946 431,452 36% 27% 14 816,048 1,118,920 1,943,911 1,850,734 0.42 0.60 186 15 4,434,122 8,310,892 4,520,910 2,298,968 19,564,892 (1,357,499) (2,262,234) (2,376,130) – (5,995,863) (16,435) (32,110) (7,566) – (56,111) 3,060,188 6,016,548 2,137,214 2,298,968 13,512,918 3,060,188 6,016,548 2,137,214 2,298,968 13,512,918 10,823 182,265 201,151 2,109,298 2,503,537 38 1,235,928 3,589,350 1,939,333 256,580 7,021,191 595,898 1,138,544 313,941 (2,048,383) – (87) – (57,725) 57,812 – 16 (2,902) – – – (2,902) (7,524) (64) (16,820) (8,415) (32,823) (396,093) (526,305) (723,187) – (1,645,585) (5,715) – (117) – (5,832) (41,196) (124,689) (64,575) (9,098) (239,558) 4,449,320 10,275,649 3,729,215 2,656,762 21,110,946 187 15 6,259,115 13,216,013 6,910,080 2,665,860 29,051,068 (1,746,449) (2,783,565) (3,108,656) – (7,638,670) (22,150) (32,110) (7,634) – (61,894) (41,196) (124,689) (64,575) (9,098) (239,558) 4,449,320 10,275,649 3,729,215 2,656,762 21,110,946 4,449,320 10,275,649 3,729,215 2,656,762 21,110,946 5,934 471,343 354,916 2,834,049 3,666,242 517,486 1,571,524 276,575 (2,365,585) – – – (29,902) 29,902 – 16 (352) – – – (352) a (42,525) – (13,550) (9,220) (65,295) (542,361) (671,787) (747,848) – (1,961,996) 57,830 182,951 79,735 12,841 333,357 4,445,332 11,829,680 3,649,141 3,158,749 23,082,902 6,726,374 15,257,871 7,462,338 3,155,006 32,601,589 (2,275,526) (3,454,343) (3,820,723) – (9,550,592) (22,150) (32,110) (7,634) – (61,894) 16,634 58,262 15,160 3,743 93,799 4,445,332 11,829,680 3,649,141 3,158,749 23,082,902 (a) 29,591,000 32 24,445,000 16,575,000 188 15 (b) 1,785,587 1,473,466 136,275 122,799 40,134 49,320 1,961,996 1,645,585 (c) 4,596 9,412 (%) 4.58 3.91 (d) 898,927 993,571 189 16 226,684 234,470 518 329 15 352 2,902 (10,984) (11,017) 216,570 226,684 295,266 295,921 16,797 19,732 (971) (760) 15,826 18,972 190 17 339,824 305,079 12,529 45,245 (12,111) (10,500) 340,242 339,824 433,992 421,463 (85,713) (73,602) (8,037) (8,037) 340,242 339,824 50 21,628 43,878 191 18 14,503,816 13,361 43,524 3,220 14,563,921 (3,412,376) (9,910) (22,886) (882) (3,446,054) 11,091,440 3,451 20,638 2,338 11,117,867 11,091,440 3,451 20,638 2,338 11,117,867 1,507,860 – 4,262 127 1,512,249 (609,349) (1,337) (4,583) (2) (615,271) 11,989,951 2,114 20,317 2,463 12,014,845 16,011,676 13,361 47,786 3,347 16,076,170 (4,021,725) (11,247) (27,469) (884) (4,061,325) 11,989,951 2,114 20,317 2,463 12,014,845 11,989,951 2,114 20,317 2,463 12,014,845 688,783 22,680 8,068 7,803 727,334 (500,343) (3,036) (4,615) (62) (508,056) 12,178,391 21,758 23,770 10,204 12,234,123 16,700,459 36,041 55,854 11,150 16,803,504 (4,522,068) (14,283) (32,084) (946) (4,569,381) 12,178,391 21,758 23,770 10,204 12,234,123 500,369 609,349 7,687 5,922 508,056 615,271 192 19 a 120,694 120,694 b 1,042,959 1,042,959 13,672 (36,980) 1,177,325 1,126,673 (a) 65,340,000 55,354,000 11% 13% 193 19 (b) 153,956,000 1,042,959,000 AGBII 50% 11B 38 AGBII MAS AGBII FVLCD LOM (%) NAV 84,500,000 579,940,000 194 19 1,325 1,270 1,300 1,234 (%) 6.74 8.47 6.60 9.08 1.15 1.045 1.2 1.065 10 9.1 11 9.7 20 – 2,000 2,000 621,734 – 621,734 201,515 – 201,515 1,937,718 – 1,937,718 2,760,967 2,000 2,762,967 – 6,432,174 6,432,174 – 3,598,165 3,598,165 – 73,926 73,926 6,438,726 – 6,438,726 6,438,726 10,104,265 16,542,991 195 20 – 2,015 2,015 317,032 – 317,032 669,942 – 669,942 2,402,814 – 2,402,814 3,389,788 2,015 3,391,803 – 10,974,926 10,974,926 – 3,515,273 3,515,273 – 83,435 83,435 5,751,411 – 5,751,411 5,751,411 14,573,634 20,325,045 21 2,015 2,015 (15) – (2,000) – – 2,015 196 21 – – 2,000 – – – 2,000 – b 2,000 2,015 (a) (b) (c) 22 145,461 120,402 93,900 496,672 136,909 125,573 110,407 54,540 42,143 34,830 528,820 832,017 197 23 a 40(d) 25,212 5,722 554,218 116,410 579,430 122,132 (8,341) (5,745) 571,089 116,387 h 522 19,066 d 40(d) 1,777 2,171 162,376 173,133 164,153 175,304 e 40(d) 19,396 65,430 26,319 78,257 39,599 37,078 1,703 9,065 50,249 74,921 137,266 264,751 (87,143) (89,393) 50,123 175,358 272,305 228,505 – 6,221 1,058,192 720,841 198 23 (a) 1 567,539 114,775 1 2 4,577 77 2 3 69 82 3 7,245 7,198 579,430 122,132 (b) (c) 33,496 14,120 (8,341) (5,745) 25,155 8,375 1 21,605 6,763 1 2 4,577 77 2 3 69 82 3 7,245 7,198 33,496 14,120 199 23 (d) 40(d) (e) (f) 95,138 103,452 5,132 8,428 (3,603) (17,133) (1,183) – – 391 95,484 95,138 (g) (h) 9 2.1.2(b) 522,000 (i) 337,444 400,926 543,823 163,578 1,941 1,848 174,984 154,489 1,058,192 720,841 200 24 2,262,398 1,817,902 37,295 37,532 1,138,650 1,216,755 183,807 30,105 3,622,150 3,102,294 a (269,223) (143,896) 3,352,927 2,958,398 (a) 12 (b) 45,686,717 42,560,908 (c) 129 129 556 – (25) – 660 129 201 25 (a) 201,515 149,744 – 520,198 201,515 669,942 – 520,198 98,973 63,417 102,542 85,827 – 500 201,515 669,942 (b) 473 477 3 1,523,124 1,803,805 40(d) 414,121 598,532 1,937,718 2,402,814 202 25 (c) 1,621,420 2,309,617 424,833 761,275 92,980 1,864 2,139,233 3,072,756 26 (a) 1.00 A 831,934 831,934 831,934 831,934 1,025,185 1,025,185 1,025,185 1,025,185 1,857,119 1,857,119 1,857,119 1,857,119 1.00 H 356,889 356,889 – – 2,214,008 2,214,008 1,857,119 1,857,119 H 327.73 H 29.16 H 203 26 (b) 2,491 6,385 2,491 6,385 27 a b 4,579,406 552,643 (227,129) (2,482) 3,441 4,905,879 – – – – (49) (49) – – – (23,094) – (23,094) – – – (23,094) (49) (23,143) – 12,243 – – – 12,243 39 – – (1,536) – – (1,536) a (ii) 135,281 – – – – 135,281 H a (i) 4,052,576 – – – – 4,052,576 – – – – (316) (316) 4,187,857 12,243 (1,536) – (316) 4,198,248 8,767,263 564,886 (228,665) (25,576) 3,076 9,080,984 204 27 a b 4,579,406 471,155 (228,441) – 2,892 4,825,012 – – – – (56) (56) – – – (2,482) – (2,482) – – – (2,482) (56) (2,538) b – 81,488 – – – 81,488 39 – – 1,312 – – 1,312 – – – – 605 605 – 81,488 1,312 – 605 83,405 4,579,406 552,643 (227,129) (2,482) 3,441 4,905,879 (a) (i) 4,052,576,000 H H H (ii) 10 25.43% 135,281,000 (b) 10% 50% 50% 25% 205 28 a 822,583 949,419 40(d) 31,171 12,662 853,754 962,081 b 631,643 388,878 832,471 800,143 302,977 267,631 179,418 191,827 – 127,219 c 79,118 – 82,895 135,563 36,329 188,863 d 40(d) 551,908 517,147 122,864 149,389 57,484 110,576 H 72,772 – 79,409 88,127 3,883,042 3,927,444 (a) 1 823,115 942,330 1 2 25,943 8,365 2 3 1,509 1,714 3 3,187 9,672 853,754 962,081 206 28 (b) 1 631,643 388,878 (c) 15 (d) (e) 3,331,812 3,242,226 397,392 472,298 109,841 212,559 43,060 – 937 361 3,883,042 3,927,444 (f) (g) 25(a) 98,973 63,417 403,052 320,788 207 29 5,751,411 3,169,789 8,684,341 6,467,964 (8,726) 26,799 (7,988,300) (3,913,141) 6,438,726 5,751,411 1 1 10 7 208 30 a (i) – 4,835,308 a (ii) 2,058,960 1,960,259 b 687,862 3,294,480 2,746,822 10,090,047 – (1,998,228) 2,746,822 8,091,819 a (ii) 3,076,952 598,000 40(c) a (iii) 12,400 49,300 596,000 237,579 b – 1,998,228 3,685,352 2,883,107 6,432,174 10,974,926 (a) (i) 740 4,835,308,000 AGBII 50% MAS 2.155% (ii) 410 2,813,912,000 2,058,960,000 754,952,000 (iii) 12,400,000 49,300,000 209 30 (b) 688,996 1,300,000 (1,134) (3,748) 687,862 1,296,252 – 2,000,000 – (1,772) – 1,998,228 687,862 3,294,480 20,000,000 100 2,000,000,000 5.16% 5.30% 12,000,000 13,000,000 100 1,300,000,000 4.80% 4.94% 7,800,000 611,004,000 6,110,040 210 30 (b) – 34,400 27,388 46,800 699,955 1,310,400 (c) 3,685,352 2,883,107 2,746,822 – – 8,091,819 6,432,174 10,974,926 211 30 (d) 6 1,491,952 854,879 6 12 2,193,400 30,000 1 5 2,058,960 6,795,567 5,744,312 7,680,446 (e) 2 (f) 3,618,262 4,179,359 2,813,912 6,795,567 6,432,174 10,974,926 (g) 3.37% 2.89% 212 31 142,704 152,421 (4,097,447) (4,135,396) (3,954,743) (3,982,975) (3,982,975) (1,831,028) 13 138,091 123,936 38 – (2,358,331) (109,859) 82,448 (3,954,743) (3,982,975) 213 31 141,706 – 12,256 44,844 29,281 – – – 228,087 21,474 – 16,359 (2,223) (29,281) (20,972) (38,617) 13,006 (40,254) – – – – – 71,995 40,282 3,822 116,099 – – – – – (2,220) (816) (342) (3,378) 163,180 – 28,615 42,621 – 48,803 849 16,486 300,554 163,180 – 28,615 42,621 – 48,803 849 16,486 300,554 6,057 2,729 (28,615) 200 50,409 63,834 72,327 (8,334) 158,607 – – – – – 4,884 3,045 254 8,183 169,237 2,729 – 42,821 50,409 117,521 76,221 8,406 467,344 214 31 (2,044,411) (14,704) – – (2,059,115) 42,352 1,427 99,840 20,571 164,190 – – (2,315,122) (159,308) (2,474,430) – – 80,504 5,322 85,826 (2,002,059) (13,277) (2,134,778) (133,415) (4,283,529) (2,002,059) (13,277) (2,134,778) (133,415) (4,283,529) 67,324 13,277 (61,720) (39,397) (20,516) – – (109,825) (8,217) (118,042) (1,934,735) – (2,306,323) (181,029) (4,422,087) 59,268 75,372 237,072 321,621 215 31 – 25,916 20,755 34,238 63,930 87,472 98,804 98,804 37,185 75,191 16,398 – 237,072 321,621 32 570,586 29,965 10,346 5,021 203,875 182,754 38 – 365,818 15(a) (29,591) – 23,845 (12,972) 779,061 570,586 216 33 a 53,260 61,430 2,453 10,094 b 9,744 7,721 8,469 4,190 73,926 83,435 a (11,913) (12,992) 62,013 70,443 (a) 174 111 63 53 61 12 13 (b) 1.42 9.74 1.23 7.72 MAS 217 34 0.1 – 184,410 0.08 – 147,528 0.04 73,764 – 73,764 331,938 0.1 2.21 0.1 0.04 221,401 73,764 218 35 (a) 1,360,189 1,604,445 1,932,846 1,607,282 532,393 648,678 27,005 22,267 1,529 (2,873) (5,340) 1,430 84,651 (11,305) (37,985) (34,024) 697,855 575,966 (36,796) (37,445) 4,556,347 4,374,421 (591,798) (58,446) (245,113) (331,224) (214,445) 182,643 (51,771) – (75,372) 63,131 3,377,848 4,230,525 (b) 65,295 32,823 (27,005) (22,267) 15(a) (16,575) – 21,715 10,556 219 35 (c) 400,000 3,290,394 628,697 88,000 3,169,789 7,576,880 (400,000) – 189,300 6,905,184 2,554,823 9,249,307 – – – (131,617) – (131,617) 1,998,228 (1,998,228) 66,000 (66,000) – – – – 9,908 – – 9,908 – – (9,026) – – (9,026) – 4,086 – – 26,799 30,885 1,998,228 1,296,252 884,879 6,795,567 5,751,411 16,726,337 1,998,228 1,296,252 884,879 6,795,567 5,751,411 16,726,337 (2,000,000) (611,004) 2,804,052 (5,079,336) 696,041 (4,190,247) – – 3,717 342,729 – 346,446 – – 7,671 – – 7,671 – – (14,967) – – (14,967) 1,772 2,614 – – (8,726) (4,340) – 687,862 3,685,352 2,058,960 6,438,726 12,870,900 220 36 AGBII AGBII MAS AGBII AGBII MAS Barrick Gold Corporation 221 37 (a) 872,141 355,692 190,637 366,465 1,062,778 722,157 (b) 8 25,428 14,640 34,270 31,294 17,621 30,906 77,319 76,840 8,968 14,445 2,004 18,989 – – 10,972 33,434 3,562 2,663 614 575 4,176 3,238 92,467 113,512 222 38 AGBII 50% 11B 989,700 6,704,624 636 4,309 225,342 1,526,557 4,440 30,078 21,744 147,303 1,036,430 7,021,191 (50,445) (341,735) (279) (1,889) (54,000) (365,818) (348,124) (2,358,331) 835,744 5,661,665 19(b) 153,956 1,042,959 989,700 6,704,624 223 39 2,222 13,368 (3,758) (12,056) (1,536) 1,312 40 224 40 (a) 386,783 367,944 114,463 103,944 4,774 3,162 220,615 48,597 39,202 29,565 765,837 553,212 757 738 114,597 136,193 394 23,011 7,750 2,679 18,132 – 10,817 4,428 152,447 167,049 196,211 464,058 196,211 464,058 (b) 20,093 4,209 6,079 7,213 225 40 (c) 7,579 76,697 – 20,000 – (90,000) – 1,582 (7,579) (700) – 7,579 279,300 40,000 2,156,000 1,559,300 (1,826,900) (1,320,000) 7,671 8,326 (7,388) (8,326) 608,683 279,300 286,879 116,697 2,156,000 1,579,300 (1,826,900) (1,410,000) 7,671 9,908 (14,967) (9,026) 608,683 286,879 4.35% 4.42% 226 40 (d) 25,212 5,722 19,396 65,430 – 6,221 1,777 2,171 414,121 598,532 56,719 476,155 517,225 1,154,231 31,171 12,662 551,908 517,147 22,506 110,582 32,189 37,849 2,453 10,094 640,227 688,334 227 40 (e) 7,226 7,962 4,914 3,198 12,140 11,160 (f) 688,996 3,300,000 20,000,000 100 2,000,000,000 30(b) 13,000,000 100 1,300,000,000 30(b) 611,004,000 228 41 300 301 78 679 113 360 54 527 136 406 59 601 240 384 59 683 198 725 61 984 144 437 61 642 180 – – 180 180 – – 180 180 – – 180 1,671 2,613 372 4,656 229 41 305 400 99 804 133 335 81 549 204 259 82 545 245 703 87 1,035 214 553 88 855 * 144 337 114 595 ** 24 – 5 29 125 – – 125 Bingsheng Teng *** 110 – – 110 **** 110 – – 110 ***** 15 – – 15 ****** 15 – – 15 1,644 2,587 556 4,787 * ** *** Bingsheng Teng **** ***** ****** 230 42 34 885,600,000 10,000,000 100 1,000,000,000 3.85% 43 (a) 2,133,114 1,816,116 193,371 201,707 6,850 6,996 578,387 35,301 13,204,631 13,097,045 1,029,559 399,208 – 500 500 – – 520,198 121,100 442,139 17,267,512 16,519,210 46,845 37,532 9,270,796 4,428,749 10,928 10,941 14,996 15,601 805,361 1,374,843 10,148,926 5,867,666 27,416,438 22,386,876 231 43 (a) 2,214,008 1,857,119 9,650,790 5,586,020 4,210,543 4,175,859 16,075,341 11,618,998 687,862 1,296,252 13,204 43,134 1,290 757 21,063 15,264 2,453 4,717 725,872 1,360,124 1,496,499 1,302,735 2,680,000 2,668,228 6,438,726 5,436,791 10,615,225 9,407,754 11,341,097 10,767,878 27,416,438 22,386,876 (466,299) (3,540,088) 16,801,213 12,979,122 232 43 (b) 3,764,279 5,505,066 825,006 – (331,938) – (81,488) 81,488 – (56) – (478) 4,175,859 5,586,020 4,175,859 5,586,020 122,432 – (73,764) – (12,243) 12,243 – 4,052,576 – (49) (1,741) – 4,210,543 9,650,790 233 AGBII Argentina Gold (Bermuda) II Ltd. Barrick Cayman (V) Ltd. 50% A 0.1 Barrick Gold Corporation Barrick Cayman (V) Ltd. 100% BAW NI43-101 BAW 73.52% 22.48% 3.99% 622 32 234 70.65% 29.35% H 0.10 http://www.hkexnews.hk IPEEM Instituto Provincial de Exploraciones y Explotaciones Mineras 65% 35% 235 10 60.43% 23.70% 15.87% Morgan Stanley & Co. International plc MAS Minera Andina del Sol SRL Minera Argentina Gold S.R.L AGB II 95.6906% 2.1547% Argentina Gold Corporation 1.9529% Compania Minera San Jose de Argentina 0.2018% 236 RPA Roscoe Postle Associates Inc. 30% 70% 70% 20% 10% 95.65% 4.35% 237 571 92% 75% 25% 1.00 A H http://www.sse.com.cn 960 RPA 238