SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION * 981 2020 12 25 2020 12 25 2020 12 25 2020 12 25 -1– 10.46% 12.31% 24.51% 37.4% 14A 14.07 0.1% 5% 14A 2017 7 20 2020 12 18 2017 2020 12 25 2020 12 25 -2– 2020 12 25 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. -3– 698,968,778 596,553,646 102,415,132 200,000,000 170,695,363 29,304,637 300,000,000 256,043,045 43,956,955 10,649,940,000 11,673,232,054 10 30% 90 70% 2020 12 25 -4– 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. -5– 11,673,232,054 % 183,529.9 17.23295 128,021.5 12.02087 107,962.3 10.13737 96,037.5 9.01766 87,925.1 8.25593 85,347.7 8.01391 50,000.0 4.69486 48,018.7 4.50883 45,438.2 4.26651 42,761.9 4.01522 40,984.2 3.84831 33,613.1 3.15618 33,613.1 3.15618 26,218.6 2.46185 19,245.2 1.80707 19,207.5 1.80353 17,069.5 1.60277 1,064,994.0 100 -6– % 183,529.9 15.72228 128,021.5 10.96710 107,962.3 9.24871 102,417.2 8.77368 96,037.5 8.22716 87,925.1 7.53220 85,347.7 7.31140 50,000.0 4.28331 48,018.7 4.11358 45,438.2 3.89251 40,984.2 3.51096 34,139.1 2.92456 33,613.1 2.87950 33,613.1 2.87950 26,218.6 2.24604 25,604.3 2.19342 19,245.2 1.64866 19,207.5 1.64543 1,167,323.2 100 -7– 30 2020 12 25 2020 12 25 2020 12 25 1. 2. 3. 4. -8– 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. -9– 1,000,000,000 853,476,815 146,523,185 800,000,000 682,781,452 117,218,548 11,673,232,054 13,209,490,321 10 30% 90 70% 2020 12 25 1. 2. 3. 4. 5. 6. - 10 – 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. - 11 – 13,209,490,321 (%) 183,529.9 15.72228 128,021.5 10.96710 107,962.3 9.24871 102,417.2 8.77368 96,037.5 8.22716 87,925.1 7.53220 85,347.7 7.31140 50,000.0 4.28331 48,018.7 4.11358 45,438.2 3.89251 40,984.2 3.51096 34,139.1 2.92456 33,613.1 2.87950 33,613.1 2.87950 26,218.6 2.24604 25,604.3 2.19342 19,245.2 1.64866 19,207.5 1.64543 1,167,323.2 100 - 12 – (%) 183,529.9 13.89379 128,021.5 9.69163 107,962.3 8.17309 102,417.2 7.75331 96,037.5 7.27034 87,925.1 6.65621 85,347.7 6.46109 85,347.7 6.46109 68,278.1 5.16887 50,000.0 3.78516 48,018.7 3.63517 45,438.2 3.43980 40,984.2 3.10263 34,139.1 2.58444 33,613.1 2.54462 33,613.1 2.54462 26,218.6 1.98483 25,604.3 1.93833 19,245.2 1.45692 19,207.5 1.45406 1,320,949.0 100 - 13 – 30 (i) (ii) (iii) 122 - 14 – 10.46% 12.31% 24.51% 37.4% 14A 14.07 0.1% 5% 14A 14A.06(27) - 15 – 2018 12 31 2019 12 31 2020 9 30 2018 2019 2020 12 31 12 31 9 30 587.3 717.3 585.8 455.1 554.0 443.1 2019 12 31 514 384 130 0.35 14 300mm 200mm 300mm 300mm 300mm 200mm 300mm - 16 – 99.9% 37.92% 25% 2019 5 5G - 17 – 2011 5 2014 9 16 36.47% 22.29% 11.14% 10.13% 5.06% 5.06% 5.06% 9 5% 2020 6 6 2009 2 5.75% 24.51% - 18 – 2015 30.70% 21.05% 10.53% 10.53 9.21% 9.21% 7.02% 1.75% 285 2020 6 6 2015 37.4% 24.9% 1995 - 19 – 2020 8 100 + 2008 7 A 600584 2015 10 - 20 – 600895 2017 7 100 - 21 – 2009 1 25 - 22 – 2017 2017 7 20 2017 7 20 2020 12 25 Semiconductor Manufacturing International Corporation * - 23 – 2020 12 25 2020 12 25 - 24 – 2020 12 18 2020 12 18 10.53% 0.004 - 25 – 2020 12 25 - 26 – % 2020 12 27 William Tudor BROWN * - 27 –